ON THE CHAOTIC VIBRATIONS OF ELECTROSTATICALLY ACTUATED ARCH MICRO/NANO RESONATORS: A PARAMETRIC STUDY

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1 ON THE CHAOTIC VIBRATIONS OF ELECTROSTATICALLY ACTUATED ARCH MICRO/NANO RESONATORS: A PARAMETRIC STUDY FARID TAJADDODIANFAR School of Mechanical Engineering, College of Engineering, University of Tehran, Tehran-Iran, tajaddodian@ut.ac.ir. MOHAMMAD REZA HAIRI YAZDI * * Corresponding Author, School of Mechanical Engineering, College of Engineering, University of Tehran, Tehran Iran, myazdi@ut.ac.ir, Tel.: HOSSEIN NEJAT PISHKENARI Center of Excellence in Design, Robotics and Automation, School of Mechanical Engineering, Sharif University of Technology, Tehran Iran, nejat@sharif.edu Abstract Motivated by specific applications, electrostatically actuated bistable arch shaped micro-nano resonators have attracted a growing attention in the research community in recent years. Nevertheless, some issues relating to their nonlinear dynamics, including the possibility of chaos, are still not well-known. In this paper, we investigate the chaotic vibrations of a bistable resonator comprised of a double clamped initially curved microbeam under combined harmonic AC and static DC distributed electrostatic actuation. A reduced order equation obtained by application of the Galerkin method to the nonlinear partial differential equation of motion, given in the framework of Euler-Bernoulli beam theory, is used for the investigations in this paper. We numerically integrate the obtained equation to study the chaotic vibrations of the proposed system. Moreover, we investigate the effects of various parameters including the arch curvature, the actuation parameters and the quality factor of the resonator, which are effective in the formation of both static and dynamic behaviors of the system. Using appropriate numerical tools, including Poincare maps, bifurcation diagrams, Fourier spectrum and Lyapunov exponents we scrutinize the effects of various parameters on the formation of chaotic regions in the parametric space of the resonator. Results of this work provide better insight into the problem of the nonlinear dynamics of investigated family of bistable micro/nano resonators, and facilitate the design of arch resonators for applications such as filters. Keywords: MEMS-NEMS, Arch resonator, electrostatic actuation, chaos, bifurcation, bistability 1. Introduction Bistable micro- and nano-electro-mechanical systems have received considerable amount of attention in the research community recently. The growing interest in this field is motivated by applications such as microrelays [Miao et al. 11], switches [Wu et al. 1], microvalves [Sutanto et al. 7], MEMS/NEMS based memories [Uranga et al. 13], filters [Ouakad and Younis 14] etc. Bistable 1

2 devices are capable of operating in more than one stable configuration at the same values of all effective geometrical and excitation parameters. A double clamped arch shaped microbeam constitutes a typical bistable device which is capable of operating in two convex and concave stable configurations. Both micromachining and buckling of straight beams under compressive axial stress can result in the curviness of this type of bistable elements [Younis et al. 1]. Transition between the convex and concave configurations occurs precipitately due to a nonlinear phenomenon, known as snap-though. This precipitate motion is possible to be triggered by various drive mechanisms including electrostatic [Krylov and Dick 1], electromagnetic [Han et al. ], mechanical touch [Qiu et al. 4], light pressure [Sulfridge et al. 4] and electro-thermal [Michael and Kwok 6]. In addition to snap-through, electrostatically actuated bistable MEMS-NEMS undergo pull-in as a nonlinear phenomenon which is responsible for the sudden collapse of the structure due to the intrinsic softening effect of the electrostatic force. This nonlinear phenomenon is common in most of the electrostatically actuated MEMS-NEMS, and extensive theoretical and experimental studies have been reported targeting pull-in as either undesirable or desirable phenomenon in applications such as capacitive MEMS [Lakrad and Belhaq 11] or RF MEMS switches [Rebeiz 3], respectively. [Zhang et al. 14] have recently reviewed the progress in the study of pull-in instability in MEMS-NEMS. Static pull-in and snap-through behaviors of electrostatically actuated bistable MEMS have already been reported in the literature. A group of researchers, [Krylov et al. 8; Krylov and Dick 1], investigated the pull-in and snap-through instabilities in the electrostatically actuated micro-arches, both theoretically and experimentally. [Zhang et al. 7] studied snap-through in an arch shaped beam as a fast no-power-consuming phenomenon. [Krylov et al. 11] have presented discussions on the characteristics of arch-shaped free-of-pull-in MEMS actuated by fringing electrostatic field. A few groups have studied the resonance behaviors and nonlinear dynamics of the electrostatically actuated micro arches. [Casals-terré et al. 8] studied the possibility of the transition between the stable configurations of an initially curved microbeam with snap-through triggered by mechanical resonance. [Younis et al. 1] investigated the nonlinear dynamic behaviors including softening type frequency responses, dynamic snap-through and pull-in, both theoretically and experimentally. Later, they suggested application of the arch resonators as band pass filters [Ouakad and Younis 14]. Recently, [Tajaddodianfar et al. 15] have reported implementation of an analytical approach, namely the homotopy analysis method, in order to derive analytical solutions for the nonlinear vibrations of the electrostatically actuated initially curved resonator. Due to various nonlinearities, MEMS-NEMS are susceptible to experience chaos in their working regimes which can be a desirable behavior in some specific applications such as very sensitive sensors. [Seleim et al. 11] scrutinized the nonlinear dynamics of a closed loop cantilever MEMS resonator. They found steady state chaotic strange attractors at various excitation levels, and suggested application of the chaotic resonator for the construction of highly sensitive sensors. Implementation of chaotic resonators in sensing applications is also discussed by [Yin and Epureanu 7]. [Chen et al. 1] investigated perioddoubling bifurcations, followed by chaotic non-planar vibrations, in an electrically-driven suspended silicon nanowire; furthermore, they suggested potential applications such as nano-scale random number generator for their system. Later, [Ni et al. 13] scrutinized the nonlinear dynamics of the same system, showing that multi-stability in an electrically driven silicon nanowire leads to chaotic regimes. In most

3 applications, chaos is interpreted as an undesirable phenomenon which deteriorates the device performance. Thus, many researchers have attempted to determine chaotic regions and avoid them in design and practice. [Park et al. 8] studied the chaotic response of a MEMS resonator and implemented a control strategy for suppression of chaos, and consequently, performance enhancement. [Hessari et al. 14] argued that electrically driven nanowires, subjected to an optimal level of white or colored noise, are capable of avoiding chaos and presenting more regular oscillations. [Demartini et al. 7] implemented the Melnikov method to describe the chaotic region in parameter space of a microelectro-mechanical oscillator. Other researchers also used the Melnikov method to predict chaos in MEMS resonators [Haghighi and Markazi 1; Siewe and Hegazy 11]. [Ruzziconi et al. 13] have numerically investigated the chaotic behavior of an imperfect electrostatically actuated microbeam. Nonlinear dynamics and chaos in a MEMS array is also studied by [Gutschmidt and Gottlieb 1]. [Chen et al. 13] have proposed a novel concept to enable coupled MEMS/NEMS resonators, due to their enriched nonlinear dynamics, to robustly operate under external impulsive disturbances. Recently, [Maani Miandoab et al. 14] have analytically investigated chaos in MEMS/NEMS resonators. Moreover, they have reported further discussions on the nature of chaotic vibrations in the MEMS/NEMS resonators [Maani Miandoab et al. 15]. Though significant progress has been made in the analysis of the arch MEMS/NEMS resonators, some of the main issues are still under question. Among these issues is the possibility of chaotic vibrations in this family of bistable resonators. This paper targets investigation of chaos in a bistable micro/nano resonator comprised of a double clamped arch shaped mico/nano-beam under combined static DC and harmonic AC distributed electrostatic actuation. The nonlinear equation of motion, described in the framework of the Euler-Bernoulli beam assumptions, is converted to a dimensionless single degree of freedom equation of motion using the Galerkin decomposition method. We investigate the chaotic behavior of the resonator using the numerical simulations of the obtained equation as well as effective numerical tools including phase plane and bifurcation diagrams together with the Poincare maps, Fourier spectrums and Lyapunov exponents. To scrutinize in detail the effects of various parameters on the formation of chaotic vibrations, we divide the effective parameters into two major groups. The first group renders the static bistable nature of the arch, while both groups are effective in the overall dynamic response of the resonator. Using the aforementioned numerical tools, we investigate the chaotic behavior of the resonator; also, we describe the effects of parameters, and propose the chaotic regions in the parameter space of the resonator. Results of this work provide a clear insight into the problem of nonlinear dynamics and chaos in the investigated family of bistable resonators. Moreover, by elucidating the effects of geometrical and actuation parameters on the formation of chaos, this work leads to the effective design of bistable micro/nano resonators for specific application, such as filters. The rest of the paper is organized as follows. In section mathematical modeling of the arch resonator is described and the reduced order model is presented. Section 3 describes the static and dynamic requirements for chaos by dividing the effective parameters into two groups and characterizing their effects. In section 4, results of numerical analysis are presented and chaotic regions are described. Further discussions and conclusions are presented in section 5. 3

4 . Mathematical Modeling.1 Reduced Order Model A double clamped arch shaped microbeam of length L, width b, thickness d under combined harmonic AC and static DC distributed electrostatic actuation, as shown in Figure 1, is investigated in this paper. Having the initial curvature of w ( x ) with h ( / ) w L, the arch s displacement under the electrostatic load is given by w ( x, t ) in the direction shown. Figure 1: Schematic of the investigated arch resonator Using the given coordinates and parameters, the arch s equation of motion in the framework of Euler- Bernoulli beam assumptions is derived [Younis et al. 1]: 4 L w w w EA w w dw w d w A C [ ] v EI y dx 4 t t x L x x dx x dx b( V V cos( t )) DC AC ( g w w ) where A is the cross-sectional area and C v is the viscous damping coefficient; while E, I y, and represent the effective Young s modulus, area moment of inertia, mass density and the harmonic load frequency, respectively. Also, F / (1) m is the vacuum permittivity. Clamped-clamped boundary conditions, imposing the arch s deflection and its spatial derivative to be zero at both ends, are also assigned with equation (1). We further suppose that the amplitude of the harmonic load is small compared to that of the DC static load, imposing a small value for the ratio R V / V. Thus, using the non-dimensional quantities given in Table 1, equation (1) is converted to the following dimensionless form: AC DC 4

5 4 1 wˆ wˆ ˆ wˆ wˆ d wˆ ˆ ˆ ˆ w w dw 4 v 1 ˆ ˆ xˆ t t xˆ dxˆ xˆ xˆ dxˆ (1 R cos( ˆ ˆ t)) (1 hwˆ wˆ) C h h dxˆ Note that, based on the coordinate system given in Figure 1, the initial curvature function () w (x) is replaced by hw ˆ ˆ (x) ; where w ˆ ˆ (x) is a dimensionless function with the property wˆ (1/ ) 1and satisfying boundary conditions. Also, the dimensionless quantity 1, called the stretching parameter, reflects the mid-plane stretching nonlinear effects; while the dimensionless DC voltage parameter is associated with nonlinear electrostatic effects. Table 1: Dimensionless parameters x xˆ, w wˆ, g ˆ b, b ˆ d, L g g h h g, d bdg bl V g EI 4 DC 3 y EI ˆ, bdl y 1, t t I 4 y, t tˆ ˆ, ˆ CL v Cv, EI bd y For derivation of a single-degree-of-freedom model using the Galerkin projection method, the arch deflection is supposed to be approximated by its first mode shape: wˆ ( xˆ, tˆ) q( tˆ) ( x ˆ) (3) where ( x ˆ) represents the first mode shape of a clamped-clamped straight beam [Krylov et al. 8]. Introducing (3) into (), multiplying both sides by ( x ˆ), integrating over the arch length and following straight-forward mathematical procedure, the following reduced-order equation is derived: d q dq v m m Cˆ [ h ] q( tˆ) 3 h q ( tˆ) q ( tˆ) dtˆ dtˆ 1 ˆ ( xˆ ) [1 R cos( ˆ ˆ t )] dx ˆ [1 ( h q( t )) ( xˆ )] (4) where: 1 m ˆ ˆ 11 ( x) dx 1 d ˆ 1 ( ) dx dxˆ (5) (6) 5

6 11 1 d ( ) dxˆ dxˆ (7) (8) Since the nonlinear integral arising in equation (4) does not have analytical solution, one can simplify it by further assuming that the mode shape ( x ˆ) is approximated by a simple function: ( x ˆ) (1 cos( x)) ˆ /. This yields a simple analytical form for the modal electrostatic load [Krylov and Dick 1]: 1 ( xˆ ) 1 dxˆ [1 ( h q( tˆ)) ( xˆ )] (1 h q) 3 (9) Moreover, using a new dimensionless time variable tˆ 1 / m 11, equation (4) is converted to the following form which will be used for our investigations in the rest of paper [Tajaddodianfar et al. 15]. with v 11 1 d q dq Fq ( ), d d 3 (1 R cos( )) F ( q) (1 h ) q 3 hq q 3 (1 h q) Cˆ m /, (1) / and ˆ m 11 / 1. We assume here that the DC load is applied primarily. Then, right after the arch comes to rest in an equilibrium position, the small amplitude AC load is applied triggering vibrations in the vicinity of the equilibrium state. Moreover, we assume that the AC actuation frequency is close to the fundamental frequency of the arch: df (q) dq q R q (11) where q represents the equilibrium position, is a detuning parameter, and F (q) is given by equation (1).. Potential Energy and Bistability To derive the arch s potential function, we first neglect the damping and AC actuation terms from equation (1). Then, the potential function Uq ( ) can easily be calculated by integrating Fq ( ) as follows: U( q) F( q) dq (1) 6

7 U dq/d U dq/d U dq/d It is clear that shape of the potential function depends on q and consequently on and h. Moreover, fixed points of equation (1) are equal to the extremums of Uq ( ). Thus, for various values of and h, * various numbers of minima and maxima appear in the potential function. For certain values of h h, for which bistability occurs [Krylov and Dick 1], different shapes of Uq ( ) are possible depending on the applied DC voltage denoted by parameter. We can sort the possible potential function shapes into three major categories in Table. Note that both q 1 and q represent the stable fixed points, where q s and q p stand for the unstable fixed points relating to the snap-through and the pull-in instabilities, respectively. Table clarifies that the arch is bistable only for special values of h and. These values constitute the bistability region which is discussed and calculated later in this paper. However, in the bistability region the system presents a mainly-asymmetric double-well potential function; thus it can be vulnerable to nonlinear behaviors including snap-through and chaos [Moon 4]. Moreover, one can find that for the category C in Table, the system is severely susceptible to dynamic pull-in; thus, neither bistable nor chaotic behavior is expected in this case. For the investigation of chaotic behavior of the arch, as the main purpose of this paper, we focus on the Category B representing the bistable arch with the possibility of chaotic behavior. Table : Various categories based on the shape of potential function Label Number of fixed points Description Potential Function Phase Plane Category A 1 U( q ) U( q ) p U( q ) U( q ) U( q ) U( q ) 1 s p q q Category B 4 Or U( q ) U( q ) U( q ) U( q ) 1 Or U( q ) U( q ) U( q ) U( q ) 1 s s p p q q Category C 4 U( q ) U( q ) p s q q 7

8 3. Chaotic Behavior Analysis In this section, we aim to study the chaotic vibrations of the bistable MEMS resonator governed by equation (1). It is clear that a series of structural and loading parameters are effective in the overall behavior of the arch resonator. In order to study the effects of these parameters, it is helpful to arrange them into two groups. The first group including initial rise parameter ( h ) and DC voltage parameter ( ) constitute the potential energy function, as described in Table. Thus, they are mainly effective in the formation of bistable behavior. The second group includes AC voltage parameter ( R ), actuation frequency ( or equivalently the detuning parameter ) and damping parameter ( ). Note that the first group of parameters governs the static behavior of the arch while both groups affect its dynamic behavior. In the following, the aforementioned arrangement of parameters is used for the study of arch bistability and its chaotic vibrations. 3.1 Static Requirements Using the first group of parameters, including h and 8, static requirements are derived. As mentioned before, bistability is the first necessary condition for possibility of the snap-through, and hence, chaotic vibrations. The other necessary condition comes from arch s potential energy function where it is found that for possibility of snap-through without pull-in the potential energy of the pull-in saddle point should be larger than that of snap-through saddle point. Otherwise, the arch undergoes pull-in immediately after dynamic snap-through, as in category C in Table. Thus the two necessary conditions for possibility of snap-through without pull-in are summarized as follows: 1. The arch should be statically bistable depending on values of h and. U( q ) U( q ) s p In order to derive appropriate relations for these conditions, DC voltage parameter ( ) is first obtained from the static equilibrium equation, Fq ( ) in equation (1) with neglected AC load. Then for a given h, critical values of All the critical values of are found using the following equation: d (13) dq including static pull-in, snap-through and snap-back values are obtained using equation (13). These critical values are shown in Figure. Note that the term snap-back refers to backward snap-through which returns the arch to its initial configuration. Figure is plotted for an arch of length L 1 m, d 3 m, b 3 m and g 1 m ; which result in dimensionless parameters and These parameters are used throughout this paper. Static bistability of the arch is already investigated by [Krylov and Dick 1]. Here, we present a more detailed analysis for description of bistability region in parameter space. As shown in Figure, bistability region in h plane is bounded from left by snap-back curve, from right by pull-in curve and from bottom by snap-through curve. Thus, the first condition is satisfied for values of h and within this

9 h area. Figure suggests that for bistability of the arch to be possible, the initial rise parameter should be greater than a critical value. This is compatible with what is already reported by [Krylov and Dick 1]. Moreover, it is easily found that for given value of h, when the potential of the pull-in saddle point is smaller than the potential of the snap-through saddle point, the system is vulnerable to pull-in when the vibrations approach the dynamic snap-through. This is what happens in Category C of Table and is characterized by points within the described bistability region with the property U (q ) U(q ), as shown in Figure. Thus, provided that h and lie within the shaded area in Figure, the system can retain its stable configuration after snap-through, allowing transition between the stable configurations of the arch. Therefore, values of h and within the shaded area in Figure represent Category B in Table, and are the most likely values for the study of bistability and chaotic vibrations. s p Pull-in Snap-back Snap-through U(q s ) = U(q p ) Category B Figure : Static bistability region obtained by pull-in, snap-through and snap-back curves with the shaded area illustrating Category B in Table 3. Dynamic Requirements The second group of parameters, including damping ratio, AC voltage parameter R and actuation frequency are responsible for the dynamic behavior of the arch resonator. Also, due to resonance, the arch presents a softening type nonlinear frequency response. This behavior is already investigated in the literature [Younis et al. 1; Tajaddodianfar et al. 15] and is characterized by a frequency response curve shifting to left and gaining its maximum at negative values of. Figure 3 depicts the ratio of output amplitude to input harmonic actuation amplitude parameter versus frequency detuning parameter 9

10 q/r for h.36, 19, R. and.3 obtained by numerical simulation of equation (1). The maximum value of the response amplitude depends on the damping ratio, the amplitude and frequency of the actuation force. Provided that the system response approaches to the homoclinic orbit, the system is possible to undergo homoclinic chaos. Effects of various parameters on this chaotic behavior are discussed in the following Backward sweep Forward sweep Figure 3: Frequency response of the arch resonator for typical values of excitation parameters 4. Numerical Study of Chaotic Behavior In this section, we use numerical simulations of equation (1) in order to investigate the chaotic vibrations of the system, and to study the effects of various parameters. For this aim, regarding bistability region given by shaded area in Figure, several couples of h and are selected. Then, for each pair two values of damping ratio representing high and low quality factors of the resonator are selected. Finally, for each set of parameters h, and, six separate values for the actuation frequency near the fundamental frequency are assigned. Numerical simulations start with the system initially at rest in the equilibrium state with lower potential energy; moreover, to study the effect of actuation amplitude, simulations beginning with small values of R, are performed for a long time 9, and after recording the corresponding Poincare section, R is increased for a small value dr.1 and the procedure is continued until the simulation is halted due to dynamic pull-in. At each step, the final states of the system at the end of integration are chosen as the initial condition of the integration in the next step. Bifurcation diagrams versus R are obtained for each set of other parameters h,, and (or equivalently the detuning frequency parameter ). 1

11 4.1 Effects of the Initial Rise Figure 4 displays the bifurcation diagram for two different simulations having the same values of.15 and.1 with distinct values for h and. In fact, values of h.3 and 117 are associated with Figure 4a, and values of h.38 and 14 are set in the simulations of Figure 4b. In all presented bifurcation diagrams, vertical axis displays q component of the corresponding Poincare map, while horizontal axis represents excitation amplitude parameter [Wiggins 3]. Potential functions associated with these simulations are displayed in the insets of Figure 4, too. For the arch with lower initial rise, the smallest value of the excitation amplitude leading to a chaotic behavior is found to be R.13. Figure 5, displays phase plane diagram and Poincare map for this critical value, and confirms chaotic behavior of the system. The homoclinic orbit is highlighted in Figure 5a. (a) Figure 4: bifurcation diagram for.15 (b) and.1 ; for a) h.3 and 117, b) h and One can find that though both setups of Figure 4 have bistable potential functions, the setup with lower value of initial rise present chaotic vibrations; while, for higher value of h, steady state chaotic vibrations are rarely observed. This deduction is verified by other simulations and the results suggest that arch resonators with smaller values of initial rise are more vulnerable to chaotic vibrations; while, arches with higher initial rise are more susceptible to periodic responses and dynamic pull-in. In our simulations we have observed chaotic vibrations mainly for arches with h.34 ; thus, we investigate in detail the chaotic behavior of these type of the arches. 11

12 dq/d dq/d q (a) (b) Figure 5: long time simulation with 5 for parameter values associated with Figure 4a for R.13 plane trajectory with highlighted homoclinic orbit, b) corresponding Poincare map q ; a) phase 4. Effects of Damping Ratio Quality factor of the resonator, or equivalently the damping ratio, has a crucial role in the formation of the system overall behavior, and consequently, its chaotic vibrations. In order to investigate in detail the effects of the damping ratio on the chaotic behavior of the system, we have conducted simulations with relatively large and small damping ratios, representing low and quality factors, respectively Chaotic Behavior for Large Damping Ratio For each selected couple of h and associated with the desired bistability region in Figure, we have performed simulations for relatively large damping ratios representing resonators with low quality factors. For the fixed values of h, and, bifurcation diagrams are derived for various values of detuning frequency parameter. Figure 6 displays bifurcation diagrams with the same values of h.3, 1 and.1; while, three values of.1, and.1 are associated with Figures 6a, 6b and 6c, respectively. (a) (b) (c) h.1 and 1 with a).1 ; b) ; and c).1 Figure 6: Bifurcation diagrams for.3, 1

13 From the simulation results, one can find that the system presents periodic vibrations for very small values of excitation amplitude. As the AC actuation amplitude increases, the system response reaches the homoclinic orbit due to resonance; and consequently, undergoes homoclinic chaos for a range of actuation amplitudes. For instance, in Figure 6b the system presents steady state chaotic vibrations for R [.3,.45]. For larger values of R, the system can present either chaotic or periodic behavior up to the dynamic pull-in. We can determine the minimum excitation amplitude required for chaotic behavior R and also the critical excitation amplitude associated with the dynamic pull-in R pullin from chs the obtained bifurcation diagrams. For the sake of comparison, we can plot the obtained critical values versus actuation frequency represented by detuning parameter. Figure 7 illustrates the variation of critical values R pullin and R chs versus the frequency detuning parameter. Figure 7a is obtained for h.3,.1 and three values of within the bistability region depicted in Figure. The same is done in Figure 7b, except that h.3 is associated with this diagram. Figure 7 suggests that for smaller values of the system can present homoclinic chaos with smaller values of excitation amplitude. This is consistent with the softening-type frequency response of the arch, given in Figure 3, which clarifies that the maximum response amplitude occurs at negative values of. As the actuation frequency increases, the arch can tolerate higher excitation amplitudes without undergoing chaotic vibrations. This constitutes a critical ascending curve in Figure 7 denoted by below which the steady state chaotic vibrations are not expected. Moreover, Figure 7 elucidates that for smaller values of DC voltage parameter within the bistability region, the system can tolerate larger values of excitation amplitude without presenting chaotic behavior. One can also find from Figure 7 that the excitation amplitude associated with the dynamic pull-in decreases for larger initial rise parameters. This is also seen in Figure 4 where we concluded that the arches with larger initial rise are more vulnerable to dynamic pull-in. For further study of the nature of chaos in the resonator with high damping ratio, we can focus on the corresponding Poincare map, Fourier spectrum and Lyapunov exponents, given in Figure A.1 in Appendix A. R chs 13

14 (a) (b) Figure 7: Critical Pull-in and Chaos excitation amplitudes versus frequency detuning parameter for values of with a) h.3 and b) h.3.1 and various 14

15 4.. Chaotic Behavior for Small Damping Ratio As before, we have performed simulations for various values of h and within the bistability region with a small value of.1 representing arch resonator with high quality factor. Bifurcation diagrams for various values of frequency detuning parameter are derived via the numerical simulations. Figure 8 displays bifurcation diagrams for h.3, 115,.1 and three values of frequency parameter. (a) (b) (c) Figure 8: Bifurcation diagrams for h.3, 115 and.1 with a).1 ; b) ; and c).1 Upon comparison one can discover the qualitative difference between bifurcation diagrams for small damping ratios given in Figure 8 with those given in Figure 6 for larger damping coefficient. As the first difference, the chaotic band associated with small values of excitation amplitudes is very narrow for small damping values. For instance, a chaotic band at small excitation amplitudes is seen at Figure 8a for R [.13,.15]. This chaotic band is even narrower at other frequencies. This suggests that as the damping ratio decreases the system is less susceptible to homoclinic chaotic vibrations at very small excitation amplitudes. The second characteristic of Figure 8 is that other bands of chaotic behavior are born for average values of excitation amplitude. For instance, a chaotic band associated with R [.89,.98] is seen in Figure 8a. This band shifts to right at Figure 8b where it is observed for R [.144,.157]. Finally, the chaotic band disappears at Figure 8c. For better understanding of the chaotic behaviors associated with bifurcation diagrams with small damping parameter, we can draw the critical chaos and pull-in excitation amplitudes versus frequency detuning parameter. Since we can detect at least two chaotic bands, we denote the smallest chaosinducing excitation amplitude with R chs1, while the second chaos-inducing excitation is denoted by R chs. Figure 9 illustrates the results of the numerical simulations and depicts critical pull-in and chaos-inducing excitation amplitude versus frequency parameter for.1 and various values of DC voltage parameter with h.3 and h.3 for Figure 9a and 9b, respectively. 15

16 The trend of variation of R chs1 and R pullin at Figure 9 is like what we explained before at Figure 7 and is similar to what is seen in typical resonators. It is clear that as increases at Figure 9a, R chs grows and tends to reach the dynamic pull-in line. When is sufficiently large, R chs intersects the pull-in line; and consequently, the system undergoes dynamic pull-in prior to displaying chaotic behavior associated R with chs. This justifies why the chaotic band at large amplitudes is not seen in Figure 8c. When the initial rise parameter grows, R pullin decreases; consequently, the pull-in line intersects the chs R line in Figure 9b at lower frequencies. Thus, simulations does not present steady state chaos at higher values of. This is more evident at higher initial rise values, and is consistent with our previous conclusion that the arch resonators with higher initial rise and low damping ratio are more vulnerable to dynamic pull-in and periodic vibrations rather than chaos. For a better comparison between the patterns of chaos occurring in small actuation amplitudes, denoted by R chs1, and in larger actuation amplitudes, denoted by R chs, we can study the Poincare maps, Fourier spectrums and Lyapunov exponents corresponding to the different regions of chaotic vibrations. This is presented in Appendix A; where, Figure A. and Figure A.3 display the corresponding results associated with Figure 8a with Rchs 1.13 and R.95, respectively. Results show that when the system chs undergoes chaos at larger actuations associated with chs R, the system trajectory sweeps a very large area in its phase plane and presents wider band of frequencies in its output in comparison to what is shown at smaller amplitudes. 16

17 (a) (b) Figure 9: Critical Pull-in with first and second Chaos-inducing excitation amplitudes versus frequency detuning parameter for.1 and various values of with a) h.3 and b) h.3 17

18 5. Conclusions and Discussions We have investigated the chaotic behavior of a bistable resonator comprised of an arch shaped doubly clamped shallow microbeam under combined harmonic AC, with its frequency close to the arch s fundamental frequency, and static DC distributed electrostatic excitation. We conducted numerical simulations of the single-mode ordinary differential equation to study the possibility of chaotic vibrations and the effects of various parameters on these nonlinear behaviors. We have classified the possible resonator setups into three categories based on the characteristics of the potential energy function of the system; then we have focused on one of the categories capable of showing chaos because of both bistability and possibility of undergoing snap-through before pull-in (Category B). We have limited our study to arch setups with all of the geometric parameters fixed except initial rise parameter h ; the effect of which on the bistability and chaos is our investigation goal. We have also expanded our studies to the effects of other parameters including the DC voltage parameter, the AC voltage amplitude parameter R, the excitation frequency on the bistability of the resonator and its chaotic behavior. and the damping ratio of the resonator In order to have an efficient discussion on the effects of various parameters, we divided the effective parameters into two main groups. The first group, including initial rise h and DC voltage parameters, necessitate the static bistable behavior of the arch; while, the second group including damping ratio, AC voltage amplitude and frequency as well as the first group are related to the dynamic behavior of the system. Along this point of view, we first discussed the conditions of static bistability. Then, we introduced the shaded area in Figure, as a desired statically bistable region in h _ plane, which is good candidate for the study of nonlinear vibrations and chaos. We can summarize the effects of various parameters on the nonlinear and chaotic response of the arch resonator as the followings: Effects of the initial rise parameter: Parameter h characterizes the arch s geometry by describing its curvature. Provided that h is within the interval given by the shaded area in Figure, the arch would present static bistability. However, we showed that, to have a bistable resonator, not only the arch s initial rise should be greater than a specific threshold already described by Krylov et al. (Krylov and Dick 1), but also the DC voltage parameter should be smaller than a characterizing value. Thus, we studied the nonlinear dynamics of the arches with initial rises within this interval. Numerical simulations show that, for small values of h within the specified interval, the arch is susceptible to chaos at specific values of excitation amplitude. As the initial rise increases, the possibility of the dynamic pull-in grows. So, the arches with higher initial rise are more vulnerable to dynamic pull-in rather than chaos. This suggests that for applications needing bistable vibrations of the arch, as in filters, chaos should be avoided by implementing deeper arches. Yet, this deepness should not result in imminent pull-in. When the initial rise of the arch is appropriately tuned, the arch can present bistable vibrations allowing the periodic steady state 18

19 motion to transfer between the domains of attraction of each of the stable configurations. This type of bistable vibrations [Tajaddodianfar et al. 15] and the relevant application in filters [Ouakad and Younis 14] are already discussed in the literature. Effects of the DC voltage parameter: The DC voltage parameter is also forced to stay within a specific interval, shown in Figure, in order to guarantee the static bistability of the arch. Provided that is within the interval given by the shaded area in Figure, firstly, the arch would present static bistability, and secondly, the arch would not undergo pull-in in the aftermath of the static snap-through. Furthermore, for a fixed value of initial rise parameter h, variation of affects the value of the potential energy at its extremums; thus, it affects the symmetry and amplitude of the homoclinic orbit in the system phase plane. Since the dynamic snap-through is expected by reaching the system trajectory to the snap-through homoclinic orbit, then can affect the value of other dynamic parameters required for dynamic snap-through or chaos. Effects of the AC actuation frequency: As shown in Figure 3, the investigated arch resonator presents softening type nonlinear frequency response, indicating that the maximum amplitude of the system response occurs at frequencies smaller than the first natural frequency of the arch. Thus, for negative values of frequency detuning parameter, the system can reach the snap-through homoclinic orbit at smaller excitation amplitudes. Provided that other conditions are satisfied for chaos, this implies that the system can tolerate smaller excitation amplitudes before undergoing chaos for negative values of. Effects of the AC actuation amplitude: As shown in bifurcation diagrams throughout the paper, the AC actuation amplitude parameter R plays a crucial role in the formation of the system response. For very small values of R the arch resonator vibrates in the neighborhood of its equilibrium state. As R increases, the system response reaches the homoclinic orbit and undergoes chaos if h is sufficiently small. By further growth of R periodic solutions emerge, and the system is possible to show chaos at higher values of R. Sufficiently large values of R result in the system collapse due to dynamic pullin. Effects of the damping ratio: We have studied the effects of damping on the chaotic response of the resonator by conducting simulations with fixed values of all parameters and with two values of describing resonators with high and low quality factors. We have showed that at least two mechanisms are responsible for presentation of chaos in the arch resonator. The first mechanism occurs at very small excitation amplitudes and is severe for arches with small initial rise. This chaos mechanism exist both in small and large damping ratios; but, the corresponding range of chaotic R is wider at large damping ratio. As the excitation frequency 19

20 increases, the required R for presentation of chaos with this mechanism increases. This chaos mechanism is depicted by a curve in R _ parametric space, as shown in Figure 7 by the curve R chs and in Figure 9 by the curve chs1 R. The critical R required for presentation of chaos with the second mechanism increases as the frequency of the actuation grows; which is depicted in R _ parametric space by R chs at Figure 9. This mechanism is mostly clear in arch resonators with small damping ratio. The distinctions between the chaotic patterns of the proposed two mechanisms, as well as the distinction between chaotic patterns in small and high damping ratio, are also presented and discussed. Results of this paper clarify effects of various parameters in the nonlinear and chaotic behavior of the arch resonator; thus, they are helpful in the design of arch resonators for which better understanding of chaos is a key design feature. Numerical simulations provide better understanding of the role of parameters in the initiation of chaos. Following the numerical simulations, analytical solutions are needed to provide design criteria in the parameter space which guarantee prevention of chaos. This is a useful subject and is left as our future work.

21 Lyapunov Exponents Log q() Appendix A (a) (b) (c) Figure A.1: Poincare map (a), Fourier spectrum (b) and Lyapunov exponents (c) for parameter values associated with Figure 6a with R. x 1 4 1

22 Lyapunov Exponents Log q() (a) (b) (c) Figure A.: Poincare map (a), Fourier spectrum (b) and Lyapunov exponents (c) for the parameter values associated with Figure 8a with R.13 x 1 4

23 Lyapunov Exponents Log q() (a) (b) (c) Figure A.3: Poincare map (a), Fourier spectrum (b) and Lyapunov exponents (c) for the parameter values associated with Figure 8a with R.95 x 1 4 3

24 References Casals-terré J, Fargas-marques A, Shkel AM [8] Snap-Action Bistable Micromechanisms Actuated by Nonlinear Resonance, J. Microelectromechanical Syst. 17: Chen Q, Huang L, Lai YC, Grebogi C, Dietz D [1] Extensively chaotic motion in electrostatically driven nanowires and applications Nano Lett. 1: doi: 1.11/nl9775m Chen Q, Lai YC, Chae J, Do Y [13] Anti-phase synchronization in microelectromechanical systems and effect of impulsive perturbations, Phys. Rev. B Condens. Matter Mater. Phys. 87:1 6. doi: 1.113/PhysRevB Demartini BE, Butterfield HE, Moehlis J, Turner KL [7] Chaos for a Microelectromechanical Oscillator Governed by the Nonlinear Mathieu Equation, J. Microelectromechanical Syst. 16: Gutschmidt S, Gottlieb O [1] Internal Resonances and Bifurcations of an Array Below the First Pull-in Instability, Int. J. Bifurc. Chaos : doi: 1.114/S Haghighi HS, Markazi AHD [1] Chaos prediction and control in MEMS resonators, Commun. Nonlinear Sci. Numer. Simul. 15: doi: 1.116/j.cnsns.9.1. Han JS, Ko JS, Kim YT, Kwak BM [] Parametric study and optimization of a microoptical switch with a laterally driven electromagnetic microactuator, J. Micromechanics Microengineering 1: doi: 1.188/ /1/6/36 Hessari P, Do Y, Lai YC, Chae J, Park CW, Lee G [14] Regularization of chaos by noise in electrically driven nanowire systems, Phys. Rev. B - Condens Matter. Mater. Phys. 89: doi: 1.113/PhysRevB Krylov S, Dick N [1] Dynamic stability of electrostatically actuated initially curved shallow micro beams, Contin. Mech. Thermodyn. : doi: 1.17/s Krylov S, Ilic B, Lulinsky S [11] Bistability of curved microbeams actuated by fringing electrostatic fields, Nonlinear Dyn. 66: Krylov S, Ilic BR, Schreiber D, Seretensky S, Craighead H [8] The pull-in behavior of electrostatically actuated bistable microstructures, J. Micromechanics Microengineering. 18: 556. doi: 1.188/ /18/5/556 Lakrad F, Belhaq M [11] Suppression of pull-in in a microstructure actuated by mechanical shocks and electrostatic forces, Int. J. Non-Linear Mech. 46: doi: 1.116/j.ijnonlinmec

25 Maani Miandoab E, Nejat Pishkenari H, Yousefi-Koma A, Tajaddodianfar F [14] Chaos prediction in MEMS-NEMS resonators, Int. J. Eng. Sci. 8: doi: 1.116/j.ijengsci Maani Miandoab E, Yousefi-Koma A, Nejat Pishkenari H, Tajaddodianfar F [15] Study of Nonlinear Dynamics and Chaos in MEMS/NEMS Resonators, Commun. Nonlinear Sci. Numer. Simul. : doi: 1.116/j.cnsns Miao X, Dai X, Wang P, Ding G, Zhao X [11] Design, fabrication and characterization of a bistable electromagnetic microrelay with large displacement, Microelectronics J. 4: Michael A, Kwok CY [6] Design criteria for bi-stable behavior in a buckled multi-layered MEMS bridge, J. micromechanics microengineering 16: doi: 1.188/ /16/1/16 Moon FC [4] Chaotic Vibrations: An Introduction for Applied Scientists and Engineers, John Wiley & Sons. Ni X, Ying L, Lai YC, Do Y, Grebogi C [13] Complex dynamics in nanosystems, Phys. Rev. E Stat. Nonlinear, Soft Matter Phys. 87:1 1. doi: 1.113/PhysRevE Ouakad HM, Younis MI [14] On using the dynamic snap-through motion of MEMS initially curved microbeams for filtering applications, J. Sound Vib. 333: Park K, Chen Q, Lai Y-C [8] Energy enhancement and chaos control in microelectromechanical systems, Phys. Rev. E 77:61. doi: 1.113/PhysRevE Qiu J, Lang JH, Slocum AH [4] A Curved-Beam Bistable Mechanism, J. Microelectromechanical Syst. 13: Rebeiz GM [3] RF MEMS: Theory, Design and Technology, Wiley, New York Ruzziconi L, Lenci S, Younis MI [13] An Imperfect Microbeam Under an Axial Load and Electric Excitation: Nonlinear Phenomena and Dynamical Integrity, Int. J. Bifurc. Chaos 3:1356. doi: 1.114/S Seleim A, Towfighian S, Delande E, et al. [11] Dynamics of a close-loop controlled MEMS resonator, Nonlinear Dyn. 69: doi: 1.17/s z Siewe MS, Hegazy UH [11] Homoclinic bifurcation and chaos control in MEMS resonators, Appl. Math. Model. 35: doi: 1.116/j.apm Sulfridge M, Saif T, Miller N, Meinhart M [4] Nonlinear Dynamic Study of a Bistable MEMS : Model and Experiment, J. Microelectromechanical Syst. 13:

26 Sutanto J, Luharuka R, Hesketh PJ, Berthelot YH [7] Designing and fabricating electromagnetically actuated microvalves for MEMS applications, Sensors Mater. 19: Tajaddodianfar F, Nejat Pishkenari H, Hairi Yazdi M, Maani Miandoab E [15] On the Dynamics of Bistable Micro/Nano Resonators: Analytical Solution and Nonlinear Behavior, Commun. Nonlinear Sci. Numer. Simul. : doi: 1.116/j.cnsns Uranga A, Verd J, Marigó E, et al. [13] Exploitation of non-linearities in CMOS-NEMS electrostatic resonators for mechanical memories, Sensors Actuators A Phys 197: Wiggins S [3] Introduction to Applied Nonlinear Dynamical Systems and Chaos, Springer Wu YB, Ding GF, Zhang CC, et al. [1] Magnetostatic bistable MEMS switch with electrothermal actuators, Electron. Lett. 46: Yin S-H, Epureanu BI [7] Experimental Enhanced Nonlinear Dynamics and Identification of Attractor Morphing Modes for Damage Detection, J. Vib. Acoust. 19:763. doi: / Younis MI, Ouakad HM, Alsaleem FM, et al. [1] Nonlinear Dynamics of MEMS Arches Under Harmonic Electrostatic Actuation, J. Microelectromechanical Syst. 19: Zhang W-M, Yan H, Peng Z-K, Meng G [14] Electrostatic pull-in instability in MEMS/NEMS: A review, Sensors Actuators A Phys. 14: doi: 1.116/j.sna Zhang Y, Wang Y, Li Z, et al. [7] Snap-Through and Pull-In Instabilities of an Arch-Shaped Beam Under an Electrostatic Loading, J. Microelectromechanical Syst. 16:

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