Input-Dependent Sampling-Time Error Effects Due to Finite Clock Slope in MOS Samplers

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1 IEICE TRANS. ELECTRON., VOL.E87 C, NO.6 JUNE LETTER Special Section on Analog Circuit and Device Technologies Input-Dependent Sampling-Time Error Effects Due to Finite Clock Slope in MOS Samplers Naoto HAYASAKA, Student Member and Haruo KOBAYASHI a), Member SUMMARY This paper analyzes the input-dependent sample-time error in MOS sampling circuits caused by the finite slope of the sampling clock, and clarifies the following: i) Input-dependent sampling jitter causes phase modulation in the sampled data. ii) The formulas for SDR due to such sampling errors are explicitly derived. iii) NMOS sampling circuits generate even-order harmonics, which are greatly reduced by using adifferential topology. iv) CMOS sampling circuits without clock between V clk and V clk generate odd-order harmonics which a differential topology cannot help cancel, whereas circuits with clock generate even-order as well as odd-order harmonics. v) For single-ended sampling circuits, the SDR of CMOS circuits without clock is better than that of NMOS circuits. vi) NMOS differential sampling circuits are relatively insensitive to input-dependent sampling-time error effects, which would be the best regarding to the input-dependent sampling-time error effects. vii) Its effects in case of NMOS differential samplers with finite between plus and minus path clocks are discussed. viii) Its effects in CMOS samplers with finite between PMOS and NMOS clocks are discussed. key words: sampling, jitter, MOS switch, track/hold circuit, ADC Fig. 1 NMOS, PMOS and CMOS sampling circuits. 1. Introduction Let us consider the NMOS sampling circuit in Fig. 1a), whose topology is popular in high-speed, medium resolution 6 8 bit) CMOS ADCs [1], []. Suppose that the sampling clock V clk has a finite slope Fig. ) and the ideal sampling time is defined to be the negative-going M + V thn )- crossing of V clk. Here V thn is the threshold voltage of the NMOS transistor.) Then the actual sampling time is that when V clk passes through the value when it exceeds a threshold voltage of the NMOS transistor. In other words, the NMOS switch in Fig. 1a) turns off when V clk is above V in by V thn. Thus when V in is above M, the actual sampling time is earlier than the ideal sampling time, whereas when V in is less than M, it is later. Then we see that the finite slope of the sampling clock effectively causes input-dependent sampling time error effective jitter) [] [4] even though the sampling clock does not have physical jitter [5], [6]. There are many nonidealities in MOS sampling circuits such as clock jitter, charge injection, finite bandwidth), and in this letter we will focus on the effects of the sampling clock finite slope; we will analyze this effect rigorously for NMOS and CMOS sampling circuits as shown in Fig. 1 and which are used for 6 8 bit high-speed CMOS ADCs) in order to estimate a required slope of the sampling clock for a specified Signal-to- Manuscript received October 6, 003. Manuscript revised January 7, 004. The authors are with the Department of Electronic Engineering, Faculty of Engineering, Gunma University, Kiryu-shi, Japan. a) k haruo@el.gunma-u.ac.jp Fig. Waveforms for V in and V clk to illustrate how a finite slope of V clk introduces V in -dependent sampling-time error effective jitter). Fig. 3 Differential sampling circuits. a) Without clock. b) With clock of t skw between clkp and clkm. Distortion Ratio SDR), as well as allowable clock s in CMOS single-ended samplers, and NMOS, CMOS differential samplers. Since we focus on the effects of the sampling clock finite slope, we simplify the problem formulation as follows: i) We assume that the input for a single-ended sampling circuit Fig. 1) is given by V in t) = A sinωt) + M 1) and the inputs for a differential sampling circuit Fig. 3) are V inp t) = A sinωt) + M,

2 1016 IEICE TRANS. ELECTRON., VOL.E87 C, NO.6 JUNE 004 Fig. 4 Sampling clocks V clk, V clk and reference sampling timing t refn, t refp. a) NMOS sampling circuit. b) PMOS sampling circuit. V inm t) = A sinωt) + M. ii) We suppose that the sampling clock V clk for NMOS switches starts to fall at time t sn Fig. 4a)), and in the falling transient V clk is expressed by V clk t) = /t TR ) t t sn ) +. ) Also the sampling clock V clk for PMOS switches starts to rise at time t sp Fig. 4b)), and in the rising transient it is expressed by V clk t) = /t TR ) t t sp ). 3) iii) The sampling clocks do not have physical) jitter. iv) In the CMOS sampling circuit in Fig. 1c), the sampling clocks for NMOS and PMOS switches can have a finite. v) The sampling clocks for the differential circuit in Fig. 3 can have a finite. vi) The effects of the MOS switch finite on-resistance, body effect though we mention some comments on the MOS switch body effect in Sect..1), finite drain-source voltage and charge injection are not taken into account. Also the device mismatch effects in differential sampling circuits in Fig. 3 are not considered. We assume that V thn = V thp, where V thn, V thp are NMOS, PMOS threshold voltages respectively.. NMOS Sampling Circuit.1 NMOS Single-Ended Sampling Circuit Let us consider the case when V clk is in the falling transient state in an NMOS sampling circuit Fig. 1a)), and the NMOS switch turns off at time t s-actual := t sn + δt n. Here, δt n denotes the deviation of actual sampling time from t sn Fig. 4a)). Then we have from OFF condition for NMOS switch V clk t sn + δt n ) = V in t sn + δt n ) + V thn. 4) It follows from Eqs. ), 4) that t TR δt n + = V in t sn + δt n ) + V thn. 5) Fig. 5 Ideal ) and actual ) sampling points in a single-ended NMOS sampling circuit. Then Eq. 5) gives us the following: t s-actual = t sn + δt n = t sn + t TR V in t sn + δt n ) V thn ) = t sn + t TR A sinωt s-actual) M V thn ) = t refn + δt n. 6) Here, t refn is the reference ideal) sampling time Fig. 4a)) and δt n denotes the deviation of the actual sampling time from t refn, which are given by t refn := t sn + t TR M V thn ), 7) δt n := t TRA sinωt s-actual). 8) Let us denote t refn as t, and we have the following sampled output from Eqs. 7), 8): where V out t) A sinωt + φt)) + M, 9) φt) := sinωt). 10) We see from Eqs. 9), 10) that the input dependent sampling-time error causes phase modulation. Figure 5 illustrates ideal and actual sampling points. When 1, then φt) 1, and Eqs. 9), 10) give us the following sampled output: V out t) A [ sinωt)cosφt) + cosωt)sinφt)) ] + M A [ sinωt)1 1 φt) ) + cosωt) φt) ] + M = A 1 3A ω ttr sinωt) A ωt TR sinωt) 8Vdd + A3 ω t TR 8V dd sin3ωt) + M A sinωt) A ωt TR sinωt) + M. 11)

3 LETTER We see from Eq. 11) that when / 1, the second harmonics is dominant rather than the third harmonics. In this case, Eq. 11) gives us the following: A SDR = 0 log 10 A ωt TR / ) = 0 log 10 [db]. 1) Remark: i) Eq. 1) yields to SDR = 0 log 10 Aπ f )t TR = 0 log log Aft 10 TR π = 0 log 10 4[dB]. 13) A pp ft TR Equation 13) corresponds to the result in [4] which was derived empirically by simulation; but note that [4] does not discuss differential samplers or CMOS samplers including clock effects which we will discuss in the following sections. ii) Let us consider the body effect of the NMOS switch. Suppose that the body of the NMOS switch is connected to ground in Fig. 1a), and then its threshold voltage V thn increases as V in which is equal to its source-bulk voltage) increases. Note that as V in is at higher level, the NMOS turns off earlier due to the finite clock slope, but the body effect the increase of V thn ) makes the turn off time later. Thus the body effect makes the sampling time error between the sampling timings for higher and lower levels of V in ) smaller, and hence it helps improve SDR given by Eq. 1). Since the amount of the body effect depends on MOS process substrate doping density) and is nonlinear, we just point out this qualitatively.. NMOS Differential Sampling Circuit Now consider a differential sampling circuit Fig. 3a)), and Fig. 6 illustrates ideal and actual sampling points. Similarly we have their sampled outputs: V outp t) A sin ωt + φt) ) + M, 14) Fig. 6 Ideal ) and actual ) sampling points in a differential NMOS sampling circuit V outm t) A sin ωt φt) ) + M. 15) Then Eqs. 14), 15) give us the differential output: V out t) := V outp t) V outm t) = A [ sin ωt φt) ) + sin ωt + φt) )] ) φt) = A sinωt)cos A sinωt) 1 18 ) φt) = A 1 3A ω ttr sinωt) + A3 ω ttr 3Vdd 3Vdd sin3ωt) A sinωt) + A3 ω ttr sin3ωt). 16) 3Vdd We see from Eq. 16) that the second harmonics which is the most dominant error in the NMOS single-ended sampler case) is cancelled, and we have 3V dd SDR = 0 log 10 A ω ttr [ ] = 0 log [db]. 17) Next we will consider the case that plus-path clock clkp) and minus-path clock clkm) in Fig. 3b) has a finite of t skw.wehave V outp t) A ωt sin + 1 ) φt) ωt skw) + M, 18) V outm t) A ωt sin 1 ) φt ωt skw) + M. 19) From Eqs. 18),19), the differential output is given by V out t) := V outp t) V outm t) a 0 + A sinωt) + a cosωt) + b 3 sin3ωt) 0) where a 0 := αβ, a := αβ, b 3 := α/8, α := A3 ω ttr, β := t skw. 4Vdd At TR Also it follows from Eq. 0) that SDR is given by A / SDR = 10 log 10 a 0 + a + b 3 [ ] )/ = 0 log log 10 64β + 1) [db]. 1) Remark : Similar results described in Sect. can be obtained for the PMOS sampling circuit in Fig. 1b). 3. CMOS Sampling Circuit Consider the CMOS sampling circuit in Fig. 1c).

4 1018 IEICE TRANS. ELECTRON., VOL.E87 C, NO.6 JUNE 004 Fig. 7 Sampling clocks V clk, V clk in a CMOS sampling circuit. a) Without. b) With of t between V clk and V clk. Fig. 9 Ideal ) and actual ) sampling points in a differential CMOS sampler without clock. A sinωt) A ωt TR cos3ωt) + M. 3) 3π We see from Eq. 3) that the dominant harmonics of V out t) is the third one, and even-order one is negligible. Also SDR is given by Fig. 8 Ideal ) and actual ) sampling points in a single-ended CMOS sampler without clock. 3.1 Zero Clock Skew Case Suppose that there is no between NMOS clock V clk ) and PMOS clock V clk ); in other words t refn = t refp as shown in Fig. 7a). The time when V clk t) = M + V thn and the one when V clk t) = M V thp are the same. A. CMOS Single-Ended Sampling Circuit: Figure 8 illustrates ideal and actual sampling points. First, let us consider a CMOS single-ended sampler in Fig. 1c). Noting that the CMOS switch is off when both NMOS and PMOS switches are off, we have the sampled output as follows: V out t) A sinωt + φt) ) + M = A [ sinωt)cos φt) ) + cosωt)sin φt) ) ] + M [ A sinωt)1 1 ] φt) ) + cosωt) φt) + M A 1 3A ω ttr sinωt) + A3 ω ttr sin3ωt) 8Vdd 8Vdd + A ωt TR cosωt) sinωt) + M. ) Noting that sinωt) = π 1 n=1 Eq. ) yields to the following: V out t) A sinωt) 4A ωt TR 3π cosnωt) 4n 1, cosωt)cosωt) + M SDR = 0 log 10 3π = 0 log [db]. 4) B. CMOS Differential Sampling Circuit: For a differential circuit, the sampled outputs are given by V outp t) A sin ωt + φt) ) + M, V outm t) A sin ωt + φt) V out t) := V outp t) V outm t) = A sin ωt + φt) ) ) + M, A sinωt) A ωt TR cos3ωt). 5) 3π Then we have the following from Eq. 5): SDR = 0 log 10 3π = 0 log [db]. 6) Figure 9 illustrates ideal and actual sampling points. We see that the phase modulation index the intensity of the phase modulation) due to the input-dependent sampling-time error is reduced by a factor of. However, the harmonics caused by it are not cancelled because all of them are odd harmonics; using a differential circuit does not help reduce the harmonics caused by input-dependent sampling-time error in a CMOS sampling circuit without. 3. Finite Clock Skew Case Suppose that there is a finite timing t between V clk and V clk t := t refn t refp 0 as shown in Fig. 7b)) and

5 LETTER ɛ ) ] 1 ɛ cosωt), 3) Fig. 10 Ideal ) and actual ) sampling points in a single-ended CMOS sampler with clock of t. ωt 1. Note that the clocks for NMOS and PMOS switches are respectively given by V clk t) = V dd t t sn t ) +, 7) t TR V clk t) = t TR t t sp + t ). 8) Then it follows from Eqs. 7), 8) that the turn-off timings of NMOS and PMOS switches are given by t sn + δt n = t refn + δt n + t, 9) t sp + δt p = t refp + δt p t. 30) A. CMOS Single-Ended Sampling Circuit: Figure 10 illustrates ideal and actual sampling points. It follows from Eqs. 10),9) that we have the sampled output: V out t) A sin ωt + φt) + ωt ) + M [ = A sinωt)cos φt) + ωt ) + cosωt)sin φt) + ωt )] + M A sinωt) 1 1 φt) + ωt ) ) + A cosωt) φt) + ωt + M. 31) Let ɛ := t )/At TR ), and note that in case that 1 ɛ 1, φt) + ωt = sinωt) ωt = sinωt) ɛ Aωt [ TR 1 ɛ + ɛ sin 1 ɛ) π [ sin 1 ɛ) + 3ɛ 1 ɛ ] sinωt) in case that 1 ɛ, φt) + ωt = sinωt) ɛ), 33) and in case that ɛ 1, φt) + ωt = sinωt) ɛ). 34) Then we have the following: i) In case that 1 ɛ 1: Eqs. 10), 31), 3) give us V out t) A sinωt) + A ωt TR [ 1 ɛ + ɛ sin 1 ɛ) πa ɛ ) ] 1 ɛ cosωt) A ωt TR [ sin 1 ɛ) + 3ɛ 1 ɛ πv ] sinωt) dd A ωt TR 1 + 5ɛ ) 1 ɛ 3πV cos3ωt) + M. dd SDR = 0 log log Aωt 10 γ [db]. 35) TR Here γ := 9 4 sin ɛ) ɛ sin 1 ɛ) + [1 + 5ɛ ) ] ɛ 1 ɛ ). ii) In case that ɛ 1: Eqs. 31), 33) give us V out t) A sinωt) A ωt TR sinωt) + M. SDR = 0 log 10 [db]. 36) This corresponds to the NMOS sampling circuit case. iii) In case that ɛ 1: Eqs. 31), 34) give us V out t) A sinωt) + A ωt TR sinωt) + M. SDR = 0 log 10 [db]. 37) This corresponds to the PMOS sampling circuit case. This corresponds to the NMOS or PMOS sampling circuit case. Also we see from Eqs. 38),40) that even-order harmonics are cancelled. B. CMOS Differential Sampling Circuit: Figure 11 illustrates ideal and actual sampling points. It follows from Eqs. 10), 9), 30) that we have the sampled outputs V outp t) A ωt sin + 1 ) φt) + ωt + M,

6 100 IEICE TRANS. ELECTRON., VOL.E87 C, NO.6 JUNE 004 Fig. 11 Ideal ) and actual ) sampling points in a differential CMOS sampler with clock of t. Fig. 13 Calculated SDR based on derived formulas versus clock in CMOS sampling circuits. The horizontal axis indicates ɛ := t )/At TR ), where / = a) A single-ended CMOS sampler with clock. b) A differential CMOS sampler with clock. The SDR curve b) increases for a large ɛ; this is because as ɛ increases the second-harmonics which can be cancelled by a differential topology) increases while the third-harmonics decreases. Note that for a very large ɛ, the CMOS sampling circuit becomes equivalent to the NMOS or PMOS) sampling circuit. Fig. 1 Calculated SDR based on derived formulas versus /. a) A single-ended NMOS sampler. b) A differential NMOS sampler. c) A single-ended CMOS sampler without clock. d) A differential CMOS sampler without clock. V outm t) A ωt sin + 1 ) φt) ωt + M, V out t) := V outp t) V outm t) A sin ωt + 1 ) 4 { φt) + ωt + φt) ωt } ) 1 cos 4 { φt) + ωt φt) ωt }. i) In case 1/ ɛ 1/: where V out t) A sinωt) + c 3 cos3ωt) + d 3 sin3ωt) 38) c 3 := A ωt TR 3π 1 + 0ɛ ) 1 4ɛ, d 3 := A3 ω t TR 8π V dd sin ɛ). A SDR = 10 log 10 c 3 + [db]. 39) d 3 ii) In case ɛ 1/ orɛ 1/: V out t) A sinωt) + A3 ω t TR 3V dd sin3ωt). 40) Fig. 14 Calculated SDR based on derived formulas versus clock in differential NMOS sampling circuits. The horizontal axis indicates β := t skw )/At TR ), where / = a) A differential NMOS sampler with clock. b) A differential NMOS sampler without clock. c) A differential CMOS sampler without clock. 3V dd SDR = 0 log 10 [db]. 41) A ω ttr Figures 1, 13 and 14 show numerical simulation results of SDR due to the input-dependent sampling time error; Fig. 1 is based on Eqs. 1), 17), 4), 6), and Fig. 13 uses Eqs. 35) 37), 39), 41), while Fig. 14 is given by Eqs. 17), 1), 6). 4. Conclusion We have analyzed the input-dependent sample-time error in MOS sampling circuits caused by the finite slope of the sampling clock and clarified the followings:

7 LETTER 101 Input-dependent sampling-time error causes phase modulation in the sampled data. The formulas for SDR due to such sampling errors are explicitly derived. NMOS sampling circuits generate even-order harmonics, which are greatly reduced by using a differential topology. CMOS sampling circuits without clock between V clk and V clk generate odd-order harmonics which a differential topology cannot help cancel, whereas circuits with clock generate even-order as well as oddorder harmonics. For single-ended sampling circuits, the SDR of CMOS circuits without clockisbetterthanthatof NMOS circuits. NMOS differential sampling circuits are relatively insensitive to input-dependent sampling-time error effects, which would be the best regarding to the inputdependent sampling-time error effects. Its effects in case of NMOS differential samplers with finite between plus and minus path clocks are discussed. Its effects in CMOS samplers with finite between PMOS and NMOS clocks are discussed. These results can be used to estimate a required slope of the sampling clock for a specified SDR of MOS samplers, as well as allowable clock s in CMOS single-ended samplers, and NMOS, CMOS differential samplers. Acknowledgement We would like to thank STARC which is supporting this research. Thanks are also due to K. Wilkinson for valuable discussions. References [1] K. Poulton, R. Neff, A. Muto, W. Liu, A. Burstein, and M. Heshami, A 4 GS/s 8b ADC in 0.35 µm CMOS, ISSCC Tech. Digest, vol.45, pp , Feb. 00. [] M. Choi and A.A. Abidi, A 6-b 1.3 GS/s A/D converter in 0.35 µm CMOS, IEEE J. Solid-State Circuits, vol.36, no.1, pp , Dec [3] D. Johns and K. Martin, Analog Integrated Circuit Design, John Wiley & Sons, [4] P.J. Lim and B.A. Wooley, A high-speed sample-and-hold technique using a miller hold capacitance, IEEE J. Solid-State Circuits, vol.6, no.4, pp , April [5] H. Kobayashi, K. Kobayashi, M. Morimura, Y. Onaya, Y. Takahashi, K. Enomoto, and H. Kogure, Sampling jitter and finite aperture time effects in wideband data acquisition systems, IEICE Trans. Fundamentals, vol.e85-a, no., pp , Feb. 00. [6] N. Kurosawa, H. Kobayashi, H. Kogure, T. Komuro, and H. Sakayori, Sampling clock jitter effects in digital-to-analog converters, Measurement, vol.31, no.3, pp , March 00.

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