INTERACTIVE BROKERS LLC, Two Pickwick Plaza, Greenwich, CT Current Period Prior Period. Cash 248, , ,

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1 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers Activity Statement for July 01, 2008 July 31, 2008 Expand All Contract All Print Click on the slate blue bars to expand sections. INTERACTIVE BROKERS LLC, Two Pickwick Plaza, Greenwich, CT Account Information Name John Doe Account ID UXXXXXX Account Type Individual Customer Type Individual Account Capabilities Portfolio Margin Trading Permissions SSF,Stocks,Options,Warrants,Bonds,Forex,Futures,Futures Options Base Currency Equity Summary In Base Currency ( July 01, 2008 July 31, 2008 ) Current Period Prior Period Total Long Short Total % Change Cash 248, , , % Stock 706, , ,731, % Options 2,303, ,303, ,318, % Bonds 2,057, ,057, , % Interest Accruals % Total 709, ,012, ,303, , % Equity Value Time Series ( July 01, 2008 July 31, 2008 ) MarktoMarket Performance Summary in Base ( July 01, 2008 July 31, 2008 ) Quantity Price MarktoMarket Profit and Loss Symbol Prev Close Close Prev Close Close Transaction Prior Open Corp Action Commissions Dividends Total Stocks ,000 10, , , , , , , , , , , AAPL 4,000 4, , , GOOG 2, , , P/L on FX Translation (Stocks) Total (Stocks) , , Options C JAN C , , C JAN09 25 C file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (1 of 18) [8/20/2008 7:49:19 AM]

2 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers C JAN10 25 P , , GM JAN C GM JAN10 15 P , , P P C P C HSI DEC C HSI DEC P C C C P C P P C P C P C HSI JUN C HSI JUN P MER JAN09 25 C , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (2 of 18) [8/20/2008 7:49:19 AM]

3 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers MER JAN10 40 P NDX DEC C NDX DEC P OEX DEC C OEX DEC P OEX DEC C OEX DEC P , , , , , , , , , , , , , , P/L on FX Translation (Options) 23, Total (Options) 3, , , Futures AAPL1CU , , GOOG1CN , , Total (Futures) , , Bonds GL , , , HK , , , , , HQ , , , AXP 4 3/8 07/30/09 BAC 5 1/4 12/01/15 CFC 5 5/8 07/15/09 CIT 6 7/8 11/01/09 F /17/10 F 9 1/2 09/15/11 GM /15/19 GM /15/24 90,000 90, , , , , , , , , , ,000 90, , , ,000 40, , , , , , , ,000 70, , , , , HBC/15 150, , , , , MO 5 5/8 11/04/08 SBC /15/18 103, , , ,000 50, , , Total (Bonds) 13, , , , Total (All Asset Classes) 17, , , , file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (3 of 18) [8/20/2008 7:49:19 AM]

4 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers Broker Interest Paid and Received Other Fees Total P/L for Statement Period 53, Internal Rate of Return 16.14% Realized & Unrealized Performance Summary in Base ( July 01, 2008 July 31, 2008 ) Realized Unrealized FIFO Symbol S/T Profit S/T Loss L/T Profit L/T Loss Total Profit Loss Total Total Stocks , , , , , , , , , AAPL , , , GOOG 4, , , Total (Stocks) 6, , , , , , Options C JAN C , , , C JAN09 25 C C JAN10 25 P , , , GM JAN C GM JAN10 15 P , , , P 3, , , P , , , C , , , P C HSI DEC C , , , HSI DEC P , , , C , , , C , , , C , , , P 1, , , C P 2, , , P 1, , , C 1, , , P 2, , , C 1, , , P C 1, , , HSI JUN C , , , HSI JUN P , , , MER JAN09 25 C , , , MER JAN10 40 P , , , NDX DEC C , , , file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (4 of 18) [8/20/2008 7:49:19 AM]

5 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers NDX DEC P , , , OEX DEC C , , , OEX DEC P , , , OEX DEC C , , , OEX DEC P , , , Total (Options) 15, , , , , , Futures AAPL1CU , , , Total (Futures) , , , Bonds GL , , , HK , , , HQ , , , AXP 4 3/8 07/30/ , , , BAC 5 1/4 12/01/ , , , CFC 5 5/8 07/15/09 3, , , CIT 6 7/8 11/01/ , , , F /17/ , , , F 9 1/2 09/15/ , , , GM /15/ , , , GM /15/ , , , HBC/ , , , MO 5 5/8 11/04/ SBC /15/ Total (Bonds) 3, , , , , , Total (All Asset Classes) 26, , , , , , , Cash Report ( July 01, 2008 July 31, 2008 ) Cash Detail Total Securities Commodities Base Currency Summary Starting Cash 284, , , Commissions Deposits/Withdrawals 56, , Internal Transfers , , Broker Interest Paid and Received Bond Interest Paid and Received 2, , Option Cash Settlements 23, , Net Trades (Sales) 1,581, ,531, , Net Trades (Purchase) 1,535, ,511, , Other Fees Transaction Tax Cash FX Translation Gain/Loss Ending Cash 248, , , Ending Settled Cash 67, , , file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (5 of 18) [8/20/2008 7:49:19 AM]

6 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers AUD Starting Cash Ending Cash Ending Settled Cash CAD Starting Cash Ending Cash Ending Settled Cash Starting Cash 147, ,985, ,132, Commissions Internal Transfers , , Broker Interest Paid and Received 3, , , Option Cash Settlements 180, , Net Trades (Sales) 563, , , Net Trades (Purchase) 182, , Transaction Tax Ending Cash 344, ,607, ,951, Ending Settled Cash 170, ,780, ,951, Starting Cash 265, , Commissions Deposits/Withdrawals 56, , Broker Interest Paid and Received Bond Interest Paid and Received 2, , Net Trades (Sales) 1,508, ,508, Net Trades (Purchase) 1,511, ,511, Other Fees Ending Cash 203, , Ending Settled Cash 45, , Change In Position Value ( July 01, 2008 July 31, 2008 ) Stocks Base Currency Summary Prior Period Value 1,731, Transactions 985, MTM P/L On Prior Period 113, MTM P/L On Transactions Account Transfers 73, Positions FX Translation P/L End Of Period Value 706, Prior Period Value 1,722, file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (6 of 18) [8/20/2008 7:49:20 AM]

7 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers Transactions 963, MTM P/L On Prior Period 124, MTM P/L On Transactions End Of Period Value 635, Prior Period Value 73, Transactions 173, MTM P/L On Prior Period 79, MTM P/L On Transactions Account Transfers 577, End Of Period Value 554, Options Base Currency Summary Prior Period Value 2,318, Transactions 31, MTM P/L On Prior Period 20, MTM P/L On Transactions Positions FX Translation P/L End Of Period Value Prior Period Value 26, ,303, ,080, Transactions 5, MTM P/L On Prior Period 9, MTM P/L On Transactions End Of Period Value Prior Period Value ,076, ,858, Transactions 207, MTM P/L On Prior Period 86, MTM P/L On Transactions End Of Period Value Futures Base Currency Summary 210, ,768, Prior Period Value 0.00 MTM P/L On Prior Period 127, Settled Cash 127, file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (7 of 18) [8/20/2008 7:49:20 AM]

8 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers End Of Period Value 0.00 Long Open Positions ( July 01, 2008 July 31, 2008 ) Symbol Quantity Mult Cost Price Cost Basis Close Price Value Unrealized P/L % of Equity Stocks , , , , , , , , , , , , Total in 499, , , Total in 64, , , AAPL 4, , , , Total in 695, , , Bonds GL8 500, , , , HK9 500, , , , HQ6 250, , , , AXP 4 3/8 07/30/09 90, , , , BAC 5 1/4 12/01/15 150, , , , CIT 6 7/8 11/01/09 90, , , , F /17/10 40, , , , F 9 1/2 09/15/11 200, , , , GM /15/19 70, , , , GM /15/24 100, , , , HBC/15 150, , , , SBC /15/18 50, , , Total in 2,139, ,057, , Short Open Positions ( July 01, 2008 July 31, 2008 ) Symbol Quantity Mult Cost Price Cost Basis Close Price Value Unrealized P/L % of Equity Options P (Exp: ) C (Exp: ) P (Exp: ) C (Exp: ) , , , , , , , , , , , , , file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (8 of 18) [8/20/2008 7:49:20 AM]

9 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers HSI DEC C (Exp: ) HSI DEC P (Exp: ) HSI JUN C (Exp: ) HSI JUN P (Exp: ) , , , , , , , , , , , , , , , , , , , , Total in 1,874, ,768, , Total in 240, , , C JAN09 25 C (Exp: ) C JAN10 25 P (Exp: ) GM JAN C (Exp: ) GM JAN10 15 P (Exp: ) MER JAN09 25 C (Exp: ) MER JAN10 40 P (Exp: ) NDX DEC C (Exp: ) NDX DEC P (Exp: ) OEX DEC C (Exp: ) OEX DEC P (Exp: ) OEX DEC C (Exp: ) OEX DEC P (Exp: ) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , Total in 2,078, ,076, , Futures AAPL1CU , , , Total in 699, , , Transactions ( July 01, 2008 July 31, 2008 ) file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (9 of 18) [8/20/2008 7:49:20 AM]

10 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers Symbol Date/ Time Exchange Quantity T. Price C. Price T. Amount Comm/ Tax Basis FIFO P/L MTM P/L Code Stocks 388 1, , , , P;C Total ( 388 ) 1, , Total in 173, , , , , Total in 22, , , GOOG 2, , ,166, , Ep;C Total ( GOOG ) 2, , ,166, , Total in 963, Date/ Comm/ Symbol Exchange Quantity T. Price C. Price T. Amount Time Tax 1,166, , Basis FIFO P/L MTM P/L Code Options C C , , O 1 2, , , , , , C Total ( HSI21000G8 ) 0 69, , , P P , , , O , , , , C Total ( HSI21000T8 ) 0 24, , , C C , , , O , , A;O Total ( HSI21400G8 ) 0 40, , , P 30, 22:34:46 18, 16:20:00 08, 04:01:16 23, 21:55:59 16, 23:05:03 23, 00:18:55 02, 21:52:04 30, 09, 02:43: , , , O file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (10 of 18) [8/20/2008 7:49:20 AM]

11 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers Total ( HSI21400T8 ) 1 49, , , C C C , , , O , , , O , A;O Total ( HSI22000G8 ) 0 50, , , C , , , O Total ( HSI22000H8 ) 1 35, , , P , , , C Total ( HSI22000S8 ) 1 12, , , C C , , O , , , C Total ( HSI22400G8 ) 0 4, , P , , , C Total ( HSI22600S8 ) 1 7, , , P , , , O Total ( HSI22600T8 ) 1 34, , , P P , , , O , A;O Total ( HSI22800S8 ) 0 15, , , C C 01, 22:03:20 28, 22:08:42 30, 15, 03:43:41 21, 02:42:16 04, 00:17:02 08, 04:02:46 23, 22:13:18 23, 00:20:09 22, 23:17:47 30, 01, 23:19:14 03, 22:10: , , , , C , , , , C Total ( HSI23000G8 ) 2 20, , , , file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (11 of 18) [8/20/2008 7:49:20 AM]

12 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers C , , O Total ( HSI23000H8 ) 1 25, , P P , , , O , A;O Total ( HSI23000S8 ) 0 32, , , C C , , O , , C Total ( HSI23200G8 ) 0 8, , P , A;O Total ( HSI23200S8 ) , C , , , , C Total ( HSI24000G8 ) 1 4, , , , Total in 207, Total in 26, , , , , , , O Total ( C AE ) C JAN C C JAN C , , O , , , C Total ( C AR ) 0 1, , GM JAN C , , O Total ( GM AS ) 10 1, , MER JAN09 25 C 01, 23:03:01 21, 02:41:39 30, 24, 22:07:25 29, 00:28:33 30, 01, 22:03:57 C JAN09 25 C 17, 09:53:14 15, 09:36:25 17, 09:53:14 15, 09:45:15 15, 09:38: , , O Total ( MERAD ) 10 4, , file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (12 of 18) [8/20/2008 7:49:20 AM]

13 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers Total in 5, , , Symbol Date/ Time Exchange Quantity T. Price C. Price T. Amount Comm/ Tax Basis FIFO P/L MTM P/L Code Futures GOOG1CN , ,170, Ep;C Total ( GOOG1CN8 ) , ,170, Total in 963, ,170, Symbol Date/ Time Exchange Quantity T. Price C. Price T. Amount Comm/ Tax Basis FIFO P/L MTM P/L Code Bonds GL8 Yield: % GL8 Yield: % 50, , , O 450, , , , O Total ( GL8 ) 500, , , , HK9 Yield: % 500, , , , O Total ( HK9 ) 500, , , , HQ6 Yield: % 250, , , , O Total ( HQ6 ) 250, , , , CFC 5 5/8 07/15/09 Yield: % 50, , , , P;C Total ( CFC 5 5/8 07/15/09 ) 50,000 49, , , MO 5 5/8 11/04/08 Yield: % 18, 16:20:00 08, 08:24:11 21, 09:38:17 23, 12:53:35 23, 11:36:21 31, 09:55:17 31, 12:37:53 103, , , P;C Total ( MO 5 5/8 11/04/08 ) 103, , , Total in 1,098, ,102, , , Option Cash Settlements ( July 01, 2008 July 31, 2008 ) Date Description Amount MTM P/L FIFO Realized file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (13 of 18) [8/20/2008 7:49:20 AM]

14 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers 30, 30, 30, 30, 30, Assignment ( C ) 63, , , Assignment ( C ) 67, , , Assignment ( P ) 6, , , Assignment ( P ) 16, , , Assignment ( P ) 26, , , Total in 180, , , Total in 23, , , Transaction Tax ( July 01, 2008 July 31, 2008 ) Date/Time Symbol Description Quantity Trade Price Tax Amount Stocks 30, 22:34: , 22:34: HONG KONG EXCHANGES & CLEAR HONG KONG EXCHANGES & CLEAR 1, Total in Total in ACAT, FOP, and Cash Transfers ( July 01, 2008 July 31, 2008 ) Symbol Date Type Direction Account Cash Amount Qty Transfer Price Market Value Stocks ACAT IN ACAT IN ACAT IN , , , , , , Total in , Total in , Other Fees ( July 01, 2008 July 31, 2008 ) Date Description Amount 11, 14:42:04 JUN DATA FEES HONG KONG STOCK EXCHANG Total in Deposits & Withdrawals ( July 01, 2008 July 31, 2008 ) Settle Date Description Amount 02, 00:00:00 DISBURSEMENT INITIATED BY John Doe 56, Total in 56, Interest Accruals ( July 01, 2008 July 31, 2008 ) file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (14 of 18) [8/20/2008 7:49:20 AM]

15 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers Base Currency Summary Starting Accrual Balance Interest Accrued Accrual Reversal Ending Accrual Balance Starting Accrual Balance 2, Interest Accrued 3, Accrual Reversal 3, Ending Accrual Balance 3, Ending Accrual Balance in Starting Accrual Balance Interest Accrued Accrual Reversal Ending Accrual Balance Broker Interest Paid ( July 01, 2008 July 31, 2008 ) Date Description Amount 03, 00:00:00 DEBIT INT FOR JUN2008 4, Total in 4, Total in Broker Interest Received ( July 01, 2008 July 31, 2008 ) Date Description Amount 03, 00:00:00 CREDIT INT FOR JUN2008 1, Total in 1, Total in , 00:00:00 CREDIT INT FOR JUN Total in Bond Interest Paid ( July 01, 2008 July 31, 2008 ) Date Description Amount 08, 08:24:11 T 4 1/2 03/31/ , 09:38:17 T 4 1/2 03/31/09 6, , 12:53:35 T 3 3/8 11/30/12 2, , 11:36:21 T 2 7/8 01/31/13 3, Total in 12, Bond Interest Received ( July 01, 2008 July 31, 2008 ) Date Description Amount file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (15 of 18) [8/20/2008 7:49:20 AM]

16 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers 30, 00:00:00 BOND COUPON PAYMENT (AXP 4 3/8 07/30/09) 1, , 00:00:00 BOND COUPON PAYMENT (CFC 5 5/8 07/15/09) 1, , 09:02:31 CFC 5 5/8 07/15/ , 09:03:52 CFC 5 5/8 07/15/ , 09:04:27 CFC 5 5/8 07/15/ , 09:43:51 CFC 5 5/8 07/15/ , 09:55:17 CFC 5 5/8 07/15/ , 00:00:00 BOND COUPON PAYMENT (HBC/15) 3, , 11:36:20 MO 5 5/8 11/04/ , 12:04:12 MO 5 5/8 11/04/08 1, , 12:37:53 MO 5 5/8 11/04/ , 00:00:00 BOND COUPON PAYMENT (SBC /15/18) 1, Total in 10, Codes Code A C Ca Cc Co E Ep Ex I L Lt M N O P PI Plc Plt R St T Meaning Assignment Closing Trade Cancelled Trade Cancelled Corporate Action Corrected Trade External Transfer Resulted from an Expired Position Exercise Internal Transfer Ordered by IB (Margin Violation) Long Term P/L Entered manually by IB Late Trade. Profit or Loss will be recognized on next day's statement Opening Trade Partial Execution Price Improvement P/L affected by Corporate Action P/L affected by Transfer Dividend Reinvestment Short Term P/L Transfer Notes/Legal Notes Notes 1. Stock transactions settle on the trade date plus three days and securities options settle on the trade date plus one day. Ending settled cash reflects the cash which has actually settled. 2. Initial and maintenance margin requirements are available within the Account Window of the Trader Workstation. 3. Quantities preceded by a "" sign indicate sell transactions. Other transactions are purchases. The settlement date for stock transactions is trade date + 3 business days, except for transactions on XETRA, which settle on trade date + 2 business days. Option transactions settle on trade date + 1 business day. file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (16 of 18) [8/20/2008 7:49:20 AM]

17 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers 4. In case of partial executions, commissions are charged on the total quantity executed on the original order. The commission is displayed on the first partial execution only. 5. All times are local to the exchange. 6. Click here to view the applicable commodity Regulatory Fees for your transactions. Fixed Income Notes 1. Call features for bonds or preferred stocks may affect the yield. For zero coupon, compound interest and multiplier securities, there are no periodic payments and securities may be callable below maturity value without notice to holder unless registered. For assetbacked securities, the actual yield may vary depending on the speed at which the underlying note is prepaid. For additional information regarding bond yield, please contact the IB Help Desk at: this debt security is unrated by a nationally recognized statistical rating organization, it may pose a high risk of default. You should consult a financial advisor to determine whether unrated bonds are appropriate for your portfolio in light of your goals and your financial circumstances. Legal Notes 1. Please promptly report any inaccuracy or discrepancy in this statement, or in your account. Contact the IB Customer Service Department in writing using the form available on the IB website. You may also contact IB by phone, but if you report an error by phone, you should reconfirm such oral communication in writing in order to protect your rights, including rights under the Securities Investor Protection Act (SIPA). Interactive Brokers LLC, (U.S.) Interactive Brokers (UK) (Ltd), (Intl) Interactive Brokers Canada Inc., (Can.) 2. Interactive Brokers LLC Hong Kong is located at INTERACTIVE BROKERS LLC, Suite 1512, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong. 3. Unless otherwise noted, Interactive Brokers acted as agent in the execution of the above transactions. For those exchanges where IB is not selfclearing, IB may use one of the following clearing agents: Interactive Brokers (U.K.) Limited, Timber Hill Canada Company, Timber Hill Europe AG, Timber Hill LLC, Timber Hill Securities Hong Kong Limited, BBVA Bancomer, S.A., BNP Paribas Commodity Futures, Inc., Citibank International plc, Euroclear Bank S.A./N.V., Fortis Clearing Singapore Pte. Ltd., Fortis Clearing Sydney Pty Limited, Goodmorning Shinhan Securities Co., Ltd., Newedge Group S.A, Skandinaviska Enskilda Banken AB, Société Générale Zurich branch. 4. IB acts as agent or riskless principal in foreign currency exchange transactions. Such transactions are executed against an IB affiliate or a third party, which acts as principal in such transactions and may have a long or short position and may have profited or lost in connection with the transaction. Foreign currency exchange transactions executed by Customer through IB are not regulated or overseen by the SEC or the CFTC. 5. Trades marked with the exchange indicator of TMBR were effected by IB as agent through a market making affiliate, which acted as principal in the transaction and may have a long or short position in the security and may have profited or lost in connection with the transaction. 6. All VWAP trades are effected pursuant to an average price formula based on a reference price provided by a thirdparty data provider. Additional information and reference prices are available upon request. IB, as agent, effects VWAP transactions through a market making affiliate, which acts as principal in such transactions and may have a long or short position in the security and may have profited or lost in connection with the transaction. 7. Except for liquidity rebates that may be paid by ECNs for certain orders routed to those ECNs, IB does not generally accept payment for order flow for stock orders. ECN liquidity rebates are credited against the fees charged by the ECNs to execute other orders. IB receives payment for some option orders pursuant to exchangemandated marketing fee programs or other arrangements. IB does not generally accept payment for order flow for security futures orders. To the extent permissible under exchange rules, IB may direct customer stock, option, futures, or security futures orders to its market making affiliate Timber Hill LLC, or to another affiliate, for execution. In such cases IB's affiliate may act as principal in the resulting transaction and may earn a profit or incur a loss in connection with the transaction. The source and nature of any compensation received by IB in connection with any transaction is available upon written request of the customer. For further information, check the IB website or help@interactivebrokers.com. 8. For security futures trades, if not already indicated on this statement, information about the time of any transaction, the identity of the counterparty to the transaction, and whether IB is acting as agent or principal, as agent for the counterparty, as agent for both parties to the contract, or as principal, and if acting as principal, whether the transaction was a block transaction or an exchange for physicals transaction, will be available upon written request of the customer. 9. Customer is requested to promptly advise Interactive Brokers of any material change in Customer's investment objectives or financial situation. 10. A financial statement of this organization is available for your personal inspection at or at its offices, or a copy of it will be mailed upon your written request. file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (17 of 18) [8/20/2008 7:49:20 AM]

18 UXXXXXX Activity Statement for July 01, 2008 July 31, 2008 Interactive Brokers SIPC Member Generated at: ,20:51:09EST file:///c /Documents and Settings/wdengler/My D...REG SYSTEM/Sample PDF Statments/Individual.htm (18 of 18) [8/20/2008 7:49:20 AM]

ACCOUNT - SIMULATED TRADING

ACCOUNT - SIMULATED TRADING Activity Statement July 7, 2017 - July 14, 2017 Help Interactive Brokers LLC, Two Pickwick Plaza, Greenwich, CT 06830 Account Information Name Account Account Type Customer Type Account Capabilities Trading