ECE Spring Prof. David R. Jackson ECE Dept. Notes 6
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1 ECE 6341 Spring 2016 Prof. David R. Jackson ECE Dept. Notes 6 1
2 Leaky Modes v TM 1 Mode SW 1 v= utan u ε R 2 R kh 0 n1 r = ( ) 1 u Splitting point ISW f = f s f > f s We will examine the solutions as the frequency is lowered. 2
3 Leaky Modes (cont.) a) f > f c SW+ISW v TM 1 Mode SW u The TM 1 surface wave is above cutoff. There is also an improper TM 1 SW mode. ISW Note: There is also a TM 0 mode, but this is not shown 3
4 Leaky Modes (cont.) a) f > f c SW+ISW The red arrows indicate the direction of movement as the frequency is lowered. Im k SW ISW k 0 k 1 Re k v TM 1 Mode k > k 0 v= hk ( k) 2 2 1/2 0 =± h k k k > k0 0 ISW SW k u = k 4
5 Leaky Modes (cont.) b) f = f c v TM 1 Mode u The TM 1 surface wave is now at cutoff. There is also an improper SW mode. 5
6 b) f = f c Leaky Modes (cont.) Im k k 0 k 1 Re k v TM 1 Mode u 6
7 Leaky Modes (cont.) c) f < f c 2 ISWs v TM 1 Mode u The TM 1 surface wave is now an improper SW, so there are two improper SW modes. 7
8 Leaky Modes (cont.) c) f < f c 2 ISWs Im k k 0 #1 #2 k 1 Re k v TM 1 Mode #1 u The two improper SW modes approach each other. #2 8
9 d) f = f s Leaky Modes (cont.) v TM 1 Mode u The two improper SW modes now coalesce. 9
10 d) f = f s Leaky Modes (cont.) Im k k 0 Splitting point k 1 Re k v TM 1 Mode u 10
11 Leaky Modes (cont.) v e) f < f s u The wavenumber k becomes complex (and hence so do u and v). The graphical solution fails! (It cannot show us complex leaky-wave modal solutions.) 11
12 Leaky Modes (cont.) e) f < f s 2 LWs Im k This solution is rejected as completely non-physical since it grows with distance (α < 0). k = β jα k 0 LW k 1 Re k LW The growing solution is the complex conjugate of the decaying one (for a lossless slab). 12
13 Leaky Modes (cont.) Proof of conjugate property (lossless slab) TRE: ε r ( k k ) = tan ( ) ( k ) 2 2 1/ /2 k0 ( 2 2 1/2 k ) 1 k h TM x Mode Take conjugate of both sides: ε r ( k k ) = tan ( ) ( k ) 2 *2 1/2 1 *2 2 1/2 k0 ( 2 *2 1/2 k ) 1 k h Hence, the conjugate is a valid solution. 13
14 Leaky Modes (cont.) Im k k 1 SW ISW k 0 a) f > f c b) f = f c Im k k 0 k 1 Re k Re k Here we see a summary of the frequency behavior for a typical surface-wave mode (e.g., TM 1 ). Im k k 1 c) f < fc k 0 Exceptions: d) f = f s e) f < f s Im k splitting point k 0 k 1 Im k k 0 LW k 1 Re k Re k TM 0 : Always remains a proper physical SW mode. TE 1 : Goes from proper physical SW to nonphysical ISW; remains nonphysical ISW down to ero frequency. LW Re k 14
15 Leaky Modes (cont.) A leaky mode is a mode that has a complex wavenumber (even for a lossless structure). It loses energy as it propagates due to radiation. x ( ) ( ˆ ˆ ) β = Re k = Re xk ˆ x + k = xβx + ˆβ β tan θ = β / β 0 x Power flow θ 0 k = β jα 15
16 Leaky Modes (cont.) One interesting aspect: The fields of the leaky mode must be improper (exponentially increasing). Proof: k = ( k k ) 2 2 1/2 x0 0 k = k k x0 0 Notes: β > 0 (propagation in + direction) α > 0 (propagation in + direction) β x > 0 (outward radiation) 2 ( β jα ) = k ( β jα ) 2 2 x x 0 β α j2βα = k β + α + j2αβ x x x x 0 Taking the imaginary part of both sides: βα = αβ x x 16
17 Leaky Modes (cont.) For a leaky wave excited by a source, the exponential growth will only persist out to a shadow boundary once a source is considered. This is justified later in the course by an asymptotic analysis: In the source problem, the LW pole is only captured when the observation point lies within the leakage region (region of exponential growth). x Region of weak fields β θ 0 Power flow Source Leaky mode Region of exponential growth k = β jα A hypothetical source launches a leaky wave going in one direction. 17
18 Leaky Modes (cont.) A leaky-mode is considered to be physical if we can measure a significant contribution from it along the interface (θ 0 = 90 o ). A requirement for a leaky mode to be strongly physical is that the wavenumber must lie within the physical region where is wave is a fast wave* (β = Re k < k 0 ). Basic reason: The LW pole is not captured in the complex plane in the source problem if the LW is a slow wave. * This is justified by asymptotic analysis, given later. 18
19 Leaky Modes (cont.) f) f < f p Physical LW Im k k 0 LW k 1 Re k Physical Non-physical f = f p Note: The physical region is also the fast-wave region. Physical leaky wave region (Re k < k 0 ) 19
20 Leaky Modes (cont.) If the leaky mode is within the physical (fast-wave) region, a wedge-shaped radiation region will exist. This is illustrated on the next two slides. 20
21 x Leaky Modes (cont.) β θ 0 Power flow Source Leaky mode k = β jα β = xˆ β + ˆ β x β = β sinθ 0 2 β = β + β k + k = k x x 0 (assuming small attenuation) Hence β k sinθ 0 0 Significant radiation requires β < k 0. 21
22 x Leaky Modes (cont.) β θ 0 Power flow Source Leaky mode k = β jα ( ) θ sin β / k As the mode approaches a slow wave (β k 0 ), the leakage region shrinks to ero (θ 0 90 o ). 22
23 Leaky Modes (cont.) Phased-array analogy x θ 0 d I 0 I 1 I n I N In = j n I0 e + φ φ ( sinθ ) n = kd 0 0 n Equivalent phase constant: e jk k = k sinθ ( sinθ ) jkd 0 0 n = nd = e 0 0 Note: A beam pointing at an angle in visible space requires that k < k 0. 23
24 Leaky Modes (cont.) The angle θ 0 also forms the boundary between regions where the leakywave field increases and decreases with radial distance ρ in cylindrical coordinates (proof omitted*). Recall: For a plane wave in a lossless region, the α vector is perpendicular to the β vector. x Fields are increasing radially β Power flow Source θ 0 ρ Leaky mode Fields are decreasing radially k = β jα *Please see one of the homework problems. 24
25 Leaky Modes (cont.) Excitation problem: Bi-directional Leaky wave: k = β -jα Line source The aperture field may strongly resemble the field of the leaky wave (creating a good leaky-wave antenna). Requirements: 1) The LW should be in the physical region (i.e., a fast wave). 2) The amplitude of the LW should be strong. 3) The attenuation constant of the LW should be small. A non-physical LW usually does not contribute significantly to the aperture field (this is seen from asymptotic theory, discussed later). 25
26 Leaky Modes (cont.) Summary of frequency regions: a) f > f c physical SW (non-radiating, proper) b) f s < f < f c non-physical ISW (non-radiating, improper) c) f p < f < f s non-physical LW (radiating somewhat, improper) d) f < f p physical LW (strong focused radiation, improper) The frequency region f p < f < f c is called the spectral-gap region (a term coined by Prof. A. A. Oliner). The LW mode is usually considered to be nonphysical in the spectral-gap region. 26
27 Leaky Modes (cont.) f = f c Spectral-gap region Im k Physical k 0 ISW f = f s LW f p < f < f c Non-physical k 1 Re k f = f p Prof. A. A. Oliner 27
28 Field Radiated by Leaky Wave TE x leaky wave Line source x Aperture For x > 0: Then Assume: 1 jkxx jk Ey( x, ) = Ey( 0, k) e e dk, 2π y ( 0, ) E = e E y( 0, k) = 2 j k 2 k LW jk LW ( LW k ) 2 x 2 2 ( ) 1/2 0 k = k k Note: The wavenumber k x is chosen to be either positive real or negative imaginary. 28
29 x x / / λ 0 λ LW 3 k / k0 = j Radiation occurs at 60 o. 5 0 / λ
30 x x / / λ 0 λ LW 3 k / k0 = j Radiation occurs at 60 o. 5 0 / λ
31 x x / / λ 0 λ k / k = 1.5 j0.02 LW 0 The LW is nonphysical. 5 0 / λ
32 Leaky-Wave Antennas x / λ 0 Line source x Aperture Near field Far field 32
33 x / λ 0 Leaky-Wave Antennas (cont.) x θ ρ line source Far-Field Array Factor (AF) ( θ ) = ( 0, ) + jk ( sinθ ) 0 AF E e d AF = ( θ ) y ( sinθ ) LW jk + jk0 e e d = 2 j k sin k LW θ LW ( k ) 2 33
34 Leaky-Wave Antennas (cont.) AF ( θ ) = 2 j k sin β jα ( j ) 2 θ β α AF β jα = k0 sin θ β + α + j2αβ ( θ ) AF ( θ ) 2 2 β + α = ( k0 sin θ β + α ) + ( 2αβ ) 1/2 k sinθ β A sharp beam occurs at
35 Leaky-Wave Antennas (cont.) 35 β α < β α > β α >> ( ) ( ) sin j AF j k j β α θ θ β α = The two beams merge to becomes a broadside beam when β < α
36 Leaky-Wave Antennas (cont.) Two-layer (substrate/superstrate) structure excited by a line source. x / λ 0 ε r 2 x θ ε r1 t b ε >> ε r2 r1 Far Field b / λ = t / λ = D. R. Jackson and A. A. Oliner, A Leaky-Wave Analysis of the High-Gain Printed Antenna Configuration, IEEE Trans. Antennas and Propagation, vol. 36, pp , July
37 Leaky-Wave Antennas (cont.) W. W. Hansen, Radiating electromagnetic waveguide, Patent, 1940, U.S. Patent No W. W. Hansen, Radiating electromagnetic waveguide, Patent, 1940, U.S. Patent No y y This is the first leaky-wave antenna invented. Slotted waveguide x b a 2 π β k 0 a 2 Note: β < k 0 37
38 Leaky-Wave Antennas (cont.) x / λ 0 The slotted waveguide illustrates in a simple way why the field is weak outside of the leakage region. Region of strong fields (leakage region) Slot a Source TE 10 mode Waveguide Top view 38
39 Leaky-Wave Antennas (cont.) Another variation: Holey waveguide y y x b a ε r p p << λ 0 2 π β k 0 a 2 39
40 Leaky-Wave Antennas (cont.) x / λ 0 Another type of leaky-wave antenna, based on substrate-integrated waveguide s d via w l s w s p slot h ε r Substrate-integrated waveguide (SIW) 40
41 Leaky-Wave Antennas (cont.) x / λ 0 Microstrip line Vias Slots Microstrip line Units: mm HFSS From aperture field Leaky wave Surface wave Leaky + surface waves The transverse slots allow for magnetic currents that are transverse, which can radiate at endfire. re θ (db) J. Liu, D. R. Jackson, and Y. Long, Substrate Integrated Waveguide (SIW) Leaky-Wave Antenna With Transverse Slots, IEEE Trans. Antennas and Propagation, vol. 60, pp , Jan θ (deg.) 41
42 Leaky-Wave Antennas (cont.) 2-D Leaky-Wave Antenna β ρ > α ρ β ρ < α ρ Conical Beam Broadside Beam Source Source In the air region: ( ) ( 2 ) ( ) jk 0 ψ ρ = H k ρ e, 0 ρ k = β jα ρ ρ ρ 2 2 ( ) k0 = k0 k ρ 42
43 Leaky-Wave Antennas (cont.) x / λ 0 2-D Leaky-Wave Antenna Implementation at millimeter-wave frequencies (62.2 GH) ε r1 = 1.0, ε r2 = 55, h = 2.41 mm, t = mm, a = 3.73 λ 0 (radius) 43
44 x / λ 0 Leaky-Wave Antennas (cont.) 2-D Leaky-Wave Antenna (E-plane shown on one side, H-plane on the other side) 44
45 Leaky-Wave Antennas (cont.) 2-D Leaky-Wave Antenna The concept of using a partially reflecting surface (PRS) to create narrow beams goes back to von Trentini in It was not understood that this is a leaky-wave effect. G. von Trentini, Partially Reflecting Sheet Arrays, IEEE Trans. Antennas Propagat., vol. 4, pp , Oct
46 Leaky-Wave Antennas (cont.) 2-D Leaky-Wave Antenna Working with Prof. Oliner, results were extended to other planar 2D leaky-wave antennas using different PRS structures. Today these structures are often called Fabry-Pérot resonant cavity antennas. h / 2 h ε 1, µ 1 ε 1, µ 1 ε 1, µ 1 dipole 0 ε 2, µ 2 ε 2, µ 2 ε 2, µ 2 t x 46
47 Leaky-Wave Antennas (cont.) 2-D Leaky-Wave Antenna Directive pencil beams at broadside or conical beams can be produced Table showing beamwidth properties General Scan case E-plane H-plane 2 2( ε sin θ ) 3 2ε ε sin θ 2 r r p π sinθ cos θ 2 2 B L p p π r 2 B L sinθ p p h=0.79cm,h plane h=0.79cm,e plane h=0.845cm,h plane h=0.845cm,e plane h=0.9cm,h plane h=0.9cm,e plane Broadside Endfire 2 3/2 2 r B L ε π Narrow beam not possible ( BL = Bη L 0 ) 3/2 2 r B L ( ε ) 3 r 2 1 π 2 2 B L (normalied susceptance of PRS) ε π Slot-PRS structure T. Zhao, D. R. Jackson, and J. T. Williams, General formulas for 2D leaky wave antennas, IEEE Trans. Antennas and Propagation, vol. 53, pp , Nov
48 Leaky Waves on MIC Lines It was found that two different types of leaky modes could exist on microwave integrated x / λcircuit 0 (MIC) (i.e., printed-circuit) lines: leakage into the TM 0 surface wave (SW) leakage into SW + space -x y Source β / k = cosθ 0 0 β / k = cosθ TM TM 0 0 k TM 0 Physical surface - wave leakage : k 0 < β < Physical space + surface - wave leakage: k 0 θ = θ TM0 θ = θ 0 k TM h 0 β / k 0 β < k < k Space + surface-wave leakage 0 ε r h = w = 1 mm, ε r = 2.2 No leakage TM 0 w TM 0 Freq (GH) Surface-wave leakage
49 Leaky Waves on MIC Lines (cont.) Leaky modes have been found on a variety of printed-circuit lines. Microstrip line* Coplanar waveguide Coplanar strips Slotline Leakage occurs at high frequency Stripline with an air gap* Leakage occurs at any frequency Microstrip with a top cover (low enough cover) Conductor-backed coplanar waveguide Conductor-backed slotline *Illustrated here with examples 49
50 Leaky Waves on MIC Lines (cont.) Microstrip h ε r w h = w = 1 mm, ε r = 2.2 The bound mode is the usual quasi-tem microstrip mode. Normalied Phase Constant Normalied phase constant (β / k 0 ) LM RIM TM0 BM Freq (GH) A physical leaky mode exists at high frequencies. The leaky mode plotted here leaks into the TM 0 surface wave. RIM: real improper mode (similar to ISW of slab) 50
51 Amplitude (ma) Leaky Waves on MIC Lines (cont.) Source on Line Microstrip h ε r w h = w = 1 mm, ε r = Total Current 1GH 5GH 10GH 20GH 40GH w I () x 4 h ε r /λ0 / λ 0 The leaky mode interferes with the bound mode at high frequency, causing spurious oscillations in the current on the line. 51
52 Leaky Waves on MIC Lines (cont.) Stripline with an air gap h h ε r ε r w δ β/k TM0 Bound Leaky h = w = 1 mm, ε r = f = 3.0 GH δ [mm] A physical leaky mode exists even at low frequency, when the air gap is small. The leaky mode is the one that turns into the TEM stripline mode as the air gap vanishes. The bound mode has a field that resembles a parallel-plate mode. 52
53 Leaky Waves on MIC Lines (cont.) Stripline with an air gap Source on Line 7 h h ε r ε r w δ Amplitude (ma) Total Current Bound Mode Continuous Spectrum h = w = 1 mm, ε r = 2.22 f = 3.0 GH δ =0.353 mm / λ 0 /λ 0 The destructive interference between the bound mode and the leaky mode causes a null in the current on the strip. 53
54 Leaky Waves on MIC Lines (cont.) References F. Mesa and D. R. Jackson, Leaky Modes and High-Frequency Effects in Microwave Integrated Circuits, article in Encyclopedia of RF and Microwave Engineering, John Wiley & Sons, Inc., D. Nghiem, J. T. Williams, D. R. Jackson, and A. A. Oliner, Leakage of Dominant Mode on Stripline with a Small Air Gap, IEEE Trans. Microwave Theory and Techniques, Vol. 43, No. 11, pp , Nov M. Freire, F. Mesa, C. Di Nallo, D. R. Jackson, and A. A. Oliner, Spurious Transmission Effects due to the Excitation of the Bound Mode and the Continuous Spectrum on Stripline with an Air Gap, IEEE Trans. Microwave Theory and Techniques, Vol. 47, No. 12, pp , Dec D. Nghiem, J. T. Williams, D. R. Jackson, and A. A. Oliner, Existence of a Leaky Dominant Mode on Microstrip Line with an Isotropic Substrate: Theory and Measurements, IEEE Trans. Microwave Theory and Techniques, Vol. 44, No. 10, pp , Oct F. Mesa, D. R. Jackson, and M. Freire, High Frequency Leaky-Mode Excitation on a Microstrip Line, IEEE Trans. Microwave Theory and Techniques, Vol. 49, No. 12, pp , Dec
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