Axiomatic Semantics. Operational semantics. Good for. Not good for automatic reasoning about programs

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1 Review Operational semantics relatively l simple many flavors (small vs. big) not compositional (rule for while) Good for describing language implementation reasoning about properties of the language eg. determinism reasoning about of tools that manipulate programs eg. compilers, type checkers, etc Not good for automatic reasoning about programs Axiomatic Semantics 1. Language g for making assertions about programs 2. Rules for establishing, i.e. proving the assertions Typical kinds of assertions: This program terminates. During execution ecut if var z has value 0, then x equals y All array accesses are within array bounds Some typical languages of assertions: First-order logic Other logics (e.g., temporal logic) History: Program Verification Axiomatic Semantics Turing 1949: Checking a large routine Floyd 1967: Assigning meaning to programs Hoare 1971: An axiomatic basis for computer programming Led to axiomatic semantics for substantial languages Program Verifiers (70 s 80 s) PREfix: Symbolic Execution for bug-hunting (WinXP) Software Validation tools PCC Malware detection A tomatic Test Generation Automatic Test Generation Critical for algorithmic software analysis

2 Dijkstra Said Program testing can be used to show the presence of bugs, but never to show their absence! Hoare Said Thus the practice of proving programs would seem to lead to solution of three of the most pressing problems in software and programming, namely, reliability, documentation, and compatibility. However, program proving, certainly at present, will be difficult even for programmers of high caliber; and may be applicable only to quite simple program designs. CAR C.A.R Hoare, An Axiomatic Basis for Computer Programming, 1969 What happened? The project of defining and proving everything formally has not succeeded (at least not yet) Proving has not replaced testing (and praying) Machines are getting faster Ambitions are getting g smaller Techniques are getting cooler So, pay attention to the next three lectures Assertions for IMP Partial correctness assertion: {A} c {B} If A holds in state σ and there exists σ s.t. <c, σ > σ then B holds in σ Total correctness assertion: [A] c [B] If A holds in state σ then there exists σ s.t. <c, σ > σ and B holds in σ These are called Hoare triples A is called precondition and B is called postcondition Example: { y x } z := x; z := z +1 { y < z }

3 The Assertion Language Arith Exprs + First-order predicate logic A ::= true false e 1 = e 2 e 1 e 2 A A 1 Æ A 2 A 1 Ç A 2 A 1 A 2 x.a A x.aa IMP boolean expressions are assertions Semantics of Assertions Judgement σ ² A means assertion holds in given state σ ² true always σ ² e 1 = e 2 iff <e 1, σ> n 1 and <e 1,σ> n 2 and n 1 =n 2 σ ² e 1 e 2 iff <e 1, σ> n 1 and <e 1,σ> n 2 and n 1 n 1 σ ² A 1 Æ A 2 iff σ ² A 1 and σ ² A 2 σ ² A 1 Ç A 2 iff σ ² A 1 or σ ² A 2 σ ² A 1 A 2 iff σ ² A 1 implies σ ² A 2 σ ² x.a iff n Z.σ[x a n] ² A σ ² x.a iff n Z.σ[x [ a n] ² A Semantics of Assertions Formal definition of partial correctness assertion: ² { A } c { B } holds if and only if σ Σ. σ ² A [ σ Σ. <c,σ> σ σ ² B] and total correctness assertion: ² [ A ] c [ B ] holds if and only if σ Σ. σ ² A [ σ Σ. <c,σ> σ σ ² B] Æ σ Σ. σ ² A [ σ Σ. <c,σ> σ ] Deriving Assertions Formal definition of ² {A} c {B} ² {A} c {B} holds if and only if is hard to use σ Σ. σ ² A [ σ Σ. <c,σ> σ σ ² B] defined in terms of the operational semantics Next, a symbolic technique (a logic) for deriving valid triples ` {A} c {B} from other valid triples

4 Derivation Rules for Hoare Triples We write ` {A} c {B} when we can derive the triple using derivation rules One derivation rule for each command Plus, the rule of consequence: A A ` {A} c {B} B B ` {A } c {B } Deriv. Rules for Hoare Logic `{A} c {B} Rules for each language construct ` {A} c 1 {B} ` {B} c 2 {C} ` {A} skip {A} ` {A} c 1 ; c 2 {C} ` {A Æ b} c 1 {B} `{A { Æ b} } c 2 {B} ` {A} if b then c 1 ` {A Æ b} c {A} ` {A} while b do c {AÆ b} else c 2 {B} And the rule of consequence ` {[e/x]a} x:=e {A} Free and Bound Variables Key idea in logic/pl: scoping & substitution Assertions are equivalent up to renaming of bound variables (a.k.a. alpha-renaming) Examples: x.x = x is the same as y.y = y Renamebound x with y x. y.x = y is the same as z. x.z = x Renamebound x with z and y with x Substitution [e /x] eis substituting e for x in e Also written as e[e /x] Note: only substitute the free occurrences Alpha-rename bound variables to avoid conflicts To subst. [e /x] in y.x y = y rename y if it occurs in e Result of alpha-renaming: z. e = z We say that substitution i avoids variable capture [ x/z ] x.z = x is? x.x x = x Wrong y.x = y Correct

5 Other Hoare Rules Multiple rules possible for some constructs Example: Assignment Prove {true} x:=e { x = e } ` {A} x:=e { x 0.[x 0 /x]a Æ x=[x 0 /x]e} ` A Æ b I ` {I} c {A} ` AÆ b B ` {A} while b do c {B} Exercise: Derive new rules from old ones using the rule of consequence Example: Assignment Assume x does not appear in e Prove {true} x:=e { x = e } As [e/x](x = e) e = [e/x]e e = e Use assignment rule Then use consequence rule Assignment Axiom and Aliasing Does assignment rule work with aliasing? If x and y are aliased then: {true} x:=5 {x+y=10} More on this later true e = e ` {e = e} x:=e {x = e} ` {true} x:=e {x = e}

6 Example: Conditional Prove: {true} if y 0 then x:=1 else x:=y {x>0} trueæy 0 1>0 ` {1>0} x:=1 {x>0} trueæy>0 y>0 ` {y>0} x:=y{x>0} ` {trueæy 0} x:=1 {x>0} ` {trueæy>0} x:=y {x>0} ` {true} if y 0 then x:=1 else x:=y {x > 0} Rule for if-then-else Rule for assignment + consequence Example: Loop Prove: ` {x 0} while x 5 do x:=x+1 {x=6} Use the rule for while with invariant x 6: x 6 Æ x 5 x+1 6 ` {x+1 6} x:=x+1 {x 6} ` {x 6 Æ x 5} x:=x+1 {x 6} ` {x 6} while x 5 do x:=x+1 {x 6 Æ x>5} Finish off with consequence rule: x 0 x 6 ` {x 6} while {x 6Æx>5} x 6Æx>5 x=6 ` {x 0} while {x = 6} Another Example Prove that ` {A} while true do c {B} holds for any A, B, and c Proof: construct a derivation tree A true ` {trueætrue} c {true} {true}while true do c{trueæfalse} ` {A} while true do c {B} Need a lemma: A c ` {A} c {true} trueæfalse B Notes on Using Hoare Rules Mostly syntax directed, but: When to apply the rule of consequence? What invariant to use for while? How to prove implications (in conseq rule)? The last one involves theorem proving: Doable Loop invariants are the hardest problem

7 Soundness of Axiomatic Semantics Hoare Rules: Assignment and References Formal statement of soundness: If ` {A} c {B} then ² {A} c {B} or, equivalently If H:: ` {A} c {B} then for all σ st s.t. σ ² A and D::<c,σ> σ we have σ ² B Proof: simultaneous ind. on structure of D and H When is the following Hoare triple valid? { A } *x := 5 { *x + *y = 10 } Ashould be *y = 5 or x = y but Hoare rule for assignment gives: [5/*x](*x + *y = 10) = 5 + *y = 10 = *y = 5 (uh oh! we lost one case! What gives?) Hoare Rules: Assignment and References Modeling writes with memory expressions Treat memory as a whole w/ memory variables (M) upd(m,e 1,E 2 ) : update M at addr E 1 with value E 2 sel(m,e 1 ) : read M at address E 1 Reason about memory expressions with McCarthy s rule sel(upd(m, E 1, E 2 ), E 3 ) = E 2 if E 1 = E 3 sel(m, E 3 ) if E 1 E 3 Assignment (update) changes the value of memory {B[upd(M, E 1 1, E 2 2) )/M]} *E 1:=E 2 {B} Memory Aliasing Consider again: {A} *x:=5 {*x+*y=10 {x+y=10} We obtain: A = [upd(m, x, 5)/M] (*x+*y=10) = [upd(m, x, 5)/M] (sel(m,x) + sel(m,y) = 10) = sel(upd(m, x, 5), x) + sel(upd(m, x, 5), y) = 10 = 5 + sel(upd(m, x, 5), y) = 10 = if x = y then = 10 else 5 + sel(m, y) = 10 = x=y or *y = 5

8 Next time Algorithmic analysis w/ axiomatic semantics WeakestPreconditions StrongestPostconditions

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