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1 SUPPRTING INRMATIN Light-Responsive Polymer Surfaces via Postpolymerization Modification of Grafted Polymer-Brush Structures Matthias Dübner,, Nicholas D. Spencer, Celestino Padeste Laboratory for Micro- and Nanotechnology, Paul Scherrer Institut, CH-5232 Villigen PSI, Switzerland Laboratory for Surface Science and Technology, Department of Materials, ETH Zürich, CH-8093 Zürich, Switzerland 1

2 EXPERIMENTAL PRCEDURES. N HC MEK I N I CH H H N 2 Piperidine N N 2 CH 3 C TH, NEt3 N 2 N H 2 N TH NH 2 N HN NH 2 N 2 P01 P02 P03 P04 Scheme S1: Synthetic route to spiropyran (SP) moieties with different linkers, which can be covalently bound to previously grafted polymer-brush structures. 1-(2-carboxyethyl)-2,3,3-trimethyl-3H-indol-1-ium iodide (P01): 2,3,3-trimethylindolenine (5.01 ml/ mmol) and 3-iodopropanic acid (6.35 g/ mmol) were diluted in 10 ml MEK and stirred under argon for 5 hours under reflux. The precipitate was suspended in 50 ml H 2 and washed three times with 50 ml DCM. The organic layers were combined and washed three times with 25 ml water. The aqueous layers were combined, filtered and the solvent removed at high vacuum, receiving P01 as pale yellow solid in a 97 % yield (10.52 g/ mmol). 1 H-NMR (300 MHz, CDCl 3 ): 1.55 (s, 6 H, 2 CH 3 ), 2.89 (s, 3 H, CH 3 ), 3.00 (t, 2 H, 3 J H,H = 6.88 Hz, CH 2 C), 4.67 (t, 2 H, 3 J H,H = 6.76 Hz, NCH 2 CH 2 C), (m, 2 H, CH arom ), (m, 1 H, CH arom ), (m, 1 H, CH arom ). 3-(3',3'-dimethyl-6-nitrospiro[chromene-2,2'-indolin]-1'-yl) propionic acid (P02): P01 (4.83 g/ mmol), 2-hydroxy-5-nitrosalicylaldehyde (2.28 g/ mmol) and piperidine (1.60 ml/ mmol) were diluted in 20 ml MEK and stirred under argon for 3 hours under reflux. The reaction mixture was cooled to RT overnight, yielding the raw product as a yellow precipitate, which was filtered, washed with MEK (10 ml) and cold MeH (10 ml) and dried under high vacuum to yield P02 as a bright yellow-green solid in a 88 % yield (4.44 g/ mmol). 1 H- 2

3 NMR (300 MHz, DMS-d6): 1.08 (s, 3 H, CH 3 ), 1.19 (s, 3 H, CH 3 ), (m, 2 H, CH 2 CH), (m, 2 H, NCH 2 CH 2 ), 6.00 (d, 1 H, 3 J H,H = Hz, C q HC=CHPh), 6.67 (dd, 1 H, 3 J H,H = 8.26 Hz, 5 J H,H = 0.78 Hz, CH arom ), 6.81 (dt, 1 H, 3 J H,H = 7.45 Hz, 5 J H,H = 0.75 Hz, CH arom ), 6.87 (d, 1 H, 3 J H,H = 9.04 Hz, CH arom ), (m, 2 H, CH arom ), 7.22 (d, 1 H, 3 J H,H = Hz, C q HC=CHPh), 8.01 (dd, 1 H, 3 J H,H = 8.98 Hz, 4 J H,H = 2.85 Hz, CH arom ), 8.22 (d, 1 H, 4 J H,H = 2.79 Hz, CH arom ), (s, 1 H, CH). Perfluorophenyl-3-(3',3'-dimethyl-6-nitrospiro[chromene-2,2'-indolin]-1'-yl)-propanoate (P03): P02 (2.68 g/ 6.97 mmol) was diluted in a solution of triethylamine (2.45 ml/ mmol) in 35 ml abs. TH. A solution of PP trifluoroacetate (3.07 ml/ mmol) in 15 ml abs. TH was added dropwise to the reaction mixture. The solution was stirred for 8 hours under argon at RT. DCM (50 ml) was added to the reaction mixture and washed three times with 50 ml H 2. The organic layer was dried over MgS 4 and the solvent removed at high vacuum. The crude product was recrystallized from 15 ml of a cyclohexane/toluene mixture (3:1, v/v) producing P03 as a beige solid in a 97 % yield (3.68 g/ 6.73 mmol). 1 H-NMR (300 MHz, DMS-d6): 1.10 (s, 3 H, CH 3 ), 1.21 (s, 3 H, CH 3 ), (m, 2 H, CH 2 CH), (m, 2 H, NCH 2 CH 2 ), 6.00 (d, 1 H, 3 J H,H = Hz, C q HC=CHPh), (m, 3 H, CH arom ), (m, 2 H, CH arom ), 7.24 (d, 1 H, 3 J H,H = Hz, C q HC=CHPh), 8.01 (dd, 1 H, 3 J H,H = 9.05 Hz, 4 J H,H = 2.39 Hz, CH arom ), 8.22 (d, 1 H, 4 J H,H = 2.52 Hz, CH arom ). N-(2-aminoethyl)-3-(3',3'-dimethyl-6-nitrospiro[chromene-2,2'-indolin]-1'- yl)propanamide (P04): P03 (1.75 g/ 3.17 mmol) was diluted in 20 ml abs. TH. A solution of ethylenediamine (2.15 ml/ mmol) in 10 ml abs. TH was added dropwise to the reaction mixture and the solution stirred for 4 h under argon at RT. DCM (50 ml) was added to the reaction mixture and washed five times with 50 ml H 2. The organic layer was dried over MgS 4 and the solvent removed at high vacuum yielding P04 as a yellow solid in a 98 % yield (1.31 g/ 3.10 mmol). 3

4 1 H-NMR (300 MHz, DMS-d6): 1.06 (s, 3 H, CH 3 ), 1.18 (s, 3 H, CH 3 ), 1.36 (s, 2 H, NH 2 ), (m, 2 H, CH 2 CH), (m, 2 H, NH 2 CH 2 ), (m, 2 H, NCH 2 CH 2 ), 5.96 (d, 1 H, 3 J H,H = Hz, C q HC=CHPh), 6.65 (d, 1 H, 3 J H,H = 7.90 Hz CH arom ), 6.79 (t, 1 H, 3 J H,H = 7.39 Hz, CH arom ), 6.85 (d, 1 H, 3 J H,H = 8.98 Hz, CH arom ), (m, 2 H, CH arom ), 7.18 (d, 1 H, 3 J H,H = Hz, C q HC=CHPh), 7.90 (s, br., CNHCH 2 ), 7.99 (dd, 1 H, 3 J H,H = 8.95 Hz, 4 J H,H = 2.79 Hz, CH arom ), 8.23 (d, 1 H, 4 J H,H = 2.73 Hz, CH arom ). 4

5 STEP HEIGHT MEASUREMENTS 2.0 Step height [µm] Irradiation Dose [mj cm -2 ] PGMA PMAA igure S1: Brush thickness of PGMA and PMAA structures grafted from ETE surfaces, as a function of the EUV-light (92.5 ev) irradiation dose. Step heights have been derived from AM images in non-patterned areas of high radical density. 5

6 ATTENUATED TTAL RELECTIN INRARED SPECTRSCPY. igure S2: ATR-IR spectra of thick PGMA and spiropyran-carrying PGMA-SP brush structures grafted from ETE with the relevant bands marked with arrows. 6

7 igure S3: ATR-IR spectra of thick PMAA, PTAMA and spiropyran-carrying PMA-SP brush structures grafted from ETE with the relevant bands marked with arrows. 7

8 Wavenumber [cm -1 ] Wavenumber [cm -1 ] on PTE on ETE PGMA υ(c-h) st δ(c-h) b 1483, 1387, , 1387, 1346 υ(c=) ester υ(c-) acyl υ(c alkoxy -H) ether PGMA-SP υ(n-h) st υ(n-h) b, amide υ(n-h) b, amine υ(c-h) st υ(c-h) arom, metasubst. 868, , 748 υ(-h) st υ(c=) ester+amide υ(n-) asym υ(n-) sym υ(c=c) st, arom υ(c-n) υ(c Ph -) υ(c alkoxy- ) alcohol Table S1: List of signals appearing in ATR-IR spectra of thick PGMA and spiropyran-carrying PGMA-SP brush structures grafted from ETE and PTE. 8

9 Wavenumber [cm -1 ] Wavenumber [cm -1 ] PTE ETE PMAA υ(-h) CH H υ(-h) CH υ(-h) CH υ(c=) CH υ(c=) C δ(c-h) b 1483, 1444, , 1438, 1390 υ(c-) acyl PTAMA υ(c=) anhydride 1801, , 1759 υ(c alkoxy -) υ(c-) PMA-SP υ(n-h) st υ(c=) anhydride 1801, , 1759 υ(c=) amide υ(n-h) b, amide υ(c-h) st υ(c-h) arom, metasubst. 954, 839, , 841, 750 υ(n-) asym υ(n-) sym υ(c=c) st, arom υ(c Ph -) υ(c alkoxy- ) υ(c-) Table S2: List of signals appearing in ATR-IR spectra of thick PMAA, PTAMA and spiropyrancarrying PMA-SP brush structures grafted from ETE and PTE. 9

10 0.4 n vs. n Absorption [a.u.] C PTAMA Brushes on ETE ETE PPPA 1803 cm cm -1 PPPA Brushes on ETE 1759 cm cm cm ETE PTAMA 0.0 ETE Wavenumber [cm -1 ] igure S4: ATR-IR spectra of thick PPPA in comparison to PTAMA brush structures grafted from ETE with the relevant bands marked with arrows. The shift for the C= vibration for the ester compared to the formed anhydride brushes, as well as the absence of a dominant peak at 1521 cm -1 for C=C vibrations of the aromatic ester, proves that not the PP ester, but the trifluoro anhydride has been formed. 10

11 PHTCHRMIC PRPERTIES SPIRPYRANS IN SLUTIN. To understand the photoresponsive behavior of spiropyran-containing brushes, we needed to fully understand the photochromic behavior of spiropyrans in solution first. Therefore, the photochromic behavior of spiropyran moiety P04 was analyzed in solvents of different polarity (igure S1). Before irradiation with UV-light, the solutions appear colorless or weakly colored, depending on the solvent used. With irradiation of UV-light (λ Ex = 350 nm) weak fluorescence emission appears in the dark and all solutions show a strong color change. After irradiation with visible light, all solutions decolorize again completely. This process is reversible for more than 20 cycles and depends on the polarity of the solvent. igure S5: A solution of SP-Amine in toluene (c = 1.0 x 10-6 M) before UV-light exposure (a), under UV-light (b) and after UV-light irradiation (c). After 5 min irradiation with visible light the solution decolorizes completely. This process is reversible for more than 20 cycles. The absorption behavior of spiropyran moiety P04 (c = 1.0 x 10-6 M) was analyzed in detail in toluene, DCM, TH and ethanol (igure S2). Without excitation, the closed thermodynamically stable spiropyran form shows no absorption band in the visible region. nce irradiated with UV light (λ Ex = 350 nm) P04 in toluene changes its conformation to the planar merocyanine form and with irradiation time shows an increasingly strong absorption band at 578 nm and a shoulder around 545 nm. The appearance of the shoulder can be ascribed to the formation of dimers or aggregates of 11

12 the nitro-substituted spiropyrans in non-polar solvents. With increased polarity, neither a shoulder nor a second absorption band appear in TH (λ Max = 569 nm) or ethanol (λ Max = 536 nm), as polar solvents stabilize the merocyanine open form. rom kinetic analysis of thermal relaxation of the individual absorption maxima of P04, the absorption half-life (T 1/2, Abs ) has been determined for each solvent. In general, T 1/2, Abs of the thermodynamically less stable merocyanine form increases with polarity. The 9-fold increase of T 1/2, Abs in ethanol can be ascribed to hydrogen bonding of ethanol with the phenolate group of the open merocyanine form. The fluorescence behavior of P04 (c = 1.0 x 10-6 M) was analyzed in detail in toluene, DCM, TH and EtH (igure S3). Upon excitation by UV-light (λ Ex = 350 nm), only a very weak fluorescence signal can be detected. The planar conformation of the open merocyanine opens the possibility for the electrons to delocalize over the entire molecule and absorb light of another wavelength. If the solutions are excited with a second excitation wavelength, according to their absorption spectrum, the fluorescence emission is strongly enhanced. In toluene a strong emission band appears in the red area at 628 nm with excitation at the absorption maximum (λ Ex = 570 nm), increasing with irradiation time. rom kinetic analysis of thermal relaxation of the individual emission maxima of P04 the emission half-life (T 1/2, Em ) has been determined for each solvent (Table 3). In general, T 1/2, Em of the thermodynamically less stable merocyanine form increases with polarity. The 50-fold elongation of T 1/2, Em in ethanol can be ascribed to hydrogen bonding of ethanol with the phenolate group of the open merocyanine form. 12

13 a) 0.3 Absorption (a.u.) UV-light Wavelength (nm) b) 0.3 Absorption (a.u.) thermal Wavelength (nm) c) Absorption (a.u.) 0.8 UV thermal Toluene DCM TH EtH Time (s) igure S6: Absorption spectra of a solution of SP-Amine P04 (c = 1.0 x 10-6 M) in toluene (a, b), and kinetics at absorption maximum in toluene, DCM, TH and EtH (c) under UV-light irradiation (λ Ex = 350 nm) and thermal relaxation in steps of 30 sec. 13

14 a) 40 Emission (a.u.) UV-light Wavelength (nm) b) 40 Emission (a.u.) thermal Wavelength (nm) c) Emission (a.u.) UV thermal Toluene DCM TH EtH Time (s) igure S7: luorescence spectra of a solution of SP-Amine P04 (c = 1.0 x 10-6 M) in toluene (a, b) and kinetics at emission maximum in toluene, DCM, TH, EtH (e) under UV-light irradiation and thermal relaxation in steps of 30 sec. 14

15 LURESCENCE KINETICS N PLYMER SURACES igure S8: luorescence kinetic studies of spiropyran-containing PMA-SP brush structures after an initial excitation with UV-light (λ = 360 nm, 30 s). The red fluorescence was observed under excitation with visible light (λ Ex = 555 nm) in the dry state (a), toluene (b), TH (c), DCM (d), ethanol (e) and in water (f). 15

16 Emission [a.u.] dry toluene TH DCM EtH H Time [s] igure S9: Determination of emission half-life (T 1/2 ) of spiropyran-containing PGMA-SP brush structures after an initial excitation with UV-light (λ = 360 nm, 30 s). The intensity of the red fluorescence signal was determined under excitation with visible light (λ Ex = 555 nm) in the dry state (a), toluene (b), TH (c), DCM (d), ethanol (e) and in water (f). 70 Emission [a.u.] dry toluene TH DCM EtH H Time [s] igure S10: Determination of emission half-life (T 1/2 ) of spiropyran-containing PMA-SP brush structures after an initial excitation with UV-light (λ = 360 nm, 30 s). The intensity of the red fluorescence signal was determined under excitation with visible light (λ Ex = 555 nm) in the dry state (a), toluene (b), TH (c), DCM (d), ethanol (e) and in water (f). 16

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