Large-Margin HMM Estimation for Speech Recognition

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1 Large-Margn HMM Estmaton for Speech Recognton Prof. Hu Jang Department of Computer Scence and Engneerng York Unversty, Toronto, Ont. M3J 1P3, CANADA Emal: Ths s a jont work wth Chao-Jun Lu, nwe L

2 Research Projects Herarchcal covarance modelng n CDHMM jont wth Y. Tan, J.-L. Zhou, MSRA, Bejng, Chna Large-scale dscrmnatve Tranng based on MCE/GPD jont wth B. Lu, Unv. of Sc. & Tech. of Chna, J.-L. Zhou, MSRA Large-margn HMM estmaton for speech recognton jont wth C. Lu,. L, York Unv.

3 Herarchcal Covarance Modelng HCM n CDHMM 2 Σ f 1 Σ f k Σ f Σ p * = λ Σ 0 p d + 1 k = p λ Σ p Σd k k f Σd Σd Σd Σd Σd p

4 Herarchcal Covarance Modelng Schemes HCM HPM HCM+DIAG HPM+DIAG HCC Ψ = m m m λ Ψ = 1 1 m m m λ Ψ + = 0 m m m λ λ Ψ + = m m m dag λ λ [ ] Ψ + = m m m m dag dag λ

5 Performance Comparson: RM database Word Err. Rate Err. Rate Reducton Baselne HLDA MLLT STC MIC HCC 4.09% 3.50% 3.61% 3.33% 3.49% 3.16% n/a 14.4% 11.7% 18.6% 14.7% 22. 7%

6 Performance Comparson: Swtchboard mntran Word Err. Rate Err. Rate Reducton Baselne HLDA STC MIC 39 prototypes HCC 38.0% 37.2% 36.6% 36.5% 35.9% n/a 2.10% 3.68% 3.94% 5.53%

7 Reference Segmentaton Large-Scale GPD/MCE: In-Search Data Selecton $-b-u b-u-k u-k+t k-t+ T-+s -s+t s-t+r T-r+ r-+p -p+$ State search beam Token Comparson phone a-b+c phone a-b+c a-b+c phone a -b +c phone a -b +c A word-endng actve path t True Token Sets Competng Token Sets Tme

8 Large-Scale Dscrmnatve Tranng based on GPD/MCE Dscrmnatve tranng: refne the orgnal model set dscrmnatvely based on the the collected token sets. True Tokens Competng Tokens HMM model

9 Implementaton Model for state-ted HMMs Frames feature vectors Optmal Vterb path state sequence Competng states

10 Crtera n Dscrmnatve Tranng Least Imposter Words LIW: mnmzng the total number of mposter words durng the decodng of all tranng data. Imposter words are defned as ncorrect words appearng wthn beamwdth durng Vterb decodng wth a hgher lkelhood than ts reference model. Jang, et. al Least Phone Competng Tokens LPCT: mnmzng the total number of phone competng tokens durng the decodng of all tranng data. Lu, Jang, et.al Least Incorrect Frames LIF: mnmzng the total number of ncorrectly decoded frames durng decodng of all tranng data.

11 Dscrmnatve Tranng: RM task teraton Tranng set Test set 0 ML WER % Err Red WER % Err Red N/A 4.30 N/A 8% % 16% % 18% %

12 Dscrmnatve Tranng: Swtchboard teraton Tranng set Test set WER% Err Red WER% Err Red 0 ML 33.2 N/A 48.1 N/A % % % % % %

13 Large-Margn HMM Estmaton for Speech Recognton Prof. Hu Jang Department of Computer Scence and Engneerng York Unversty, Toronto, Ont. M3J 1P3, CANADA Emal: Ths s a jont work wth Chao-Jun Lu, n-we L

14 Outlne Background: Automatc Speech Recognton ASR Large Margn Classfer Large Margn for HMM-based classfers A Gradent Ascent Optmzaton for Contnuous Densty HMM CDHMM n speech recognton Prelmnary Experments Fnal Remarks and ongong works

15 ASR Soluton: MAP decson rule Ω W Ω W Γ Λ = arg max P W p W = arg max F W Ω W Ω W W = arg max W p = arg max p W P W ˆ p Λ W Acoustc Model AM: the probablty of generatng feature when W s uttered. P Γ W Language Model LM: the probablty of W word, phrase, sentence beng chosen to say. F W Dscrmnant Functon: F W = P ΓW p ΛW

16 Exstng HMM Estmaton Methods Maxmum Lkelhood Estmaton MLE The Baum-Welch algorthm: the EM algorthm for HMM Dscrmnatve Tranng Maxmum Mutual Informaton Estmaton MMIE Mnmum Classfcaton Error MCE: Dscrmnatve tranng can mprove more or less over the standard ML tranng. All dscrmnatve tranng methods suffer the problem of poor generalzaton.

17 Large-Margn Classfer: Support Vector Machne SVM larger margn

18 Large-Margn Classfers Why larger margn classfers yeld better generalzaton performance? Conceptually, large margn Robustness w.r.t. data patterns Robustness w.r.t. classfer parameters The theory n machne learnng: upper bound of generalzaton error rate R R d + C M V 2 log M 2 d / V + 1 log δ

19 How about usng SVM for Speech Recognton? Done n some smple ASR tasks: phoneme recognton speaker recognton small vocabulary solated speech recognton No sgnfcant mprovement s reported. stll not a man-stream method Why? lack of a proper kernel functon to map speech samples from one dynamc hgh-dmenson space to another hgh-dmenson space, whch s sutable for lnear classfers.

20 Large-Margn HMM-based Classfer Separaton boundary F 1-F 2=0 model 1 model 2

21 Large-Margn HMM-based Classfer Orgnal separaton boundary F 1-F 2= New separaton boundary F 1-F 2=0

22 How to defne separaton margn? 1 In 2-class separable problem: For a data token, x1, of class 1 d x = F x Λ F x Λ > 0 For a data token, x2, of class 2 d x = F x Λ F x Λ > 0

23 How to defne separaton margn? 2 Extend to multple-class problem: N classes 1, 2,, N, For a data token, x, of class [ ] mn max j j j j x x x x x d Λ Λ = Λ Λ = F F F F

24 Large-Margn Estmaton of HMMs An N-class problem: each class s represented by an HMM = Λ, Λ, L, Λ { 1 2 N Gven a tranng set D, defne a subset, called support token set S, as: S = { D and 0 d ε} } Large-Margn Estmaton LME of HMMs: ˆ = arg max mn d subject to all d > S 0

25 Large-Margn Estmaton of HMMs Convert t nto an equvalent mnmax optmzaton problem Assume belongs to class [ ] max arg mn ˆ, j j S Λ Λ = F F. and for all 0 subject to constrants : j S j < Λ Λ F F

26 Two dffcultes No.1 : wthout addtonal constrants on durng the optmzaton, maxmum margn does not exst. e.g. scale up both F Λ and F Λ j to ncrease margn unlmtedly. No.2 : how to do optmzaton? Use standard optmzaton tools, such as Matlab optmzaton toolbox However, too slow

27 How to guarantee exstence of Maxmum Margn? 1 Soluton one: maxmzng relatve margn relatve margn nstead: maxmum always exsts 1 ' 1 mn max ' < Λ Λ = Λ Λ Λ = j j j j d d F F F F F Called Large Relatve Margn Estmaton LRME Large Relatve Margn Estmaton LRME

28 How to guarantee exstence of Maxmum Margn? 2 Soluton two: optmze one HMM each tme Do foreach do a sub-optmzaton problem Λˆ arg mn where other HMMs are kept constant n the above optmzaton. Untl converge = Λ for all max S, j subject to constrants : F Λ j [ F Λ F Λ ] Called teratve localzed optmzaton ILO F S and Λ j. < 0 j

29 Iteratve Localzed Optmzaton

30 How to do optmzaton? 1 Use the gradent ascent method to maxmze a lower bound of mnmum margn Use a contnuous and dfferentable functon to approxmate the mnmum margn ˆ = arg max mn d = S arg max Q Q = mn d S

31 How to do optmzaton? 2 Approxmate Q wth summaton of exponentals 1 Q Q = η log exp[ η d η S, j ] Q > Q η < 0 lm Q = Q η η η Q η Optmze nstead ˆ ' = arg max Q η The gradent ascent method ˆ ' + 1 ˆ ' n ε Q η n = + = ' n

32 How to calculate the gradent for contnuous densty HMM? 1 Q η = S, j exp[ η d S, j d F Λ = Λ Λ d F Λ j = Λ Λ j j exp[ η d d ] ]

33 How to calculate the gradent for contnuous densty HMM? 2 Assumpton 1: adjust CDHMM mean vectors only Assumpton 2: dagonal precson matrces Assumpton 3: use the Vterb approxmaton F Λ C' 1 2 T D t= 1 d = 1 r stltd td m stlt d 2 F 1 C" 2 T D Λ j j j r td m s ' tl ' t d s ' tl t t= 1 d = 1 ' d 2

34 How to handle Recognton Errors n tranng set? Gven the tranng set D, based on the current model, defne the error set: Ψ = { D and d Use the MCE mnmum classfcaton error/gpd algorthm to update model based on to reduce. Intutvely, the MCE algorthm wll move separaton boundary to correctly classfy as many error tokens as possble. Use MCE-traned models as ntal models to start large margn estmaton LME. 0 }

35 Prelmnary Experments Englsh alphabet E-set recognton Use the OGI ISOLET database Speaker-ndependent small vocabulary solated-word recognton Feature vector 39-d: 12 MFCC + E + + Our best MLE system: 16-state whole-word CDHMM for each letter 4 Gaussan mxtures per state Acheve 96.15% accuracy for a standard test set 26- letter comparable other reported systems: OGI 96%, Cambrdge 96.73%. Test our best system on the E-set only: 91.5%

36 Prelmnary Results: E-Set ASR Performance Comparson ML MCE LME-ILO LRME 1-mx mx mx n/a 95.2 Word accuracy comparson among varous HMM tranng approaches ML: Maxmum Lkelhood Estmaton MCE: Mnmum Classfcaton Error LME-ILO: Large Margn Estmaton va Iteratve Localzed Optmzaton LRME: Large Relatve Margn Estmaton

37 LME learnng curves 1-mx Accuracy n test set Actual Margn Q Objectve Func Q

38 LME learnng curves 2-mx Accuracy n test set Actual Margn Q Objectve Func Q

39 Fnal Remarks Based on prelmnary expermental results only. LME can yeld better performance than MLE and MCE. Margn s a good ndcator of generalzaton capablty of an HMM-based speech recognzer. Maxmzng the objectve functon Q lower bound effectvely ncreases the actual separaton margn.

40 Ongong and Future Works More theoretcal exploratons: How to formulate the constrants n a theoretcally sound way? How to re-formulate LME as another type of optmzaton problem whch has more effcent solutons? sem-defnte programmng SDP? Practcally, extend to large-scale contnuous ASR tasks TIDIGITS experments under way SPINE very soon Swtchboard

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