High-Resolution Permafrost Modeling in Denali National Park and Preserve Natural Resource Technical Report

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1 High-Resolution Permafrost Modeling in Denali National Park and Preserve Natural Resource Technical Report Santosh K Panda Sergey S Marchenko Vladimir E Romanovsky Geophysical Institute University of Alaska Fairbanks 903 Koyukuk Drive Fairbanks AK January 2014

2 Table of Contents Page No. List of Figures... 3 List of Tables... 5 List of Acronyms Introduction Denali National Park and Preserve (DENA) GIPL 1.0 model GIPL 1.0 model input Climate data Ecotype data Soil data Snow data GIPL 1.0 model output Preparation of input data for modeling Ice-Water mask Replacing shadow and cloud pixels of the landcover map with proxy landcover classes Climate forcing Ecotype map Soil landscape map Snow map Results CRU Climate forcing ( and ) GCM Composite climate forcing ( , , and ) Accuracy assessment Deliverables Summary References Acknowledgements Appendix A Appendix B

3 List of Figures Page No. Figure 1: Location of Denali National Park and Preserve (DENA) in Alaska Figure 2: Ecomap of DENA. DENA is divided into 5 ecomap sections and 22 ecomap subsections (ECOMAP 1993; Nowacki and Brock 1995) Figure 3: Permafrost map ( CRU climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally-frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover is masked out from the MDGT map Figure 4: Active layer and Seasonally-frozen layer map ( CRU climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map Figure 5: Permafrost map ( CRU climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally-frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the MDGT map Figure 6: Active layer and Seasonally-frozen layer map ( CRU climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map Figure 7: Permafrost map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally-frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the MDGT map Figure 8: Active layer and Seasonally-frozen layer map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map

4 Figure 9: Permafrost map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally-frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the MDGT map Figure 10: Active layer and Seasonally-frozen layer map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hill shade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map Figure 11: Permafrost map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the MDGT map Figure 12: Active layer and Seasonally-frozen layer map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map Figure 13: Locations of three climate stations plotted on a Denali National Park and Preserve Hillshade Model. The Hillshade Model is derived from 2-arc-second (~60 m) spatial resolution National Elevation Dataset Digital Elevation Model Figure B1. The GIPL 1.0 model conceptual diagram (A) and schematic profile of mean annual temperature through the lower atmosphere, active layer and upper (B). Acronyms: MAAT (Mean Annual Air Temperature), MAGST (Mean Annual Ground Surface Temperature), MAGT (Mean Annual Ground Temperature), ALT (Active Layer Thickness) Figure B2. A schematic representation of integration of GIS with GIPL 1.0 model

5 List of Tables Page No. Table 1: Summary statistics of climate and modeled characteristics in Denali National Park and Preserve using CRU climate forcing Table 2: Summary statistics of climate and modeled characteristics in Denali National Park and Preserve using 5-GCM composite climate forcing Table 3: Comparison of recorded air and ground temperatures at the NPS climate stations with CRU air temperature and modeled temperature at the ground surface and bottom of seasonal freeze-thaw layer. The temperature averaging periods are in parentheses (Note: we summarized ground temperature data only for years that have >= 350 days of data) Table A1: Twenty out of the twenty five landcover classes mapped within DENA by Stevens et al (2001) are used as ecotype input to the model. In the absence of thermal diffusivity data of surface organic layer for DENA ecotypes we prescribed these values based on our modeling experience in other parts of Alaska Table A2: Hundred-and-fifty-one out of 152 landtype associations identified within DENA by Clark and Duffy (2006) are used as soil type input to the model. The water landtype association is excluded from modeling. We referred to Yershov (1984) to prescribe the soil thermal properties Table A3: Nine snow classes identified within DENA are used as snow input to the model. The snow classes are identified by integrating the snow class from Sturm et al (1995) with ecotypes from North America Land Cover Characteristics Data Base Version 2.0 (Loveland et al 1999) Table B1. Model input and output variables List of Acronyms ALT Active Layer Thickness CRU Climate Research Unit DENA Denali National Park and Preserve GCM Global Circulation Models MAGST Mean Annual Ground Surface Temperature MAGT Mean Annual Ground Temperature MDGT Mean Decadal Ground Temperature NPS National Park Service SFLT Seasonally Frozen Layer Thickness SNAP Scenario Network for Alaska & Arctic Planning 5

6 1. Introduction Permafrost is defined as ground (soil or rock and included ice and organic material) that remains at or below 0 C for at least two consecutive years, for natural climatic reasons (van Everdingen 1998). Permafrost and -affected regions underlie ~22% of the exposed land in the Northern hemisphere (Brown et al 1997) and ~80% of Alaska (Jorgenson et al 2008). Permafrost terrain consists of an active layer at the surface that thaws in summer and freezes again in winter (Muller 1947; Osterkamp and Jorgenson 2009). The active layer is critical to the ecology and hydrology of terrain as it provides a rooting zone for plants and acts as a seasonal aquifer for near-surface ground water (Burn 1998). Its thickness is highly variable and can be anywhere from a few decimeters to several meters, depending on the local microclimatic condition, topography, local hydrology, thickness of surface organic layer, vegetation type, and winter snow condition. Similarly, the form and texture of ground ice within also varies greatly. Ground ice forms include thin lenses of ice, layered ice, reticulated vein ice, and ice wedges as big as 2-4 m long and 3-5 m deep (French and Shur 2010; Kanevskiy et al 2011). Permafrost is pervasive in Alaska s National Parks, Preserves, and Monuments. Nearly 40 million acres of Alaska s National Park Service (NPS) units lie within the zone of continuous or discontinuous. This area constitutes over 70% of Alaska s NPS land and nearly half of all the NPS administered land in the US. Much of this is vulnerable to major changes due to climatic warming because 1) it has temperatures within a few degrees of freezing, such that relatively minor warming could destabilize it entirely, and/or 2) it contains ice-rich material near the surface that could thaw with climatic warming, leading to major reconfiguration of the landscape through the development of thermokarst (an irregular topography resulting from melting of excess ground ice). Thawing of could have many consequences, such as drainage of thermokarst lakes, creation of new thaw ponds, soil erosion, thaw slumps, increased sediment loads and siltation of streams and lakes, release of greenhouse gasses, and changes in soil wetness and nutrient cycling. Thawing is second only to wildfires as a major disturbance to boreal forests (Jorgenson and Osterkamp 2005). Permafrost has been identified by the Arctic and Central Alaska Network as one of the vital signs of ecosystem health in Alaska s national parks (MacCluskie and Oakley 2005; Lawler et al 2009). Permafrost is a subsurface feature that is difficult to observe and map directly. Temperature measurements are required to determine the status of and warming is in danger of thawing (Osterkamp and Jorgenson 2009). Existing information about the extent and temperature of in NPS units is limited due to the lack of borehole observations on NPS lands. Modeling of extent has proven very useful for extrapolating between widely spaced boreholes where direct observations are made. Permafrost distribution and the thickness of the active layer can be modeled, given sufficient data about soil and ground properties, vegetation, topography, atmospheric climate, and soil temperatures. The same models used to map current distribution and active-layer thickness can be used to predict the future state of by using projected climate forcing and scenarios. Geophysical Institute Permafrost Laboratory (GIPL) at University of Alaska Fairbanks has developed a model, GIPL Spatially Distributed Model of Permafrost Dynamics in Alaska, that has successfully mapped distribution and active-layer thickness (ALT) at kilometer scale for the State of Alaska (Marchenko 2008). The GIPL 1.0 model gives a good representation of the coupling between and the atmosphere. It shows an accuracy of ± C for the mean annual ground temperature and ± m for the active-layer thickness calculations when applied to longterm (decadal and longer time scale) averages (Sazonova and Romanovsky 2003). As a part of its inventory and monitoring program, the NPS has obtained or is in the process of gathering data that can be used to make improved runs of the GIPL 1.0 model for NPS units in Alaska. 6

7 This project was designed with the goal to facilitate cooperation between NPS and GIPL to obtain improved and higher-resolution maps for NPS lands of distribution, temperature, and activelayer thickness under various climate scenarios, including present conditions, the recent past (e.g. 1950, prior to recently observed warming), and the future. The NPS environmental (GIS) data (soil landscape and ecotype maps) along with past and projected climate forcing and scenarios from global climate datasets are used to create maps of near-surface distribution and its temperature, and activelayer thickness, for the recent past (1950), the present (2000), and the future (2050 and 2100). Field observation of presence/absence, summer thaw depth and ground temperature records from NPS climate stations are used to assess the overall accuracy of the modeled temperature and active-layer thickness distribution maps. 2. Denali National Park and Preserve (DENA) The DENA occupies 6.06 million acres of land in interior and southcentral Alaska (Figure 1). It is well known for Mt. McKinley (the highest mountain in North America), the Alaska Range, the scenic and unspoiled beauty of the landscape, and the wildlife that inhabits the parks ( DENA includes five major physiographic sections, namely Alaska Mountains, South Central Mountains, Yukon-Kuskokwim Bottomlands, Kuskokiwm Mountains, and Cook Inlet Lowlands (Nowacki and Brock 1995) (Figure 2). The Alaska Range includes both the Alaska Mountains and South Central Mountains sections and occupies ~60% of the park. These mountain ranges are capped by permanent snowfields and glaciers. Alpine glacial plains skirt the mountains along DENA s north side, gradually giving way to lowland forested plains and hills, a land underlain by and modified by wildfire (Clark and Duffy 2006). The Yukon-Kuskokwim Bottomlands section, located in the northwestern part of DENA, consists of an expansive lowland area of plains, hills, relict sand dunes, bogs, fens, and ponds. This section represents the largest contiguous area of -affected soils, as well as wetlands within DENA. The Kuskokwim Mountains and Cook Inlet Lowland sections together occupy less than 10% of DENA; the former is underlain by continuous and discontinuous whereas the latter is completely devoid of. Almost 17% of DENA is unvegetated ice and rocky mountain slopes. There are two major vegetation types or biomes within the park, taiga and tundra. Taiga or boreal forest can be found at lower elevations (< 2,700 feet). Above 2,700 feet, taiga gives way to tundra. There are two general types of tundra found in DENA dry tundra and moist tundra with gradations in between. DENA is divided into two sub-regional climates. Areas north of the hydrographic divide of the Alaska Range are considered sub-arctic continental, referred to as Interior, and those lying to the south are transitional maritime-continental, referred to as South Central. Permafrost is common throughout the Interior climatic zone and generally absent in the South Central climatic zone. Permafrost is extensive within loamy textured soils of the Alaska Mountains, Yukon-Kuskokwim Plain, and Kuskokwim Mountains sections (Clark and Duffy 2006). Permafrost distribution can be classified as continuous (> 90% of land area underlain by ), discontinuous (90% 50%), sporadic (50% 10%), or isolated (<10%) (Ferrians 1965). In DENA, distribution ranges from areas of continuous (which contains some of the southermost coldest in North America) to areas devoid of (Adema 2006). Nonetheless, the best information available to date for DENA is the limited point observations, and the soil survey map by Clark and Duffy (2006). Up-to-date and comprehensive spatial information on the state of is presently lacking and consequently the vulnerability of and DENA landscape to climate change in unknown. Some recent borehole-temperature measurements showed significant 7

8 warming throughout Alaska since the 1980s (Osterkamp 2007; Romanovsky et al 2010a, 2010b). Thawing and thermokarst terrain have also been observed within and near park boundary (Adema 2006; Yocum 2006; Osterkamp et al 2009; Schuur 2008). Permafrost is the physical foundation on which the ecosystems in the park rest and thawing of ice-rich alters this foundation. Permafrost thaw has the potential to greatly alter ecosystems and their net carbon balance i.e. the difference between carbon uptake and emission. In lowlands, a shift from boreal forests to shrubby wetlands or grasslands often occurs with concurrent changes in wildlife populations (Jorgenson et al 2001). Tracking the distribution and condition of and development of thermokarst within DENA will provide information about what may be one of the most important drivers of landscape change in the 21st century ( Figure 1: Location of Denali National Park and Preserve (DENA) in Alaska. 8

9 Figure 2: Ecomap of DENA. DENA is divided into 5 ecomap sections and 22 ecomap subsections (ECOMAP 1993; Nowacki and Brock 1995). 3. GIPL 1.0 model GIPL 1.0 is a quasi-transitional, spatially distributed, equilibrium model for calculating the mean annual temperature at the ground surface and bottom of seasonal freeze-thaw layer and thickness of seasonal freeze-thaw layer. In the absence of the seasonal freeze-thaw layer is called seasonally-frozen layer (the top layer of the ground that freezes in winter and thaws back in summer and does not have underneath). The GIPL 1.0 model accounts for the effects of snow cover, vegetation, soil moisture, and soil thermal properties (Figure B1). Refer to Appendix B for detailed description of this model, required input parameters, and the output products GIPL 1.0 model input Climate data We used historical ( ) monthly average air temperature ( C) and total precipitation (mm) data, CRU TS 3.1 from the University of East Anglia (UK) Climate Research Unit, downscaled to 771 m by Scenario Network for Alaska & Arctic Planning (SNAP) for past climate forcing (SNAP 2012). Projected ( ) monthly average air temperature ( C) and total precipitation (mm) data are available from Fourth Assessment Report (AR4) Global Circulation Models (GCM) for a range of possible emission scenarios. Walsh et al (2008) identified 5 out of a set of 15 global models used in the 9

10 Coupled Model Intercomparison Project (CMIP) as best performer for Alaska and Greenland. Those 5 AR4 GCMs are: cccma_cgcm31: Canadian Centre for Climate Modeling and Analysis, Coupled General Circulation Model version 3.1 t47, Canada mpi_echam5: Max Planck Institute for Meteorology, European Centre Hamburg Model 5, Germany gfdl_cm21: Geophysical Fluid Dynamics Laboratory, Coupled Model 2.1, United States ukmo_hadcm3: UK Met Office Hadley Centre, Coupled Model version 3.0, United Kingdom miroc3_2_medres: Center for Climate System Research, Model for Interdisciplinary Research on Climate 3.2 (medres), Japan SNAP averaged the monthly average air temperature and total precipitation projections from the above 5 models for 3 possible emission scenarios (B1: low, A1B: moderate, and A2: high) and created a composite climate dataset for Alaska downscaled to 771 m (SNAP 2012). We used this 5-GCM composite climate dataset for A1B emission scenario as the future climate forcing for the GIPL 1.0 model runs Ecotype data Landcover mapped by Stevens et al (2001) are used as ecotype model input. They mapped 25 landcover classes at intermediate scales (1:63,360 1:100,000), following a modified version of the Alaska Vegetation Classification system at levels III and IV (Viereck et al 1992), using Landsat Thematic Mapper (TM) multi-spectral imagery as the primary data source and SPOT XS data as the secondary source. Surface organic layer thickness and its thermal diffusivity are the two essential ecotype parameters required for ground temperature modeling. Both of these parameters are not available for DENA. So, we prescribed both the parameters for each landcover units. We prescribed surface organic layer thickness based on the description of types of vegetation and their site characteristics in each landcover unit and thermal diffusivity values based on our modeling experience in other parts of Alaska. The following ecotype properties are used as the model input (Table A1): Thawed thermal diffusivity (m 2 /s) Frozen thermal diffusivity (m 2 /s) Surface organic layer thickness (m) In Alaska, generally the surface vegetation consists of lichens, grass, and moss (sphagnum or feather mosses). The upper level of vegetation consisting of trees and shrubs is not considered in the model. This upper level vegetation affects the thickness and density of the snow cover, along with the amount of solar radiation reaching the ground surface. The model takes into account only low level vegetation (surface vegetation) that is less than 0.5 m high because the information about higher vegetation such as trees and tall shrubs is already incorporated into the monthly air temperature data, which are used as climate input in the model Soil data Hundred-and-fifty-two landtype associations are identified within DENA (Clark and Duffy 2006). Landtype associations are groupings of landtypes based on similarities in geomorphic process, geologic rock types, soil complexes, and vegetation communities. Each landtype association represents a repeatable pattern of landforms, soil complexes, and vegetation communities that can be consistently delineated on maps. Primary criteria used to delineate and name Landtype associations included major biome and landforms. Additional criteria used included lithology of soil parent material, relative wetness, and other landscape features like distribution (Clark and Duffy 2006). We used the landtype association map as a soil map input to make refined runs of the GIPL 1.0 model. We referred to Yershov 10

11 (1984) to prescribe the following thermal properties to each landtype association as model input (Table A2): Thawed heat capacity (J/m 3 K) Frozen heat capacity (J/m 3 K) Thawed thermal conductivity (W/m*K) Frozen thermal conductivity (W/m*K) Volumetric water content (Fraction of 1) Snow data Snow cover plays an important role in the heat exchange processes between the land surface and the atmosphere. The insulating effect of the snow cover has been calculated using approximate formulas derived by Lachenbruch (1959) and Romanovsky (1987) which incorporate ground properties, vegetation cover, and their respective effect on heat turnovers through the snow. Heat turnovers are defined as the quantity of incident heat (during the heating period), or out-going heat (during the cooling period) throughout the medium over a given time interval (usually half year increments). The model takes into account only conductive heat transfer through different mediums. We created a snow map of Alaska by combining the five seasonal snow classes identified by Sturm et al (1995) with ecotypes from North America Land Cover Characteristics Data Base Version 2.0 (Loveland et al 1999). Sturm et al (1995) defined each snow class by a unique ensemble of the physical properties of the snow (depth, density, thermal conductivity, number of layers, degree of wetting). Ecotypes in the North America Land Cover Characteristics Data Base Version 2.0 are mapped using multi-temporal AVHRR data and other ancillary data sets (Loveland et al 1999). This Alaska snow map has 12 classes (this is an unpublished part of the GIPL model) and nine of those snow classes are present in DENA. The following snow properties are used in the model (Table A3): Density of fresh snow (kg/m 3 ) Maximum density of snow (kg/m 3 ) 3.2. GIPL 1.0 model output The GIPL 1.0 model calculates the following characteristics: Mean annual ground surface temperature (MAGST, C). Mean annual ground temperature (MAGT, C) at the bottom of seasonal freeze-thaw layer. Thickness (m) of seasonal freeze-thaw layer. 4. Preparation of input data for modeling The preparation of input data for the model runs was done in a GIS environment using the program ArcMap 10 ( Ice-Water mask We masked out the glaciers and water bodies within DENA as GIPL 1.0 model simulates temperature on and below the land surface only. We generated the Snow-Ice-Water mask by using the following procedure: Generated a DENA boundary shape file (DENA-Boundary.shp) from the DENA soil map developed by Clark and Duffy (2006). We used this boundary shape file to subset rest of the input data layers i.e. climate, landcover and snow data. 11

12 Converted the vector soil map to a raster soil map of same pixel size as the DENA landcover map (Stevens et al 2001). Reclassified the water class identified in the raster soil map as nodata. Reclassified the snow-ice and water classes identified in the landcover map as nodata. Integrated the above two reclassified raster maps. The resulting raster map (Snow-Ice-Water- Mask.tif ) has snow-ice and water classes identified as nodata. This Snow-Ice-Water-Mask.tif raster layer was used to mask out snow-ice and water pixels from every model input data layers (i.e. air temperature, precipitation, and snow data) Replacing shadow and cloud pixels of the landcover map with proxy landcover classes The original DENA landcover map has a shadow and a cloud class identifying pixels where landcover could not be mapped due to the presence of shadow and cloud, respectively. We followed the following procedure to replace the shadow and cloud pixels with a proxy landcover class: Added a new field (landcover class) to the soil raster map attribute table. Assigned a landcover class to each soil class by looking at the dominant vegetation type of the major component of that soil class and matching it to one of the landcover classes identified within DENA. Reclassified the soil map as landcover map by using the assigned landcover class attribute. Replaced the shadow and cloud pixels of the original landcover map with the landcover class assigned in the previous steps Climate forcing The monthly average air temperature and monthly total precipitation data, from CRU TS 3.1 and 5- GCM composite, are available at 771m and 800 m cell size, respectively, for the entire state of Alaska (SNAP 2012). We followed the following procedures to prepare the input climate data for model runs: Created decadal average air temperature and precipitation raster layers for every month for the time periods of interest i.e , , , , Created DENA subsets of the decadal average air temperature and precipitation data from the previous step by using the DENA-Boundary.shp shape file. Resampled the DENA decadal average air temperature and precipitation data from the previous step to the resolution of DENA landcover map i.e. 28 m. Masked out the snow-ice and water pixels from the resampled decadal average air temperature and precipitation data by using DENA-Snow-Ice-Water-Mask.tif layer. Used CRU air temperature data for the time periods and The 5-GCM composite average air temperature data for the time period is 1 C colder than the CRU air temperature of Since CRU data is derived from more than 3000 climate stations around the world and closer to true air temperatures than the 5-GCM air temperature, we estimated the bias between these two and applied the bias correction to the 5-GCM air temperature of , , and We used the bias corrected 5-GCM air temperature data for the time periods , , and Converted the DENA CRU air temperature, bias corrected 5-GCM average air temperature, and precipitation raster layers to ASCII format as GIPL 1.0 requires input data to be in ASCII format Ecotype map We masked out the snow-ice and water pixels from the landcover map from Section 4.2 by using DENA-Snow-Ice-Water-Mask.tif layer. We fixed the sequence of class values by assigning a 12

13 continuous sequence of numbers 1-20 to the remaining landcover classes. Converted the resulting raster (.tif) landcover map to ASCII format Soil landscape map We masked out the snow-ice and water pixels from DENA raster soil map. We reclassified the soil map in order to fix the sequence of class values. We reassigned a continuous sequence of numbers to the remaining soil classes. Converted the resulting raster (.tif) soil map to ASCII format Snow map The Alaska snow map described in Section is available at 2 km spatial resolution. We followed the following procedures to prepare the input DENA snow map for model runs: Created DENA subset of the Alaska snow map by using the DENA-Boundary.shp shape file. Resampled the DENA snow map from the previous step to 28 m spatial resolution. Masked out the snow-ice and water bodies from the resampled DENA snow map by using DENA-Snow-Ice-Water-Mask.tif layer. Reclassified the DENA snow raster map to have a continuous sequence of class values 1-9, as 9 out of the 12 snow classes identified in Alaska are present within DENA. Converted the raster DENA snow map from the previous step to ASCII format. 6. Results The modeling effort resulted in high-resolution maps of DENA of near-surface temperature and active-layer or seasonally-frozen-layer thickness distribution for the decades , , , , and CRU Climate forcing ( and ) In order to understand the past distribution and changes to its characteristics between 1950s and 2000s, the modeling results using CRU climate forcing should be compared and analyzed (Table 1). The CRU ( ) decadal mean air temperature within DENA ranged from C to 1.3 C and the mean was C. The CRU ( ) decadal mean annual precipitation ranged from 25 to182 mm and the mean was 57 mm. The modeled ( ) temperature within DENA ranged from to 0 C and the mean temperature was C, i.e. the majority of near-surface within DENA was within 2 C of freezing. The modeled ( ) active-layer thickness ranged from 0.19 to 2.45 m and the mean was 1.1 m. The model mapped 75% of the DENA total area as underlain by near-surface during the 1950s. The CRU ( ) mean decadal air temperature was 1.9 C warmer than that of (Table 1). Consequently, the modeled ( ) mean decadal temperature was 0.9 C warmer than that of The model mapped 51% of the DENA total area as underlain by near-surface during the decade of 2000s, i.e. degradation of near-surface from 24% of the DENA total area in a span of 50 years. The percentage of most vulnerable (i.e. near-surface within a degree of freezing) within DENA increased from 8.5% of DENA total area in 1950s to 30% in 2000s. The percentage of DENA total area with active-layer thickness thinner than 1 m decreased from 38% in 1950s to 19% in 2000s. 13

14 Figure 3: Permafrost map ( CRU climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally-frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover is masked out from the MDGT map. 14

15 Figure 4: Active layer and Seasonally-frozen layer map ( CRU climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map. 15

16 Figure 5: Permafrost map ( CRU climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally-frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the MDGT map. 16

17 Figure 6: Active layer and Seasonally-frozen layer map ( CRU climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map. 17

18 Table 1: Summary statistics of climate and modeled characteristics in Denali National Park and Preserve using CRU climate forcing. Climate characteristics Decadal air temperature range ( C) to to 3.1 Mean decadal air temperature ( C) Decadal precipitation range (mm) 25 to to 174 Mean annual precipitation (mm) Modeled characteristics Mean decadal temperature ( C) Permafrost distribution (% of DENA area) Permafrost warmer than -1 C (% of DENA area) Decadal ALT range (m) 0.22 to to 2.56 Mean decadal ALT (m) Decadal SFLT range (m) 0.42 to to 2.1 Mean decadal SFLT (m) ALT shallower than 1 m (% of DENA area) GCM Composite climate forcing ( , , and ) The bias-corrected decadal ( ) 5-GCM composite air temperature and uncorrected precipitation resulted in a slight decrease in area as compared to the model distribution using CRU ( ) climate inputs due to higher precipitation in ( ) 5-GCM composite. In order to understand the future distribution and changes to it characteristics due to the projected climate warming, the modeling results from 5-GCM composite climate forcing should be compared and analyzed (Table 2). The bias-corrected 5-GCM composite decadal ( ) air temperature ranged from to 3.1 C and the mean was C. The decadal precipitation ranged from 27 to 197 mm and the mean was 61 mm. The model mapped 49% of DENA total area as underlain by near-surface and the mean temperature was C, i.e. the majority of near-surface in DENA are warm and within a degree of freezing. The bias-corrected 5-GCM composite decadal air temperature suggests 1.0 C increase in mean decadal air temperature by 2050s, consequently, the model predicts dramatic loss of near-surface by 2050s. A mere 6% of DENA total area will have near-surface by 2050s and 4% of the DENA total area will be underlain by within a degree of freezing (Table 2). The climate will continue to warm and the 5-GCM composite suggests another 3.4 C increase in mean decadal air temperature by 2090s, i.e. a total of 4.4 C increase in the air temperature between 2000s and 2090s. This will likely cause further increase in ground temperature and complete degradation of near-surface. The model predicts only 1% of DENA total area will be underlain by near-surface by the end of the 21 st century (Figure 11), mostly on the north-facing slopes of high mountains. The near-surface, within the top 3 m of the ground surface, will extinct from DENA by the end of the century. 18

19 Figure 7: Permafrost map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally-frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the MDGT map. 19

20 Figure 8: Active layer and Seasonally-frozen layer map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map. 20

21 Figure 9: Permafrost map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally-frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the MDGT map. 21

22 Figure 10: Active layer and Seasonally-frozen layer map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hill shade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map. 22

23 Figure 11: Permafrost map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The negative temperature values, shown in shades of green and blue, are temperature at the top of. The positive temperature values, shown in shades of yellow and red, are temperature at the bottom of seasonally frozen layer. The acronym MDGT stands for Mean Decadal Ground Temperature. The MDGT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the MDGT map. 23

24 Figure 12: Active layer and Seasonally-frozen layer map ( GCM climate forcing) of Denali National Park and Preserve, Alaska. The values shown in shades of green and purple are active-layer thickness (ALT). The values shown in shades of yellow and red are seasonally-frozen-layer thickness (SFLT). The ALT and SFLT map is draped over a hillshade model shown in grayscale. The hillshade model is apparent in places where snow-ice landcover class is masked out from the ALT and SFLT map. 24

25 Table 2: Summary statistics of climate and modeled characteristics in Denali National Park and Preserve using 5-GCM composite climate forcing. Climate characteristics Decadal air temperature range ( C) to to to 7.3 Mean decadal air temperature ( C) Decadal precipitation range (mm) 27 to to to 255 Mean precipitation (mm) Modeled characteristics Mean temperature ( C) Permafrost distribution (% of DENA area) Permafrost warmer than -1 C (% of DENA area) Decadal ALT range (m) 0.18 to to to 1.60 Mean decadal ALT (m) Decadal SFLT range (m) 0.22 to to to 1.35 Mean decadal SFLT (m) ALT shallower than 1 m (% of DENA area) Accuracy assessment In order to assess the accuracy of the modeling products we performed two types of tests, warmbiased test and cold-biased test. The warm-biased test assesses if the modeled ground temperature is warm-biased i.e. warmer than the actual ground temperature and therefore mapped lesser extent within DENA. The cold-biased test assesses if the modeled ground temperature is cold-biased i.e. colder than the actual ground temperature and therefore mapped greater extent within DENA. Warm-biased test. Clark and Duffy (2006) identified presence/absence of at 2205 field sites within DENA. They found at 648 sites, 408 of these sites were sampled in the latter part of the summer (i.e. August and September). We compared the modeled map with the field-identified sites. We used the 408 sites sampled in August and September for this comparison and excluded the sites that were sampled before the month of August as those could be seasonally-frozen sites. At 49 of these late-summer-field-identified sites, the model predicted absence of near-surface. At the remaining 359 sites the model predicted the presence of near-surface in agreement with the field observations i.e. 88% agreement between modeled map and field observations that were carried out during The 49 sites where the model failed are confined to the northwest quadrant of DENA within Yukon-Kuskokwim Bottomlands and some parts of Alaska Mountain eco-sections. These findings suggest that the modeled maps may be slightly warm-biased at some sites in the northwest quadrant of DENA and thus could be mapping lesser extent there. Cold-biased test. To test for the cold-bias we compared the -absent sites identified in the field with modeled active-layer or seasonally-frozen-layer thickness at those sites. The field crew inferred the lower depth of the last soil layer they sampled and the maximum sampling depth is not reported. So, we used the last soil layer upper depth and added 0.1 m to it assuming the field crew must have dug 0.1 m further into the last soil layer and used that value as the maximum depth of investigation. Clark and Duffy (2006) did not find at 1557 sites. We compared the modeled map with the field identified -absent sites. At 743 sites out of the 1557 absent sites the model predicted the presence of near-surface. By comparing the model 25

26 predicted ALT at those 743 sites with the maximum depth of investigation, we found that at 590 sites the modeled ALT is deeper than the maximum depth of investigation which implies the field crew did not investigate deep enough to confirm the presence of. At the remaining 153 sites the model predicted ALT was shallower than the maximum depth of investigation i.e. at these sites the model falsely predicted presence of and hence in disagreement with field observations. So out of the absent sites, the modeled ( ) map is in agreement with field observations at 1403 sites or 90% agreement. The 153 sites where the model failed are scattered throughout the Yukon- Kuskokwim Bottomlands and Alaska Mountain eco-sections. Our model mapped continuous in the floodplains of McKinley River and Slippery Creek which likely underlain by discontinuous or sporadic (Adema 2006). This is because GIPL 1.0 models heat transfer through conduction and does not account for the heat transfer through convection which may be the dominant mechanism of heat transfer in the floodplain due to the movement of surface and subsurface water. The test suggests that the modeling products may be slightly cold-biased at some sites within Yukon-Kuskokwim Bottomlands and Alaska Mountain eco-sections and thus could be mapping greater extent at those sites. The warm-biased and cold-biased tests used 408 and 1557 field observations within DENA, respectively, to determine the accuracy of the modeling products. The tests together resulted in 89% agreement between field-observed and modeled presence/ absence within DENA. Hence, we conclude that the modeled temperature and active-layer thickness maps are reliable representation of near-surface distribution within DENA. However, we do not rule out the presence of at a deeper depth where the model did not map near-surface. Comparison with recorded ground temperature. At three climate-monitoring stations within DENA the NPS began collecting ground temperature data since 2005; the three stations are Dunkle Hills, Stampede, and Toklat ( We summarized the available ground temperature data from these stations and compared them with the modeled ground temperatures (Table 3). The average ( ) air temperature at these climate stations are C colder than the CRU decadal air temperature. We attribute this temperature difference to the difference in scale of the two datasets. The climate station temperature records are from a single location whereas CRU temperatures are spatially averaged temperature from a global climate datasets of 0.5 x 0.5 latitude-longitude resolution, downscaled to 771 m by Scenario Network for Alaska & Arctic Planning (SNAP). SNAP utilized PRISM (Parameter-elevation Regressions on Independent Slope Model) spatial climate data at 771 m spatial resolution for downscaling. The PRISM data are developed with a statistical model that accounts for land features such as slope, elevation and coastlines. So the PRISM data assigns a single slope and elevation value to a 771 m cell, but in reality both slope and elevation can vary substantially within a 771 m cell especially in areas of high relief. The three concerned climate stations are located in areas of high relief (Figure 13). Thus the difference in local topography, which strongly influences nearsurface air temperature, between the climate stations and 771 m PRISM data cells is responsible for the temperature difference between them. A detail description of the SNAP downscaling procedure can be found here ( We further downscaled the CRU air temperature data by dividing its 771 m cells to 28 m cells to be compatible with the soil and ecotype inputs for highresolution modeling. The difference in the averaging periods, 5-year of climate stations record vs. 10-year of CRU data, may also be contributing to the temperature difference between the climate stations and the CRU data. The modeled ground surface temperatures are 0.8 C and 0.5 C colder, and 0.5 C warmer than the recorded ground temperature (at 0.02 m) at Dunkle Hills, Toklat, and Stampede climate stations, respectively. Since the GIPL 1.0 model uses a homogeneous layer approach to account for the insulating effects of snow, surface organic, and seasonal freeze-thaw layers the smaller difference between modeled ground surface temperatures and recorded near-surface ground temperatures at the climate stations exude 26

27 confidence on the ability of the model to predict temperature at the bottom seasonal freeze-thaw layer. However, it also shows that to some degree the model underestimates the insulating effect of snow as the modeled insulating effect of snow ranges from C whereas the recorded temperatures show ~4.0 C difference between near-surface air and ground temperatures. This difference can be attributed to three major factors: 1) scale, 2) ground condition, and 3) snow depth. 1) We compared the ground temperature recorded at a single location with modeled (average) ground temperature that used climate input derived from a global climate dataset of 0.5 x 0.5 latitude-longitude resolution. 2) The difference in ground condition, type and thickness of surface organic layer and seasonal moisture variation, between what really exists at the climate station vs. the generalized ecotype used as the model input. 3) The snow depth at the climate station could be significantly different than the snow depth estimated by the model because the model uses a simple linear approach to convert the winter precipitation to snow depth by assuming a fixed density of the snow which depends on the type of snow at that location. Also, the snow algorithm does not model the effect of wind on snow distribution. Both precipitation input and snow classes are derived from km scale datasets. So the true snow depth and density at a point location can be significantly different than what used as the model input for that location. Table 3: Comparison of recorded air and ground temperatures at the NPS climate stations with CRU air temperature and modeled temperature at the ground surface and bottom of seasonal freeze-thaw layer. The temperature averaging periods are in parentheses (Note: we summarized ground temperature data only for years that have >= 350 days of data). Dunkle Hills Lat: N Measured Lon: W Average air temperature -2.8 C ( ) Average ground 1.1 C temperature at 0.02 m Average ground temperature at 0.1 m CRU average air temperature ( ) Modeled ( ) 0.8 C ( ) Stampede Lat: N Lon: W -4.1 C ( ) 0.4 C ( ) 1.0 C ( ) Toklat Lat: N Lon: W -3.1 C ( ) 1.0 C ( ) 1.4 C ( ) -1.8 C -1.6 C -1.4 C Average ground surface temperature ( ) 0.3 C 0.9 C 0.56 C Average ground temperature at the bottom of seasonal freeze-thaw layer ( ) 0.1 C at 0.75 m -0.6 C at 1.12m 0.1 C at 1.0 m 27

28 Figure 13: Locations of three climate stations plotted on a Denali National Park and Preserve Hillshade Model. The Hillshade Model is derived from 2-arc-second (~60 m) spatial resolution National Elevation Dataset Digital Elevation Model. 7. Deliverables Deliverables for this project include the following raster (.tif) and vector (.shp) data files: Mean decadal ground temperature, at the top of or bottom of seasonally-frozen layer, raster (DENA-MDGT-####-##.tif) layers of Denali National Park and Preserve for the time periods , , , , and Mean decadal ground temperature legend (DENA-MDGT-Legend.lyr) file. 28

29 Mean decadal ground temperature, at the top of or bottom of seasonally-frozen layer, maps (DENA-MDGT-####-##.png) for the time periods , , , , and Active-layer or seasonally-frozen-layer thickness rater layers (DENA-ALT-SFLT-####-##.tif) of Denali National Park and Preserve for the time periods , , , , and Active-layer or seasonally-frozen-layer thickness legend (DENA-ALT-SFLT-Legend.lyr) file. Active-layer or seasonally-frozen-layer maps (DENA-ALT-SFLT-####-##.png) for the time periods , , , , and Summary We used the CRU ( and ) and projected 5-GCM composite ( , , and ) decadal climate forcing, ecotype (Stevens 2001), soil landscape (Clark and Duffy 2006), and snow (unpublished) maps of DENA to model the presence or absence of near-surface, temperature at the bottom of seasonal freeze-thaw layer and it thickness within DENA. We produced temperature and active-layer/ seasonally-frozen-layer thickness distribution maps through this modeling effort at a pixel spacing of 28 m, i.e. at the resolution of DENA ecotype map. This is a big improvement over the spatial resolution of existing maps on any part of Alaska, whether produced through the spatially explicit thermal modeling of ground temperatures or by visual interpretation of satellite images/ aerial photos using indirect surface evidences of or by compilation of information from detailed field soil/geology/ecotype surveys. The accuracy tests of the modeled and active-layer or seasonally-frozen-layer maps by comparing them against the field observations of presence/absence and thaw depth (at 1965 sites within DENA) suggest 89% agreement. The NPS began recording ground temperatures since 2005 at three climate stations (Dunkle Hills, Stampede, and Toklat) within DENA, and the temperatures are being recorded at few depths within the top 1 m of the ground surface. We compiled the available ground temperature data from these climate stations and showed how they compare to the modeled ground temperatures (Table 3). We attributed the air temperature differences between climate stations and the CRU data (input climate forcing) to the difference in scale of these datasets. The difference between recorded near-surface ground temperatures (at 0.02 m) and modeled ground surface temperatures were smaller (<1 C), we attributed these differences in temperatures to three major factors: difference in scale, ground condition, and snow depth. The GIPL 1.0 model performs well for DENA and provides reliable temperature status for different time-periods. As we used past and projected future climate scenarios for modeling, the output maps show the impact of changing climate on near-surface. The information contained in these maps will facilitate the park mangers to understand the current status of and how it may evolve in the future with changing climate, also to identify (vulnerable) sites at higher risk of thawing, with concurrent changes in wildlife habitats and populations. These maps will enable the park managers and decision makers to make informed decision on resource management and design of monitoring programs. Nonetheless, our model is limited in its ability to incorporate temporal changes in vegetation dynamics which could affect near-surface dynamics. Though we assumed no major change in vegetation dynamics within DENA for our modeling time periods, the natural disturbances like forest fires, flooding, and developmental activities could alter the vegetation type, structure and composition and hence the ecotype at the disturbed sites resulting in reduced model prediction accuracy at those sites in the future. 29

30 References Adema G 2006 Permafrost landscapes. Denali National Park and Preserve. National Park Service. Brown J, Ferrians OJ Jr., Heginbottom JA, and Melnikov ES 1997 Circum-Arctic map of and ground ice conditions. US Geological Survey Reston, CP-45. Burn CR 1998 The active layer: Two contrasting definitions. Permafrost and Periglacial Processes 9: Clark MH and Duffy MS 2006 Soil Survey of Denali National Park Area, Alaska. National Cooperative Soil Survey, 822 p. ECOMAP 1993 National hierarchical framework of ecological units. United States Department of Agriculture, Forest Service, Washington, D.C. Ferrians OJ Jr Permafrost map of Alaska. United States Geological Survey Miscellaneous Investigation, Map I-445, scale 1:2,500,000. French H and Shur Y 2010 The principles of cryostratigraphy. Earth-Science Reviews 101: Jorgenson MT and Osterkamp TE 2005 Response of boreal ecosystems to varying modes of degradation. Canadian Journal of Forest Research 35: Jorgenson MT, Racine CH, Walters JC, and Osterkamp TE 2001 Permafrost degradation and ecological changes associated with a warming climate in central Alaska. Climate Change 48: Jorgenson MT, Yoshikawa K, Kanevskiy M, and Shur Y 2008 Permafrost characteristics of Alaska. Institute of Northern Engineering, University of Alaska Fairbanks, 1 Sheet, Scale 1: 7,200,000. Kanevskiy M, Shur Y, Fortier D, Jorgenson MT, and Stephani E 2011 Cryostratigraphy of late Pleistocene syngenetic (yedoma) in northern Alaska, Itkillik River exposure. Quaternary Research 75(3): Lachenbruch AH 1959 Periodic heat flow in a stratified medium with application to problems. US Geological Survey Bulletin, 1083-A, 36 p. Lawler JP, Miller SD, Sanzone DM, Ver Hoef J, and Young SB 2009 Arctic network vital signs monitoring plan. Natural Resource Report NPS/ARCN/NRR-2009/088. U.S. Department of the Interior, National Park Service, Natural Resource Program Center, Ft. Collins, Colorado. Loveland TR, Zhu Z, Ohlen DO, Brown JF, Reed BC, Yang L 1999 An analysis of the IGBP Global Land-Cover characterization process. Photogrammetric Engineering and Remote Sensing, 65(9): MacCluskie M and Oakley K 2005 Central Alaska Network, vital signs monitoring plan. National Park Service, Fairbanks, AK. Marchenko S, Romanovsky V, and Tipenko G 2008 Numerical modeling of spatial dynamics in Alaska. In the Proceedings of Ninth International Conference on Permafrost, June 2008, Vol. 2: Muller SW 1947 Permafrost or permanently frozen ground and related engineering problems. W. Edwards, Inc., Ann Arbor, 231 p. Nowacki G and Brock T 1995 Alaska-Ecomap version 2.0. United States Department of Agriculture, Forest Service. Available from: Osterkamp TE 2007 Characteristics of the recent warming of in Alaska. Journal of Geophysical Research 112: F

31 Osterkamp TE and Jorgenson MT 2009 Permafrost conditions and processes, in Young R and Norby L, Geological Monitoring: Boulder, Colorado, Geological Society of America: Osterkamp TE, Jorgenson MT, Schuur EAG, Shur YL, Kanevskiy MZ, Vogel JG and Tumskoy VE 2009 Physical and ecological changes associated with warming and thermokarst in Interior Alaska. Permafrost and Periglacial Processes 20: Romanovsky VE 1987 Approximate calculation of the insulation effect of the snow cover. Geokriologicheskie Issledovania (in Russian), MGU Press, 23: Romanovsky VE, Shur Y, Yoshikawa K, and Tipenko GS 2010a Establishing a observatory at the Gakona HAARP site. Permafrost Laboratory. ( Accessed on 17 May, Romanovsky VE, Smith SL, and Christiansen HH 2010b Permafrost thermal state in the Polar Northern Hemisphere during the International Polar Year : a Synthesis. Permafrost and Periglacial Processes 21: Sazonova TS and Romanovsky VE 2003 A model for regional-scale estimation of temporal and spatial variability of active-layer thickness and mean annual ground temperatures. Permafrost and Periglacial Processes, 14: SNAP 2012 Tools and Data, Data. Available at Last visited on 27 January, Schuur et al 2008 Vulnerability of carbon to climate change: Implications for the global carbon cycle. BioScience, 58(8): Stevens JL, Boggs K, Garibaldi A, Grunblatt J, and Helt T 2001 Denali National Park and Preserve landcover mapping project Volume 1: Remote sensing data, procedures and results. Natural Resource Technical Report NPS/DENA/NRTR-2001/001. National Park Service, Fort Collins, Colorado. Sturm M, Holmgren J, and Liston GE 1995 A seasonal snow cover classification system for local to global applications. Journal of Climate 8(5): Van Everdingen RO 1998 Multi-language glossary of and related ground ice terms. International Permafrost Association, National Snow and Ice Data Center, University of Colorado, Boulder. Viereck LA, Dyrness CT, Batten AR, and Wenzlick KJ 1992 The Alaska vegetation classification. Gen. Tech. Rep. PNW-GTR-286. Pacific Northwest Research Station, U.S. Forest Service, Portland, OR. Walsh JE, Chapma WL, Romanovsky V, Christensen JH, and Stendel M 2008 Global climate model performance over Alaska and Greenland America Meteorological Society Yershov ED 1984 Thermal-physical properties of Earth materials. Moscow State University Publication, p. 203 (In Russian). Yocum LC, Adema GW and Hults CK 2006 A baseline study of in the Toklat basin, Denali National Park and Preserve, In the proceedings of the Central Alaska Park Science Symposium, September 12-14, Vol. 6 (2):

32 Acknowledgements We thank David K Swanson of National Park Services for his support, advice, and management of this project, and Pam Sousanes for her help in accessing National Park Services climate data. We would also like to thank Louise Farquharson and Prajna Regmi for reviewing the report and their feedback. Appendix A Table A1: Twenty out of the twenty five landcover classes mapped within DENA by Stevens et al (2001) are used as ecotype input to the model. In the absence of thermal diffusivity data of surface organic layer for DENA ecotypes we prescribed these values based on our modeling experience in other parts of Alaska. Ecotype name Thawed diffusivity Frozen diffusivity Thickness (m) Ecotype no. 1 Dense open spruce 1.47e e Open-woodland spruce 1.47e e Stunted spruce 1.01e e Broadleaf 1.01e e Spruce-broadleaf 1.36e e Alder 1.87e e Willow 1.37e e Closed low birch shrub 1.47e e Low shrub birch/ericaceous/willow 1.47e e Low shrub-sedge 1.48e e Peatland 1.05e e Herbaceous-shrub 1.00e e Mixed dwarf shrub 1.00e e Mixed dwarf shrub-rock 2.48e e Dry-mesic Herbaceuous 1.18e e Wet Herbaceous 1.58e e Aquatic Herbaceous 1.00e e Sparse Vegetation 2.48e e Bare ground 2.48e e Burn 1.47e e

33 Table A2: Hundred-and-fifty-one out of 152 landtype associations identified within DENA by Clark and Duffy (2006) are used as soil type input to the model. The water landtype association is excluded from modeling. We referred to Yershov (1984) to prescribe the soil thermal properties. No. Landtype association 1 Boreal mica-rich low mountain foot slopes with continuous 2 Boreal mica-rich low mountains 3 Boreal plateaus with continuous 4 Boreal plains with discontinuous 5 Boreal terraces with discontinuous 6 Alpine schist mountain ridges with discontinuous 7 Alpine and subalpine schist mountain valleys 8 Boreal eolian plains and dunes with discontinuous 9 Alpine and subalpine schist mountains 10 Boreal groundwater discharge plains with discontinuous 11 Boreal Terrace escarpments with discontinuous 12 Alpine plains with continuous 13 Boreal and subalpine schist mountains with discontinuous 14 Boreal terraces with continuous, wet 15 Boreal peat plateaus and loess plains with continuous 16 Boreal flood plains with discontinuous, Minchumina Basin 17 Boreal plateaus with continuous, Wet Thawed heat capacity (MJ/m 3.K) Frozen heat capacity (MJ/m 3.K) Thawed thermal conductivity (W/m.K) Frozen thermal conductivity (W/m.K) Volumetric water content (%)

34 18 Alpine schist mountain summits with discontinuous 19 Boreal terraces and high flood plains with discontinuous 20 Boreal terraces with discontinuous, Minchumina basin 21 Boreal terraces with continuous, very wet 22 Boreal ice cored loess hills and plains with continuous 23 Boreal loess plains with continuous 24 Boreal loess plains and hills with continuous 25 Boreal dissected plateaus with discontinuous 26 Boreal lower mountain slopes, Thermokarsted 27 Boreal flood plains, High elevation 28 Boreal schist mountain backslopes with discontinuous 29 Boreal terraces and plateau toeslopes with continuous 30 Alpine low loess mountains with discontinuous 31 Boreal flood plains and terraces with discontinuous, wet 32 Boreal schist lower mountain slopes with continuous 33 Boreal schist flood plains with discontinuous 34 Boreal and subalpine schist mountain valleys 35 Boreal schist flood plains and terraces 36 Boreal terraces with discontinuous

35 37 Alpine plains and drainages with continuous 38 Boreal terraces and high flood plains with continuous 39 Boreal mica-rich terraces and flood plains with discontinuous 40 Alpine schist mountains with discontinuous 41 Boreal flood plains with discontinuous 42 Alpine low mountains with discontinuous, Nenana gravels 43 Nonvegetated alluvium, Yukon-Kuskokwim bottomlands 44 Alpine plateaus and mountain summits with discontinuous, Nenana gravels 45 Subalpine and apline plateau escarpments with discontinuous 46 Alpine and subalpine schist lower mountain slopes with discontinuous, cool 47 Alpine schist mountains Alpine and subalpine plateau summits 49 Boreal and alpine till plains with continuous 50 Nonvegetated mountains, Alaska mountains 51 Nonvegetated alluvium, Alaska Mountains, Boreal 52 Boreal flood plains and terraces 53 Alpine schist terraces and mountain toeslopes with discontinuous 54 Boreal and alpine escarpments 55 Alpine schist alluvial fans with discontinuous 56 Boreal flood plains and terraces with discontinuous

36 57 Boreal fans and mountain footslopes 58 Boreal and alpine till plains and hills with discontinuous 59 Alpine and subalpine schist lower mountain slopes with discontinuous 60 Alpine schist lower mountain slopes with discontinuous, Warm 61 Boreal glaciated lower mountain slopes 62 Boreal mid to high level flood plains 63 Alpine flood plains Boreal schist alluvial fans Alpine plains and hills with discontinuous, Nenana Gravels 66 Boreal glaciated plains and hills with discontinuous 67 Boreal glaciated plains and hills 68 Alpine till plains with discontinuous 69 Boreal lower mountain slopes with continuous 70 Alpine terraces Boreal wet meadows and bogs 72 Boreal loess footslopes and gravelly colluvial hills with continuous 73 Alpine glaciated plains and hills with discontinuous 74 Alpine glaciated mountains with discontinuous 75 Alpine glaciated low mountain summits 76 Alpine glaciated low mountains with discontinuous 77 Boreal colluvial hill footslopes with continuous 78 Alpine and subalpine

37 glaciated mountains with discontinuous 79 Alpine mixed lithology mountains 80 Alpine glaciated mountains with discontinuous, high elevation 81 Alpine Diorite Terraces and flood plains 82 Alpine lower mountain slopes and fans with discontinuous 83 Alpine mixed lithology mountains, high elevation 84 Alpine low schist mountains with discontinuous 85 Alpine Fans Alpine dark sedimentary mountains 87 Alpine dark sedimentary mountains, High elevation 88 Alpine and subalpine mountains 89 Alpine plains and hills with continuous, Nenana gravels 90 Boreal loess plains and peat plateaus with continuous 91 Alpine till plains and hills with discontinuous 92 Nonvegetated alluvium, Alaska mountains, Alpine 93 Alpine schist flood plains and terraces 94 Subalpine mountains Alpine Mountain Fans Alpine backslopes on hills, Nenana gravels 97 Boreal loess plains, hills, and drains with continuous 98 Alpine and boreal alluvial fans 99 Alpine glaciated mountain summits and benches with discontinuous 100 Alpine terraces and outwash

38 plains with continuous 101 Alpine fans with discontinuous 102 Boreal and alpine hills with discontinuous 103 Alpine low schist mountain summits with continuous 104 Alpine Recent Moraines Alpine glaciated lower mountain slopes 106 Boreal outwash plains and fans with discontinuous 107 Alpine Till plains and hills Alpine glaciated mountains with discontinuous, cool 109 Boreal Diorite flood plains Alpine glaciated Diorite plains and hills 111 Alpine lower mountain colluvial slopes 112 Alpine diorite mountains, Interior 113 Boreal plains with continuous Alpine and subalpine glaciated mountain backslopes 115 Alpine glaciated low Diorite mountains with discontinuous 116 Alpine Diorite mountains with discontinuous 117 Nonvegetated alluvium, Cook Inlet Lowlands 118 Subalpine Fans Alpine alluvial fans Alpine Diorite Fans Boreal flood plains, Dry Boreal outwash plains with continuous 123 Alpine and subalpine Diorite fans and flood plains with discontinuous 124 Boreal Fans Boreal and subalpine lower

39 mountain slopes 126 Alpine low mountains Alpine fans and flood plains, High elevation 128 Boreal glaciated hills and plains 129 Alpine mountains Nonvegetated mountains, south central mountains 131 Alpine recent moraines, Diorite 132 Subalpine and alpine Diorite flood plains 133 Alpine cirque valleys Alpine schist lower mountain slopes with discontinuous 135 Alpine schist mountains, high elevation 136 Alpine Diorite mountains Subalpine mountain colluvial slopes 138 Alpine, subalpine, and Boreal recent moraines 139 Alpine Diorite flood plains and wet mountain toeslopes 140 Alpine diorite cirque valleys Subalpine glaciated mountains 142 Boreal flood plains Subalpine glaciated benches on lower mountain slopes 144 Boreal bogs Boreal flood plains and terraces, Wet 146 Boreal flood plains, Very Wet Subalpine and alpine glaciated benches on lower mountain slopes 148 Subalpine glaciated lower mountain backslopes 149 Boreal mica-rich mountain toeslopes with continuous 150 Boreal mountain toeslopes with discontinuous, Nenana gravels 151 Boreal terraces and flood plains with discontinuous

40 Table A3: Nine snow classes identified within DENA are used as snow input to the model. The snow classes are identified by integrating the snow class from Sturm et al (1995) with ecotypes from North America Land Cover Characteristics Data Base Version 2.0 (Loveland et al 1999). Density of fresh snow (kg/m 3 ) Maximum density of snow (kg/m 3 ) Class no. Class name 1 Bare surface Upland tundra Brooks range Inland water Shrub deciduous Cold grassland Small leaf mixed woods Narrow conifers Wooded tundra Appendix B The GIPL Model for Estimation of Temporal and Spatial Variability of the Active Layer Thickness and Mean Annual Ground Temperatures Sergey S. Marchenko and Vladimir E. Romanovsky The Geophysical Institute Permafrost Lab (GIPL) model was developed specifically to assess the effect of a changing climate on. The GIPL 1.0 model is a quasi-transitional, spatially distributed, equilibrium model for calculating the active layer thickness and mean annual ground temperature. It accounts effectively for the effects of snow cover, vegetation, soil moisture, and soil thermal properties. It allows for the calculation of maximum active layer thickness (ALT) and mean annual ground temperatures (MAGT) at the bottom of the active layer. Our approach to determine the ALT and MAGT is based on an approximate analytical solution that includes freezing/thawing processes and provides an estimation of thermal offset due to the difference in frozen and thawed soil thermal properties (Kudryavtsev et al 1974). It uses the idea of applying the Fourier temperature wave propagation theory to a medium with phase transitions, such as freezing/thawing ground. Application of this approach resulted in the discovery of the thermal offset and an understanding of the laws that govern the dynamics of the ground thermal regime. These discoveries led to an understanding of the effects that the thermal properties of the ground have upon the MAGT and ALT, and how periodically (seasonally) varying climatic parameters affect dynamics. The output parameters of this method are given as annual averages. Input and output parameters are listed in Table B1. The effect of geothermal heat flux is ignored because it is considered to have a minimal impact on the MAGT and ALT values. For the areas with, the MAGT is the same as a mean annual temperature at the table (upper surface of ). Where is absent, the MAGT is the mean annual temperature at the bottom of seasonally frozen layer. 40

41 Table B1. Model input and output variables. Input Variables Notation Units Seasonal range of air temperature variations A a ºC (amplitude) Mean annual air temperature T a ºC Snow Water Equivalent SWE m Height of vegetation cover H v m Thermal diffusivity of vegetation in frozen state D vf m 2 /s Thermal diffusivity of vegetation in thawed state D vt m 2 /s Thermal conductivity of frozen soil K f W/(m*K) Thermal conductivity of thawed soil K th W/(m*K) Volumetric water content VWC Fraction of 1 Volumetric latent heat of ice fusion 334e6 J/m 3 Volumetric heat capacity of snow cover C sn J/m 3 K Volumetric heat capacity of thawed ground C th J/m 3 K Volumetric heat capacity of frozen ground C f J/m 3 K Output Variables Notation Correction to air temperature accounting for snow cover effect, ºC T sn Correction to air temperature amplitude accounting for snow cover A sn effect, ºC Correction to air temperature accounting for vegetation cover, ºC T v Correction to air temperature amplitude accounting for vegetation A v cover, ºC Seasonal range of temperature variations at the ground surface, ºC A gs Mean annual temperatures at the ground surface, ºC T gs Snow density, kg/m 3 ρ sn Snow thermal conductivity, W/(m*K) K sn Thermal offset, ºC T k Mean annual soil surface temperature, ºC MAGST Mean annual soil temperature at the bottom of ALT, ºC MAGT Active layer thickness, m ALT Mean Annual Ground Temperature at the Bottom of the Active Layer Throughout the years, simplified analytical solutions for temperature modeling in the ALT have been applied for structural engineering and other practical purposes. Most of these methods have been based on the Stefan solutions, and they do not yield a good level of accuracy (Romanovsky and Osterkamp 1997). It was determined that the best method for computation of the ALT and MAGT was a modified version of Kudryavtsev s approach (Romanovsky and Osterkamp 1997). This approach is the core of the GIPL 1.0 model, which treats the complex system including air, snow cover, surface vegetation, and active layer, as a set of individual layers with different thermal properties (Figure B1). In the regions of Alaska and East-Siberia that were analyzed, surface vegetation consists of lichens, grass, and moss (sphagnum or feather mosses) (Feldman et al 1988; Brown and Kreig 1983). The upper level of vegetation consisting of trees and shrubs is not considered in the model. This upper level vegetation affects the thickness and density of the snow cover, along with the amount of solar radiation reaching the ground surface. The model takes into account only low-level vegetation (surface vegetation) that is less than 0.5 meter high, because the information about higher vegetation such as trees and tall shrubs is already incorporated into the monthly surface air temperature data, which were used as input data in the model. 41

42 Figure B1. The GIPL 1.0 model conceptual diagram (A) and schematic profile of mean annual temperature through the lower atmosphere, active layer and upper (B). Acronyms: MAAT (Mean Annual Air Temperature), MAGST (Mean Annual Ground Surface Temperature), MAGT (Mean Annual Ground Temperature), ALT (Active Layer Thickness). Snow cover plays an important role in heat exchange processes between the surface of the ground and the atmosphere. The warming effect of the snow cover has been calculated using approximate formulas derived by A. Lachenbruch (1959) and V. Romanovsky (1987), which incorporate ground properties, vegetation cover, and their respective effect on heat turnovers through the snow. Heat turnovers are defined as the quantity of incident heat (during the heating period), or out-going heat (during the cooling period) throughout the media over a given time interval (usually half year increments). Thus, the heat turnover is Q = t2 t1 q( t) dt, where t 1 and t 2 are the times when the regime changes from ground heating to ground cooling, or from cooling to heating periods, and q(t) is the heat flux through the ground surface as a function of time. Our model takes into account only conductive heat transfer through the surface vegetation (lichens, moss, and grasses). The rate of heat turnover between the ground and atmosphere has been shown to have a strong dependence on vegetation cover. In summer, surface vegetation prevents solar radiation from penetrating into the ground and warming it. In wintertime, surface vegetation acts as an insulator and keeps heat in the ground. The seasonal freezing and thawing cycles cause changes in the thermal properties of soils within the active layer. Typically, this effect leads to a decrease in MAGTs with depth within the active layer. The thermal offset is defined as the difference between the mean annual temperature MAGT at the bottom of the active layer and the mean annual temperature at the ground surface (Kudryavtsev et al 1974; Goodrich 1978; Burn and Smith 1988). The thermal offset depends on soil moisture content and thermal properties, and has the most pronounced effect within a peat layer (Marchenko and Romanovsky 2007). The 42

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