SEMICONDUCTOR PROCESSING With ONTOS ATMOSPHERIC PLASMA. Eric Schulte, February 2017

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SEMICONDUCTOR PROCESSING With ONTOS ATMOSPHERIC PLASMA Eric Schulte, February 2017 eschulte@set-na.com

CONTENT General Overview Physical Chemistry Insights 11 Specific Applications in Semiconductor Manufacturing Production Systems for High-Volume Manufacturing Conclusions About SETNA Backup Competitive Advantages of Ontos SETNA Proprietary 2/15/2017 2

General Overview Physical Chemistry Insights 11 Specific Applications in Semiconductor Manufacturing Production Systems for High-Volume Manufacturing Conclusions About SETNA Backup Competitive Advantages of Ontos

WHAT IS ONTOS ATMOSPHERIC PLASMA? Room Ambient Gas In Contained Plasma Zone All-Quartz Internal Contact Surfaces Downstream active radicals Cool gas (<100 C). No ions, no hot electrons. Outward flow excludes atmosphere from process zone. Substrate (Cross-sectional View) RF power 13.56 MHz ~80 Watts Typical gap: 1mm Scan SETNA Proprietary 2/15/2017 4

OTHER ONTOS ATTRIBUTES Simple, Effective and Safe Process Simple process - no vacuum chamber. Fast - completes in a few minutes Downstream radical chemistry only Safe for devices and personnel No arc discharges, ions, bombardment, re-deposition, or spalling particulates. CMOS safe, compound semiconductor safe. Non-toxic, dry process. OSHA- and EPA-friendly. CE-Mark (third party inspection) Easy installation 120-240V/50-60Hz power, process gasses, & house exhaust. SETNA Proprietary 2/15/2017 5

General Overview Physical Chemistry Insights 11 Specific Applications in Semiconductor Manufacturing Production Systems for High-Volume Manufacturing Conclusions About SETNA Backup Competitive Advantages of Ontos

QUANTUM ENERGETICS ACTIVATE SURFACE REACTIONS Helium (our carrier gas) has two metastable energy levels (2 1 S and 2 3 S) at 19.8 and 20.6 ev. Once an electron is excited into this state (by RF plasma), it can only decay back to ground state by physical collision with other atoms. This occasionally occurs in the gas phase, but occurs strongly as the metastable Helium atoms contact the substrate surface. This contact transfers quantum energy directly to the surface atoms and provides extra activation energy for surface chemical reactions. [Note: Energy transfer from He 2 1 S and 2 3 S are the principal source of excitation for the HeNe laser] SETNA Proprietary 2/15/2017 7

QUANTUM ENERGETICS ACTIVATE SURFACE REACTIONS This is somewhat analogous to the surface activation that occurs in R.I.E., except there is essentially ZERO kinetic energy transfer occurring, and therefore, zero kinetic (bombardment) damage to the substrate. This is highly desirable for preparing the surfaces of sensitive semiconductor structures. Reducing downstream He* H* Metal Oxygen H* H* He* Metal H* Oxygen H* H* He Metal H Oxygen H Dangling bond Highly activated surface Oxide can be reduced from In, Sn, Ni, Cu, Sb, Ag, Au, and more. SETNA Proprietary 2/15/2017 8

QUANTUM ENERGETICS ACTIVATE SURFACE REACTIONS Similar reactions on Carbon (organics) with Reducing Chemistry He* Reducing downstream Metal H* Carbon H* H* He* Metal H* Carbon H* H* He Metal H Carbon H Dangling bond Highly activated surface SETNA Proprietary 2/15/2017 9

QUANTUM ENERGETICS ACTIVATE SURFACE REACTIONS Similar Reactions On Carbon (Organics) with Oxidizing Chemistry He* Oxidizing downstream O* Carbon O* O* He* O* Carbon O* O* He O O Carbon O Metal Metal Metal The metal atom dangling bond is now terminated with Oxygen! Possibly a method to control oxidation stoichiometry: Passivation! SETNA Proprietary 2/15/2017 10

QUANTUM ENERGETICS ACTIVATE SURFACE REACTIONS Other gasses can be used to passivate dangling bonds against re-oxidation He* Reducing downstream + Passivant gas radicals N* Metal H* Oxygen H* H* H* H H* H* N* Oxygen H* He He* Metal Oxygen Metal N H Passivated Dangling Bond Typical passivation lasts for many hours on metals; can last for days on dielectrics, photoresist. SETNA Proprietary 2/15/2017 11

SURFACE ACTIVATION Activated surfaces are more receptive to subsequent surface processes Different types of Activated Surfaces can be achieved with Ontos: Dangling Bonds Oxygen-Terminated Nitrogen-Terminated Surface Surface O Surface N Unstable surface. Suitable only if created and maintained in an inert environment or high vacuum chamber Photoresist adhesion Dielectric adhesion Wet etch dielectrics Passivation AR coating adhesion Direct SiO, SiO 2 Bonding Epi Growth Adhesive Assembly Passivation Direct S/C Bonding Direct Si 3 N 4 Bonding Wire Bonding Bump Bonding Wet etch metals SETNA Proprietary 2/15/2017 12

SURFACE ACTIVATION WITH ONTOS7 Surface energy is a critical parameter for all types of aqueous and adhesive processing. Wet etching. Plating. Rinse/clean. Soldering. Adhesives. Surface energy measurement (water droplet contact angle): Example: SnAg Before Ontos After Ontos High contact angle Lower surface energy Poor wetting Poor cleaning efficiency Low adhesion Low contact angle High surface energy Best wetting Best cleaning efficiency Best adhesion Ontos has provided successful surface activation of: II-VI s, III-V s, Si, SiO2, Si3N4, photoresist, FRB, resins, polymers, Cu, In, Ni, Au, Ag, Al, Sn, SnAg, Ti SETNA Proprietary 2/15/2017 13

SURFACE ACTIVATION WITH ONTOS7 (EXAMPLES 1/3) SnAg Nickel untreated After Ontos7 untreated After Ontos7 SiO2 Si3N4 untreated After Ontos7 untreated After Ontos7 SETNA Proprietary 2/15/2017 14

SURFACE ACTIVATION WITH ONTOS7 (EXAMPLES 2/3) Copper Aluminum untreated After Ontos7 untreated After Ontos7 Photoresist Composite untreated After Ontos7 untreated After Ontos7 SETNA Proprietary 2/15/2017 15

SURFACE ACTIVATION WITH ONTOS7 (EXAMPLES 3/3) Gold Tin untreated After Ontos7 untreated After Ontos7 Indium Titanium untreated After Ontos7 untreated After Ontos7 SETNA Proprietary 2/15/2017 16

General Overview Physical Chemistry Insights 11 Specific Applications in Semiconductor Manufacturing Production Systems for High-Volume Manufacturing Conclusions About SETNA Backup Competitive Advantages of Ontos

1. STARTING WAFER CLEANUP What s on YOUR starting wafer? Thin organic residue from polishing, Chemical residue from etching, Uncontrolled surface sub-oxides, Adsorbed water and hydroxyls, Organic contamination from packaging, handling, incoming inspection. Be sure you are starting with a clean slate Ontos removal of atomic-scale contaminants from the wafer surface. Passivation of the surface against re-gettering of Oxygen, Carbon, H2O, etc. Surface activation of the wafer for subsequent processes. Ideal for epi growth, implant, diffusion, passivation, Sub-oxides OH Organics Polishing Residue H 2 O Ontos Pristine surface SETNA Proprietary 2/15/2017 18

2. PHOTORESIST DESCUM AND ACTIVATION Improve the yield of Photoresist-patterned processes Ontos removal of photoresist residue from previous mask steps Replace Oxygen Ash, UV Ozone. Spotty PR residue Ontos Pristine surface Au-Au without Ontos7 Descum of new PR pattern: Get excellent wetting Replace Oxygen Ash (which does not activate and alters linewidth). Bubbles Bottom pattern residue Surface activation of the photoresist for subsequent processes: Uneven wetting Ontos Ontos No Bubbles No pattern residue Perfect wetting SETNA Proprietary 2/15/2017 19

2. Activation of photoresist for Wetting Without Atmospheric Plasma Entrapped air prevents aqueous solution from entering small PR features. With Atmospheric Plasma Surface-activated photoresist draws plating solution into smallest PR features. SETNA Proprietary 2/15/2017 20

3. GENERAL AQUEOUS PROCESSES Au-Au without Ontos7 Improve uniformity, eliminate organic-induced non-wetting: Ontos removal of sub-oxide residue from wafer storage in atmosphere. Ontos removal of organic residue from wafer storage, handling. Surface activation of the wafer for perfectly uniform wetting Uneven wetting Ontos Perfect wetting, uniform surface treatment SETNA Proprietary 2/15/2017 21

4. DIELECTRIC WET ETCH Use Ontos with Oxidizing Chemistry prior to wet etch Descum the PR pattern to remove bottom residue. Activate the surface of photoresist and dielectric for best wetting Improves etching uniformity; no bubbles, no skips. Reduces need to over-etch to clear small geometries. Au-Au without Ontos7 Non-wetting PR surface PR pattern residue Highly-wetting PR surface Ontos PR pattern residue gone Non-wetting dielectric surface Activated dielectric surface for uniform etching SETNA Proprietary 2/15/2017 22

5. METAL LIFTOFF Au-Au without Ontos7 Use Ontos with Reducing Chemistry Prior to Metal Deposition Descum the PR pattern to remove bottom residue (without Oxygen!). De-oxidize the exposed surface for better ohmic contact. Activate the contact surface to improve adhesion of new metal layer. PR pattern residue PR pattern residue gone Ontos Oxidation layer Oxidation gone Activated surface for max adhesion and ohmic contact SETNA Proprietary 2/15/2017 23

6. PASSIVATION OF DELICATE SURFACES Ontos removes undesirable oxidation, organic contamination, creates a pristine surface without surface damage. Controlled passivation of the surface with Oxygen or Nitrogen or?? Mesa sidewalls Exposed junction edges Au-Au without Ontos7 Detector backside surface flatband adjustment, activated controlled surface for backside A-R coat. Uncontrolled Oxide, carbon, OH, H 2 O native surface growth Native surface growth removed without damaging sensitive layer surface Controlled growth of surface passivation Ontos Reducing Chemistry Ontos Oxidizing or Nitridizing or?? chemistry SETNA Proprietary 2/15/2017 24

7. PREPARATION FOR PLATING Use Ontos with reducing chemistry before plating Au-Au without Ontos7 Descum the PR pattern to remove bottom residue (without Oxygen!). De-oxidize the exposed plating base surface for uniform nucleation. Activate the plating base surface for maximum adhesion. Non-wetting PR surface PR pattern residue Ontos Highly-wetting PR surface PR pattern residue gone Oxidation layer Plating solution Bubbles cause skip Oxidation gone Activated surface for uniform nucleation and adhesion. Ontos No Bubbles, perfect wetting Bottom pattern residue No pattern residue SETNA Proprietary 2/15/2017 25

7. PHOTORESIST DESCUM AND ACTIVATION Positive PR over Cu plating base t0 t0 t0 + 2 sec. t0 + 3 sec. t0 + 3 sec. t0 + 7 sec. No wetting of Photoresist or metal pattern Process voids Non-uniformity Time control issues Superb wetting of both Photoresist and Metal Wets smallest features Cross-wafer uniformity Timing consistency SETNA Proprietary 2/15/2017 26

8. PHOTOMASK CLEANING Removes organic contamination without damaging sensitive mask materials. (safe for ALL masking materials, even EUVL) Au-Au without Ontos7 Enables extreme wetting for aqueous cleaning processes spot-free. Ontos Slightest PR residue inhibits UV transmission causes uneven exposure PR residue removed Get uniform exposure Ontos Slightest PR residue makes surface impossible to wet, poor wet cleaning results PR residue removed Mask surface activated for uniform wet clean SETNA Proprietary 2/15/2017 27

9. METAL-TO-METAL BONDING Ontos produces a pristine, activated surface for: Direct Bonding: Semiconductor-to-semiconductor (at RT) Oxide-to-Oxide (at RT) Oxide-to-Nitride (at RT) Oxide-to-semiconductor (at RT) Metal-to-metal: Au Au (As low as 100 C) In In (at RT) (see next page) In metal pad (at RT) In Ag (at RT) SnAg Cu (at 175 C) SAC Cu (at 175 C) SAC SAC (at 175 C) more Au-Au Gold with bump Ontos7 after Pull Test (200 C) Au-Au bond without Ontos7 Au-Au bond with Ontos7 SETNA Proprietary 2/15/2017 28

9. METAL-TO-METAL BONDING (INDIUM BUMPS) Indium bump to Indium bump (70µ bumps) No surface treatment. Room temperature compression (1g/bump) No post-bond reflow. Pull test shows Indium compression but zero adhesion Indium bump to Indium bump (70µ bumps) Both surfaces Ontos7-treated. Room temperature compression (1g/bump) No post-bond reflow. Pull test shows ideal tensile rupture of Indium. SETNA Proprietary 2/15/2017 29

9. METAL-TO-METAL BONDING (COPPER 1/2) Removing Heavy Copper Oxide at Room Temperature 4 Cu/Si coupons out of the box 3 coupons hotplate oxidized 150 C, 12 minutes (Approximately 400 Angstroms) Control HP Ox. HP Ox. HP Ox. Atmospheric Plasma reduces Cu Oxide at R.T. 3 scans returns Cu to native state. Control No scan 1 scan 3 scans SETNA Proprietary 2/15/2017 30

9. METAL-TO-METAL BONDING (COPPER 2/2) Bonding to Copper Treated with Ontos Indium to Copper Both surfaces treated. Room temperature compression. No reflow. Shear test shows In bonded to Cu. SnAg to Copper Both surfaces treated. 185 C thermo-compression in air. No reflow Shear test shows SnAg bonded to Cu. SAC to Copper Both surfaces treated. 280 C thermo-compression in air. Shear test shows SAC bonded to Cu. Very strong adhesion, bent Cu substrate. Bonded Indium Treated Copper Bonded SnAg Treated Copper Bonded SAC Treated Copper SETNA Proprietary 2/15/2017 31

9. DIRECT BONDING Staged Parts - Surface Condition: Au-Au without Ontos7 Ontos surface preparation for a W2W or D2W bonding process: Silicon SiO2 or Si3N4 Metal contact Polishing residue, Organics Polishing residue, Organics, Metal Oxide After Ontos Prep with reducing + passivating dry chemistry: Pristine surfaces Dielectric and metal cleaned, and passivated with monolayer of Nitrogen Ideal for direct bond of dielectric and ohmic contacts SETNA Proprietary 2/15/2017 32

10. SURFACE ACTIVATION (CAPILLARY UNDERFILL) Example: High-density Bumps (SnAg) on BGA chip (Si 3 N 4 Passivation) t0 t0 + 0.1 sec. t0 + 0.5 sec. Untreated: No wetting of the bumps or Si 3 N 4 passivation Poor wicking and adhesion of underfill After treatment with Ontos: Using reducing chemistry for bump de-oxidation of chip and substrate before flip chip. Superb wetting of both bumps and passivation. Excellent wicking and adhesion of underfill in flip chip gap. SETNA Proprietary 2/15/2017 33

Shear Strength (Kg) 11. SURFACE ACTIVATION (DIE ATTACH ADHESION) Ontos7 reducing chemistry creates clean, activated surfaces for adhesive bonding: Example: Epoxy adhesion of Si chip to Al 2 O 3 substrate. Ontos7 Mil. spec for this device Ontos7 nearly doubles the shear strength over no preparation; and does 50% better than Argon plasma. SETNA Proprietary 2/15/2017 34

General Overview Physical Chemistry Insights 11 Specific Applications in Semiconductor Manufacturing Production Systems for High-Volume Manufacturing Conclusions About SETNA Backup Competitive Advantages of Ontos

ONTOS OEM SYSTEM INTEGRATION 1/2 Up to 85mm (die level processing): 75-125 mm 60 mm 46mm Plasma Head Example: BESI 2200 EVO With integrated Ontos Plasma Head for die activation RF Matching Network RF Power Module Gas Control Module SETNA Proprietary 2/15/2017 36

WAFER-LEVEL SCALING IN DEVELOPMENT 200 mm Bench Demonstration 200 mm Ontos Atmospheric Plasma Head (We anticipate this approach to be scalable to 300 mm) Coming soon: 200mm and 300mm OntosPro AP sources. To be available as stand-alone systems for frontend and backend fabs. To be available as OEM components for integration into semiconductor fab equipment SETNA Proprietary 2/15/2017 37

ONTOS OEM SYSTEM INTEGRATION 2/2 200-300 mm (future): Stand-alone SMIF or FOUP Plasma Head Your System RF Matching Network RF Power Module Match Gas Control Module RF Gas SETNA Proprietary 2/15/2017 38

General Overview Physical Chemistry Insights 11 Specific Applications in Semiconductor Manufacturing Production Systems for High-Volume Manufacturing Conclusions About SETNA Backup Competitive Advantages of Ontos

CONCLUSIONS Ontos Atmospheric Plasma provides rapid effective surface preparation for an important variety of semiconductor materials and processes. It addresses oxidation, contamination, wetting, and adhesion issues in nearly all aspects of Semiconductor manufacturing with high throughput, reasonable cost, and zero energetic damage. Improve your process yield and performance with Ontos: Up to 200 mm wafer processing with a 25 mm scanning system. 200-300mm wafer scale systems in development. Be an industry leader in the new era of atmospheric plasma wafer and die processing. SETNA Proprietary 2/15/2017 40

CONTACT US FOR A DEMO ON YOUR PARTS Demo Lab in USA (Ventura-CA) Demo Lab in Europe (Fraunhofer-IZM, Berlin) (by special arrangement) Our Demo Labs are ready to demonstrate our capabilities on your parts. Call us: Matt Phillips: 603-548-7870 (NH) Eric Schulte: 805-637-5723 (CA) Gilbert Lecarpentier: +33 (0)6 71 84 69 71 (France) SETNA Proprietary 2/15/2017 41

General Overview Physical Chemistry Insights 11 Specific Applications in Semiconductor Manufacturing Production Systems for High-Volume Manufacturing Conclusions About SETNA Backup Competitive Advantages of Ontos

SETNA INTRODUCTION July 2007 SETNA established to represent SET high-accuracy bonders in North America: sales, applications, and service. March 2011 - SETNA establishes Ontos Equipment Systems (OES) to develop and manufacture the Atmospheric Plasma for surface preparation. SETNA Proprietary 2/15/2017 43

SETNA TEAM MAIN CONTACTS President Matt Phillips +1 (603) 548-7870 mphillips@set-na.com Chief Technology Officer / Process Technologist Eric Schulte +1 (805) 637-5723 eschulte@set-na.com Operations / Manufacturing Emmett Hughlett +1 (802) 989-0132 ehughlett@set-na.com Product Specialist / Applications Mike Stead +1 (802) 730-7612 mstead@set-na.com Ontos Sales Support for Europe and Asia Gilbert Lecarpentier +33 (0)6 71 84 69 71 glecarpentier@set-na.com SETNA Proprietary 2/15/2017 44

General Overview Physical Chemistry Insights 11 Specific Applications in Semiconductor Manufacturing Production Systems for High-Volume Manufacturing Conclusions About SETNA Backup Competitive Advantages of Ontos

Advantages of Ontos Over Vacuum Plasma (1/2) Eliminates the need for expensive vacuum plasma equipment, Speeds up process throughput from 30 minutes to around 1-3 minutes per wafer; smaller die in seconds. Eliminates the potential for vacuum plasma damage to the components due to direct exposure to hot electrons, ions, and high kinetic energy atoms, Eliminates the possibility of back-sputtering of unwanted metals and contaminants from vacuum chamber components onto the substrate being treated, Eliminates the possibility of re-deposition of etch products (often as particles) back onto the substrate being treated, Capable of continuous-feed processing vs. batch processing in a chamber, Eliminates expensive and time-consuming maintenance requirements of vacuum systems, SETNA Proprietary 2/15/2017 46

Advantages of Ontos Over Vacuum Plasma (2/2) Additionally, and very significantly, the traditional RIE cleaning method only removes oxidation from the metallic contacts very temporarily, since the oxide re-grows rapidly when exposed to air after the chamber is vented. If subsequent processes cannot be performed in a very short period of time, and/or if the process is performed at elevated temperature, the re-grown oxide inhibits contact to metallic surfaces. Ontos is capable of passivating metal surfaces against re-oxidation for hours. Note: Inexpensive (roughing pump only) vacuum plasma ashing systems are not suitable for removing oxides with reducing chemistries, because they cannot pump out enough oxygen from the chamber to allow the reducing chemistry to act on the surface of your chips. In comparison, the Ontos7 Atmospheric Plasma system uses a directed flow of process gas in the reaction zone to ensure zero Oxygen in the reaction zone. SETNA Proprietary 2/15/2017 47

Advantages of Ontos Over Other AP Systems (1/2) Most atmospheric plasma systems employ Corona Discharge or Plasma Torch technology. Corona Discharge AP systems are like a lightning storm next to your wafer. They are well-known to cause severe damage to CMOS and other sensitive devices. Typically used on textiles and plastics to make them receptive to dyes, paints, and adhesives. Sputtered electrode metal will contaminate sensitive semiconductor substrates. Plasma Torch AP systems run at extremely high downstream temperatures typically 1000 s of degrees C. Good for welding; not so good for atomic layer surface treatment. Ontos is a Dielectric Barrier Glow Discharge plasma. This is a lowtemperature plasma, which is 100% confined within the head, and never comes in contact with the substrate. All of the reactive chemistry is accomplished in the remote downstream radicals from the plasma. No ions, no hot electrons, no bombardment. The Ontos plasma cavity is designed for both reducing chemistry and oxidizing chemistry. SETNA Proprietary 2/15/2017 48

Advantages of Ontos Over Other AP Systems (2/2) Our singular competitor in Glow Discharge plasma has designed the interior of their plasma head to be compatible only with Oxygen or inert chemistries. Reducing chemistries (Hydrogen-containing) will quickly consume the internal thin-film dielectrics, and the plasma head will begin to arc. Ontos employs pure quartz dielectric for zero arcing and spalling. This competitor is concentrated in treating polymers for improved adhesion, and has near-zero experience with semiconductor applications. This shows in their designs and results. The competitor s plasma head and match network have very narrow operating range of power, gas flow, gas composition. Ontos is extremely stable over a broad range of operating parameters. Ontos was specifically designed for the semiconductor industry by semiconductor experts. 130 years of combined experience in semiconductor processing. SETNA Proprietary 2/15/2017 49

Solvent only UV Ozone or 02 Ash Wet Etch Vacuum RIE Atmospheric Plasma SURFACE PREPARATION TECHNIQUES MATRIX Removes most organics Yes Yes Yes Yes Yes Removes all organics No No No Yes Yes Removes native sub-oxides No No-No! Yes Yes Yes Clean Process no particle generation No No No No Yes Safe for CMOS, Sensitive Components Yes No? Yes?? Yes Process completes in seconds Yes No No No Yes Environmentally friendly chemistry??? No No Yes Yes Surface Passivation against re-oxidation No No No No Yes SETNA Proprietary 2/15/2017 50