Analysis Methods for Slab Waveguides
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1 Aalsis Methods for Slab Waveguides Maxwell s Equatios ad Wave Equatios Aaltical Methods for Waveguide Aalsis: Marcatilis Method Simple Effective Idex Method Numerical Methods for Waveguide Aalsis: Fiite-Elemet Methods (FEM) Fiite-Differece Methods (FDM) Beam Propagatio Methods (BPM)---ouiform i the propagatio directio
2 Optical Slab Waveguides film (core laer) > superstrate (upper claddig laer) > substrate (dow claddig laer) ----EM waves i the waveguide core propagate alog the z.
3 Zig-zag wave Model Propagatio costat β : β = k si θ ( 7) sice ksiθ β k c (critical agle θc = si ) therefore β / k < (guided modes) Self-cosistec coditio : thelight phase after oe roud trip (betwee poits A ad B) t kcosθ Φ Φ = mπ m= (8) where Φ ad Φ are phase shifts acquired at the boudaries uder total iteral reflectio.
4 ( ) θ = β sice kcos k / k therefore from( 8) 4U Φ Φ = mπ m= ( 9) ( the Trasverse Resoace Coditio= = the Eigvalue Equatio ) Goos-Hache shift: Evaescet fields i the substrate ad superstrate ca be take ito accout i zig-zag wave model b cosiderig Goos-Hache shifts at the waveguide boudaries Effective waveguide thickess : t = t+ x + x ( ) eff w where x = x = for TE modes. w
5 Maxwell s Source Free Equatios E =jωμh H = jωε E ( ) ( ) where E ( x z) H ( x z) are electric ad magetic fields; ω is optical agular frequec; με is permeabilit ad permittivit of medium ( μ= μ ). ε ote : = ( x ) ε ωμ = k here wave umber k = π /. ; ε λ
6 For guided waves alog z axis : jβ z E( xz ) = E( xe ) jβ z H( xz ) = H ( x ) e where β is propagatio costat a ( ) ( 4) d z-directed compoet of k. For guided waves : = z jβ ( 5) For slab waves: ( ) ~ ( 6) ( 6) i.e. E E E H H H are fuctios of x ol so from = x z x z we obtai two equaios for TE & TM modes.
7 d TE modes (trasverse electric field modes E =E ) dx E with E + = H H x [ ( x) k β ] E x z ( 7) = E = H = z β = ωμ = jωμ E de dx. TM modes (trasverse magetic field modes H =H ) d dh β k H + dx dx = ( x) with E E E x z ( 8) = H = H = = = x β ωε jωε z H dh dx
8 / β U = kt k / β W = kt Defie : k / β W = kt ( 9) ( ) ( ). k ( β / k = eff is mode idex or effective idex) the solutio of Eq.( 7) & ( 8) E x Aexp W x > t t x = A cos U + ψ x t x Aexp W x < t t ( ) t H W A cos( U + ψ ) exp ( x t) x t t > x = A cos U + ψ x t t W A cos( U ψ ) exp ( x + t) x<t t ()
9 de from ( ) with E cotiuous at x= t/ t dx obtai Eigevalue Equatio: 4U Φ m TE TE Φ = π m = ( 4) / β TE k where W Φ = ta = ta U β mk β Φ TE / β W k ta U β = ta = TEm k k waves ( m is mode order)
10 ( 5) Eigevalue Equatio from (-) with cotiuous at / obt i : a 4 TM TM m d x t t U m x H H d π = = Φ = Φ / / ta ta ta ta where TM TM W k U k W k U k β β β β γ γ γ γ = = Φ Φ = = = =
11 Dispersio Relatio Normalizatio frequec: ν = kt( ) / ( 6) Normalizatio propagatio costat: b = β / k ( ) mode cutoff : β / k = or b= ( 7) ( 8)
12 The eigevale equatio becomes from ( 4) ( 6) ( 7) ( ) ( / ) ( b) ( b a) ( b) ν b = mπ + ta γ b/ + ta γ + / where γ γ a = = = / for TE mode ( 9) for TM mode for TE mode for TM mode for both TE ad TM modes Note: The eigevalue equatio ca be solved b umeric computer; b vdiagrams Dispersio Relatio Figure (ext page)
13 Useful Iformatio Uiversal dispersio curves for the TE mode for a three-laer slab waveguide whose eigevalue equatio is give i Eq. (-9) : a = b = ( β / k ) ν = kt( ). /
14 Cutoff Coditios Settig b = (mode cutoff) from ( 9) : Normalizatio frequec Table.4 ν c = mπ + γ a ta ( ) Modes Rage of β/k Mode Fields Guided β/k (discrete) Substrate β/k < (cotiuous) Superstrate < β/k < (cotiuous) Mode Tpes Oscillator i film; Evaescet i both substrate ad superstrate Oscillator i both film ad substrate; Evaescet i superstrate Oscillator i film substrate ad superstrate
15 Power Flow i Slab Waveguides Theguided modes carr power i the z directio ol. the z-compoet of the Potig vec tor: * * S = ExH H xe () * β S = EH x = E ( ) ωμ P TE for TE modes β + = E dx ( ) ωμ (power desit per uit legth i the ) for TM modes * β S = ExH = E ( 4) ωε P TM (power desit per uit legth i the ) β + H = dx ( 5) ωε
16 Example. : Please fid the total umber of TE ad TM modes guided b a mm thick slab waveguide i air show i Fig.E.where the slab idex is.5 ad the substate idex is.. The vacuum wavelegth is 6 m. Solvig: From the eigevalue equatio m= 4 Φ Φ π [ U ] ( ) At cutoff β / k = & Φ = b= U k / / / TE TM = t Φ = ta ta Φ = 8π t the TE modes: m= ( ) π λ / ta Fig.E. /
17 with t = mm =.5 =. =. we fid : m TE TM m = { 4 = } 6.8 t 64.6 TE m =.5. ta 9 TM m =.99 (i.e.tmtm) 64.xx / If reduced to μm (thikof opticalfibre). (i.e.te TE TE ) therefore the mm thick waveguide supports 65 (/μm) TE modes ad 65 (/ μm) guided TM modes. guided
18 Exercise Oe.Startig from the wave equatios (-7) (-8) derive the eigevalue equatios for the TE ad TM modes of a smmetric three-laers lab waveguide. The idex i the slab is surroudig medium is. The thickess of the ad the idex i the ( ) the free-space wave umber. [ Note:The derivatio ca be simplified whe the smmetr boudar coditio is applied at the cetre of the structure; slab is t; Verif our results b reducig the eigevalue equatio for a geeral asmmetric slab waveguide preseted i the lecture; Determie also the cutoff ν values where ν = kt with k = π / λ de E x t a b a b m dx are all cotiuous at = ; ta( ) = = ta ( ) + π ]
19 See ou ext time!
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