Leaf structure (specific leaf area) modulates photosynthesis nitrogen relations: evidence from within and across species and functional groups

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1 Functional Ecology 1998 ORIGINAL ARTICLE OA 000 EN Leaf structure (specific leaf area) modulates photosynthesis nitrogen relations: evidence from within and across species and functional groups P. B. REICH,* D. S. ELLSWORTH and M. B. WALTERS *Department of Forest Resources, University of Minnesota, St Paul, MN 55108, Department of Applied Science, Brookhaven National Laboratory, Upton, NY and Department of Forestry, Michigan State University, East Lansing, MI 48824, USA Summary 1. Net photosynthetic capacity (A max, defined as light-saturated net photosynthesis under near optimal ambient environmental conditions) of mature leaves often depends on the level of leaf nitrogen (N), but an assortment of relationships between these variables has been observed in studies of diverse plant species. Variation in leaf structure has been identified as an important factor associated with differences between the area- and mass-based expressions of the A max N relationship. In this paper we test the hypothesis that leaf structure, quantified using a measure of leaf area displayed per unit dry mass invested [specific leaf area (SLA)], is more than just a conversion factor, but itself can influence A max N relationships. We test this using several kinds of comparisons, based on field data for 107 species from sites representing six biomes and on literature data for 162 species from an equally diverse set of biomes. 2. Species and genera with thicker and/or denser leaves (lower SLA) consistently have flatter slopes of the A max N (mass-based) relationship than those with higher SLA. These and all other contrasts usually applied as well using area-based expressions, although such relationships were less consistent and weaker overall. A steeper slope indicates greater incremental change in A max per unit variation in N. 3. Functional groups (e.g. needle-leafed evergreen trees, broad-leafed trees or shrubs, forbs) show the same patterns: groups with lower SLA have lower A max N slopes. Functional groups differ in mean leaf traits as well as in A max N relationships. Forbs have the highest SLA and mass-based N and A max, followed by deciduous species (whether needle-leafed or broad-leafed, shrub or tree), with lowest values in evergreen species (again regardless of leaf type or functional group). 4. Interspecific variation in mass-based A max is highly significantly related to the combination of leaf N and SLA (r 2 = 0 86). At any value of leaf N, A max increases with increasing SLA and at any value of SLA, A max increases with increasing leaf N. Because this relationship, between A max and the combination of N and SLA, is similar in two independent data sets, and as well, across broad taxonomic and geographic gradients, we hypothesize that it is universal in nature. Therefore, for broad interspecific contrasts among dicotyledons in any biome, we can reasonably well predict A max based on the combination of SLA and leaf N. These findings have important implications for convergent evolution of leaf adaptation and great potential utility in models of global vegetation functioning. Key-words: Functional groups, net photosynthesis, nitrogen, specific leaf area Functional Ecology (1998) Ecological Society Introduction The general association of net photosynthetic capacity (A max ) with leaf N levels within and among wild species has become well accepted (Mooney et al. 1981; Field & Mooney 1986; Reich, Uhl et al. 1991; Reich, Walters & Ellsworth 1991, 1992, 1997). A max has been defined in these studies as light-saturated net photosynthetic rate under near optimal environmental conditions, including ambient concentrations of CO 2. The physiological basis for the A max leaf N relationship involves the central role of N associated with the amount of ribulose-1,5-bisphosphate carboxylase 948

2 949 SLA regulates photosynthetic nitrogen use oxygenase, as well as the role of N in other photosynthetically important leaf constituents (Mooney 1986). Because variation among C 3 species in A max appears to be largely owing to differences in biochemistry rather than to differences in CO 2 supply (Field & Mooney 1986), variation in A max among species should also reflect similar variation in related parameters such as Vc max (the maximum rate of carboxylation). Thus, the so-called photosynthesis N relationship has important implications, ranging from our understanding of the physiology of leaf function to our ability to predict global carbon balance patterns based on remote sensing of canopy chemistry and many other areas in between. It has been apparent for at least several decades (El- Sharkawy & Hesketh 1965; Field & Mooney 1986) that variation in leaf structure, often quantified using specific leaf area (SLA, a measure of projected leaf area per unit dry mass), is related to patterns of variation in mass- and area-based photosynthesis N relations. However, the linkage of SLA to N and A max has not yet been fully characterized either within narrow or among broad species groups. By definition, leaves will have a lower SLA if they are denser (greater mass per volume) or thicker. Natural variation in both thickness and density has been shown to be responsible for variation in SLA across species (Abrams, Kubiskie & Mosteller 1994; Garnier & Laurent 1994). Prior studies have shown that species with higher SLA generally have higher mass-based N (N mass ) and A max (Field & Mooney 1986; Reich, Walters & Ellsworth 1991, 1992, 1997) and for tropical trees, a steeper slope of the relationship between A max and N (Reich, Walters et al. 1994). A steeper slope of the A max N relationship was also observed to be associated with higher SLA in a contrast of temperate tree species in major functional groups (broad-leafed deciduous angiosperms vs needle-leafed evergreen gymnosperms; Reich et al. 1995). These patterns lead to the hypothesis that response of A max to variation in leaf N is modulated by leaf structure, with thicker and/or denser leaves having both a lesser A max per unit N (Field & Mooney 1986) and a smaller change in A max per variation in N (Reich & Walters 1994). Species and/or individuals with thicker, denser leaves may have lower A max per unit N for a variety of reasons, including (1) differential intraleaf allocation of N, (2) limitations to A max /N owing to intraleaf shading (Terashima & Hirosaka 1995), (3) limited A max /N owing to the slow intercellular diffusion of CO 2 (Parkhust 1994) and (4) selective pressures towards low A max for species with thick, dense leaves (Field & Mooney 1986; Reich, Walters & Ellsworth 1991, 1992). Despite the general tendency for thicker -leafed species or individuals to have lower mass-based A max, quantitative relationships describing general patterns of A max N SLA relationships have yet to be developed. In this paper we first present data that demonstrate the way in which the slope of the A max N relationship changes with variation in SLA for comparisons among species, genera and functional groups. We then show how these relationships in aggregate allow good prediction of A max from the combination of SLA and N. These findings should contribute to the development of an integrated understanding of the role of SLA in determining A max N relations, and of the ways in which leaf structure (SLA) and chemistry (N) combine to determine A max on both mass and area bases. The interrelations between SLA and A max also can help us better reconcile apparent differences between photosynthetic rates when they are expressed on either mass or area bases. To address the issues outlined above we present data from several sources. We first use both published and new data to examine variation in intraspecific and intragenus A max N relationships. To compare interspecific relationships within and among broad functional groups, we then use a new field data set (107 species-site combinations) obtained from ecosystems in six distinct biomes that vary broadly in climate and vegetation type (ranging from alpine tundra to desert to tropical rain forest) combined with an independent 162 species data set based largely on published literature for species in a variety of ecosystems and biomes. Materials and methods We used two sources of data and several types of data sets in this study. Both literature and new field data were obtained for multiple species (as described below). One type of data set is a large multiple species data set made up of both literature-compiled and fieldmeasured data where each species is represented once on a given site (and infrequently more than once in total). This data set was also divided into functional group subsets to allow examination of A max N SLA relationships within functional groups. Another type of data set uses measurements of multiple leaves for a given species or genus, where data were sufficient to enable evaluation of the A max N relationship for that species or genus. Comparisons of these relationships were then made among species or genera. In such cases, variation in leaf N, SLA and A max were the result of variation in leaf age, among plants, and/or across microenvironmental gradients. LITERATURE DATA: MULTIPLE SPECIES AND INTRASPECIFIC A MAX N DATA To compare within-species or within-genera photosynthesis N relationships among species and genera characterized by different leaf structure (Figs 1 and 2), we used our own published and unpublished data, and published data from the literature. Such data sets were required to be of a sufficient sample size to enable regression of intragenus or intraspecies A max N relations. To combine with our field data, for a broader interspecific comparison, mean A max, N and/or SLA

3 950 P. B. Reich et al. values of young mature leaves (per species on a given site) were compiled from the published literature for 162 species in 185 species-site combinations. The multiple species literature data set used in this paper is an expanded (more than doubled) version of part of a data set used in an earlier report that focused on linkages between leaf, whole plant and stand characteristics as they related to variation in leaf life span (Reich et al. 1992). FIELD SITES AND SPECIES FOR THE INTERSPECIFIC STUDY We also collected field data to provide mean A max, N and SLA values for numerous species from several functional groups at sites representing six biomes and several associated ecotones. The sites were selected to provide a wide range of environmental conditions and terrestrial species and ecosystem types. We studied conifers, hardwood trees and shrubs, and forbs, located in alpine tundra and/or open subalpine forest alpine meadow transition at high elevations ( m) in Colorado, USA. In southern Wisconsin, USA we studied prairie and forest understorey forbs, hardwood and coniferous forest tree species, and swamp and bog species. We studied temperate forest species, including a number of common forest understorey forbs, broadleafed deciduous and evergreen hardwood and evergreen coniferous forest tree species at the Coweeta Hydrological Laboratory, Otto, NC, USA. On the lower coastal plain of South Carolina, USA, we studied species from upland pine-dominated forests and forested wetlands. Desert shrubland and Pinyon Juniper woodland vegetation were studied in the Sevilleta National Wildlife Refuge, NM, USA. A tropical rain-forest site was located near San Carlos del Rio Negro, Venezuela, in the northern Amazon basin. A total of 24 species was studied in mature stands of three adjacent primary rain-forest communities and in secondary successional stands growing on one of the three primary communities (Reich, Uhl et al. 1991; Reich, Walters et al. 1994). More detailed information about these sites, species, selection criteria and measurement protocol is provided in a companion paper that focuses upon site/biome contrasts (Reich, Ellsworth et al. 1998). Among sites, plants from four functional groups were studied (needle-leafed trees, broad-leafed trees, broad-leafed woody shrubs and broad-leafed herbaceous species). Species from the first three groups were further subdivided by leaf habit (evergreen/deciduous) and leaf longevity into two classes: (1) deciduous or evergreen with leaf life span < 1 year or (2) evergreen with leaf life span > 1 year. In all but the tropical site this was equivalent to a pure evergreen/deciduous split. Because leaf life span varies substantially among species, and leaf traits within species vary with leaf age as well (e.g. Field & Mooney 1983; Reich, Uhl et al. 1991), contrasts of photosynthetic rates, N concentrations and SLA among species were made using leaves of a similar physiological age rather than a similar chronological age. We used fully expanded young to medium-aged leaves of all species, which corresponds to the period when many leaf traits are relatively stable (Reich, Uhl et al. 1991;Reich, Walters & Ellsworth 1991). To minimize the potentially confounding influence of shade on SLA and A max, where possible we selected sun leaves growing in relatively open conditions for all species at all sites. Measurements were made on open-grown plants in all herbaceous dominated communities and usually were made for open-grown trees or shrubs, or saplings or young trees in gaps, or for mature trees in the upper canopy. Although leaf light microenvironment has a large impact on leaf traits, especially SLA (e.g. Ellsworth & Reich 1992), the interspecific differences in leaf traits in this study were large enough (often fold) that smaller intraspecific differences owing to variation in leaf or whole-plant microenvironment (usually less than twofold, Ellsworth & Reich 1992, 1993) probably would not have significant impact on the results. Simultaneous measurements of photosynthetic CO 2 assimilation and leaf water vapour conductance were made under ambient conditions with a portable leaf chamber and infra-red gas analyser operated in the differential mode (ADC model LCA-2, Hoddesdon, Herts., England). Measurements were made at mid- to late-morning ( h local time) when the following conditions were met: near full sunlight, nonlimiting vapour pressure deficits or temperatures. Thus, sampling was designed so that measurements were taken to reflect closely light-saturated leaf photosynthetic capacity in the field at ambient CO 2 concentration (Reich, Uhl et al. 1991; Reich, Walters & Ellsworth 1991; Ellsworth & Reich 1992). Values of A max were similar for plants measured in the field under near optimal ambient environmental conditions as for leaves measured under optimal steady-state conditions (Ellsworth & Reich 1992). We took at least 10 (but usually more) measurements per species from several individuals at each site, then averaged these for subsequent analyses. After measuring gas-exchange rates, foliage was harvested. In some instances, the silhouette of foliage was fixed onto diazo paper in sunlight or traced by hand. The projected surface area of either the leaf tissue or its silhouette was assessed by a digital image analysis system (Decagon Instruments, Pullman, WA, USA). Total surface area was also calculated for all species based on their known shapes. The results of this study were similar if SLA was estimated using total rather than projected surface area (owing to enormous interspecific variation), although the quantitative relations differ slightly, because twice the projected surface area of needles underestimates their total surface area. Given that projected area was

4 951 SLA regulates photosynthetic nitrogen use measured in our study (and reported in most published papers), while total surface area was estimated indirectly, data are expressed on a projected area basis. SLA is by definition related to the combination of leaf thickness and density, and has been shown to be correlated with one or both (Abrams et al. 1994; Garnier & Laurent 1994). Henceforth in this paper we will use the terms leaf thickness, density and SLA to convey roughly the same information. ANALYSES The main interspecific data set was species-based (257 species and 292 observations). In statistical analyses and the plotted data, individual data points represent a single species at a single site, using data averaged from all measurements made for that species-site combination. Thus, species (except for Figs 1 and 2) are represented only once from a given site. However, if a given species (n = 26) was examined in different locations, then it was included more than once in the data set. Although transformations (logarithmic) were required in order to analyse properly the entire (or site-specific) interspecific field data set (Reich et al. 1997; Reich, Ellsworth et al. 1998), this was much less true for relationships within individual species, genera or functional groups, because their A max data were generally near normally distributed, whereas for the entire interspecific data set they were not. In addition, funnel-shaped patterns of heteroscedasticity were much more pronounced in linear contrasts that crossed the entire range of plant functional types (Reich et al. 1997, Reich, Ellsworth et al. 1998) than when such contrasts were made for species or groups of species with comparable traits, as in this study. Results and their implications are similar in any case (data not shown). Thus, in this paper we largely use untransformed data typical of the literature in this field (Mooney et al. 1981; Field & Mooney 1986; Chazdon & Field 1987; Reich, Walters & Ellsworth. 1991; Ellsworth & Reich 1993). However, in analysing for net photosynthesis as a function of combined leaf traits using the entire data set, we used transformed data because the data were not even close to being normally distributed (Shapiro Wilk W) and there was patterned heteroscedasticity in the residuals. Data were analysed using linear and multiple regression (JMP Statistical Software, SAS Institute). We statistically compared relationships between functional groups and other species groupings using linear contrasts (separate and same slopes analyses). We used this technique to test the hypothesis that different equations describe these relationships in different functional groups. The projected or total surface area of entire individual leaves was either not significantly or weakly related to leaf traits at individual sites, for functional groups, or using pooled data. Thus, total area per leaf does not appear to be a particularly important leaf trait overall, compared with the others in this analysis and is not mentioned further. For the main interspecific comparisons and analyses of this paper (Tables 2, 3 and 4, Figs 3 and 4), we used a data set that combined our own field data with the comparable data obtained from the literature. This data set included a total of 257 species, with 26 species measured in more than one site (for a total of 292 species-site combinations). Not all leaf traits of interest were measured in every case, thus sample sizes for specific analyses were somewhat lower (see Tables and Figures). Results were similar in both data sets (P > 0 05 for tests of data set differences) when analysed separately (see also Reich et al. 1997). Our field data set is also used in a companion paper (Reich, Ellsworth et al. 1998) that has the separate objective of asking whether or not interspecific leaf trait relationships are similar among biomes characterized by large differences in vegetation type and climate. In the present paper we use the combined data sets to address questions about the variation in A max N relations associated with variation in leaf structure, and about whether such relationships are similar among different plant functional groups. By combining the data sets we obtain a larger data set which enables more comprehensive comparisons of species arrayed into several different kinds of functional groups than otherwise possible. Results Variation in the A max N relationship shows a consistent pattern in relation to variation in SLA regardless of whether intra- or interspecific or functional group relations are examined. When variation in intraspecific mass-based A max N relations is examined among woody species, we find that species with higher SLA tend to have higher A max and N, a higher A max per unit N at comparable N and a steeper slope of A max vs N (Fig. 1, Table 1). Tree species with long-lived leaves, such as Juniperus in North America and Pinus in Europe (Fig. 1), and Licania and Micrandra in South America (data not shown, see Reich, Walters et al. 1994), have dense, thick foliage (low SLA) and low mean mass-based N and A max. They also have a low slope of the A max N relationship (Fig. 1). Species with intermediate SLA, such as Acer rubrum in North America and Vismia japurensis in South America, have intermediate mean mass-based N and A max and slope of A max N. Fast-growing species with high SLA, such as the pioneer Cecropia in South America, have the steepest slope of A max N. The differences among species in the slope of the A max N relationship are large (> 50-fold). A similar pattern occurs when mass-based A max N relationships are compared among genera that differ in SLA. For example, among three genera (each with data for six to eight species), the slope of the massbased A max N regression increased with SLA

5 952 P. B. Reich et al. Fig. 1. The relationship between mass-based photosynthetic capacity and leaf N for several temperate and tropical woody species and genera differing in SLA. Regression equations, other statistics and data sources are in Table 1. (Table 1, Fig. 1). Pinus sp. (SLA, range from 15 to 90 cm 2 g 1 ), had a lesser slope than Quercus sp. (SLA range cm 2 g 1 ) and Piper sp. (SLA range cm 2 g 1 ) had the greatest slope. In attempting a broader assessment of variation in intraspecific A max N relations, we regressed the A max N slope derived from individual species relationships (n = 42) against species variation in mean SLA. Variation among species in their mass-based A max N slope is significantly related to their differences in SLA (Fig. 2a). On average, the A max N slope varies 10-fold among species across the range of SLA. The patterns of variation among species in their intraspecific A max N relationships (such as in Fig. 1) are also found on an area basis (data not shown, see Reich, Walters et al for example of area-based multiple species contrasts) but differences among species are smaller and less consistently related to variation in SLA. For instance, broad variation among species in the areabased A max N relationship is significantly (P = 0 004) but weakly (r 2 = 0 22) correlated with variation in SLA (Fig. 2b). Although it may appear that the slope of the A max N relationship should be similar on mass and area bases this in fact is not the case (see Discussion). Mean leaf traits for functional groups were similar among biomes (data not shown). Hence, data are presented contrasting functional groups using data pooled from all biomes. Mean leaf traits differ markedly among functional groups, and there is also substantial variation within such groups (Table 2). Mean SLA and mass-based leaf N and A max (N mass and A mass, respectively) are much higher in herbaceous forbs than in any of the woody species groups. Within each of the woody functional groups (shrubs, broad-leafed trees and needle-leafed trees), further subdivisions based on leaf habit and longevity had clear differences: evergreen species with leaf life-spans greater than a year had lower SLA, N mass and A mass than species that are either deciduous or are evergreen but have a leaf life span of less than a year (Table 2). In the broad-leafed woody groups (shrub and trees), subgroups differing in leaf habit and longevity did not differ in area-based leaf N (N area ) but did differ in area-based A max (A area ). For a similar leaf N area, groups with higher SLA and leaf N mass had higher A area. In contrast, for needleleafed conifers, evergreen species had much higher N area than deciduous species and both groups had similar A area, despite large differences in A mass. When interspecific A max N relations are examined within the four broad functional groups (forbs, shrubs, broad-leafed trees and needle-leafed trees), a similar pattern emerges as for species and genera differing in Table 1. Regression statistics for several species and genera describing the mass-based relationship between A max and leaf nitrogen concentration. The dependent variable is A mass (nmol g 1 s 1 ) and the independent variable is N mass (mg g 1 ). Withinspecies relationships are based on data from numerous individuals and leaves from a single site. Relationships within a genus were based on data from numerous individuals and leaves of (1) six species (Piper), (2) seven species, including 14 different populations of one species (Quercus) and (3) 14 species, including eight populations within one species (Pinus). All regressions significant at P < Mass-based regressions SLA range Species or Genus (cm 2 g 1 ) n Intercept Slope r 2 References Cecropia ficifolia Reich, Walters et al. 1994; Ellsworth & Reich 1996 Vismia japurensis Reich, Walters et al. 1994; Ellsworth & Reich 1996 Acer rubrum Reich, Walters & Ellsworth 1991 Picea abies Oleksyn et al Juniperus osteosperma Marshall, Dawson & Ehleringer 1994 Piper sp Chazdon & Field 1987 Quercus sp Reich, Walters & Ellsworth 1991, 1997; J. Oleksyn et al., unpublished data Pinus sp Reich, Oleksyn & Tjoelker 1994; Reich et al. 1995, 1997; Oleksyn et al. 1997

6 953 SLA regulates photosynthetic nitrogen use SLA (Table 3). Within each broad functional group, the mass-based A max N relation is significant (P < 0 001, 0 54 < r 2 < 0 66). At any given leaf N mass, forbs have the highest A mass and needle-leafed trees the lowest, with broad-leafed trees and shrubs intermediate (Fig. 3). These differences mirror SLA differences among functional groups, with mean SLAhigh in forbs, intermediate in broad-leafed trees and shrubs, and lowest in needle-leafed trees. The regressions differ significantly in slope (P = 0 02). Forbs, with the highest mean SLA and N mass, have the steepest slope of A mass N mass (Table 3). Broad-leafed trees and shrubs were intermediate in slope of A mass N mass and had similar mean and range of SLA and N mass. Needle-leafed species had the lowest mean SLA and N mass and the lowest slope of A mass N mass. Roughly similar conclusions can be drawn when A max and N are expressed on an area basis (Fig. 3, Table 3). The area-based A max N slope is highest for the forbs, lowest for the conifers and intermediate for the broad-leaved woody plants. For all four groups the A max N fit is poorer on an area basis. When A max N relationships are examined within functional groups further subdivided by leaf habit and longevity, similar patterns are seen (Fig. 3). Within the two woody broad-leafed groups, the mass-based slope Fig. 2. Variation among species in the slope of their mass- and area-based A max N relationships, plotted against their variation in SLA. Regression relationships and statistics: mass-based A max N slope = SLA, n = 42, r 2 = 0 50, P < ; area-based slope = SLA, n = 35, r 2 = 0 22, P < of A max N is greater in the group with shorter-lived leaves with higher average SLA (Table 3, Fig. 3). For area-based relationships, these differences only are apparent in the broad-leafed tree group. For all species pooled, there is a strong A max N relationship on a mass basis (r 2 = 0 73) and a very weak one on an area basis (r 2 = 0 02). When the total multiple species data set is divided into arbitrary SLA classes, ignoring species and functional groups, a similar pattern emerges as for comparisons of intraspecific and functional group relationships (Table 4). Species in the highest SLA class have a steeper slope of both mass- and areabased A max N relationships than those in lower SLA classes. On a mass basis, there were modest differences in the strength of the relationship, with the high SLA group having the tightest fit; i.e. highest r 2 (0 51, the lowest was 0 28). In contrast, on an area basis, for the high SLA group there was a very strong correlation (r 2 = 0 82), with weaker relationships for the intermediate SLA groups (r 2 = ) and essentially an almost flat line relationship in the lowest SLA class (r 2 = 0 1). Further evidence for the role of leaf structure in A max N relationships is provided by examination of interspecific data on photosynthesis per unit nitrogen (A leaf N ). Using all data pooled, A leaf N is more tightly related to SLA (r 2 = 0 53) than with N itself (r 2 = 0 16), despite the fact that N is incorporated as part of the measure of A leaf N. Thus, if SLA does not differ among species but N does, A leaf N will not differ as much as if SLA differs and N does not. This indicates that A leaf N is more closely related to leaf structure than to the actual N level per se. Similar conclusions are reached based on multiple regression analysis where both N mass and SLA are included as independent variables and A leaf N is the dependent variable. Although both N mass and SLA were significant (whole model r 2 = 0 56), the F stat for N was 6 9 and for SLA was 92 5, indicating a much greater pro- Table 2. Mean values (one standard deviation, SD) for leaf traits within the following functional groups for data pooled geographically: forbs, broad-leafed shrubs, broad-leafed trees and needle-leafed trees. The latter three functional groups are further subdivided into two classes: (1) deciduous or evergreen with leaf life span < 1 year (deciduous or LL < 1 year) or (2) evergreen and with leaf life span > 1 year (evergreen and LL > 1 year) Sample leaf N leaf N A mass A area SLA Functional group size (n) (mg g 1 ) (g m 2 ) (nmol g 1 s 1 ) (µmol m 2 s 1 ) (cm 2 g 1 ) Forbs (13 4) 1 99 (0 82) 305 (167) 15 7 (8 7) 197 (92) Shrubs deciduous or LL < 1 year (8 0) 1 77 (1 00) 157 (116) 11 9 (6 7) 140 (79) evergreen and LL > 1 year (6 6) 2 04 (0 92) 62 (25) 7 8 (3 8) 71 (24) Broad-leaf trees deciduous or LL < 1 year (6 5) 1 76 (0 46) 139 (42) 12 5 (4 8) 137 (47) evergreen and LL > 1 year (6 1) 1 97 (0 83) 55 (18) 6 5 (2 2) 89 (35) Needle-leaf trees deciduous (5 7) 1 58 (0 11) 97 (31) 6 7 (3 0) 100 (34) evergreen (2 7) 3 59 (1 57) 28 (14) 7 0 (3 1) 38 (17)

7 954 P. B. Reich et al. portion of the variation in A leaf N can be attributed to variation in SLA than to N. Leaf N mass scales linearly with SLA for all data pooled (P < , r 2 = 0 54) or for species separated into functional groups (0 12 < r 2 < 0 52) (Fig. 4). The slopes of the N mass SLA relationship did not differ significantly (P < 0 6) among functional groups (separate slopes analyses) but there was a significant difference (P < 0 001) in the intercepts of these relationships (tested after removing the interaction term from the model). The difference in intercept indicates that for any given SLA, leaf N mass tends to be highest in forbs and lowest in conifers. Multiple regression analyses were conducted for both area- and mass-based A max. Using multiple regression, A mass was highly significantly related to the combination of N mass and SLA (Fig. 5, P < 0 001, r 2 = 0 86). As either N mass or SLA increases, so does A mass. Thus, predicting A mass from the combination of SLA and leaf N effectively captures leaf structure and chemistry as the predominant and underlying sources of variation in A mass (Fig. 6). A area was significantly related to the combination of N area and SLA, but a much smaller fraction of variation was explained (see Fig. 5 legend for equation, P < 0 001, r 2 = 0 46). Increasing SLA or N area are associated with increasing Table 3. Regression statistics describing the relationship between A max and leaf nitrogen content for several species groups. For mass-based regressions the dependent variable is A mass (nmol g 1 s 1 ) and the independent variable is N mass (mg g 1 ). For area-based regressions, the dependent variable is A area (µmol m 2 s 1 ) and the independent variable is N area (g m 2 ). Regressions are presented for the following functional groups for data pooled geographically: forbs, broad-leafed shrubs, broad-leafed trees and needle-leafed trees. The broad-leafed woody functional groups are further subdivided into two classes: (1) deciduous or evergreen with leaf life span < 1 year (deciduous or LL < 1 year) or (2) evergreen and with leaf life span > 1 year (evergreen and LL > 1 year). There were insufficient data available for deciduous needle-leafed trees for this purpose Mass-based regressions Area-based regressions Group n Y-intercept slope P <F r 2 n Y-intercept slope P <F r 2 Forbs Broad-leafed shrubs (all) deciduous or LL < 1 year evergreen and LL > 1 year Broad-leafed trees (all) deciduous or LL < 1 year evergreen and LL > 1 year Needle-leaved sp. (all) evergreen and LL > 1 year All species Fig. 3. The interspecific relationship between photosynthetic capacity (A max ) and leaf N, on mass and area bases, for species within several functional groups. Regression equations, functional group definitions, and other statistics are in Tables 2 and 3. Closed circles represent the deciduous/shorter leaf life span subgroup and open symbols the evergreen/longer leaf life span subgroup for the two broad-leafed woody functional groups. For the massbased relations, the axes differ among groups (otherwise data would be obscure in some groups), but the proportional scaling is constant (thus slopes can be compared). For the area-based relations, axes are identical except for the x-axis for the needle-leafed evergreens.

8 955 SLA regulates photosynthetic nitrogen use Table 4. Regression statistics describing the relationship between A max and leaf nitrogen content for species grouped into SLA classes (pooled among functional groups). For mass-based regressions the dependent variable is A mass (nmol g 1 s 1 ) and the independent variable is N mass (mg g 1 ). For area-based regressions, the dependent variable is A area (µmol m 2 s 1 ) and the independent variable is N area (g m 2 ). Species arranged by the following leaf structural classes: < 40, , , > 130 specific leaf area (cm 2 g 1 ) Mass-based regressions Area-based regressions SLA class n Y-intercept slope P <F r 2 n Y-intercept slope P <F r 2 > 130 cm 2 g cm 2 g cm 2 g <40cm 2 g Fig. 4. The relationship between mass-based leaf N (mg g 1, N mass ) and specific leaf area (cm 2 g 1, SLA) for species in several functional groups. Regression relationships and statistics: for needle-leafed trees, N mass = SLA, n = 32, r 2 = 0 12, P < 0 05; (for all needle-leafed species, N mass = SLA, n = 35, r 2 = 0 34, P < ); for broad-leafed trees: N mass = SLA, n = 72, r 2 = 0 46, P < ; for broad-leafed shrubs: N mass = SLA, n = 50, r 2 = 0 52, P < ; for herbaceous species: N mass = SLA, n = 54, r 2 = 0 24, P < A area. Examination of observed vs predicted A mass values (Fig. 6) demonstrates that the combination of N mass and SLA predicts A mass approximately equally well for species from four distinctly different functional groups. Recognition of the generality of joint SLA N regulation of A mass across biomes and functional groups should prove valuable as a conceptual framework and as a modelling tool. Discussion Fig. 5. Relationship between mass-based photosynthetic capacity (nmol g 1 s 1, A mass ), mass-based leaf N (mg g 1, N mass ) and specific leaf area (cm 2 g 1, SLA) for all species pooled, from multiple biomes and functional groups. For perspective, the data points are shown in relation to the plane representing the relationship between A mass, N mass and SLA: log 10 A mass = log 10 N mass log 10 SLA; r 2 = 0 86, n = 213; P < The interaction term was significant when included in the regression model, slightly lessening heteroscedasticity and marginally improving the amount of variation explained: log 10 A mass = log 10 N mass log 10 SLA (log 10 N mass log 10 SLA); r 2 = 0 87, n = 213, P < The area-based relationship (not shown) is log 10 A area = log 10 N area log 10 SLA; r 2 = 0 46, n = 213; P < These results indicate that species with higher SLA have a higher A max per unit leaf N and also vary more in A max per unit variation in N than those with lower SLA. This was true for comparisons of A max N relationships among species, among genera, among functional groups or for arbitrary SLA groupings. This suggests that SLA is more than just a conversion factor linking mass- and area-based expressions of A max. Additionally, the combination of SLA and N mass effectively predicted A mass within and among all plant groups analysed here. Thus, a simple model of A mass as a function of N mass and SLA offers great promise for broad scale modelling. The use of area-based A max N relationships for global-scale modelling has been criticized because the variation in A area for a given N area is so great (Woodward & Smith 1994). Clearly, use of mass-based, rather than area-based relationships, eliminates a substantial share of the

9 956 P. B. Reich et al. Fig. 6. Relationship between measured A mass and A mass predicted based on N mass and SLA (as shown in gridded plane in Fig. 5, using the additive model) for species from four broad functional groups (see Fig. 5 legend for the equation without the interaction term). unexplained variance; moreover, joint consideration of SLA and N would enable even better estimates of photosynthetic capacity. Similarity in the A mass N mass relationship among species in several large data sets (see Field & Mooney 1986; Reich et al. 1992) supports the idea that this is a broad universal relationship among species. However, this broad relationship exists across only the entire array of plant species, because there are different A mass N mass relationships among individual species (i.e. comparing single species regressions, Figs 1 and 2, Table 1, see also Reich, Walters et al. 1994) and functional groups (Fig. 3, Table 3, see also Reich et al. 1995). Thus, owing to the influence of SLA on A max per unit leaf N (Reich, Walters et al. 1994; Reich & Walters 1994), the well documented general linear A max leaf N relationship (Field, Merino & Mooney 1983; Field & Mooney 1986; Reich, Uhl et al. 1991; Reich et al. 1992; Reich 1993) although real, is in fact made up of a series of nested relationships with increasing slope as SLA (and usually leaf N) increase. This is true whether the contrasting A max N relationships are based on variation within individual species (Figs 1 and 2, see also Reich, Walters et al. 1994), functional groups (Fig. 3, see also Reich et al. 1995) or among unrelated species placed into arbitrary SLA classes (Table 4). Why is A mass related to N mass? As previously well established, variation in A mass is related to variation in N mass because of the central role of N in photosynthetic enzymes, other proteins and pigments (Field & Mooney 1986; Sage & Pearcy 1987; Evans 1989). Thus, within species or functional groups, variation in A mass often follows variation in N mass (Field et al. 1983; Chazdon & Field 1987; Reich, Walters & Ellsworth 1991; Reich et al. 1995). Variation in A area also follows variation in N area but primarily (1) when there is little variation in N mass but marked variation in SLA (DeJong, Day & Johnson 1989; Ellsworth & Reich 1993), as is often the case across light microenvironments, or (2) when N mass and SLA have no relationship or vary inversely among leaves, which occurs much more frequently within a species or a like group of species, than across widely divergent species, where N mass and SLA usually vary in parallel (Reich et al. 1992, 1995; Reich, Walters et al. 1994). For specific contrasts, the slopes of A max N relationships were sometimes much greater on a mass than an area basis (e.g. all species, forbs, shrubs, broad-leaved trees, needle-leaved trees, Table 3). Because the slope in each case describes the change in A max per unit change in leaf N (µmol CO 2 g N 1 s 1 ) it may seem intuitive that the slopes should be the same regardless of the basis of expression. In fact, the slopes of A max N relationships would be identical on mass and area bases if there was no variation in SLA associated with variation in leaf N (Reich & Walters 1994) but SLA tends to increase with increasing N mass (see Fig. 4, also Reich & Walters 1994). As a result, the species with highest or lowest N is not necessarily the same on mass and area bases, and overall, the mass vs area A max N relationships assess different gradients of multiple leaf traits (detailed explanations are provided in Reich & Walters 1994; Reich, Walters et al. 1998). Because the ratio of leaf intercellular CO 2 (C i ) to ambient CO 2 (C a ) concentration did not vary consistently in any pattern and was roughly similar among all species (C i /C a = 0 81 ± for n = 96 species from our field data), we expect that variation in A max under near optimal conditions was largely the result of differences in the biochemical efficiency of carboxylation rather than differences in CO 2 supply to the intercellular air spaces. Yoshie (1986) also observed similar C i /C a ratios among a broad suite of species. Verifying this hypothesis requires future work, although preliminary measurements on a limited number of grassland and tree species does show a correspondence between Vc max (measured at elevated CO 2 ) and A max (measured at ambient CO 2 concentration) (D. S. Ellsworth, unpublished data). Even for a given leaf N mass, variation in A mass is related to variation in SLA. Why? The answer is not entirely clear, but it appears that A mass scales with SLA because decreasing SLA is associated with greater allocation of biomass to structural components of the leaf rather than metabolic components, with greater internal shading, and with potential diffusion limitations (Vitousek, Field & Matson 1990; Lloyd et al. 1992; Parkhurst 1994; Terashima & Hirosaka 1995). These restrict the potential for high A mass in thick or dense leaves (low SLA), because chloroplast stacking (Terashima & Hirosaka 1995) imposes a constraint owing to the need for light to get to all chloroplasts and gaseous diffusion limitations (Parkhurst 1994; Epron et al. 1995) impose a constraint owing to the need for CO 2 to get to all internal cells. It is also possible that species that vary in SLA allocate N differentially to different leaf constituents, but data on this are scarce.

10 957 SLA regulates photosynthetic nitrogen use The combination of N and SLA enables good prediction of A max among diverse species, functional groups and biomes. In essence, regardless of environment or genotype, for leaves of a given leaf N mass, those that are thicker and/or denser will have lower photosynthesis per unit leaf N and hence lower A mass ; whereas for leaves of a given SLA, those with higher N mass will have also have higher photosynthesis per leaf N and hence higher A mass. The exact shape of the relationship is unclear. Increasing slopes of the linear A max N relations with increasing SLA (Figs 1, 2 and 3, Table 4) suggest a greater-thanadditive interaction. However, multiple regression indicates a significant less-than-additive interaction, on either a logarithmic (see Fig. 5 legend) or linear basis (data not shown). It is not immediately clear how to reconcile these differences. These issues are being further explored using mixed models (A. Robinson and P. B. Reich, unpublished data). Results shown in this paper have two main implications. First, recognition of the combined effects of N mass and SLA on A mass should allow a clear understanding of the physiological variation in A mass, and a better ability to model it. Second, many ecosystem and global models currently have no consistent, quantitative way of identifying A max for a given species or vegetation type. These values are in a sense estimated from the literature (Woodward & Smith 1994) or the modellers best guess (e.g. Collatz et al. 1991; Melillo et al. 1993). In contrast, these same models often employ sophisticated physiological algorithms to model changes in realized net photosynthesis from the bench-mark value of A max : thus these models have a mismatch of model sophistication for variation in realized A, in contrast to the ability to generically generate a useful A max. In the absence of detailed A C i curves, which are currently only available for a relatively small subset of species, largely grown in growth chambers (Wullschleger 1993), or of good means of estimating chloroplast CO 2 concentrations (Epron et al. 1995), estimating A max for field-grown plants at the normal CO 2 supply in ambient CO 2 concentrations provides a useful step in bridging gaps between detailed physiological models and landscape scale information, such as canopy leaf N and vegetative community composition. The relationships shown in this paper could be used in physiologically based ecosystem and globalscale models to predict A max for given species, functional types or community types with known or typical levels of SLA and/or N. Acknowledgements We thank the numerous people who contributed in various ways to the collection of the data used in this paper. This research was partially supported by National Science Foundation Grants BSR , BSR , and IBN , and by the NSF Long-Term Ecological Research Program. References Abrams, M.D., Kubiske, M.E. & Mostoller, S.A. (1994) Relating wet and dry year ecophysiology to leaf structure in contrasting temperate tree species. Ecology 75, Chazdon, R.L. & Field, C.B. (1987) Determinants of photosynthetic capacity in six rainforest Piper species. Oecologia 73, Collatz, G.J., Ball, J.T., Grivet, C. & Berry, J.A. (1991) Physiological and environmental regulation of stomatal conductance, photosynthesis and transpiration: a model that includes a laminar boundary layer. Agricultural and Forest Meteorology 54, DeJong, T.M., Day, K.R. & Johnson, R.S. (1989) Partitioning of leaf nitrogen with respect to within canopy light exposure and nitrogen availability in peach (Prunus persica). Trees 3, Ellsworth, D.S. & Reich, P.B. (1992) Leaf mass per area, nitrogen content and photosynthetic carbon gain in Acer saccharum seedlings in contrasting forest light environments. Functional Ecology 6, Ellsworth, D.S. & Reich, P.B. (1993) Canopy structure and vertical patterns of photosynthesis and related leaf traits in a deciduous forest. Oecologia 96, Ellsworth, D.S. & Reich, P.B. (1996) Photosynthesis and leaf nitrogen of in five Amazonian tree species during early secondary succession. Ecology 77, El-Sharkawy, M. & Hesketh, J. (1965) Photosynthesis among species in relation to characteristics of leaf anatomy and CO 2 diffusion resistance. Crop Science 5, Epron, D., Godard, D., Cornic, C. & Genty, B. (1995) Limitation of net CO 2 assimilation rate by internal resistances to CO 2 transfer in the leaves of two tree species (Fagus sylvatica L. & Castanea sativa Mill.). Plant, Cell and Environment 18, Evans, J.R. (1989) Photosynthesis and nitrogen relationships in leaves of C 3 plants. Oecologia 78, Field, C., Merino, J. & Mooney, H.A. (1983) Compromises between water-use efficiency and nitrogen-use efficiency in five species of California evergreens. Oecologia 60, Field, C. & Mooney, H.A. (1983) Leaf age and seasonal effects on light, water, and nitrogen use efficiency in a California shrub. Oecologia 56, Field, C. & Mooney, H.A. (1986) The photosynthesis nitrogen relationship in wild plants. On the Economy of Plant Form and Function (ed. T. Givnish), pp Cambridge University Press, Cambridge. Garnier, E. & Laurent, G. (1994) Leaf anatomy, specific mass and water content in congeneric annual and perennial grass species. New Phytologist 128, Lloyd, J., Syvertsen, J.P., Kriedemann, P.E. & Farquhar, G.D. (1992) Low conductances for CO 2 diffusion from stomata to the sites of carboxylation in leaves of woody species. Plant, Cell and Environment 15, Marshall, J.D., Dawson, T.E. & Ehleringer, J.R. (1994) Integrated nitrogen, carbon, and water relations of a xylem-tapping mistletoe following nitrogen fertilization of the host. Oecologia 100, Melillo, J.M., Kicklighter, D.W., McGuire, A.D., Moore, B., Vorosmarty, C.J. & Grace, A.L. (1993) Global climate change and terrestrial net primary production. Nature 363, Mooney, H.A. (1986) Photosynthesis. Plant Ecology (ed. M. J. Crawley), pp Blackwell Scientific Publication, Oxford. Mooney, H.A., Field, C., Gulmon, S.L. & Bazzaz, F.A. (1981) Photosynthetic capacity in relation to leaf position in desert versus old-field annuals. Oecologia 50,

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