Dr. Mark I. Stockman. Contents

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1 Dr. Mark I. Stockman Residence: 29 Peachtree Center Ave. Department of Physics and Astronomy Georgia State University Atlanta, GA USA Phone: (678) Internet: Phone: (678) An updated CV with hyperlinks to the related materials is available on line at Contents p. # 1. PERSONAL BRIEF NARRATIVE EDUCATION RESEARCH AND ACADEMIC POSITIONS RESEARCH Major Results Other Significant Recent Results Research Group and Supervision of Students Collaborations GRANTS AND CONTRACTS AWARDS AND RECOGNITIONS TEACHING PROFESSIONAL SERVICE LIST OF SELECTED PUBLICATIONS SELECTED CONFERENCE TALKS AND LECTURES INVITED COLLOQUIUM TALKS ATTACHMENT: LIST OF FIFTY PUBLICATIONS WITH TIMES CITED DATA (ISI WEB OF KNOWLEDGE). CURRENT H-FACTOR: Personal Born: Kharkov (Ukraine, former USSR) US citizen Mobile Phone:

2 2. Brief Narrative Mark I. Stockman, Ph. D., D. Sc., is a Professor of Physics and Astronomy at Georgia State University in Atlanta, GA. Personal: Born in Kharkov (Ukraine), US citizen. MS (Honors) in Theoretical Physics from Novosibirsk State University (Russia), Ph. D. in Theoretical Physics from Institute of Nuclear Physics (Novosibirsk), Russian Academy of Sciences, D.Sc. in Theoretical and Optical Physics from Institute of Automation and Electrometry (Novosibirsk), Russian Academy of Sciences, Recent research focuses on electronic and optical properties of plasmonic metal and metal-semiconductor nanostructures. Published over 150 major research papers. Invited/Keynote Talks and Lectures: Presented numerous keynote and invited talks and lectures at major Conferences in the field of optics and nanoplasmonics. Chairman of SPIE Metal Nanoplasmonics Conference at San Diego (CA), co-chair of OSA Nanoplasmonics and Metamaterials Conference (META) 2008 and Presented invited lecturers at various international scientific schools, including International Winter College on Nanophotonics (2005) at the Abdus Salam International Center for Theoretical Physics at Trieste, Italy, Erasmus Mundus School, Porquerolles Islands (France, 2008), International Summer School New Frontiers in Optical Technologies, Tampere University of Technology (2008 and 2009, Tampere, Finland), APS March Meeting 2009, and Korean Nanooptics Society Winter Workshop ( ), Instrument Technology Research Center (ITRC), Hsinchu, Taiwan (2009), IEEE International Conference COMCAS 2009, Tel Aviv, Israel (2009), International Summer School Dissipation at Surfaces, University of Duisburg-Essen, Germany (2009). Taught short courses Nanoplasmonics at SPIE Photonics West Meetings and SPIE Optics and Photonics Meetings, ETOPIM International Conference at Sidney (Australia); Ecole Normale Supérieure de Cachan (France) (2006); University of Stuttgart (2008), Max Planck Institute for Quantum Optics (Garching at Munich, Germany, 2009). Visiting Positions: Distinguished Visiting Professor at Ecole Normale Supérieure de Cachan (France) (March, 2006 and July, 2008); Invited Professor at Ecole Supérieur de Physique et de Chimie Industrielle, Paris, France, May- June, 2008; Guest Professor at the University of Stuttgart (September-November, 2008), Guest Professor at Ludwig Maximilian University (Munich, Germany) and Max Plank Institute for Quantum Optics (Garching at Munich, Germany), at the Munich Advanced Photonics (MAP) Center of Excellence. Expertise: Nanoplasmonics and nanooptics, physical optics, theoretical condensed matter and optical physics, and strong field and ultrafast nanoplasmonics. Major Scientific Results: Mark I. Stockman is a pioneer of nanoplasmonics publishing his first results in this area in 1988 and setting the foundations of the field and later having obtained groundbreaking results in it. His pioneering research in this area began with introduction of giant optical enhancement in fractal nanoclusters of plasmonic metals. He was one of the co-authors in a fundamental paper (1992) that correctly predicted the spectrum of surface enhanced Raman scattering (SERS) with a dramatic enhancement in the red/near-ir spectral region, which was instrumental in the discovery by K. Kneipp et al. (1999) of the single-molecule SERS, as acknowledged by the corresponding reference. Today SERS is a thriving field with many new phenomena and applications. In 1994 he introduced localization of plasmonic eigenmodes and such universally accepted phenomenon as plasmonic near-field hot spots. This direction of research was further developed when in 2001 he in collaboration with David Bergman showed that dark and bright plasmonic eigenmodes co-exist. He also showed that stronglylocalized eigenmodes are necessarily dark. Thus it was established that the Anderson localization of surface plasmons does not play a role in far-field optics of nanoplasmonic systems but is very important and can be observed with near-field excitation, which is another fundamental result. These results form the fundamental basis of the contemporary nanoplasmonics. Starting from 2002, Mark Stockman published a series of pioneering results that to a significant degree determined the modern development of the field of nanooptics and nanoplasmonics. In 2003 he with co-authors introduced coherent control of ultrafast localization on the nanoscale thus founding ultrafast nanoplasmonics. This development allowed for a very accurate control of optical energy with a nanometer resolution in space and with the femtosecond precision in time. This breakthrough work has initiated a significant field of scientific research; in particular it has stimulated Focus Program Ultrafast Nanooptics of German Science Foundation (2009). In 2003, Mark Stockman in collaboration with David Bergman set foundation of quantum nanoplasmonics by introducing and inventing Surface Plasmon Amplification by Stimulated Emission of Radiation (SPASER), published in Phys. Rev. Lett. Simultaneously, they filed a patent application for SPASER; a US patent No. 2

3 7,569,188 for SPASER was issued to them in The SPASER is a nanoscale quantum generator of local plasmonic fields, which are ultraintense and ultrafast. The SPASER is also a quantum amplifier: it is about the same size and with similar gain as the most common and most important microelectronic active element, MOSFET (metal-oxide-semiconductor field effect transistor). However, the SPASER is approximately 1000 times faster. The SPASER is a previously missing active element of nanoplasmonics that possesses a potential to become the basis of active nanoplasmonic technologies. It will be possible to build ultrafast processors of information with SPASERs replacing MOSFETs. The SPASERs can also be used in nanosensing, nanoimaging, and nanolithography, and many other fields. Since initial introduction of SPASER, Stockman was followed by many research groups from all over the world in developing the SPASER both theoretically and experimentally. Recently there has been experimental confirmation and observation of SPASER jointly by three groups published in Nature. The SPASER will potentially have a revolutionary effect on nanoplasmonics and generally on nanotechnologies. Also, two reports on the observation of nanolasers have been published in Optics Express and Nature, citing SPASER as original idea. In 2004, Mark Stockman published two seminal results introducing adiabatic concentration of optical energy on nanoscale in plasmonic tapers and efficient nanolenses of nanoparticle aggregates. Both these works enjoyed wide experimental and theoretical following, accumulating hundreds references. He is continuing to work very actively. In 2007, he pioneered attosecond nanoplasmonics and attosecond nanoplasmonic-field microscopy [in collaboration with a team from Max Plank Institute for Quantum Optics (MPQ, Garching, Germany) and Ludwig Maximilian University (LMU, Munich, Germany)]. Among recent novel results are plasmonic renormalization of Coulomb interactions (2008), time-reversal coherent control on the nanoscale (2008), nanoconcentration of terahertz radiation (2008), Giant Plasmon-Induced Drag Effect Rectification (SPIDER) (2009), \ SPASER as a bistable (logical) nanoamplifier (2009 and 2010), and coherent control of third harmonic generation in photonic-plasmonic systems [in collaboration with University of Stuttgart, Germany (2010)]. 2. Education D. Sci. in Physics, Institute of Automation and Electrometry, Russian Academy of Sciences, Novosibirsk, Russia, (This degree is much higher than the Ph.D. It typically requires 15 to 20 years of successful research and publication of at least 50 papers in refereed journals. It is awarded to less than 1% of active Ph.D. scientists. A counterpart in Germany is Habilitation) Ph.D. in Physics, Institute of Nuclear Physics, Russian Academy of Sciences, Novosibirsk, Russia, Graduate adviser: Prof. S. T. Belyaev, member of the Russian Academy of Sciences. (Belyaev s major accomplishments: Belyaev's technique for interacting Bose systems; theory of nucleon superconductivity and collective excitations in nuclei.) MS in Physics (with Honors), University of Novosibirsk, Novosibirsk, Russia, Research and Academic Positions Professor of Physics, Department of Physics and Astronomy, Georgia State University, Present. Guest Professor at Max Plank Institute for Quantum Optics (MPQ) (Garching, Germany) and Ludwig Maximilian University (Munich, Germany) at the Munich Advanced Photonics (MAP) Center, December 2008 August Guest Professor of Physics, University of Stuttgart, Germany, September-November Distinguished Invited Professor of Physics, l Ecole Normale Supérieure de Cachan (France), July 2008 Invited Professor, l'ecole Supérieure de Physique et de Chimie Industrielles de la ville de Paris (France), June Max Planck Award Recipient, Max Plank Institute for Quantum Optics, Garching at Munich (Germany), January-February Invited Professor of Physics, Ecole Normale Supérieure de Cachan (France), January, 06 Visiting Professor of Physics, Washington State University,

4 Visiting Scientist, State University of New York at Buffalo, Senior Research Scientist, Institute of Automation and Electrical Measurements, Russian Academy of Sciences, Research Scientist, Institute of Automation, Russian Academy of Sciences, Research Scientist, Institute of Nuclear Physics, Russian Academy of Sciences, Novosibirsk, Russia, Instructor (part-time), University of Novosibirsk, Research Associate, Institute of Nuclear Physics, Russian Academy of Sciences, Novosibirsk, Russia, Research Theoretical Nanoplasmonics and Nanooptics The study includes theory of nanoplasmonics, electronic, optical (especially, nonlinear optical and ultrafast optical) properties of nanostructured and nanoscale systems. The study invokes advanced analytical methods and large-scale computer modeling. This research is supported by grants from the US Department of Energy, US National Science Foundation, US-Israel Binational Science Foundation,. The total of MIS s extramural funding currently is close to $600,000 (see GRANTS AND CONTRACTS Section for details). MIS s research group includes Postdoctoral Associates and graduate students Major Results Prediction [47] and invention [1] of Surface Plasmon Amplification by Stimulated Emission of Radiation (SPASER). Spaser is similar to laser, but does not emit light. Instead, it generates local optical fields of high intensity and temporal coherence. Spaser will provide unprecedented capabilities for sensing, probing, manipulation, and modification of nanoobjects. The SPASER is both the nanoscopic quantum generator and quantum amplifier of localized optical fields on the nanoscale. As such the SPASER is the missing active element of nanoplasmonics. It can amplify similar to a common MOS transistor, but is ~1000 times faster. The SPASER has recently been observed experimentally and is currently a subject of active research efforts of many groups. Introduction of an effect of Adiabatic Energy Nanoconcentration of Optical Energy [33]: high-efficiency transfer of energy from the far zone to near-zone in tapered nanoplasmonic waveguides. This effect is highly promising for nanooptics and nanotechnology, in particular, for ultramicroscopy and nanomodification. It has been confirmed in numerous experiments and set a foundation of new spectroscopic and nanoscopic techniques. Introduction of Efficient Nanolens [42] of nanospheres and prediction of a giant SERS from it as a substrate. This prediction has been confirmed experimentally. Introduction and study of the surface plasmon localization [50]; introduction of the nanoplasmonic hot spots [66, 67, 68]. Prediction of Surface Plasmon Induced Drag Effect (SPIDEr) [1], which is generation of very intense terahertz nanoscale fields in nanowire plasmonic waveguides. Introduction of attosecond nanoplasmonics [18]. The proposed attosecond plasmonic field microscope allows one directly and non-invasively to measure nanometer-femtosecond spatio-temporal dynamics of local plasmonic fields in metal nanostructures. 4

5 Prediction [49], theory, and numerical simulation [38] of ultrafast nanoscale energy concentration by means of coherent control. This idea provides unique possibilities for controlling energy of ultrafast optical excitation of nanosystems on nanometer-femtosecond spatio-temporal scale. There has recently been the direct experimental observations of the coherent control on the nanoscale. Prediction, theory, and numerical simulation of enhanced optical nonlinearities and surfaceenhanced Raman scattering by fractal clusters and nanocomposites [79, 80, 84, 87-90]. Many of these predictions have been experimentally confirmed. These effects are due to giant fluctuations and enhancement of local fields in nanosystems predicted in Ref. [68]. From the fundamental principle of causality, it is rigorously shown that the negative refraction in a uniform and isotropic medium is impossible without significant optical losses in the region of the negative refraction [21] Other Significant Recent Results Proposal of the full spatio-temporal coherent control on the nanoscale [19] in plasmon polaritonic systems. This allows one to dynamically focus the optical energy in nanoscopic spatial region and femtosecond tine intervals simultaneously. In systems with localized surface plasmons, a possibility is shown to localize optical excitation energy at a given nanoscale site at a required moment of time with femtosecond accuracy using the principles of the time-reversal [15]. Theory of the ultimate resolution of Pendry s Perfect Lens in the near field as determined by the spatial dispersion and Landau damping in the electron liquid [1]. Explanation, theory, and numerical simulation of high-power femtosecond laser damage of dielectrics as Forest Fires [36]. Prediction and numerical simulation of giant random enhancement of femtosecond and attosecond local fields in disordered media (clusters, composites and rough surfaces) under ultrafast excitation ( The Ninth Wave effect) [56]. Microscopic theory of radiative and radiationless decay of a quantum dot at a metal surface is developed based on random phase approximation for electron gas in metal [36]. Giant enhancement of relaxation is predicted. (Collaboration with Los Alamos National Laboratory.) Theory and interpretation of experimental results on phase-sensitive near-field scanning optical microscopy (NSOM) of metal nanoparticles is developed [36, 45]. (Collaboration with Los Alamos National Laboratory.) Theory, numerical simulation, and interpretation of experimental data on enhanced second harmonic generation (SHG) on nanostructured gold surfaces is developed [36]. It is shown that for such systems SHG is highly depolarized and dephased, providing a perspective nanosource of high-intensity illumination on the nanoscale. (Collaboration with École Normale Supérieure de Cachan, Paris, France.) Microscopic many-body theory of a 2d electron gas with Coulomb interaction in semiconductor quantum structures is developed. The theory is based on Kadanoff-Baym- Keldysh field-theoretical technique and uses self-consistent random-phase approximation (SCRPA, also called the GW approximation) [48, 51, 54]. Microscopic theory of the light-induced (LID) effect based on non-equilibrium quantum field theory (Kadanoff-Baym-Keldysh technique) [59]. New properties of the LID effect are found that are due to energy dependence of electron scattering. 5

6 Dipolar spectral theory of linear and nonlinear optical susceptibilities of nanocomposites has been developed [57]. These composites are predicted to possess greatly enhanced optical nonlinearities. Chaotic behavior of quantum currents in a magnetic field has been shown numerically [60]. These currents bear important information on long-range spatial correlation in quantumchaotic states. Predictions, theory, and computer simulation of inhomogeneous localization and chaos of elementary excitations (surface plasmons) in nanostructured systems [61, 62, 64, 66]. A remarkable property of this chaos is the existence of long-range spatial correlations Research Group and Supervision of Students Graduate Students Sponsored: S. Yu. Novozhilov and A. L. Kozionov (Senior Research Scientists at Institute of Automation and Electrometry, Russia), V. A. Markel (Professor at the University of Pennsylvania), S. V. Faleev (on scientific staff of the Sandia National Laboratories), K. B. Kurlayev (Georgia School System), L. S. Muratov (on scientific staff of Spectral Sciences, Inc., Boston, MA), T. Siddiqui (Lucent Technologies), and J. R. Evans (research faculty at the University of Central Florida), Prabath Hewageegana (Professor in Sri Lanka); Maxim Durach and Anastasia Rusina (Currently Postdoctoral Associates at GSU). Research Scientists/Postdoctoral Associates. Previously: Dr. Kuiru Li (Research Associate), Dr. Xiangting Li (Research Scientist) and Dr. Daniel Brandl (Postdoctoral Associate). Presently: Maxim Durach and Anastasia Rusina Collaborations I have a number of active and established collaborations. Some of them have already led to publications of papers and signing of contracts, others resulted in joined obtaining significant research grants, submissions of grant proposal, and research projects currently in progress. Major of them are listed below along with the researchers involved. There are collaborations with both experimentalists and theorists, presented approximately equally: 1. David J. Bergman, Department of Physics, Tel Aviv University, Israel 2. Sophie Brasselet, Institut Fresnel, Marseilles, France 3. Paul Corkum, Femtosecond Science Program, National Research Council of Canada 4. Maxim Durach, Georgia State University, Atlanta, GA, USA 5. Sergey V. Faleev, Sandia National Laboratories, Livermore, CA, USA 6. Harald Giessen, University of Stuttgart, Germany 7. Dmitry Gramotnev, Queensland University of Technology, Brisbane, Australia 8. Misha Ivanov, Femtosecond Science Program, National Research Council of Canada 9. Ulf Kleineberg, Ludwig Maximilian University, Munich, Germany 10. Victor Klimov, Los Alamos National Laboratory, Los Alamos, New Mexico, USA 11. Matthias Kling, Max Plank Institute for Quantum Optics, Garching, Germany 12. Katrin Kneipp, Technical University Copenhagen, Denmark 13. Takayoshi Kobayashi, University of Tokyo, Japan 14. Ferenc Krausz, Max Plank Institute for Quantum Optics, Garching, Germany 15. Ivan Larkin, Georgia State University, Atlanta, GA, USA 16. Kuiru Li, Georgia State University, Atlanta, GA, USA 17. Keith Nelson, MIT, Boston, USA 6

7 18. Peter Nordlander, Rice University, Houston, Texas, USA 19. Hrvoje Petek, University of Pittsburgh, USA 20. Anastasia Rusina, Georgia State University, Atlanta, GA, USA 21. Igor Tsukerman, University of Akron, OH 44325, USA 22. Nikolay Zheludev, University of Southampton, UK 23. Joseph Zyss, Ecole Normale Supérieure de Cachan, France 5. Grants and Contracts Current Grants and Contracts United States Department of Energy Grant No. DE-FG02-01ER15213 Novel Nanoplasmonic Theory. Sole PI: Mark I. Stockman. This grant period is 36 months starting on November 1, 2007 and ending October 31, The total grant amount is $300,000 from the US DOE plus a $19,900 per annum matching for a postdoctoral associate salary from GSU. National Science Foundation Grant No. CHE NIRT: Full Spatio-Temporal Coherent Control on Nanoscale. This grant is received with Massachusetts Institute of Technology and University of Pittsburgh. The total amount is $1.3 million for the period PI: Mark I. Stockman, whose funding from this grant is $260,000. US-Israel Binational Science Foundation Grant Surface Plasmon Resonances in Metal/Dielectric Nanocomposites, US PI: Mark I. Stockman. This grant period is 48 months starting on September 1, MIS s total amount is $61,000. Completed Grants and Contracts United States Department of Energy Grant No. DE-FG02-01ER15213 Novel Nanoplasmonic Theory. Sole PI: Mark I. Stockman. This grant period is 36 months starting on November 1, 2004 and ending October 31, The total grant amount is $285,000 from the US DOE plus a $18,000 per annum matching for a postdoctoral associate salary from GSU. United States Department of Energy Grant No. DE-FG02-03ER15486 Computational Nanophotonics: Model Optical Interactions and Transport in Tailored Nanosystem Architectures. This grant is received with Argonne National Laboratory and Northwestern University. GSU PI: Mark I. Stockman. This grant period is MIS s total amount (funded by DOE as a separate grant) is $255,000. United States Department of Energy Grant No. DE-FG02-01ER15213 Femtosecond and Attosecond Laser-Pulse Energy Concentration and Transformation in Nanostructured Systems. Sole PI: Mark I. Stockman. This grant period is 38 months starting on September 1, 2001 and ending on October 30, 2004 (see the Current Grants and Contracts for the continuing grant). The total grant amount is $290,000 from the US DOE plus $18,000 match for equipment from GSU, plus $18,000 per annum match for a postdoctoral associate salary from GSU. US-Israel Binational Science Foundation Grant Surface Plasmon Resonances in Metal/Dielectric Nanocomposites, US PI: Mark I. Stockman. This grant period is 48 months starting on September 1, MIS s total amount is $61,000. Los Alamos National Laboratory Contract No R Theory of Near-Field Optical Responses of Metal Nanostructures. Sole PI: Mark I. Stockman. This contract period 7

8 is 12 months starting 1 October The contract amount is $30, Awards and Recognitions See also Grants and Contracts in Sec Guest Professorship at Max Plank Institute for Quantum Optics (MPQ) (Garching, Germany) and Ludwig Maximilian University (Munich, Germany) at the Munich Advanced Photonics (MAP) Center, December 2008 August Guest Professorship at the University of Stuttgart (Germany), September- November Invited Distinguished Professorship at Ecole Normale Supérieure de Cachan (France), June-July, Invited Professor at Ecole Supérieur de Physique et de Chimie Industrielle, Paris, France, May - June, Max Plank Research Award by the German Max-Plank-Gesellschaft for research on the subject Collective Electrodynamics in Ultrafast Plasmons, January- February, Invited Distinguished Professorship at Ecole Normale Supérieure de Cachan (France), March, Teaching This description with hyperlinks to related materials, including on-line information on the courses taught, is available on line at I have an extensive teaching experience at both the undergraduate and graduate levels. This includes teaching in the US as a Visiting Professor in the Department of Physics, Washington State University, and a Visiting Scientist in the Department of Physics, State University of New York at Buffalo. I presently teach at Georgia State University Department of Physics and Astronomy. I also teach professional Short Course Nanoplasmonics at SPIE Photonics West and Optics and Photonics Meetings annually for over five years. This course also taught multiple times on invitations at other international meetings and various leading scientific institutions. I have taught over 20 different courses in physics and related fields at both the undergraduate and graduate levels. The courses for which on-line materials are available are highlighted/underlined) Undergraduate courses: General Physics (freshman level). and Introductory Classical Mechanics (Junior level) Quantum Mechanics (Senior level) Statistical and Thermal Physics. (Senior/graduate level). (Taught at GSU). Solid State Physics (senior level) Graduate courses: Mathematics of Physics II. (Senior/graduate levels) (Taught at GSU). 8

9 Intermediate Classical Mechanics (Senior/graduate level) Advanved Classical Mechanics. hhttp:// (Taught at GSU). Advanced Statistical Physics. On line materials are available at (Taught at GSU). Quantum Theory I and II (Two semesters of advanced quantum mechanics) Solid State Physics Atomic, Molecular, and Optical Physics Nonlinear Optics and Spectroscopy Physics of Laser-Induced Phenomena and Applications of Lasers Quantum Many-Body Theory Mathematica in Physics Simulations (a part of the Modern Physics Lab (Taught at GSU). Computer Simulations in Physics Teaching Philosophy I consider teaching as an important part of science, which on one hand allows one to transfer your knowledge to students, and, on the other hand, to get a great research force at a reasonable price, which students are. Based on the student's evaluations, my performances have always scored much better than average, typically from excellent to outstanding. I have substantially incorporated computer-assisted and on-line methods in my teaching. Besides a classroom teaching, I have been an advisor to many undergraduate and graduate students and postdoctoral associates. A considerable and important part of my research has been done in close collaboration with students. Up to date, I have been an advisor for seven Master's theses and nine Ph.D. dissertations, all of them successfully defended. I have always actively involved my students, both undergraduate and graduate, in my research and published many papers in collaboration with my students. 8. Professional Service Program Committee of International Conferences Ultrafast Phenomena 2008 and Co-Chair of the OSA Topical Meeting Plasmonics and Metamaterials (with Dr. Martin Wegener as the other Co-Chair). Chairman of Conference Metal Nanoplasmonics at Optical Science and Technology ( SPIE Annual Meetings) (San Diego, ) Organizer and Chair of Special Session Novel Nanooptics at Progress in Electromagnetic Research Symposium (PIERS) 2003 (Honolulu, Hawaii), 2004 (Pisa, Italy), 2005 (Hangzhou, China), and 2007 (Beijing, China). Program Committee of Conference Complex Mediums V: Beyond Linear Isotropic Dielectrics at Optical Science and Technology ( SPIE Annual Meeting). Program Committee of the CLEO/QELS-2005 International Conference, Baltimore, USA, Program Committee of the CLEO/QELS-2005 Pacific Rim International Conference (Tokyo, Japan) Program Committee of Conference Complex Mediums IV: Light and Complexity at Optical Science and Technology ( SPIE Annual Meetings). Expert Panel member of Deuche Forschungs Geselschaft (German counterpart of NSF) Excellence Initiative. 9

10 Foreign Expert and Invited Speaker at Deuche Forschungs Gesmeinschaft Schwerpunktprogramme (German counterpart of NSF Focused Research Program), Bad Honnef, Germany, June 26, Expert panelist for Deutche Forschungsgemeinschaft (2006 Bonn, 2006 Frankfurt, and 2007 Bonn). Member, Program Committee of the XV International Conference on Ultrafast Phenomena, Pacific Grove, California, 2006 Short Lecture Course Nanoplasmonics at SPIE Optics and Photonics Meetings, San Diego, California, 2005 and 2006, and at Photonics West Meeting, San Jose, California, 2006; ETOPIM International Conference (Sydney, Australia, 2006). Referee for Nature, Science, Physical Review Letters, Physical Review B, Proceedings of the National Academy of Sciences U.S.A., Surface Science, Physics Letters A, Optics Express, Journal of Chemical Physics, Journal of Optical Society of America, The Journal of Physical Chemistry, Europhysics Letters, Nano Letters, Office of Basic Energy Sciences of the US Department of Energy, National Science Foundation, Air Force Office of Scientific Research, Petroleum Fund, Binational US-Israel Science Foundation, National Sciences and Engineering Research Council of Canada (NSERC), and The Marsden Fund of New Zealand Government. Member of the Editorial Board, Journal of Optics A: Pure and Applied Optics, Member of the Editorial Board, International Journal of Theoretical Physics, Group Theory, and Nonlinear Optics, 1999-present Member of the Editorial Board, The Open Physical Chemistry Journal, 2007-present Member of the Advisory Board, Metamaterials Journal (Elsevier), 2007-present. Guest Editor of the Topical Issue Fundamental Aspects of Nanophotonics, Journal of Optics. 10

11 MARK I. STOCKMAN CURRICULUM VITAE PAGE 11 OF List of Selected Publications This is a list of selected recent publications and new submissions. This list is reversechronologically ordered and numbered. The full, constantly updated List of Publications is available at There are currently 154 publications in this full List. Also from this Web site, electronic reprints of the recent published papers are available as PDF files. Preprints of Submitted and Accepted for Publication papers are available upon request. SUBMITTED ACCEPTED FOR PUBLICATION PUBLISHED 1. T. Utikal, M. I. Stockman, A. P. Heberle, M. Lippitz, and H. Giessen1, All- Optical Control of the Ultrafast Dynamics of a Hybrid Plasmonic System Phys. Rev. Lett. 104, (2010). 2. M. I. Stockman, Spaser as Nanoscale Generator and Ultrafast Amplifier, J. Opt. 12, (2010); arxiv: M. I. Stockman, M. F. Kling, Ulf Kleineberg, and F. Krausz, Attosecond Nanoplasmonic Field Microscope, in Ultrafast Phenomena XVI (Proceedings of the 16th International Conference, Palazzo Dei Congressi Stresa, Italy, June 9-13, 2008), edited by P. Corkum, S. D. Silvestri, K. A. Nelson, E. Riedle and R. W. Schoenlein (Springer, Heidelberg, London, New York, 2009), p M. I. Durach, A. Rusina, and M. I. Stockman, Giant Surface-Plasmon-Induced Drag Effect in Metal Nanowires, arxiv: , Phys. Rev. Lett (2009). 5. M. I. Stockman and D. J. Bergman, Surface Plasmon Amplification by Stimulated Emission of Radiation (SPASER), USA Patent No. 7,569,188 (August 4, 2009) (This invention was made with government support under Grant No. DE-FG02-01ER15213 awarded by the U.S. Department of Energy). 6. J. Q. Lin, N. Weber, A. Wirth, S. H. Chew, M. Escher, M. Merkel, M. F. Kling, M. I. Stockman, F. Krausz, and U. Kleineberg, Time of Flight-Photoemission Electron Microscope for Ultrahigh Spatiotemporal Probing of Nanoplasmonic Optical Fields, J. Phys.: Condens. Mat. 21, (2009). 7. K. F. MacDonald, Z. L. Samson, M. I. Stockman, and N. I. Zheludev, Ultrafast Active Plasmonics: Transmission and Control of Femtosecond Plasmon Signals, arxiv: (2008); Ultrafast Active Plasmonics, Nature Photonics, 3, (2009), DOI: /nphoton (2008). 8. M. I. Stockman, in Plasmonic Nanoguides and Circuits, edited by S. I. Bozhevolnyi, Adiabatic Concentration and Coherent Control in Nanoplasmonic Waveguides (World Scientific Publishing, Singapore, 2008). 11

12 MARK I. STOCKMAN CURRICULUM VITAE PAGE 12 OF D. K. Gramotnev, M. W. Vogel, and M. I. Stockman, Optimized Nonadiabatic Nanofocusing of Plasmons by Tapered Metal Rods, J. Appl. Phys. 104, (2008). 10. A. Rusina, M. Durach, K. A. Nelson, and M. I. Stockman, Nanoconcentration of Terahertz Radiation in Plasmonic Waveguides, Opt. Expr. 16, (2008); arxiv: M. Durach, A. Rusina, V. Klimov, and M. I. Stockman, Nanoplasmonic Renormalization of Many-Body Interactions New J. Phys. 10, (2008); arxiv: M. I. Stockman, Attosecond Physics - an Easier Route to High Harmony, Nature 453, (2008). 13. M. I. Stockman, Spasers Explained, Nature Photonics 2, (2008). 14. Janina Kneipp, Xiangting Li, Margaret Sherwood, Ulrich Panne, Harald Kneipp, Mark Stockman, and Katrin Kneipp, Self-Similar Gold Nanoaggregates Made by Laser Ablation An Efficient SERS Active Substrate for Analytical Applications, Anal. Chem. 80, (2008). 15. Xiangting Li and Mark I. Stockman, Time-Reversal Coherent Control in Nanoplasmonics, arxiv: (2007); Highly efficient spatiotemporal coherent control in nanoplasmonics on a nanometer-femtosecond scale by time reversal, Phys. Rev B 77, (2008). 16. M. I. Stockman, Ultrafast Nanoplasmonics under Coherent Control, New J. Phys. 10, (2008). 17. Jianhua Dai, Frantisek Cajko, Igor Tsukerman, and Mark I. Stockman, Electrodynamic Effects in Optical Nanolens, Phys. Rev. B 77, (2008). 18. M. I. Stockman, M. F. Kling, U. Kleineberg, F. Krausz, Attosecond Nanoplasmonic Field Microscope, Nature Photonics 1, (2007). 19. Maxim Durach, Anastasia Rusina, Keith Nelson, and Mark I. Stockman, Toward Full Spatio-Temporal Control on the Nanoscale, Nano Lett. 7, (2007); (DOI: /nl071718g, 5 pages) (2007); arxiv: (2007). 20. M. I. Stockman and P. Hewageegana, Absolute Phase Effect in Ultrafast Optical Responses of Metal Nanostructures, Appl. Phys. A 89(2), (2007); (DOI: /s ). 21. M. I. Stockman, Criterion for Negative Refraction with Low Optical Losses from a Fundamental Principle of Causality, Preprint cond-mat/ (2006), Phys. Rev. Lett. 98, (2007). 22. M. I. Stockman, K. Li, S. Brasselet, and J. Zyss, Octupolar Metal Nanoparticles as Optically Driven, Coherently Controlled Nanomotors, Chem. Phys. Lett. 433, (2006); doi: /j.cplett K. Li, M. I. Stockman, and D. J. Bergman, Li, Stockman, and Bergman Reply to Comment On "Self-Similar Chain of Metal Nanospheres as an Efficient Nanolens", Phys. Rev. Lett. 97, (2006). 24. M. I. Stockman, Slow Propagation, Anomalous Absorption, and Total External Reflection of Surface Plasmon Polaritons in Nanolayer Systems, Nano Lett. 6, (2006). 12

13 MARK I. STOCKMAN CURRICULUM VITAE PAGE 13 OF M. I. Stockman, Electromagnetic Theory of SERS, in Springer Series Topics in Applied Physics, edited by K. Kneipp, M. Moskovits and H. Kneipp, Surface Enhanced Raman Scattering Physics and Applications (Springer-Verlag, Heidelberg New York Tokyo, 2006), pp M. V. Bashevoy, F. Jonsson, A. V. Krasavin, N. I. Zheludev, Y. Chen, and M. I. Stockman, Generation of Traveling Surface Plasmon Waves by Free-Electron Impact, Nano Lett. 6, (2006). 27. M. I. Stockman and P. Hewageegana, Nanolocalized Nonlinear Electron Photoemission under Coherent Control, Nano Lett. 5(11), (2005). 28. K. Li, M. I. Stockman, and D. J. Bergman, Enhanced Second Harmonic Generation in a Self-Similar Chain of Metal Nanospheres, Phys. Rev. B (2005). 29. M. I. Stockman, Giant Fluctuations of Second Harmonic Generation on Nanostructured Surfaces, Chem. Phys. 318, (2005) (Invited paper). 30. L. N. Gaier, M. Lein, M. I. Stockman, G. L. Yudin, P. B. Corkum, M. Y. Ivanov, and P. L. Knight, Hole-Assisted Energy Deposition in Dielectrics and Clusters in the Multiphoton Regime, J. Mod. Optics 52, (2005). 31. Kuiru Li, Xiangting Li, M. I. Stockman, and D. J. Bergman, Surface Plasmon Amplification by Stimulated Emission in Nanolenses, Phys. Rev. B 71, (2005). 32. I. A. Larkin and M. I. Stockman, Imperfect Perfect Lens, Nano Lett. 5(2), (2005). 33. M. I. Stockman, Nanofocusing of Optical Energy in Tapered Plasmonic Waveguides, Phys. Rev. Lett. 93, (2004). 34. M. I. Stockman, From Nano-Optics to Street Lights, Nature Materials, 3, (2004). 35. P. Nordlander, C. Oubre, E. Prodan, K. Li, and M.I. Stockman, Plasmon Hybridization in Nanoparticle Dimers, Nano Letters 4, (2004). 36. D. J. Bergman and M. I. Stockman, Can We Make a Nanoscopic Laser?, Laser Phys. 14, (2004). 37. I. A. Larkin, M. I. Stockman, M. Achermann, and V. I. Klimov, Dipolar Emitters at Nanoscale Proximity of Metal Surfaces: Giant Enhancement of Relaxation, Phys. Rev. B (Rapid Communications) 69, (R)-1-4 (2004). 38. M. I. Stockman, D. J. Bergman, and T. Kobayashi, Coherent Control of Nanoscale Localization of Ultrafast Optical Excitation in Nanosystems, Phys. Rev. B. 69, (2004). 39. A. A. Mikhailovsky, M. A. Petruska, Kuiru Li, M. I. Stockman, and V. I. Klimov, Phase-Sensitive Spectroscopy of Surface Plasmons in Individual Metal Nanostructures, Phys. Rev. B 69, (2004). 40. M. I. Stockman, D. J. Bergman, C. Anceau, S. Brasselet, and J. Zyss, Enhanced Second Harmonic Generation By Metal Surfaces with Nanoscale Roughness: Nanoscale Dephasing, Depolarization, and Correlations, Phys. Rev. Lett. 92, (2004). 13

14 MARK I. STOCKMAN CURRICULUM VITAE PAGE 14 OF L. N. Gaier, M. Lein, M. I. Stockman, P. L. Knight, P. B. Corkum, M. Yu. Ivanov and G. L. Yudin, Ultrafast Multiphoton Forest Fires and Fractals in Clusters and Dielectrics, J. Phys. B: At. Mol. Opt. Phys. 37, L57-L67 (2004). 42. Kuiru Li, M. I. Stockman, and D. J. Bergman, Self-Similar Chain of Metal Nanospheres as an Efficient Nanolens, Phys. Rev. Lett. 91, (2003). 43. M. I. Stockman, S. V. Faleev, and D. J. Bergman, Femtosecond Energy Concentration in Nanosystems: Coherent Control, Physica B: Physics of Condensed Matter 338, (2003). 44. M. I. Stockman, D. J. Bergman, and T. Kobayashi, Coherent Control of Ultrafast Nanoscale Localization of Optical Excitation Energy [Invited Paper at Optical Science and Technology Conference (2003 SPIE Annual Meeting)]. In: Plasmonics: Metallic Nanostructures and Their Optical Properties (Naomi J. Halas, Ed.), Proceedings of SPIE Vol. 5221, pp (2003). 45. A. A. Mikhailovsky, M. A. Petruska, M. I. Stockman, and V. I. Klimov, Broadband Near-Field Interference Spectroscopy of Metal Nanoparticles Using a Femtosecond White-Light Continuum, Optics Lett. 28, (2003). 46. M. I. Stockman, Ultrafast Processes in Metal-Insulator and Metal-Semiconductor Nanocomposites, In: Ultrafast Phenomena in Semiconductors VII, Proceedings of SPIE Vol. 4992, (2003) (K. F. Tsen, J. Song, and H. Jiang, eds.) (Invited). 47. D. J. Bergman and M. I. Stockman, Surface Plasmon Amplification by Stimulated Emission of Radiation: Quantum Generation of Coherent Surface Plasmons in Nanosystems, Phys. Rev. Lett. 90, (2003). 48. S. V. Faleev, and M. I. Stockman, Self-Consistent Random-Phase Approximation and Intersubband Absorption for Interacting Electrons in Quantum Well, Phys. Rev. B 66, (2002). 49. M. I. Stockman, S. V. Faleev, and D. J. Bergman, Coherent Control of Femtosecond Energy Localization on Nanoscale, Phys. Rev. Lett. 88, (2002). 50. M. I. Stockman, S. V. Faleev, and D. J. Bergman, Localization vs. Delocalization of Surface Plasmons in Nanosystems: Can One State Have Both Characteristics?, Phys. Rev. Lett. 87, (2001). 51. S. V. Faleev and M. I. Stockman, Self-Consistent RPA for Two-Dimensional Electron Gas at Finite Temperatures, Phys. Rev. B (2001). 52. M. I. Stockman, Femtosecond and Attosecond Giant Optical Responses and Fluctuations in Disordered Clusters, Nanocomposites, and Rough Surfaces, In: Ultrafast Phenomena XII (Springer Series in Chemical Physics), T. Elsaesser, S. Mukamel, M. M. Murnane, and N. F. Scherer, eds. (Springer, Berlin, Heidelberg, New York, 2001), p M. I. Stockman, Local Fields' Localization and Chaos and Nonlinear-Optical Enhancement in Clusters and Composites, In: Optics of Nanostructured Materials, V. A. Markel and T. F. George, eds. (Wiley, New York, 2000), p S. V. Faleev and M. I. Stockman, Self-Consistent RPA for Two-Dimensional Electron Gas: Kadanoff-Baym-Keldysh Approach, Phys. Rev. B 62(24) (2000). 14

15 MARK I. STOCKMAN CURRICULUM VITAE PAGE 15 OF M. I. Stockman, Giant Attosecond Fluctuations of Local Optical Fields in Disordered Nanostructured Media, Phys. Rev. B 62(15) (2000). 56. M. I. Stockman, Femtosecond Optical Responses of Disordered Clusters, Composites, and Rough Surfaces: The Ninth Wave Effect, Phys. Rev. Lett. 84(5), (2000). 57. M. I. Stockman, K. B. Kurlayev, and T. F. George, Linear and Nonlinear Optical Susceptibilities of Maxwell Garnett Composites: Dipolar Spectral Theory, Phys. Rev. B 60 (24), (1999). 58. M. I. Stockman, Local Fields' Localization and Chaos and Nonlinear-Optical Enhancement in Composites, In: Computational Studies of New Materials, T. F. George and D. Jelski, eds. (World Scientific Publishing Company, Singapore, 1999), pp S. V. Faleev and M. I. Stockman, Light-Induced Drift in Semiconductor Heterostructures: Microscopic Theory, Phys. Rev. B 59(11), (1999). 60. J. R. Evans and M. I. Stockman, Turbulence and Spatial Correlation of Currents in Quantum Chaos, Phys. Rev. Lett. 81(21), (1998). 61. M. I. Stockman, Chaos and Spatial Correlations for Dipolar Eigenproblem, Phys. Rev. Lett. 79(23), (1997). 62. M. I. Stockman, Inhomogeneous Eigenmode Localization, Chaos, and Correlations in Large Disordered Clusters, Phys. Rev. E 56(6), (1997). 63. L. S. Muratov, M. I. Stockman, L. N. Pandey, T. F. George, W. J. Li, B. D. McCombe, J. P. Kaminski, S. J. Allen, and W. J. Schaff, Absorption Saturation Studies of Landau Levels in Quasi-Two-Dimensional Systems, Superlattices and Microstructures, 21(4), (1997). 64. M. I. Stockman, L. N. Pandey, and T. F. George, Inhomogeneous Localization of Polar Eigenmodes in Fractals, Phys. Rev. B 53(5), (1996). 65. M. I. Stockman, L. N. Pandey, L. S. Muratov, and T. F. George, Comment on ``Photon Scanning Tunneling Microscopy Images of Optical Excitations of Fractal Metal Colloid Clusters'', Phys. Rev. Lett. 75(12), 2450 (1995). 66. M. I. Stockman, L. N. Pandey, L. S. Muratov, and T. F. George, Optical Absorption and Localization of Eigenmodes in Disordered Clusters, Phys. Rev. B 51(1), (1995). 67. M. I. Stockman and T. F. George, Photon Tunneling Microscope Reveals Local Hot Spots, Physics World 7(9), (1994) (Invited Paper). 68. M. I. Stockman, L. N. Pandey, L. S. Muratov, and T. F. George, Giant Fluctuations of Local Optical Fields in Fractal Clusters, Phys. Rev. Lett. 72(15), (1994). 69. W. J. Li, B. D. McCombe, J. P. Kaminski, S. J. Allen, M. I. Stockman, L. S. Muratov, L. N. Pandey, T. F. George, and W. J. Schaff, Saturation Spectroscopy of Hot Carriers in Coupled Double Quantum Well Structures, Semiconductor Sci. Tech. 9, (1994). 70. M. I. Stockman, L. N. Pandey, L. S. Muratov, and T. F. George, Intersubband Optical Bistability Induced by Resonant Tunneling in an Asymmetric Double Quantum Well, Phys. Rev. B 48(15), (1993). 15

16 MARK I. STOCKMAN CURRICULUM VITAE PAGE 16 OF M. I. Stockman, L. N. Pandey, L. S. Muratov, and T. F. George, Possibility of Intrinsic Optical (Far-IR) Bistability in an Asymmetric Double Quantum Well, Phys. Lett. A 179, (1993). 72. M. I. Stockman, L. S. Muratov, and T. F. George, Theory of Light-Induced Drift of Electrons in Coupled Quantum Wells, Phys. Rev. B 46(15), (1992). 73. V. M. Shalaev, M. I. Stockman, and R. Botet. Resonant Excitations and Nonlinear Optics of Fractals, Physica A 185, (1992). 74. M. I. Stockman, V. M. Shalaev, M. Moskovits, R. Botet, and T. F. George, Enhanced Raman Scattering by Fractal Clusters: Scale Invariant Theory, Phys. Rev. B 46(5), (1992). 75. M. I. Stockman, L. S. Muratov, L. N. Pandey, and T. F. George, Kinetics of Intersubband Optical Excitation and Photoinduced Electron Transfer in an Asymmetric Double Quantum Well, Phys. Rev. B 45(15), (1992). 76. M. I. Stockman, L. S. Muratov, L. N. Pandey, and T. F. George, Light-Induced Electron Transfer Counter to an Electric Field Force in an Asymmetric Double Quantum Well, Phys. Lett. A 163(3), (1992). 77. A. V. Butenko, V. A. Markel, L. S. Muratov, V. M. Shalaev, and M. I. Stockman, Theory and Numerical Simulation of Optical Properties and Selective Photomodification of Fractal Clusters, in: Nonlinear Optics, ed. by S. G. Rautian (Nova Science Publishers, Commack, New York, 1992). 78. Yu. E. Danilova, S. V. Karpov, A. K. Popov, S. G. Rautian, V. P. Safonov, V. V. Slabko, V. M. Shalaev, and M. I. Stockman, Experimental Investigation of Optical Nonlinearities of Silver Fractal Clusters, in: Nonlinear Optics, ed. by S. G. Rautian (Nova Science Publishers, Commack, New York, 1992). 79. M. I. Stockman, T. F. George, and V. M. Shalaev, Field Work and Dispersion Relations of Excitations on Fractals, Phys. Rev. B 44(1), (1991). 80. A. V. Butenko, P. A. Chubakov, Yu. E. Danilova, S. V. Karpov, A. K. Popov, S. G. Rautian, V. P. Safonov, V. V. Slabko, V. M. Shalaev, and M. I. Stockman, Nonlinear Optics of Metal Fractal Clusters, Z. Phys. D 17, (1990). 81. V. A. Markel, L. S. Muratov, M. I. Stockman, and T. F. George, Theory and Numerical Simulation of Optical Properties of Fractal Clusters, Phys. Rev. B 43(10), (1991). 82. M. I. Stockman, L. N. Pandey, and T. F. George, Light-Induced Drift of Quantum Confined Electrons in Semiconductor Heterostructures, Phys. Rev. Lett. 65(27), (1990). 83. T. T. Rantala, M. I. Stockman, D. A. Jelski, and T. F. George, Linear and Nonlinear Optical Properties of Small Silicon Clusters, J. Chem. Phys. 93(10), (1990). 84. V. A. Markel, L. S. Muratov, and M. I. Stockman, Theory and Numerical Simulation of the Optical Properties of Fractal Clusters. ZhETF 98(3), (1990) [Translation: Sov. Phys. JETP 71(3), (1990)]. 85. T. T. Rantala, M. I. Stockman, and T. F. George, Monte-Carlo Simulation of Polarization-Selective Spectral Hole Burning in Fractal Clusters, in: Scaling in Disordered Materials: Fractal Structure and Dynamics, ed. by T. A. Witten, M. O. Robbins and J. P. Stokes, Proceedings of Symposium, Materials Research 16

17 MARK I. STOCKMAN CURRICULUM VITAE PAGE 17 OF 36 Society 1990 Fall Meeting (Materials Research Society, Pittsburgh, 1990), pp M. I. Stockman, Possibility of the Laser Nanomodification of Surfaces with the Use of the Scanning Tunneling Microscope, Optoelectronics, Instrumentation and Data Processing 3, (1989). 87. A. V. Butenko, V. M. Shalaev, and M. I. Stockman, Fractals: Giant Optical Nonlinearities in Optics of Fractal Clusters, Z. Phys. D 10(1), (1988). 88. V. M. Shalaev and M. I. Stockman. Fractals: Optical Susceptibility and Giant Raman Scattering, Z. Phys. D 10(1), (1988). 89. S. G. Rautian, V. P. Safonov, P. A. Chubakov, V. M. Shalaev, and M. I. Stockman, Surface-Enhanced Parametric Scattering of Light by Silver Clusters, Pis'ma ZhETF 47(4), (1988) [Translation: JETP Lett. 47(4), (1988)]. 90. A. V. Butenko, V. M. Shalaev, and M. I. Stockman, Giant Impurity Nonlinearities in Optics of Fractal Clusters, ZhETF 94(1), (1988) [Translation: Sov. Phys. JETP, 67(1), (1988)]. 91. V. M. Shalaev and M. I. Stockman, Optical Properties of Fractal Clusters (Susceptibility, Surface Enhanced Raman Scattering by Impurities), ZhETF 92(2), (1987) [Translation: Sov. Phys. JETP 65(2), (1987)]. 10. Selected Conference Talks and Lectures 1. Ultrafast Dynamics of the Spaser as a Quantum Generator and Nanoamplifier (Invited Talk), Gordon Research Conference Ultrafast Phenomena in Cooperative Systems, Galveston, TX, February 28-March 5, Nanoplasmonics: Phenomena and Applications (Plenary Talk), 2010 Korean Nanooptics Society Winter Workshop, Muju, S. Korea, February 25, Nanoplasmonics (Short Course SC-727), 2010 SPIE Photonics West Meeting, San Francisco, CA, January 25, New Horizons of Nanoplasmonics: SPASER, Nanolasers, and Attoseconds (Tutorial Talk), Conference on Nanolasers, IEEE Photonics Society Winter Topicals, January 2010, Mallorca, Spain. 5. Nanoplasmonics (Short Course), Instrument Technology Research Center (ITRC), Hsinchu, Taiwan, December 14, Nanoplasmonics (Short Course), International Conference COMCAS 2009, Tel Aviv, Israel, November 12, Nanoplasmonics (Short Course), Italian Institute of Technology, October 23, Nanoplasmonics: From Spaser to Attoseconds (Invited Talk), International Conference on Theoretical and Computational Nanophotonics (TaCoNa), Bad Honnef, Germany, October 26, Nanoplasmonics (Short Course), International Summer School Dissipation at Surfaces, University of Duisburg-Essen, Germany, September 30,