TTIC 31230, Fundamentals of Deep Learning, Winter David McAllester. The Fundamental Equations of Deep Learning
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1 TTIC 31230, Fundamentals of Deep Learning, Winter 2019 David McAllester The Fundamental Equations of Deep Learning 1
2 Early History 1943: McCullock and Pitts introduced the linear threshold neuron. 1962: Rosenblatt applies a Hebbian learning rule. Novikoff proved the perceptron convergence theorem. 1969: Minsky and Papert publish the book Perceptrons. The Perceptrons book greatly discourages work in artificial neural networks. Symbolic methods dominate AI research through the 1970s. 2
3 80s Renaissance 1980: Fukushima introduces the neocognitron (a form of CNN) 1984: Valiant defines PAC learnability and stimulates learning theory. Wins Turing Award in : Hinton and Sejnowski introduce the Boltzman machine 1986: Rummelhart, Hinton and Williams demonstrate empirical success with backpropagation (itself dating back to 1961). 3
4 90s and 00s: Research In the Shadows 1997: Schmidhuber et al. introduce LSTMs 1998: LeCunn introduces convolutional neural networks (CNNs) (LeNet). 2003: Bengio introduces neural language modeling. 4
5 Current Era 2012: Alexnet dominates the Imagenet computer vision challenge. Google speech recognition converts to deep learning. Both developments come out of Hinton s group in Toronto. 2013: Refinement of AlexNet continues to dramatically improve computer vision. 2014: Neural machine translation appears (Seq2Seq models). Variational auto-encoders (VAEs) appear. Graph networks for molecular property prediction appear. Dramatic improvement in computer vision and speech recognition continues. 5
6 Current Era 2015: Google converts to neural machine translation leading to dramatic improvements. ResNet appears. This makes yet another dramatic improvement in computer vision. Generative Adversarial Networks (GANs) appear. 2016: Alphago defeats Lee Sedol. 6
7 Current Era 2017: AlphaZero learns both go and chess at super-human levels in a mater of hours entirely form self-play and advances computer go far beyond human abilities. Unsupervised machine translation is demonstrated. Progressive GANs. 2018: Unsupervised pre-training significantly improves a broad range of NLP tasks including question answering (but dialogue remains unsolved). AlphaFold revolutionizes protein structure prediction. 7
8 What is a Deep Network? VGG, Zisserman, 2014 Davi Frossard 138 Million Parameters 8
9 What is a Deep Network? We assume some set X of possible inputs, some set Y of possible outputs, and a parameter vector R d. For R d and x X and y Y a deep network computes a probability P (y x). 9
10 The Fundamental Equation of Deep Learning We assume a population probability distribution Pop on pairs (x, y). = argmin E (x,y) Pop ln P (y x) This loss function L(x, y, ) = ln P (y x) is called cross entropy loss. 10
11 A Second Fundamental Equation Softmax: Converting Scores to Probabilities We start from a score function s (y x) R. P (y x) = 1 Z es (y x) ; Z = y e s (y x) = softmax y s (y x) 11
12 Note the Final Softmax Layer Davi Frossard 12
13 How Many Possibilities We have y Y where Y is some set of possibilities. Binary: Y = { 1, 1} Multiclass: Y = {y 1,... y k } k manageable. Structured: y is a structured object like a sentence. Here Y is unmanageable. 13
14 Binary Classification We have a population distribution over (x, y) with y { 1, 1}. We compute a single score s (x) where for s (x) 0 predict y = 1 for s (x) < 0 predict y = 1 14
15 Softmax for Binary Classification P (y x) = 1 Z eys(x) = = = e ys(x) e ys(x) + e ys(x) e 2ys(x) e m(y) m(y x) = 2ys(x) is the margin 15
16 Logistic Regression for Binary Classification ln ln = argmin = argmin E (x,y) Pop L(x, y, ) E (x,y) Pop ln P (y x) = argmin E (x,y) Pop ln ( 1 + e m(y x)) 0 for m(y x) >> 1 (1 + e m(y x)) ( 1 + e m(y x)) m(y x) for m(y x) >> 1 16
17 Log Loss vs. Hinge Loss (SVM loss) 17
18 Image Classification (Multiclass Classification) We have a population distribution over (x, y) with y {y 1,..., y k }. P (y x) = softmax y s (y x) = argmin = argmin E (x,y) Pop L(x, y, ) E (x,y) Pop ln P (y x) 18
19 Machine Translation (Structured Labeling) We have a population of translation pairs (x, y) with x Vx and y Vy where V x and V y are source and target vocabularies respectively. P (w t+1 x, w 1,..., w t ) = P (y x) = softmax s (w x, w 1,..., w t ) w V y <EOS> y t=0 P (y t+1 x, y 1,..., y t ) = argmin = argmin E (x,y) Pop L(x, y, ) E (x,y) Pop ln P (y x) 19
20 Fuundamental Equation: Unconditional Form = argmin E y Pop ln P (y)
21 Entropy of a Distribution The entropy of a distribution P is defined by H(P ) = E y Pop ln P (y) in units of nats H 2 (P ) = E y Pop log 2 P (y) in units of bits Example: Let Q be a uniform distribution on 256 values. E y Q log 2 Q(y) = log = log = 8 bits = 1 byte 1 nat = 1 ln 2 bits 1.44 bits 21
22 The Coding Interpretation of Entropy We can interpret H 2 (Q) as the number of bits required an average to represent items drawn from distribution Q. We want to use fewer bits for common items. There exists a representation where, for all y, the number of bits used to represent y is no larger than log 2 y + 1 (Shannon s source coding theorem). H(Q) = 1 ln 2 H 2(Q) 1.44 H 2 (Q) 22
23 Cross Entropy Let P and Q be two distribution on the same set. H(P, Q) = E y P ln Q(y) = argmin H(Pop, P ) H(P,Q) also has a data compression interpretation. H(P, Q) can be interpreted as 1.44 times the number of bits used to code draws from P when using the imperfect code defined by Q. 23
24 Entropy, Cross Entropy and KL Divergence Let P and Q be two distribution on the same set. Entropy : H(P ) = E y P ln P (y) CrossEntropy : H(P, Q) = E y P ln Q(y) KL Divergence : KL(P, Q) = H(P, Q) H(P ) = E y P ln P (y) Q(y) We have H(P, Q) H(P ) or equivalently KL(P, Q) 0. 24
25 The Universality Assumption = argmin H(Pop, P ) = argmin H(Pop) + KL(Pop, P ) Universality assumption: P can represent any distribution and can be fully optimized. This is clearly false for deep networks. But it gives important insights like: P = Pop This is the motivatation for the fundamental equation. 25
26 Asymmetry of Cross Entropy Consider = argmin H(P, Q ) (1) = argmin H(Q, P ) (2) For (1) Q must cover all of the support of P. For (2) Q concentrates all mass on the point maximizing P. 26
27 Consider Asymmetry of KL Divergence = argmin = argmin = argmin KL(P, Q ) H(P, Q ) (1) KL(Q, P ) = argmin H(Q, P ) H(Q ) (2) If Q is not universally expressive we have that (1) still forces Q to cover all of P (or else the KL divergence is infinite) while (2) allows Q to be restricted to a single mode of P (a common outcome).
28 Proving KL(P, Q) 0: Jensen s Inequality For f convex (upward curving) we have E[f(x)] f(e[x]) 28
29 Proving KL(P, Q) 0 KL(P, Q) = E y P log Q(y) P (y) log E y P Q(y) P (y) = log y P (y) Q(y) P (y) = log y Q(y) = 0 29
30 Summary = argmin H(Pop, P ) unconditional = argmin E x Pop H(Pop(y x), P (y x)) conditional Entropy : H(P ) = E y P ln P (y) CrossEntropy : H(P, Q) = E y P ln Q(y) KL Divergence : KL(P, Q) = H(P, Q) H(P ) = E y P ln P (y) Q(y) H(P, Q) H(P ), KL(P, Q) 0, argmin Q H(P, Q) = P
31 Appendix: The Rearrangement Trick H(P, Q) = H(P ) + KL(P, Q) KL(P, Q) = H(P, Q) H(P ) The rearrangement trick applies to any expression of the form E x P ln i A i = E x P ln A i i
32 END
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