REVIEWS. Written in stone: fossils, genes and evo devo. f o c u s o n E VO DEVO

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1 f o c u s o n E VO DEVO REVIEWS Written in stone: fossils, genes and evo devo Rudolf A. Raff Abstract Fossils give evo devo a past. They inform phylogenetic trees to show the direction of evolution of developmental features, and they can reveal ancient body plans. Fossils also provide the primary data that are used to date past events, including divergence times needed to estimate molecular clocks, which provide rates of developmental evolution. Fossils can set boundaries for hypotheses that are generated from living developmental systems, and for predictions of ancestral development and morphologies. Finally, although fossils rarely yield data on developmental processes directly, informative examples occur of extraordinary preservation of soft body parts, embryos and genomic information. Protostome (First mouth). The animal superphylum that contains annelids, molluscs, arthropods and several other phyla that are linked by a pattern of development and body organization that is distinct from deuterostomes, especially in development of the larval mouth. Deuterostome (Second mouth). The animal superphylum containing chordates, hemichordates and echinoderms. These are linked by their pattern of development, notably of the larval mouth. Bilaterians Animals with a bilaterally symmetrical body plan. Tetrapod Vertebrates ancestrally having four legs. Department of Biology, Indiana University, Bloomington, Indiana 47401, USA, and School of Biological Sciences, University of Sydney, Sydney 2006, New South Wales, Australia. raffr@indiana.edu doi: /nrg2225 Evolutionary developmental biology (evo devo) is the study of how developmental processes evolve to produce new patterns of development, new developmental gene regulation, new morphologies, new life histories and new behavioural capabilities 1. It also is about how established developmental processes influence what is evolutionarily possible under selection. Much of the current evo devo research centres on the evolution of developmental genetic mechanisms. The first reason for this focus is the exciting discoveries in developmental biology that show that a restricted set of developmental regulatory genes, such as the Hox genes, are phylogenetically widely shared in patterning development in each generation across the diversity of the animal kingdom 2. The second reason is the availability of powerful tools in developmental genetics that make it possible to investigate the roles of genes in development and to define developmental mechanisms. However, evo devo is multidimensional. In its history, the mechanistic link between evolution and ontogeny arose from several disciplinary strands, including comparative embryology, morphology, genetics, developmental biology, evolutionary theory and palaeontology, which together defined the research agenda of evo devo 3,4. Further, evo devo is tied to geological time through the necessity of placing developmental evolution in its context within geological history. This involves finding when and how rapidly developmental features evolved, and raises the need to integrate developmental evolution into major transitions in the evolution of body plans. However, even conceding that evolutionary time is important, how does studying the fossil record contribute to what has become a highly molecular and genomic subject? Why won t molecular clocks and comparisons of living diversity allow us to estimate the timing of evolutionary events? We would like to describe the common ancestor of protostomes and deuterostomes, the major superphyla of bilaterian animals. Can we not do this by comparing the morphologies, developmental processes, developmental gene networks and genomes of two living exemplars, Drosophila melanogaster, the genetically and developmentally bestunderstood protostome, and mouse, the genetically and developmentally best-understood deuterostome? The protostome deuterostome common ancestor should exhibit the shared features of these two living protostome and deuterostome organisms. Could this logic, using living model systems, be applied at other levels of evolutionary innovation for example, the origins of tetrapod limbs from fish fins, the evolution of mammalian middle ear bones from the reptilian jaw, the loss of limbs by snakes among the tetrapods or the gain of wings by insects among the arthropods all without need for fossils? Although it might be a tempting thought, without fossils there would be no dating of evolutionary events, nor any direct evidence of past developmental features. The afterlives of fossils Developmental genetic comparisons are unsurprisingly confined to living organisms. What information might we expect non-living extinct creatures to add to what we can learn from living beings? Fossils preserve only a fraction of the structural information of live animals (contrast a skeleton or shell with the entire soft anatomy of a living creature) and, except for nature reviews genetics volume 8 december

2 R E V I E W S Taxon Named groups of organisms that are arranged in the hierarchical taxonomic order: species, genus, family, order, class and phylum (plural taxa). Clade A group of species in a phylogenetic tree that share a single ancestral species. Radula A rasping organ in the mouth of molluscs that is equipped with chitinous teeth. Setae Spine-like projections found in annelid worms and brachiopods. Chordates Deuterostomes that possess a notochord. Vertebrates belong to the chordates. Hemichordates Worm-like deuterostomes that are related to echinoderms. Crown groups Crown groups represent the most derived living taxa in a clade. Pentameral A fivefold radial body plan. Stem groups Stem groups represent the less derived extinct branches of the phylogenetic tree. Stereom The porous calcitic endoskeleton that is characteristic of echinoderms. Phylogeny Evolutionary relationships among organisms shown in the diagrammatical form of phylogenetic trees. Pleistocene fossils of 100,000 years old or younger, no DNA is preserved 5,6. Alas, we will never have any trilobite or dinosaur genomes, although at least one extinct human genome of Neanderthals, who became extinct about 30,000 years ago is in progress. These data will allow comparisons between genomes that diverged approximately 500,000 years ago to allow an understanding of something about the genome of the common ancestor of us and our Neanderthal cousins 7. Fossils contribute a suite of data about evolution that are otherwise inaccessible (BOX 1), and give us our only direct information about extinct organisms, including especially features of body design that are now lost. We would not otherwise know about the existence of extinct major taxa such as trilobites, ammonites or non-avian dinosaurs, all animals with spectacular evolutionary histories that are discernable only from the fossil record. Fossils also give us vitally important direct data on primitive character states in extinct lineages of morphological features that are homologous to those in related clades living today. This knowledge has emerged as crucial as we try to reconstruct ancient homologous developmental and genomic features and their subsequent evolution 8. If the suggestion made in the introduction is correct, we should be able to project the features of living model taxa backward in time and successfully infer ancestral states without data from fossils. However, new fossil discoveries of exceptionally preserved early to mid-cambrian faunas show how far off morphological extrapolations that are based only on living taxa are likely to be. Members of the recently discovered Cambrian fossils of extinct animals called halwaxiids make this point brilliantly These creatures share features from now distinct phyla molluscs (radula and foot), annelids (setae) and brachiopods (setae and shell) (FIG. 1). But the halwaxiids bear little resemblance to living members of any of these phyla, and their precise placement in phylogenetic trees is still in discussion. Box 1 Information from the fossil record What the fossil record can give us Features of extinct taxa Features of basal taxa Polarity of evolution Divergence times for taxa Times of appearances of homologous features Times of extinction Life-history data for extinct taxa Sister clades to living single-taxon clades, for example, humans Some extinct genomes What the fossil record does not give us Full array of features of fossil taxa Equivalent sampling of all clades Unequivocal ancestor descendant links Very ancient genomes The basal forms of other groups whose ancestry has been obscure are also emerging as more Cambrian fossils are discovered and a better understanding of their features is gained. Another spectacular example is the case of echinoderms, the familiar if weird starfish, sea urchins, crinoids and others. Echinoderms are deuterostomes, and they are present with other deuterostome clades, notably chordates and hemichordates, in the lower Cambrian. No fossil of a deuterostome basal to these is known 12. Crown group echinoderms are all pentameral, but some stem group echinoderms, although they share the porous calcarious stereom skeleton with crown group echinoderms, are bilateral in symmetry, and some possess features, notably the presence of gills, which are primitive to deuterostomes and present in chordates 13. Gills are absent in later echinoderms. Without fossils like these we would not be able to comprehend the unique combination of primitive features that have now been lost, ancestral states of features found in living crown group descendants of major phyla, and how transitions between clades might occur. Fossils can be analysed and their relationship to evo devo established only in light of phylogeny and dating of their places in geological time. Phylogeny: evolution of characters and organisms Evolution is descent with modification. The pattern that this process yields is a tree-like structure of relationships among all living beings in which branches join as one goes deeper in time (FIG. 2). Branch points (nodes) within phylogenetic trees reflect speciation events that produce separate evolving gene pools (branches). The separating branches carry a record of diverging homologous genes, developmental pathways and morphologies. Phylogenetic trees have to be inferred using various algorithms applied to data sets that are generally derived from morphology or gene-sequence data from living organisms, or even from combinations of data sets. Trees now are commonly cladograms, in which branching patterns of trees are inferred explicitly from derived features that are shared by taxa, rather than from all available features 14. Fossils can be used to help establish phylogenetic trees (FIG. 2), which are crucial to evo devo because they allow the mapping of the distribution of features among lineages of related organisms. This permits the direction of evolution of features to be determined, and allows us to infer patterns of evolution of organismal features 15. The utility of fossil data is shown in FIG. 2. Scenario a shows a simple cladogram for three living taxa 1, 2 and 3. A single feature of the organism character is shown. The taxa have either the white or red state of the character. Having only the living forms allows hypotheses of evolutionary changes in character to be made, but none can be chosen conclusively from the facts shown. The possession of fossils of extinct members of the clade (indicated by an X), as in scenarios b, c and d, shows three distinct possible evolutionary histories for the distribution of the red character state in taxa 2 and 3. In scenario b, red is primitive and changes to white in taxon a. In scenario c, white is primitive and red is gained 912 december 2007 volume 8

3 f o c u s o n E VO DEVO R E V I E W S Sarcopterygians A group that includes the lobe-fin fish, a once diverse fish group, and their tetrapod descendants. Homology Similarity in structural features such as genes or morphology that are derived from a shared ancestor by common descent. Lophotrochozoans A major division of protostome animals, including such phyla as brachiopods and other lophophore-bearing animals, plus molluscs, annelids and other phyla that develop via a trochophore larva. Metazoan A multicellular animal. in the basal lineage. In scenario d, white is primitive and red might have been gained twice convergently (or lost in the extinct white lineage that is basal to taxon 3 additional data are needed to decide). If the reconstructed phylogeny is sufficiently robust, we often discover that apparently homologous features shared between crown groups were acquired independently in distinct lineages by convergent evolution, as suggested in scenario d of FIG. 2. Convergences that are identified in this way are called homoplasies. Cladograms allow the important definition of stem and crown lineages as shown in FIG. 3. Despite claims that the relative incompleteness of fossil remains reduces their information content, features from fossils have been important in inferring phylogenetic relationships that could otherwise be reconstructed only on the basis of living forms, which might have lost features of past extinct members of the clades involved in the analysis Further, data from fossil taxa provide a higher density of species sampling, thereby improving the accuracy of phylogenetic trees, because data from fossils can add informative new features from primitive clades. These features can polarize the direction of evolution of homologous features in living clades; that is, they allow us to determine the order of gain, loss or modification of features. Significant errors would result without these data because it would be more difficult to distinguish important primitive features from derived features. Fossils also reveal ancient relationships among clades that have since been severely pruned of relatives by extinction, and break long, naked branches in phylogenies that are based only on living taxa. For example, the tetrapods represent an enormous radiation of terrestrial vertebrates. Many tetrapod clades are still living; however, the closest living relatives of tetrapods are sparse in number and diversity, comprising only three species of lungfish and a single species of coelacanth. The three-taxon tree that includes only tetrapods, lungfish and coelacanth branches is simplistic, and shows, for instance, that lungfish and tetrapods are sister groups and share homologies such as the palate fused to the braincase. This appealingly simple phylogenetic result is just plain misleading, and shows how important fossils can be. It is only when the enormous number of extinct fossil clades of sarcopterygians are added to the analysis that lungfish become separated from tetrapods and the apparent homology of the fused palate (and internal palatal nostrils) is shown to have evolved independently in lungfish and tetrapods within a far richer tree of now extinct lineages 18,20. The ticking of the clocks It is crucial in the study of developmental evolution to know the time of divergence of taxa, the time of appearance of evolving features within taxa and their rates of evolutionary change. This information is derived from geochronology combined with the fossil record of living taxa. In some cases of taxa with good preservation and high prevalence (that is, fossils are common in a number of strata), the record allows relatively direct dating of fossils, in a fossil clock. However, in many Figure 1 Example of a metazoan stem taxon. The halwaxiid, Orthrozanclus, is a basal lophotrochozoan from the mid-cambrian Burgess Shale. The body is covered by sclerites and an anterior shell. This and other halwaxiid taxa combine features of now distinct phyla. Such forms provide a concrete look at the early stages of the evolutionary history of a group at combinations of developmental features that no longer exist. Reproduced with permission from REF. 11 (2007) American Association for the Advancement of Science. cases of interest, the fossil record is poor or incomplete. It is in these instances that the molecular clock has come into prominence as a calibration tool to be applied to dating evolutionary events in the past for which fossils are unavailable (for example, the origin of metazoans or the evolution of novel larval forms). However, molecular clocks are only as good as the fossil data on which they are calibrated, as they are based on divergence times that have been determined from taxa with strong fossil records. Although reasonably well calibrated divergence dates have been determined, there are four kinds of potentially confounding problems associated with deriving clocks from palaeontology 21,22. These can lead to over- or underestimation of divergence times, which for a molecular clock translates into corresponding errors in the dating of events to which the clock is applied. First, the fossil record is incomplete, so the chance of finding or correctly identifying the earliest member of a clade is low, and statistical treatment is necessary to estimate the error limits on the time of divergence. Maximum and minimum constraints must be estimated on calibration dates 22. Denser sampling over several strata gives tighter confidence intervals. Second, the phylogeny must be correct; that is, do we have the node we think we have (FIG. 3b,c)? The effects of an erroneous phylogenetic tree topology on time estimates can be large. Third, uncertainties arise through the need for rock units to be correlated. This uncertainty arises from the fact that fossil-bearing strata are generally not directly dateable by radiometric dating. Igneous rocks (commonly granite, lava or volcanic ash) must be used, and these must be correlated with sedimentary rocks that lie above or below the dateable igneous rocks nature reviews genetics volume 8 december

4 R E V I E W S a b c d x x x x x Figure 2 Fossils can reveal evolutionary pathways in the evolution of body features. Scenario a shows three living taxa, 1, 2 and 3, and a phylogeny linking them. There are two character states for a particular feature, represented as white and red circles. Rectangles represent the evolution of a new character state. X indicates an extinct fossil form. Several hypotheses might explain the evolution of the pattern. Scenarios b, c and d show how the character states of extinct taxa from the fossil record can help to resolve the problem. In scenario b, the basal taxon is seen to have the red character state. It can be suggested that taxon a changed from the red character state to the white, and that the shared red states of taxa 2 and 3 are due to inheritance of a shared primitive feature of the clade (symplesiomorphy). In scenario c, the fossil ancestor has the white character state. The presence of an extinct sister clade to 2 and 3 that bore the red state suggests that red is a shared transformation of the clade (snyapomorphy). In scenario d, the fossil basal taxon has the white character state. Descendant taxa 2 and 3 share the red state, but the presence of an extinct fossil form lying basal to taxon 3 is consistent with the possibility of independent transformation to the red state in the 2 and 3 lineages (homoplasy). Homoplasy False homology. Similar features that have evolved independently, as identified by their position in phylogenetic trees, are homoplastic. Orthologue Refers to a member of a gene families. The orthologue is the same member of a family across species. Cnidarians Jellyfish and their kin, which have a two-cell layer (diploblastic) organization that is simpler than that of bilaterians. Bayesian inference of phylogeny A method for inference of phylogenetic trees from data that gives the probability that a tree and model is correct given the data, using Bayes theorem to find posterior probability. Geminate species Species that were recently derived from a common ancestor. it is the sedimentary rocks that actually bear fossils. Finally, the choice of gene that is used is important. A molecular clock is derived from determining the number of nucleotide changes in a homologous gene that is present in two living species for which the time of divergence from each other can be estimated from the fossil record. A rate of change is then estimated for the gene in the two lineages since divergence. Correct identification of orthologues in cases of gene duplication and divergence is vital, as is the fact that not all molecular clocks tick (accumulate nucleotide substitutions) at the same rate 23,24. The importance of choosing the right genes and taxa for clock estimations is illustrated by the problem of estimating the time of animal origins 25. The origin of metazoans from a protistan (probably resembling the living choanoflagellate sister group of metazoans) ancestor has not yet been detected in the fossil record. In this case, an estimate of timing will have to derive from molecular clock estimates, which might suggest a more constrained time interval for seeking traces of this event in the fossil record. Previous estimates of the times of divergence of metazoan phyla made using molecular clocks have varied widely, and have tended to give dates far earlier than those that are consistent with the fossil record of the Cambrian radiation and its precursors in the late Precambrian 12. Peterson et al. 25 recognized that rates of molecular evolution in vertebrates were significantly slower than molecular evolution in invertebrate clades, and suggested that previous use of vertebrate-derived clocks therefore erroneously dated animal origins. Use of molecular clock rates that are derived from well documented divergences of invertebrate groups in the fossil record yielded a time of divergence of bilaterians to between 656 million years ago (mya) and 573 mya. This is consistent with the existence of animal fossils (apparently including cnidarians and the earliest potential fossil bilaterians) of the Precambrian Ediacara fauna, which date from about 570 mya to the start of the Cambrian (544 mya) 26. The conformity of these new molecular clock dates with the fossil record of this period, if correct, suggests that the fossils are accurately recording a geologically rapid radiation of basal animal clades in the Ediacaran and early to mid-cambrian. However, the molecular clock dating of the metazoan radiation remains unsettled. More recent methods of analysis are being introduced to various molecular clock problems and there is disagreement about proper models 27. Blair and Hedges, who used a Bayesian estimation method with a large multiprotein database to estimate the divergence times of deuterostome clades, calculated that chordates diverged from hemichordates plus echinoderms about 900 mya 27. This is a very deep time estimate and, startlingly, would suggest that metazoan crown-group lineages diverged long before any metazoan fossil record an result that is unlikely but illustrates the uncertainties involved. Molecular clocks are also crucial in estimating rates of relatively recent and rapid fossil-free evolution in evo devo. In such cases, molecular clock rates can be derived from other kinds of geological dating. For example, in the case of the evolution of novel larval forms in starfish and sea urchins, molecular clock data (derived from the timing of separation between geminate species pairs lying on either side of the Isthmus of Panama) show that radical changes in larval form arose in time ranges from about 0.5 mya to 4 mya, confirming a rapid evolution of early developmental processes in recent geological time 28, december 2007 volume 8

5 f o c u s o n E VO DEVO R E V I E W S a Crown Crown b c group A group B Stem group A t A B t A B Stem group A B Figure 3 Finding pattern and time estimates from a phylogenetic tree. a This tree contains two living crown groups and two extinct stem groups. The red oval marks a node on the tree, in this case, the basal node for crown group A. The trees in parts b and c contain the same topology, but represent two attempts to date the divergence time of crown groups A and B from fossil data. b The fossil (represented by an asterisk) is a basal member of the B clade, and gives a good minimal estimate. c In this case, the fossil is actually a member of the stem group A B that is basal to both crown groups, but possessed only primitive features. It is here mistakenly thought to represent a basal member of the B clade as no actual member of the basal B lineage has been found. Note the longer divergence time that results in the inferred time of divergence (t A B ). A detailed discussion of trees in the radiation of bilaterians is given in REF. 70. Meckel s cartilage The ancestral jaw of vertebrates, which evolved from an ancestral gill arch. Its derivatives include the bones of the lower jaw that are now parts of the mammalian middle ear. The dance of genes and fossils Several spectacular and diverse examples have emerged that illustrate the mutually supporting roles of the fossil record and knowledge of the genic basis for the evolution of important developmental and morphological features. These come from studies in which fossils are crucial for information on basal forms and for constraining the hypotheses that are derived from evo devo 30, some of which are listed in TABLE 1. However, there are systematic limitations to what fossils can tell us directly about evo devo. There are relatively few instances of the preservation of developing stages in the fossil record, and none of developmental genetic processes themselves. Nonetheless, fossils can set boundaries for hypotheses that are generated from living developmental systems. One of the strongest of these is the case of homology of digits in the bird wing. Developmental data have been used to suggest that these are digits 2, 3 and 4; however, the ever more complete fossil record of bird ancestry shows that birds are theropod dinosaurs (thus cousins of the famed Velociraptor) and constrains these identities to digits 1, 2 and 3. Molecular genetic studies of hand development in birds are bearing out the fossil-constrained prediction 31. Fossils have an important role in helping to determine which living organisms related to developmental genetic model species 32 are most suitable for use in comparative evo devo studies of developmental genetic systems, which seek living proxies for extinct basal fossil taxa. Deciding which taxa, and what they can model, must be based on an analysis of phylogenetic information as well as morphological similarity to important fossil taxa. The interplay of information among levels of investigation is shown in FIG. 4. These studies form the basis for evolutionary comparisons in which living relatives in more basal clades are studied to show less derived states of developmental genetic features, giving insights into developmental features of the now extinct ancestral basal taxa albeit with the caveat that the further back in time the extrapolation reaches, the less similar a living proxy might be to extinct forms. Finally, fossils give phylogenetic information that is crucial to the choice of living basal taxa as experimental models, and allow testing of hypotheses derived from living species. Fossils in testing evo devo hypotheses In 1837, the anatomist Carl Reichert revealed the peculiar observation that the posterior part of Meckel s cartilage in the developing mammalian jaw ossifies and detaches from the jaw to enter the region of the ear and become the middle ear bone, the malleus. This observation became the basis for the recognition that bones that formed the articulation of the reptilian jaw to the skull are homologous to the bones of the mammalian middle ear. This of course led to the hypothesis that the events seen in ear development reflect actual evolutionary events, a conclusion that was tested in the fossil record. There it was found that a series of jaws of animals in the transition between reptiles and mammals exhibited changes in the anatomy of the lower jaw that showed the development of a new articulation joint with the skull and the co-option of elements of the former articulation into structures connected with sound transmission 33. The existence of this confirmation of developmental homology has allowed the investigation of how regulatory genes associated with jaw articulation have changed their functions. It has been shown that the transcription factor gene Bapx1 (also known as Nkx3.2) is involved in the development of the jaw joint in non-mammalian vertebrates 34. Tucker et al. have further shown that Bapx1 is expressed in the primordia of middle ear bones that are evolutionarily derived from the jaw joint 35. In mutant mice, the width of the malleus is reduced, but Bapx1 surprisingly does not affect the articulation between the malleus and the incus (the ancestral homologues of these the articular and quadrate form the joint of the non-mammalian jaw). Tucker et al. show that this change results from a loss of Bapx1 regulation of Gdf5 and Gdf6 genes, which are needed for formation of the joint. nature reviews genetics volume 8 december

6 R E V I E W S Table 1 Complementary data from fossils and developmental genetics Example Fish fin to tetrapod limb Refs Fossils of the transition 40,41,48,49 Developmental genetic data 39,42 47,50 Limb loss in snakes Fossils of snakes with legs 71 Hox and other genes in python development 72 Origin of feathers Fossils of dinosaurs with stages of feather evolution 73 Development of the feather shaft 74 Origin of insect wings Fossil record of early winged insects 75 Evo devo of wing development 76 Origin of flowering plants New insights on early fossil plants 77 Molecular evolution of flowers 78,79 Fossils of primitive mammals have produced a new twist to this story. Rich et al. discovered that the lower jaw of a Cretaceous monotreme still possessed an internal mandibular trough, which housed elements of the reptilian jaw that gave rise to mammalian ear elements 36. The extant monotremes, the platypus and the echidna, lay eggs and belong to a clade that is distinct from the therians (marsupial plus placental mammals). The bones of the inner ear were thought to be a shared homologue (synapomorphy) of mammals; however, here is a fossil monotreme that still possesses the ancestral layout after the split from therians. Therefore, the co-option of middle ear bones has been convergent in mammal groups. Unfortunately, monotreme embryos are likely to be hard to come by for any experimental studies of gene expression in the living forms. A recent model derived from an experimental study of the roles of inhibitors and activators of growth of molars along the tooth row gives the prospect of a molecular developmental hypothesis that can be tested in the mammalian fossil record. The inhibitory cascade model successfully predicted relative molar sizes in rodents 37. When it was separately applied to various mammalian orders, it explained most of the molar size proportions of mammals including several extinct fossil forms 38. Limbs from fins The case of the origins of tetrapod limbs provides one of the best-documented evolutionary transitions in the fossil record, and one that can be correlated with a growing knowledge of the roles of patterning genes in the evolution of the developmental system 39,40. Studies of mice and chicks have revealed many of the regulatory genes and interactions that control the development of the three axes of the limb the proximal distal, anterior posterior and dosal ventral axes are shared between the two organisms. However, major unsolved problems lie further back in evolutionary time in tracing the origin of paired appendages and the transition from fins to legs. Fossil data show that the most primitive fossil vertebrates found in the approximately 520 million year old Cambrian rocks of China had midline unpaired fins but no paired appendages 41. Paired appendages appear later in lower Palaeozoic fossil fish. Comparisons of gene expression were made in non-paired medial fins of the catshark, including Hoxd and Tbx18, which are important in specifying paired fin positions. These results suggest that the mechanisms of paired-fin development were co-opted from the development of non-paired fins early in vertebrate history 42. FIGURE 5 presents the anatomy of the forelimbs of several fossil sarcopterygians and two living ones (the coelacanth Latimeria chalumnae and the lungfish, Neoceratodus forsteri). The tree in FIG. 5 shows that the lobe fins, which were ancestral to hands, had to be asymmetrical. Living coelacanth and lungfish have reduced symmetrical fins. Thus, the best living proxy taxon should be not a living lobe-fin fish, but a primitive ray-fin fish with an asymmetrical fin similar to that of the ray-fin and lobe-fin common ancestor 40. The paddlefish, Polyodon spathula, seems to provide good model 43,44. Hoxa11 and Hoxa13 expression in P. spathula shows two phases. The second phase is in the distal mesenchyme and suggests that the distal polarity of Hoxa13 in the fin bud is more ancient than the distal expression in the tetrapod hand bud. Exclusion of Hoxa11 by Hoxa13 from the distal mesenchyme is not seen in paddlefish, unlike tetrapods. Intriguingly, late-phase expression of HoxD genes resembles the posterior- and distal-restricted nested pattern that is seen in the tetrapod limb 44. Comparisons with the zebrafish, a model teleost fish, show that aspects of regulatory gene expression are conserved with tetrapods. Teleosts are highly derived ray-fin fish that diverged from the lobe-fin ancestors of tetrapods more than 420 mya. They are not primitive, but have evolved their own derived developmental features. Zebrafish fin buds, like tetrapod limb buds, exhibit the early phases of Hoxd13 expression 45 conserved use of sonic hedgehog (Shh) in anterior posterior patterning 46 and of fibroblast growth factors (FGFs) in the apical ectodermal ridge 47. However, Mabee has pointed out that zebrafish and tetrapod appendages share no skeletal homologues 48. Teleosts have lost the posterior portion (metapterygium) of the ancestral fin, which makes up the entire tetrapod limb. Only fossil forms and basal living fish taxa have fins that retain all primitive skeletal elements. Davis et al. suggest a phylogenetic history in which the late-phase HoxD expression pattern was present in primitive bony fish and lost along with the metapterygium in teleosts, but was retained in tetrapod-like sarcopterygians like Tiktaalik and co-opted into the tetrapod limb 44. Finally, the polydactylous feet of the earliest tetrapods, such as Acanthostega, pose a conundrum. Before the fossils of the earliest tetrapods were known, the morphology of living tetrapods was taken to show that 916 december 2007 volume 8

7 f o c u s o n E VO DEVO R E V I E W S Model system Living taxon suitable for developmental genetics Comparative Living proxy for basal fossil taxon suitable for evo devo Fossil Fossil of basal fossil taxon that approximates ancestral features Figure 4 Relationships between different levels of investigation. The flow of information among studies of model developmental genetic systems, comparative studies of living non-model organisms that stand in for basal fossil taxa and the study of features of fossil taxa that give a view of the probable ancestral features and the direction of evolution of features. five digits are primitive. We now know from the fossil record that the earliest tetrapods in fact had more toes Acanthostega has eight 49. The five HoxD genes expressed in distal limb buds regulate formation of the five digits in living tetrapods. Tabin suggested that the extra digits of the first tetrapods represent duplications of digits with identities that were defined by the five sectors of a primitive pattern of HoxD-gene expression 50. However, the digits in these primitive hands are similar. What if Acanthostega digits were generated by a distinct ancestral Hox-gene pattern that produced eight sectors? Fossils here are suggestive, but the answer can be sought only in studies of gene expression in living basal fish like P. spathula. Without fossils, we would never have known that such a question even existed. Evo devo at the limits of the fossil record Development is difficult to study in the fossil record. Sufficient developmental stages are not often preserved and, of course, the developing creatures are dead and the development of no individual can be followed only inferred stages in the fossil population. Some descriptions of spectacular series of fossil ontogenies have been made (for example, of basal Cambrian arthropods) 51, and there are some fossil instances where evo devo studies of the process can be made. This has been particularly true with trilobites, for which a rich fossil record including developmental stages has been used to comparatively study modes of segment addition and analyse heterochronic processes in developmental evolution through stratigraphic time 52,53. In most instances, even the limited direct evo devo approaches that are possible with trilobites cannot be applied. Yet, there are cases in which it is vital to extrapolate back from living taxa to reclaim past events and complement what might be obscure in the fossil record. As the fossil record is nearly silent about the origin of metazoans and the protostome deuterostome ancestor in bilaterian animal evolution, reconstruction of plausible ancestral features depends on phylogenetic reconstruction, and the projection of genome composition and developmental mechanisms from living taxa into the past. Living proxy taxa have been crucial in reconstruction of features of basal forms at crucial divergence points in metazoan evolution before the Cambrian explosion. Unusually well-preserved animals from the Cambrian explosion, notably from the softbodied mid-cambrian Chengjiang and Burgess Shale faunas, provide an amazingly clear picture of the morphological features of animals that existed approximately 520 mya and 505 mya. Most of these fossils belong to recognizable stem taxa related to living phyla. The primitive Cambrian arthropods, vertebrates, lobopods, echinoderms, molluscs and others are all products of a prior radiation of animal forms that can so far be seen only dimly in the fossil record. It has been suspected that the rapid evolution of body plans just before the Cambrian explosion might have been in part due to less constrained development in early metazoans. Suggestive data connecting developmental variability to the Cambrian explosion have recently emerged 54. Trilobites were a major and diverse part of the arthropod radiation, appearing in the early Cambrian and persisting for another 270 million years before becoming extinct. Morphological variation within individual species is highest in the early and mid-cambrian fossils. After that, individual species variability falls, suggesting that ecological or developmental constraints increased as a hypothetical phase of early metazoan body plan experimentation drew to a close 54. As discussed above in relation to the timing of early metazoan evolution, as yet no fossil traces have been found of the very earliest animals. Some evidence about the appearance, rates of evolution and ecological effects of the first bilaterian animals derives from geochronology and geochemistry Among the key steps that are apparently missing from the fossil record of life in the period before the Cambrian are the origins of the first multicellular animals, the first two-layered (diploblastic) forms, the first bilaterally symmetrical animals, and the last common ancestor of protostomes (annelids, molluscs, arthropods and others) and deuterostomes (hemichordates, echinoderms and chordates, which include vertebrates). These organisms were probably small and had poor potential for preservation as fossils, although trace fossils recording the movement of likely bilaterians on the sea floor occur for the first time in the fossil record. Body fossils of some late Precambrian bilaterian animals are preserved along with apparent diploblastic Ediacaran age forms. Thus, tracing the early steps of metazoan evolution depends on conclusions drawn from phylogenies based on gene sequences, molecular clocks and the use of proxies to stand in for the genomes of basal animal groups. Two approaches to proxy extrapolations are used. One is to exploit data on genes and developmental organization from genetic model systems, such as D. melanogaster and mice, in the reconstruction of the developmental genetics of the protostome deuterostome ancestor. Two important insights have been gained by this approach. A toolkit of genes used across the bilateria was identified by Erwin and Davidson 58. Some show conserved tissue use, for example tinman, which is associated with heart development. The authors note that genes associated with structures in this way are likely to represent general features of development, nature reviews genetics volume 8 december

8 R E V I E W S Coelacanths Sarcopterygians (lobe-finned vertebrates) Tetrapodomorphs Dipnomorphs Acanthostega Tiktaalik Neoceratodus Sauripterus Glyptolepis Latimeria Gogonasus Eusthenopteron Shoshonia Mimia Acanthodes Metapterygial axis Radials Finweb Figure 5 Phylogeny of the forelimb in lobe-finned vertebrates. The forelimb skeletons of extinct and living representatives of the three surviving clades of lobe fins, coelacanths, tetrapodomorphs and lungfish, are shown. The colour key refers to the three main domains of evolutionary change in the forelimb. The novelty of a hand with fingers appears in the most primitive known fossil tetrapod, Acanthostega. The living lungfish (Neoceratodus) and coelacanth (Latimeria) have reduced and highly symmetrical forelimbs. This reduces their value as living models for the events of limb evolution. Modified with permission from REF. 40 (2007) Blackwell Science. rather than the derived structures of living forms. Two concepts have also been merged. The first is that developmental modules are seats of genetically discrete organization that define domains within a developing organism, and that these modules undergo evolution 59. The second is the hypothesis that the most basic modular gene expression networks, called kernels, provide the crucial upstream regulation of body-plan development at the phylum level 60. It is suggested that conserved kernels arose in the evolution of phylum and superphylum characteristics, with subsequent evolution lying in lower-level elements in the gene-network hierarchy 60. The alternative approach to extrapolating from model systems is the use of members of living basal taxa as proxies to provide more direct approximations of major ancient branch points in metazoan evolution. Currently, sponges are used to represent the most basal metazoans, sea anemones to represent ancient diploblastic metazoans and acoel flatworms for the most basal bilaterians. For example, in seeking the root of metazoans, molecular phylogeny indicates that sponges are basal, and there is an active and successful search in progress of genes encoding important proteins of animal development, such as transcription, adhesion and signalling proteins 61,62. Thus, it should be possible to find precursors to genes that are important in the development of more advanced metazoans, and to map such features as gene-family expansion and specialization of functions. The issue that will arise, of course, is how well the modern sponge proxy represents the features of the body plan and development of the last common ancestor of living animals. Small fossils, big surprises Occasionally, the rocks surprise us by yielding unexpected fossils that exceed the expected limits of fossilization. Feathered dinosaurs and Cambrian soft-bodied animals are among these, along with, against all odds, well-preserved marine embryos and larvae from the late Precambrian and Cambrian 63,64. Thus, finally, fossil evidence can even extend to embryos and larvae, and is starting to contribute to the unravelling of ancient developmental patterns and the evolution of life histories. These fossils show egg sizes, patterns of cleavage and, in some cases, transformations to larvae. In addition, advanced imaging reveals internal features such as cleavage planes, cell numbers and apparent cytoplasmic structures Information is for the first time becoming available on the development and the life-history evolution of the first animals that produced the complex feeding marine larvae of today 68, december 2007 volume 8

9 f o c u s o n E VO DEVO R E V I E W S Where to next? New fossil discoveries expand our knowledge of crucial problems, as has been very much the case for the evolution of tetrapod limb origins. Strong possibilities also exist where the fossil record is currently weak, for example, in the early steps of the metazoan radiation. Existing fossils and improving molecular clocks can suggest crucial time windows that guide the exploration for appropriate new fossil-bearing strata. The introduction of new approaches from other disciplines will also have a pronounced role on the uses of fossil record data. The experimental study of mechanisms of preservation of embryos is one such direction. Another will arise from the use of genomic sequences from organisms selected on the basis of phylogenetic position. Comparative genomics reveals a kind of molecular fossil record of events such as genome duplication, gene-family expansion and evolution of new genes. 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