MICROWAVE REMOTE SENSING IN SOIL QUALITY ASSESSMENT

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1 MICROWAVE REMOTE SENSING IN SOIL QUALITY ASSESSMENT S K Saha Agriculture and Soils Division, Indian Institute of Remote Sensing (IIRS), Indian Space Research Organization(ISRO), 4, Kalidas Road, Dehradun , India, sksaha@iirs.gov.in KEY WORDS: Microwave Remote Sensing, Soil Quality, Soil Salinity, Soil Erosion, Soil Physical Properties, Soil Roughness ABSTRACT: Information of spatial and temporal variations of soil quality (soil properties) is required for various purposes of sustainable agriculture development and management. Traditionally, soil quality characterization is done by in situ point soil sampling and subsequent laboratory analysis. Such methodology has limitation for assessing the spatial variability of soil quality. Various researchers in recent past showed the potential utility of hyperspectral remote sensing technique for spatial estimation of soil properties. However, limited research studies have been carried out showing the potential of microwave remote sensing data for spatial estimation of various soil properties except soil moisture. This paper reviews the status of microwave remote sensing techniques (active and passive) for spatial assessment of soil quality parameters such as soil salinity, soil erosion, soil physical properties (soil texture & hydraulic properties; drainage condition); and soil surface roughness. Past and recent research studies showed that both active and passive microwave remote sensing techniques have great potentials for assessment of these soil qualities (soil properties). However, more research studies on use of multi-frequency and full polarimetric microwave remote sensing data and modelling of interaction of multi-frequency and full polarimetric microwave remote sensing data with soil are very much needed for operational use of satellite microwave remote sensing data in soil quality assessment. 1. INTRODUCTION Information of spatial and temporal variations of soil quality (soil properties) is required for various purposes such as soil and crop management for improving crop productivity; sustainable land use planning; soil erosion and runoff modeling in watershed management; land atmosphere gaseous exchange study for climate change modeling; biogeochemical cycles study; precision agriculture etc. Traditionally, soil quality characterization is done by in situ point soil sampling and subsequent laboratory analysis. Such methodology has limitation for assessing the spatial variability of soil quality. Furthermore, there is growing recognition of the varying spatial scales over which soil properties vary, leading to a clear need for field or watershed scale measurement (Anderson and Croft, 2009). The advantages of aero-space remote sensing techniques using optical sensors for non-destructive spatial assessment of soils characteristics have been recognized. Various researchers in recent past showed the potential utility of imaging spectrometry based remote sensing technique for spatial estimation of soil properties (reviewed by Ben-Dor et al., 2008). However, limited research studies have been carried out showing the potential of microwave remote sensing data for spatial estimation of various soil properties except soil moisture. This paper reviews the status of microwave remote sensing techniques (active and passive) for spatial assessment of soil quality parameters such as soil salinity, soil erosion, soil physical properties soil texture & hydraulic properties; drainage condition; and soil surface roughness. 2. MICROWAVE REMOTE SENSING OF SOIL QUALITY (SOIL PROPERTIES) 2.1 Soil Salinity Soil salinity is one of the major soil degradation problems that affect crop growth and productivity. The identification of type and severity of salt affected soils with their location and areal extent is necessary for reclamation of the salt affected soils. Although, the delineation of salt affected soils is possible using optical remote sensing data, the delineation of salt affected soils is difficult in coastal areas and desert areas and in the black clay rich soils region because of spectral mixing with sand and poor spectral contrast in black soils region. Radar is known to be sensitive to several natural surface parameters such as vegetation, surface roughness and dielectric constant (e) (Bell et al., 2001). The dielectric constant is comprised of the permittivity or real part and the loss factor or imaginary part. Research studies indicated that soil salinity has no influence on the real part of the dielectric constant ( ) whereas; the imaginary part ( ) is dependent and increases with increase in salinity for all three textured soils. (Ulaby et al., 1986; Sreenivas et al. 1995). Bell et al. (2001) used the airborne polarimetric SAR for mapping soil salinity. The three dielectric retrieval algorithms, the SPM (Small Perturbation Model), PO (Physical Optics) & DM (Dubois Model) were implemented and the results of these were combined to retrieve an improve estimate of the magnitude of the imaginary part of the complex dielectric constant for soil salinity discrimination 34

2 Temporal Envisat polarimetric SAR data (VV & HH) (ASD, 2006) was used in a research case study to map spatial soil salinity variation in part of Unao district of Uttar Pradesh. The three dielectric constant retrieval algorithms such as SPM, PO DM were used and the results of these were combined to retrieve the magnitude of the imaginary part of the complex dielectric constant for soil salinity class discrimination and mapping (Fig. 1). 2.2 Ravine Erosion Inventory Optical multispectral and high-resolution panchromatic data are generally utilized for delineating and mapping severally eroded (ravine affected) area and its broad classification into different depth categories principally based on visual interpretation of the image characteristics. However these methods are qualitative in nature. Due to high sensitivity of microwave SAR to terrain ruggedness and vegetation penetration capability (sparse bushy vegetation and grasses), microwave remote sensing techniques such as SAR data and the InSAR (Interferrometric SAR) has the advantages of delineation and characterization of ravines as a function of ravine density, ravine depth, and ravine surface cover in quantitative terms. The results of a research study (Chatterjee et al 2009) carried out in part of Chambal river valley, U.P. showed that the ravine density map(fig. 3)., prepared using the local statistics-based textural measure of speckle-suppressed ERS-1 SAR amplitude image matched well with ground observations (Fig. 2). Map (Fig. 5) showing three ravine depth classes, namely, shallow (<5 m), moderately deep (5-20 m), and deep ravines (>20 m), was also prepared using InSAR DEM (Fig. 4) which was generated from an ERS SAR tandem pair data. Moderately deep ravines were found to be the most widespread in the study area. Ravine surface land cover classes viz., barren land, grass/scrub/ crop land, sparse vegetation, and wet land/dense vegetation, were delineated and mapped based on the temporal decorrelation properties (coherence) in repeat pass InSAR data. 2.3 Sand Dune Characterization Sand dunes cover up to a quarter of many desert regions. Fixed and semi fixed sand dunes are distributed around the desert periphery, and the mobile dunes are distributed mainly in the inner part of the deserts. Information about the dune attributes is very important for understanding environmental changes in arid regions. In general, desert regions are difficult to access. Remotely sensed data are therefore very useful for monitoring desert environments. Blumberg (1998) studied the windblown morphology in desert environments using polarimetric SAR. Qong (2000) estimated sand dune attributes from satellite SAR data (JERS-1 and ERS-1). The emphasis of this study was on, study the radar backscattering from the linear dunes surfaces to extract dune attributes such as dune height, inter dune spacing, and dune direction. These studies showed that dune height can accurately be estimated using RMS slope parameter derived from SAR satellite data. Two approaches are generally employed to derived RMS slope parameter from SAR backscatter image (i) generation of image showing difference in local incidence angle corresponding to backscatter variation and radar incidence angle; (ii) Fast Fourier Transformation (FFT) and generation of power spectrum (Fig. 6). The spectrum derived from the JERS-1 SAR image exhibited several major peaks, and the central part of the peaks was also consistent with the local prevailing wind direction. The inter dune spacing was calculated using the wave number k of the spectra. The dune heights derived from the present algorithm agreed fairly well with the dune heights observed in the field investigation. 2.4 Soil texture and Hydraulic Properties An accurate estimation of spatially variable soil physical properties such as texture and hydraulic properties is necessary to develop reliable models of water flow and transport throughout the soil-plant-atmosphere continuum, for efficient management of soil resources for improving crop productivity, and for maintenance of environmental quality. Measurements of these soil physical properties are time-consuming and expensive. In addition, a large number of measurements are necessary to quantify their space-time variability. Several research studies showed that spatial variability of soil texture and hydraulic parameters could be assessed using temporal microwave remote sensing derived changes in brightness temperature and soil moisture content ( Camillo et al. 1984; Mattikalli et al.1995; Mattikali et al. 1997; Mattikalli et al.1998; Chang and Islam, 2000; Santanello et al. 2007). The results of these studies indicated that close relationships existed between space-time evolution of remotely sensed passive microwave brightness temperature and soil moisture and soil types with respect to soil textural class (Fig. 7), and such a relationship can be used to identify soil texture and saturated hydraulic conductivity (K sat ) from a sequence of remotely sensed images of brightness temperature and remotely sensed soil moisture. Chang and Islam (2000) followed three layered Feed Forward Neural Network (FFNN) approach for estimation of soil texture using satellite derived microwave brightness temperature and soil moisture status (Fig.8). The FFNN consists of three layers of neurons: an input layer, a hidden layer, and an output layer. The input neuron receives and delivers the signal without changing it. The output neuron weights and sums the coming signals, and then the net result is passed through a linear activation function. The hidden neurons are similar to the output neurons except that a binary sigmoid is used as the activation function. Ksat (Saturated hydraulic conductivity) is an important soil property that is difficult to obtain other than in a laboratory. Therefore, any methods based on remote sensing that have capabilities of deriving spatial distribution of Ksat would be an extremely important data source for hydrologic applications (Mattikali and Engman, 1997). They studied the changes in soil moisture derived from microwave brightness temperature and relate it with soil profile harmonic mean Ksat derived from hydrologic model simulations. 35

3 Profile harmonic-mean Ksat bears strong positive relationships with two-day changes in surface soil moisture (Fig. 9) (with correlation coefficients of 0.77, 0.83 and 0.68 for 5 cm, 30 cm and 60 cm depths, respectively). The results indicated that silt loam and loam soils were characterized by higher changes of total moisture content, whereas sandy loam and sandy soils were associated with lower changes. These characteristics may be related to hydraulic properties of the soil. Sandy soils with higher hydraulic conductivity drained quickly, whereas loamy soils having lower hydraulic conductivity drain slowly (Mattikali and Engman, 1997). Fig. 3: Ravine density classes in the study area based on textural information of the speckle-suppressed ERS SAR amplitude image. (A_B and C_D are the traverses across the ravine belt, along which ground truths on the ravine density were collected at 100 m regular interval.) (A) (B) Fig. 1: Image showing imaginary part of dielectric constant (A) and Soil Electric Conductivity (EC) Map (B) Fig.4: Interferogram (a) and InSAR-based DEM(b) generated from ERS SAR tandem pair dataa of April 1996 for the study area. Fig. 2: Multi-look (5 x 1) backscattering coefficient image of ERS1 SAR data of the study area - after Gamma MAP adaptive filtering in order to suppress the micro texture or speckles for highlighting the meso and macro textures. Fig.5: Spatial disposition of different ravine depth classes in the study area as obtained from the InSAR-based DEM of ERS SAR tandem pair data of

4 Fig. 6: Two-dimensional linear dune wave number spectra derived from JERS-1 SAR and ERS-1 AMI images in the study area. (a) Wave number spectrum derived from JERS-1 SAR image. (b)wave number spectrum derived from ERS-1AMI image. ka and kr are the azimuth and range wave number of the power spectrum at peak frequency (Qong, 2000). Fig. 9: Relationships between profile harmonic-mean Ksat derived from hydrologic model simulations and two-day initial changes in surface soil moisture obtainable from microwave remote sensing (Mattikali and Engman, 1997). Fig. 10: Within-field soil drainage mapping using canonical variates derived from a) hyperspectral reflectance principal components (HR PCs), b) C-Band SAR linear HH and VV polarizations, and c) apparent soil electrical conductivity within 0 30 cm (ECa30) and cm (ECa100) depths. A higher drainage index represents a better drainage condition. Fig. 7: Remotely sensed brightness temperature in 0 K [(a) June 10; (b) June 12; (c) June 14; (d) June 16; (e) June 18] and derived soil moisture in percent [(f) June 10; (g) June 12; (h) June 14; (i) June 16; (j) June 18] for the Washita92 experiment. Figure 1k refers to soil texture (1, sand; 2, loamy fine sand; 3, fine sandy loam; 4, loam; 5, loam; 6, silty clay loam/clay loam; 7, pits, quarries, urban; 8, gypsum; 9, water). [Chang and Islam (2000)] Fig 11: Roughness map (h RMS in cm) derived from radar images by the use of IEM, as formulated in Eq. (4). The solid line represents the boundary of USDA ARS Walnut Gulch Experimental Watershed (Rehman et al 2008). Fig.8: Comparison of the TFNN model estimated (a, b) and observed (c) soil texture (Chang and Islam 2000). Fig 12: Roughness map (Lc in cm) derived from radar images by the use of IEM, as formulated in Eq. (4). The solid line represents; the boundary of USDA ARS Walnut Gulch Experimental Watershed Rehman et al (2008). 37

5 backscattering values in these two polarizations. This is because radar backscattering coefficient is positively related with soil moisture content and a better drained soil is likely to have relative lower level of soil moisture (Liu et al, 2008). 2.6 Soil Surface Roughness Fig 13: C-Band co-polarization signature plots. Sample plots presented in this figure are for tilled fields with lower amounts of residue (top) as well as for no-till fields (centre). All plots have been normalized to intensity values between 0 and 1 (McNairn et al, 2002). 2.5 Soil Drainage Among the various soil properties, soil drainage is important as it directly affects plant growth, water flow and solute transport in soils. Drainage refers to the natural ability of soil to allow water to infiltrate and percolate. Drainage mapping is of interest because soil map users usually need information about soil properties or soil behaviour rather than taxonomic classes for land use and management decision. For microwave remote sensing, the magnitude of radar backscattering from a soil surface is governed by the dielectric constant and soil surface roughness. The dielectric constant in turn, is dependent strongly on soil moisture content and, to some extent, on soil texture composition. Therefore, radar remote sensing has the potential to map soil properties, such as soil drainage. Liu et al (2008) evaluated different datasets viz. apparent soil electrical conductivity (ECa), remotely sensed high-resolution airborne hyperspectral reflectance (HR) and C-band synthetic aperture radar (SAR) backscattering coefficients, and a high precision digital elevation model (DEM) generated from GPS measurements for soil drainage mapping within agricultural fields (experimental farm in Ottawa, Ontario, Canada). This study demonstrated the potential utility of satellite polarimetric SAR data to discriminate and map different drainage classes such as well drained, moderately drained, imperfectly drained and poorly drained following supervised digital classification and canonical analysis. Moderate agreement for drainage class mapping with ground truth was achieved using the SAR dataset following digital supervised, with =0.52. The canonical correlation between the water regime descriptors and the evaluated dataset SAR was For the C-band SAR dataset, the loading factors of HH and VV backscattering coefficients were positive (both 0.95). Areas with a better drainage (higher drainage index and smaller canonical score) (Fig.10) had lower Soil surface roughness (SSR) has influences on soil thermal properties, infiltration rate, surface run-off and susceptibility of soil to erosion. Spatial and temporal variations in SSR can result from natural or anthropogenic phenomena, including tillage, erosion, raindrop impact and physical crusting etc (Anderson and Croft, 2009). For natural surfaces, the statistical properties of surface roughness can be summarized using two parameters: the standard deviation of surface height (root mean square, rms) which specifies the vertical scale of roughness, and the correlation length (L) representing the horizontal scale over which similar (correlated) roughness conditions are detected. It is conventionally measured by a pin meter and more recently, by field-deployed laser scanners (Figs 11,12) (Rahman et al, 2008). Anderson and Croft (2009) and Baghdadi et al (2008) have given detail review of applications of various remote sensing techniques for estimation of surface roughness. Rehman et al (2008) developedd a methodology for simultaneous estimation of SSR and soil moisture using multi temporal and multi angle radar back scatters data following inversion of Integral Equation Model (IEM) a physical radar back scatter model which quantifies radarr back scatter as a function of moisture content and surface roughness of the medium. McNairn et al (2002) studied the effects of various soil tillage practices on polarimetric SAR response using SIR-C polarimetric data. This study examined the sensitivity of linear polarization and polarimetric parameters (circular polarized backscatter, pedestal height, and co-polarized phase differences (PPD)). Results indicated that the dominant scattering mechanism from the fields varies depending on the type and amount of residue cover, and whether the crop had been harvested. Radar parameters most sensitive to volume and multiple scattering perform best at characterizing these surface conditions. These parameters are the pedestal height, as well as the linear cross- co-polarization (RR). The co- polarization (HV) and the circular polarization signature plots and the standard deviation associated with the PPD are also useful in categorizing these cover types (Fig. 13). 3. CONCLUSIONS Past and recent research studies showed that both active and passive microwave remote sensing techniques have great potentials for assessment of land degradation and estimation of several soil characteristics such as salinity, texture and hydraulic parameters, soil erosion conditions (characterization of ravines and sand dunes), drainage conditions, soil surface roughness and 38

6 tillage conditions etc. However, more research studies on use of multi-frequency and full polarimetric microwave remote sensing data and modelling of interaction of multi-frequency and full polarimetric microwave remote sensing data with soil are very much needed for operational use of satellite microwave remote sensing data. REFERENCES Anderson, K. and Croft, H. (2009).Remote sensing of soil properties, Progress in Physical Geography, 33(4) pp ASD (2006) Feasibility study on potential use of microwave SAR data in soil salinity induced land degradation study, M. Tech. Thesis (unpublished), Agriculture and Soils Division, Indian Institute of Remote Sensing (IIRS), Dehradun Baghdadi, N., Mehrez Zribi, Cécile Loumagne, Patrick Ansart, and Thais Paris Anguela (2008) Analysis of TerraSAR-X data and their sensitivity to soil surface parameters over bare agricultural fields, Remote Sensing of Environment. 112, pp Bell, D., C. Menges, W. Ahmad, J.J. Van Zyl, (2001) The application of dielectric retrieval algorithms for mapping soil salinity in a tropical coastal environment using airborne polarimetric SAR. Remote Sensing of Environment. 75, pp Ben-Dor, E., Taylor, R. G., Hill, J., Dematte, J.A.M., Whiting, M. L., Chabrillat, S., Sommer, S., and Donald, L.S. (2008) Imaging spectrometry for soil applications. Advances in Agronomy, Academic Press, pp Blumber, D. G. (1998) Remote sensing of desert dune forms by polarimetric SAR, Remote Sensing of Environment,65, pp Camillo, P. J., O Neill, P. E., and Gurney, R. J. (1984) Estimating soil hydraulic parameters using passive microwave data. IEEE Transaction Geosciences and Remote Sensing. 24(6), pp Chang, D.H. and Islam, S.( 2000) Estimation of soil physical properties using remote sensing and ANN, Remote Sensing of Environment, 7, pp Chatterjee, R. S., Saha, S. K., Suresh, Kumar, Sarika, M., Lakhera, R. C., and Dadhwal, V. K. (2009) Interferometric SAR for characterization of ravines as a function of their density, depth, and surface cover, ISPRS Journal of Photogrammetry and Remote Sensing,64, pp Dubois, P. C., van Zyl, J. J., & Engman, T. (1995). Measuring soil moisture with imaging radars. IEEE Transactions on Geoscience and Remote Sensing, 33 (4), pp Jiangui Liu, Elizabeth Pattey, Michel C. Nolin, John R. Miller and Oumar K (2008) Mapping within field soil drainage using remote sensing, DEM and apparent soil electrical conductivity, Geoderma 143, pp McNairna, H., Duguayb, C., Briscoc, B. and Pultza, T.J.(2002) The effect of soil and crop residue characteristics on polarimetric radar response, Remote Sensing of Environment. 80, pp Mattikali, N. M. and Engman, E. T.(1997) Microwave remote sensing and GIS for monitoring surface soil moisture and estimation of soil properties, RS & GIS Systems for Design and Operation of Water Resources Systems, Proc. Of Rabat Symposium, S3, IAHS Publication No. 242, pp Mattikalli, N. M., Engman, E. T., Ahuja, L. R., and Jackson, T. J. (1995), Estimating soil properties from microwave remote sensing of soil moisture. In Remote Sensing for Agriculture Forestry, and Natural Resources, Proc. SPIE, Vol pp Mattikalli, N. M., Engman, E. T., Jackson, T. J., and Ahuja, L. R. (1998a), Microwave remote sensing of temporal variations of brightness temperature and near-surface soil water content during a watershed scale field experiment, and its application to the estimation of soil physical properties. Water Resources Research. 34(9): Mattikalli, N. M., Engman, E. T., Ahuja, L. R., and Jackson, T. J. (1998b), Microwave remote sensing of soil moisture for estimation of profile soil property, International Journal of Remote Sensing, 19(9), pp Qong, M.(2000) Sand dune attribute estimation from SAR images. Remote Sensing of Environment. 74, pp Rahman, M.M., Moran, M. S., D.P. Thoma, D. P., R. Bryant, R., Holifield, C. D., Collins, Jackson, T., Orr, B. J. andtischler, M. (2008) Mapping surface roughness and soil moisture using multiangle radar imagery without ancillary data, Remote Sensing of Environment, 112, PP Santanello Jr., J. A., Christa D. Peters-Lidard, Matthew E. Garcia, David M. Mocko b,d, Michael A. Tischler, M. Susan Moran,and D.P. Thoma (2007) Using remotely-sensed estimates of soil moisture to infer soil texture and hydraulic properties across a semi-arid watershed, Remote Sensing of Environment, 110, PP Sreenivas, K., Venkataratnam, L. and Rao, P.V.N.(1995) Dielectric properties of salt-affected soils, International Journal of Remote Sensing, 16(4), pp Stogryn, A. (1971), Equations for calculating the dielectric constant of saline water. IEEE Transactions on Microwave Theory and Techniques, (MIT-19, pp Taylor, G. R., Abdullah H. Mah, Fred A. Kruse, T, Kathy S. Kierein-Youngi, Robert D. Hewson, and Brian A. Bennett (1996) Characterization of saline soils using airborne Radar Imagery, Remote Sensing of Environment, 57, PP Ulaby, F. T., Moore, R. K., & Fung, A. K. (1986). Microwave Remote Sensing Active and Passive - From Theory to Applications, 3. Dedham,Massachusetts: Artech House. 39

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