An Introduction to the Gamma Function
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1 UNIVERSITY OF WARWICK Second Year Essay An Introduction to the Gamma Function Tutor: Dr. Stefan Adams April 4, 29
2 Contents 1 Introduction 2 2 Conve Functions 3 3 The Gamma Function 7 4 The Bohr-Möllerup Theorem 11 5 Relation to the Beta Function 15 6 Applications and Summary 18 7 Bibliography 2 1
3 1 Introduction The introduction to this essay is largely drawn from sources [1] and [2]. Traditionally, we define the factorial function to be n! = n(n 1)(n 2)...(2)(1) for all positive integers. But how can we etend this factorial function so that it includes non-integer values? This is the simple problem posed originally by Daniel Bernoulli and Christian Goldbach in the 172s and one which was eventually solved by Leonhard Euler in Euler epressed n! as both an infinite sum and an integral, both of which were outlined in his famous paper De progressionibus transcendentibus seu quarum termini generales algebraice dari nequeunt. A year later, in 173, James Stirling found a formula to approimate n! as n gets very large. This became known as Stirling s Formula and was refined throughout the years, however it was not until 19 that Charles Hermite actually proved that Stirling s Formula corresponds eactly to Euler s integral. Between 173 and the present day, there have been many significant leaps forward in this area. Around 1812, Carl Friedrich Gauss rewrote Euler s product as a limit of a function, as well as considering the factorial of a comple number. A few years later, Karl Weierstraß came up with yet another representation of what now is known as the gamma function (a suggestion put forward by Legendre around 1811). During the late 19th century and early 2th century, both Hölder s Theorem and the Bohr-Möllerup Theorem were proved. In this essay, we will start by introducing the concept of conve functions, which play an important role in the Bohr-Möllerup Theorem, the proof of which we will also work through. We will show that the gamma function is equivalent to the factorial function for positive integers, and we also investigate where the function is defined and where it is not. We will also see both Weierstraß and Gauss epressions for the gamma function, as well as eploring the relationship that they have with the equally famous beta function. Finally we will conclude by looking at Stirling s Formula and seeing the many practical applications of the gamma function. This essay will consider real functions of one variable, but the same ideas can be applied to functions of multiple variables, as well as those with comple arguments. 2
4 2 Conve Functions To start with, perhaps it is a good idea to consider what we actually mean when we say that a function is conve. The intuitive idea is that if you were to draw the function as a graph on a pair of aes, then if you take any two points on the graph and draw a straight line between them, then every point on the graph between these two points will lie below the straight line. Similarly, we call a function concave if the graph lies above the straight line between any two points. But how can we phrase this mathematically? Walter Rudin [3, p11] defines a conve function as follows: Definition 2.1. Let f be a function f : (a, b) R. Then f is said to be conve if f(t + (1 t)y) tf() + (1 t)f(y) whenever a <, y < b and < t < 1 This can be seen pictorally in the following sketch [4, conve function page]: Although this is a perfectly satisfactory definition, we will also be using the following alternative, put forward by Emil Artin [5, p1], which uses the idea of a difference quotient. Definition 2.2. Let f be a function f : (a, b) R. Let 1, 2 (a, b), 1 2. Then the difference quotient is defined by: φ( 1, 2 ) = f( 1) f( 2 ) 1 2 = φ( 2, 1 ) 3
5 Also, for 1, 2, 3 (a, b), Ψ( 1, 2, 3 ) = φ( 1, 3 ) φ( 3, 2 ) 1 2 The value of Ψ( 1, 2, 3 ) does not change when 1, 2, 3 are permuted [5, p1]. We are now in a position to define a conve function in the same way as Artin did [5, p1]. Definition 2.3. Let f be a function with f : (a, b) R. Then f is conve on (a, b) if 3 (a, b), φ( 1, 3 ) is a monotonically increasing function of 1. In other words, take 1 > 2, 2 3. Then φ( 1, 3 ) φ( 2, 3 ) = φ( 1, 3 ) φ( 2, 3 ) Now notice the left hand side of the above equation is the numerator of the three-variable difference quotient defined above. Also recall that 1 > 2. So we can say that a function is conve if and only if for all distinct 1, 2, 3 (a, b), Ψ( 1, 2, 3 ). We can now prove a few simple theorems involving conve functions, all of which will play an important role later on when we finally meet the gamma function. Theorem 2.1. Suppose f, g : (a, b) R are conve functions. function. [5, p2] Then f() + g() is a conve Proof. The proof is trivial and follows directly from the definition: Suppose 1 < 2 < 3. Then let Ψ 1 ( 1, 2, 3 ) be the difference quotient of f() and let Ψ 2 ( 1, 2, 3 ) be the difference quotient of g(). Then if Ψ 1 ( 1, 2, 3 ) > and Ψ 2 ( 1, 2, 3 ) > then Ψ 1 ( 1, 2, 3 ) + Ψ 2 ( 1, 2, 3 ) > which is precisely the difference quotient of f() + g(). Hence f() + g() is conve, as required. 4
6 The net theorem is a very interesting one, and one which Rudin leaves as an eercise to the reader [3, p11]. I have provided the following proof: Theorem 2.2. Let f : (a, b) R be a conve function. Then f is continuous. Proof. Let c be a point such that a < c < b Now construct two straight lines, one from (a, f(a)) to (c, f(c)) and the other from (c, f(c)) to (b, f(b)). Note that these two lines intersect at (c, f(c)). Consider the equations of these two lines. They can simply be written as: and L 1 = L 2 = f(c) f(a) ( c) + f(c), c a f(b) f(c) ( c) + f(c). b c Now suppose < c. Since f is conve, f() is sandwiched between these two lines. So we can say: Now let c. So we have: f(c) f(a) ( c) + f(c) < f() < c a Hence by the Sandwich Lemma, f(c) < lim c f() < f(c). lim f() = f(c). c f(b) f(c) ( c) + f(c) b c A similar arguement can be used if > c as we simply swap the inequality signs around in the above epression. So we know that (a, b), if c then f() f(c). So we can say f is continuous, as required. Note that the converse to the above theorem is not true. Clearly not all continuous functions are conve! (Just take f() = 3 ). Also note that the theorem does not hold if f is defined on the closed interval. Let f : [, 1] R with f() = if < 1 and f(1) = 1. Clearly this function is conve, yet it is of course not continuous. 5
7 Theorem 2.3. Let f be a twice differentiable function. Then f is conve if and only if f () for all in the open interval where f() is defined. Proof. The proof for this is outlined in Artin [5, p4] and the result will be very useful later on. We are now ready to introduce the concept of log-conve functions [5, p7], which are defined eactly as you may think they would be. Definition 2.4. Let f : (a, b) R be a function such that f() > (a, b). Then f is said to be log-conve if log(f()) is a conve function. Note that f() > (a, b) is an important condition, otherwise log(f()) would not be defined on the whole interval. The following theorem provides a test to see if a function is log-conve [5, p7]. Theorem 2.4. Suppose f : (a, b) R is a twice differentiable function. If (a, b), i) f() >, and ii) f()f () (f ()) 2, then f is log-conve. Proof. Firstly consider log(f()). This is differentiable as it is a composition of two differentiable functions. So we can use the Chain Rule: (logf()) = f () f(). Now we simply differentiate once more using the quotient rule. So (logf()) = f()f () f ()f () f()f() = f()f () (f ()) 2 (f()) 2. So by Theorem 2.3, logf() is conve if and only if (logf()) (a, b). Since we have calculated (logf()), we can say that logf() is conve if and only if f()f () (f ()) 2 and f() >. Hence, we have shown that if conditions i) and ii) are satisfied, then f is log-conve. This concludes our section on conve functions, and supplies us with the tools that we need to investigate the gamma function. 6
8 3 The Gamma Function In this section, we will finally define the gamma function in the same way that Euler did, as well as deriving the recurrence relation relating to the function. Definition 3.1. Let be a real number that isn t zero or a negative integer. Then the gamma function, denoted by Γ, is defined as: Γ() = t 1 e t dt Note that the above integral is not defined for all values of. In fact we can only say that Γ() is defined everywhere ecept at and for negative integers. We will see why this is the case later on. For now though, let us derive the famous recurrence relation by evaluating the integral. This section is largely based on [6, Appendi C, pp 1-3]. We use integration by parts (assuming ) to obtain [ e t t Γ() = [ e t t = ] ] e t t + dt + 1 e t t dt. Now consider the first term of the RHS of the above equation. [ e t t ] [ e t t ] = t= [ e t t ] t= [ e t t ] = t= ( ) t = lim t e t 7
9 Since this term is continuous and differentiable and ( e t ) t R, we can use L Hôpital s Rule to evaluate it. Assume > and take m. Also note these conditions hold for subsequent iterations of L Hôpital s Rule so we have, ( ) t lim t e t = lim t d dt (t ) =... = lim d dt ( t et ) d m dt m (t ) d m dt m ( et ) = lim t ( 1)( 2)...( m + 1) t m e t = lim t ( 1)( 2)...( m + 1) t m e t =. So it has become clear that we now have Γ() = 1 e t t dt. But now we can compare this to the original definiton that we have of the gamma function, Γ() = t 1 e t dt = 1 e t t dt So observe that Γ() = 1 Γ( + 1) or alternatively, Γ( + 1) = Γ(). Now consider the case when = 1. From the definition, Γ(1) = e t dt = [ e t] = 1. 8
10 So Γ(1) = 1 =! Now we simply use the recurrence relation we have just derived, and induction on as follows: We know Γ(1) =! Assume Γ( + 1) =! So Γ( + 2) = ( + 1) Γ( + 1) = ( + 1)! = ( + 1)! Hence it is clear that in general, Γ( + 1) =! for = 1, 2, 3,... Hence we have shown that the factorial function is simply a specific case of the gamma function. Now you may think that the above defines the gamma function for all real numbers with the eception of, since clearly the above working becomes meaningless if = (due to the in the denominator). However this is not the whole story. Let us assume that we know the value of the gamma function in the interval < 1. Then using the recurrence relation that we have just derived, it becomes clear that we can calculate the value of the gamma function for all positive real values of. Now consider the case when <. Again, we can use the recurrence relation to calculate the value of Γ() if is a non-integer. However, if is a negative integer, the recurrence relation will require us to know the value of Γ(), which is, as we know, undefined. Hence the gamma function is also undefined if is a negative integer. To verify this reasoning, observe the following eamples (Note: the values of Γ() for (, 1) were simply obtained using Matlab, however there are many tables that have been published with these values in them). Eample 3.1. Γ(1.7) =.7 Γ(.7) = (.7)(1.298) =.986 Eample 3.2. Γ(.4) = Γ(.6).4 = = Eample 3.3. Γ( 2) = Γ( 1) 2 = Γ() 2 But we know that Γ() is undefined and hence so is Γ( 2). 9
11 To conclude this section, we can observe the gamma function as a graph as follows [4]. The asymptotes can clearly been observed at the undefined points described in this chapter. 1
12 4 The Bohr-Möllerup Theorem So far we have considered the concept of conve functions, as well as defining and investigating the properties of the gamma function. Now we can combine what we have seen in the previous two chapters to help us state and prove possibly the most famous theorem relating to the gamma function: The Bohr-Mollerup Theorem. The proof is very elegant and is one of my favourites that I have come across so far in analysis. The following draws heavily on [5, pp14-15]. Theorem 4.1. If a function f satisfies the following three conditions, then it is identical in its domain of definition with the gamma function. i) f( + 1) = f(). ii) The domain of definition of f contains all > and is log-conve for these values of. iii) f(1) = 1. Proof. Suppose f() satisfies the above three conditions. We know that there eists such a function, since the gamma function does indeed satisfy all three conditions. So we must show that this solution is unique. Observe that f( + 1) = f() and f( + 2) = ( + 1) f( + 1) = ( + 1) f() So in general, f( + n) = ( + n 1) ( + n 2)...( + 1) f() holds. Let us call this equation. Since f(1) = 1 by iii), then f(n) = (n 1)! n N, n > So it suffices to show that f() agrees with Γ() on the interval < 1 as if this holds then by condition i), it will agree with Γ() everywhere. Let R, (, 1] and n N s.t. n 2. Now let us consider the difference quotients, φ( 1, n), for different values of 1. By condition ii), f is log-conve and so φ( 1, n) is a monotonically increasing function of 1. So we obtain the inequality, logf( 1 + n) logf(n) ( 1 + n) n logf( + n) logf(n) ( + n) n logf(1 + n) logf(n) (1 + n) n Now since f(n) = (n 1)!, we have, 11
13 logf( + n) log(n 1)! ( 1)log(n 2)! log(n 1)! logn! log(n 1)! ( ) (n 2)! ( 1) log (n 1)! logf( + n) log(n 1)! ( ) n! log (n 1)! log(n 1) logf( + n) log(n 1)! log(n). We can continue to rearrange the inequalities so that log(n 1) + log(n 1)! logf( + n) log(n) + log(n 1)! log[(n 1) (n 1)!] logf( + n) log[n (n 1)!]. Now since log is monotonic also, we can say, (n 1) (n 1)! f( + n) n (n 1)! Now we substitute into the above equation so (n 1) (n 1)! f()( + 1)...( + n 1) n (n 1)! We now rearrange this inequality to leave f() sanwiched between two other functions: (n 1) (n 1)! ( + 1)...( + n 1) f() n ( (n 1)! ( + 1)...( + n 1) = n n! ( + 1)...( + n) ) ( + n n ). 12
14 Since this holds n 2, we can replace n by n + 1 on the LHS of the equation. So, n ( n! z( + 1)...( + n) f() n n! ( + 1)...( + n) ) ( + n n ). Now from above it is is quite clear that a) nf() ( + n n ) n!, and ( + 1)...( + n) ( n ) n! b) f(), so we can say ( + 1)...( + n) f() ( n + n n ) n! ( + 1)...( + n) f(). ( ) n Now let n. Since lim n = 1, by the Sandwich rule, + n ( n ) n! lim n ( + 1)...( + n) = f(). But we know that Γ() satisfies our three conditions, so we can replace f() with Γ() on the RHS of the above equation. From Analysis I, we know that limits are unique, and hence Γ() is the only function that satisifes the three criteria. Hence we have completed the proof. Note that the above proof only considered (, 1]. The gamma function is not just defined on this interval, so we must show that proving the theorem on this interval actually proves it for all where Γ() is defined. The following corollary helps us to see this. Corollary 4.1. ( n ) n! Γ() = lim n ( + 1)...( + n) where Γ() is defined. 13
15 Proof. Firstly, let us denote the fraction inside the limit by Γ n () ( n +1 ) ( n! Now Γ n ( + 1) = = Γ n () ( + 1) ( + 2)...( + n + 1) So now can rearrange the above to give ( ) ( ) 1 + n + 1 Γ n () = Γ n ( + 1). n n + n + 1 ). This shows that if lim n Γ n () eists, then it also eists for Γ n ( + 1). Conversely, if it eists for Γ n ( + 1),, then it also eists for Γ n (). So the limit eists eactly for all values where Γ() is defined. The above representation of the gamma function was first derived by Gauss [1], however there are still further ways in which the gamma function can be epressed. I shall just touch upon the form derived by Weierstraß here. Observe the following ( n ) n! Γ n () = ( + 1)...( + n) ( n ) n! = (1 + ) (1 + /2)...(1 + /n) With some further manipulation, we can epress Γ() as such [7, p18]: where 1 Γ() = eγ n=1 [( 1 + ) e /n]. n γ = lim (1 + 1/ /n logn) n is Euler s constant [7, p15]. This simply illustrates the fact that Γ() can be written in more than one way. 14
16 5 Relation to the Beta Function So now that we have seen the gamma function and its various representations, we can move on to another important function in analysis, the beta function, which we will see is very closely linked to the gamma function. Firstly though, let us define it [3, p193]. Definition 5.1. Let, y R be non-negative. Then the beta function is defined as B(, y) = 1 t 1 (1 t) y 1 dt. The following theorem shows the relationship between the gamma and beta functions very well, and the proof shall be worked through using [3, pp ] and [5, pp18-19] as a guide. Theorem 5.1. Suppose, y are real numbers that aren t zero or negative integers. Then, Proof. Consider B(, y) = Γ() Γ(y) Γ( + y). B( + 1, y) = 1 t (1 t) y 1 dt = 1 ( ) t (1 t) (1 t) y 1 dt 1 t = 1 ( ) t (1 t) +y 1 dt. 1 t Now let us use integration by parts to get 15
17 [( (1 t) +y B( + 1, y) = + y ) ( ) t ] t ( ) t 1 1 (1 t)+y + y 1 t (1 t) 2 dt = + y 1 t 1 [(1 t) +y (1 t) 1 (1 t) 2 ] dt = + y 1 = B(, y). + y t 1 (1 t) y 1 dt Now let us take y to be fied. To satisfy Γ( + 1) = Γ(), let us set f() to be f() = B(, y)γ( + y) We will call this equation. Now consider the three conditions in the Bohr-Möllerup Theorem (Thm 4.1). We see f satisfies condition i) since we have chosen it specifically to do this. The function f also satisfies condition ii) since it a product of two log-conve functions and hence is log-conve also [5, p18]. The proof that B(, y) is log-conve is long and not very interesting and so shall not be reproduced here. Condition iii), however, is more tricky. Note that So we have B(1, y) = 1 (1 t) y 1 dt = 1 y. f(1) = B(1, y) Γ(1 + y) = 1 Γ(1 + y) y = Γ(y). But we want f(1) = 1 for iii) to be satisfied. So instead of f(), consider f()/f(1) instead. Now this satisfies all three conditions, so 16
18 Γ() = f()/f(1). But f(1) = Γ(y) as we saw above. Hence we have f() = Γ()Γ(y). So let us substitute this back into and we see that B(, y) = Γ()Γ(y) Γ( + y). This theorem can help us to see an interesting result regarding the gamma function [3, p194]. Consider = y = 1/2. So Γ(1/2)Γ(1/2) Γ(1) = B(1/2, 1/2) = 1 t 1/2 (1 t) 1/2 dt. Now we can use a simple substitution (let t = sin 2 θ) to see that [Γ(1/2)] 2 = π/2 (sin θ) 1 (1 sin θ) 1/2 sin 2θ dθ = π/2 (sin θ) 1 (cos θ) 1 sin 2θ dθ = π/2 sin 2θ sin θ cos θ dθ = π/2 sin 2θ 1/2 sin 2θ dθ = 2 π/2 1 dθ = π. Hence we have Γ(1/2) = π. So we can see that for any real number of the format n + 1/2 (where n is an integer), Γ() is easy to calculate using the recurrence relation derived in 3. 17
19 6 Applications and Summary There is so much more to the gamma function than the content covered in this essay; I have simply chosen the most important and interesting aspects to write about. I will use this final couple of pages to very briefly touch upon what else can be done with the gamma function, and it will hopefully inspire the reader to investigate this topic further. If the reader does indeed wish to read more about the gamma function, then I recommend Emil Artin s paper as a great place to start. Alternatively the reader could go straight to Euler s paper mentioned in the introduction. Firstly, thanks to James Stirling, we are able to approimate Γ() for large values of and hence we are able to approimate n! when n gets very large. This is given by [6, C, p9] ( n ) n. n! = lim 2πn n e This can be etended to approimate the gamma function for large values - this is eplained well in [5, p24]. Another interesting theorem regarding the gamma function is Hölder s Theorem, which states that the gamma function does not satisfy any algebraic differential equation [1]. The gamma function does not appear to satisfy any simple differential equations, but this has currently not been proven. Note that the gamma function can be defined for comple numbers as well as real numbers, although the real part of the the comple number must be strictly positive. This can lead to some fantastic looking graphs, such as the one produced below [4]. 18
20 The gamma function is also the basis for the gamma distribution, which is used frequently to model waiting times (such as time until death, time until the net bus comes) [8, 3.3]. There are many more applications of the gamma function, including its use in various integration techniques and its importance to the beta function (as we have seen). It is also used frequently in combinatorics to calculate power series and in analytic number theory to allow further study into the famous Riemann zeta function [1]. This shows that the gamma function is not just a mathematical curiosity; it really is worth studying as it opens up so many more mathematical possiblities that simply wouldn t be possible without it. 19
21 7 Bibliography [1] Citizendium. An online encyclopedia. function [2] Wolfram. A wolfram web resource. [3] Principles Of Mathematical Analysis. Walter Rudin. McGraw-Hill Inc [4] Wikipedia. An online resource. function [5] The Gamma Function. Emil Artin. Holt, Rinehart and Winston, Inc [6] Mathematics for Business, Science and Technology. S. Karris. Orchard Publications 27 [7] Dictionary of Mathematics. David Nelson. Penguin Group 23 [8] Introduction To Mathematical Statistics. R.Hogg and A.Craig. New York: Macmillan
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