N-HETEROCYCLIC CARBENES: STRUCTURE AND PROPERTIES

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1 N-HETEROCYCLIC CARBENES: STRUCTURE AND PROPERTIES Zachery Matesich 24 February 2015

2 Roadmap 2 Introduction Synthetic Methods History of NHCs Properties of NHCs Nature of the carbene Structural properties Electronic properties Illustrative Examples Conclusion

3 N-Heterocyclic Carbene 3 Why? Highly nucleophilic What? Stable carbenes due to steric/electron effects Structurally versatile Neutral compound Divalent carbon atom with 6- electron valence shell Usually adjacent to electronegative atom Glorius, F. et al. Nature 2014, 510,

4 N-Heterocyclic Carbene: Precursor Synthesis 4 Illustration of syntheses for 4 general NHC cores

5 NHCs: Early Beginnings 5 Ofele (1968) Attempt to generate dihydro-complexes: When using imidazolium salts, noted a side reaction: Ofele, K. J. Organomet. Chem. 1968, P42-P43

6 NHCs: Early Beginnings 6 Wanzlick (1968) Isolation as a mercury dimer: 1 H NMR of product reveals downfield shift and lack of coupling DMSO -d 6 H(2) (ppm) H(4), H(5) (ppm) H(phenyl) (ppm) A (t) 1.47 (d) B (s) Wanzlick, H. W. et al ACIEE, 1968, 7,

7 NHCs: Early Beginnings 7 Wanzlick equilibrium Preferred product of carbene formation is dimer: Dimer can 170 ⁰C, about 50:50 mix Carbene can react with electrophiles whereas dimer is inactive Wanzlick, H. W. et al ACIEE, 1962, 1,

8 NHCs: First bottle-able carbene 8 Arduengo (1991) Deprotonation of a imidazolium salt X-ray and 1 H NMR analysis revealed interesting differences in A and B N 1 -C 2 -N 3 angle A ⁰ Avg C 2 - N 1(3) (pm) 1 H (4,5) (ppm) B ⁰ Arduengo, A. J. et al JACS, 1991, 113,

9 Stability of NHCs: Structural Properties 9 Synthesis of additional NHCs: 1992 A, C, D, & E stable as solids B stable in solution No rationale as to why Wanzlick was unable to isolate the same complexes Stability not solely the result of steric parameters or substituents on nitrogen Arduengo, A. J. et al JACS, 1992, 114,

10 Web of Science N-Heterocyclic Carbene 10 Number of publications per year since 1982 for NHC

11 Nature of the carbene: Overview 11 Hybridization of carbon breaks degeneracy of the p orbitals Ground state spin multiplicities for carbenes Singlet carbenes have filled & vacant orbital ambiphillic If singlet-triplet gap is >2 ev, singlet state predominant Both steric and electronic factors play a large role in influencing the orbital separation Bertrand, G. et al Chem. Rev. 2000, 100,

12 Nature of the carbene: Electronics 12 Inductive effects of σ-withdrawing substituents favor singlet state The σ nonbonding orbital has increased s character Smaller gap of σ-donating substituents favor triplet state Bertrand, G. et al Chem. Rev. 2000, 100,

13 Nature of the carbene: Electronics 13 Mesomeric effects involve π-donating/withdrawing substituents π-donating (X) include: -F, -Cl, -Br, -I, -NR 2, -PR 2, -SR π-withdrawing (Z) include: -COR, -CN, -CF 3, -BR 2, -SiR 3, -SR The energy of the vacant p π is increased with the combination of the lone pairs and as the σ orbital is unchanged, the σ- p π gap increases. Bertrand, G. et al Chem. Rev. 2000, 100,

14 Nature of the carbene: Sterics 14 If electronic effects are insignificant, sterics can dictate ground state Linear geometries favor triple state One p orbital is left perpendicular to the plane, unaffected, becomes p π Other p orbital is stabilized and acquires more s character, becomes σ With significant steric bulk, the carbene substituents broaden the bond angle Bertrand, G. et al Chem. Rev. 2000, 100,

15 Nature of the NH carbene: Stability 15 Nitrogen heteroatoms are σ-electron withdrawing and π-donating Therefore this breaks the degeneracy of the p x /p y energy level N-C-N bond is bent, forced by the structure of the ring Singlet state is made more favorable Steric bulk helps to kinetically stabilize Steric bulk is distal from carbene, which avoids making the bond more linear Bertrand, G. et al Chem. Rev. 2000, 100, Glorius, F. et al. Nature 2014, 510, Hoffman, R. et al. JACS 1968, 90,

16 Nature of the NH carbene: Stability 16 Frenking (1996): Effect of aromaticity on NHC stability via NBO The p π occupancy for 1 is 55.8% delocalized, for 2 is only 39.8% Heats of hydrogenation: 1 is kcal/mol and 2 is kcal/mol Shorter C-N bonds in 2 can be accounted for by steric factors of the backbone giving the bond more s character Frenking, G. et al. JACS 1996, 118,

17 Nature of the NHC-Metal bond 17 Tulloch (2001): Extent of π-bonding using Cu complexes Frenking (2004): Revealed that π-back bonding accounts for about 20% of a Ag-NHC product Tulloch, A. A. D et al Organometallics 2001, 20, Frenking, G. et al Organometallics 2004, 23,

18 Nature of the NHC-Metal bond 18 Hu (2004): Extent of π-back bonding using electron rich and deficient complexes Nolan (2007): Through 195 Pt NMR chemical shifts and 195 Pt- 13 C coupling, the influence of the carbene on the metal center was observed Larger coupling constants indicate more electron density in the σ-bond and upfield chemical shifts indicate more electron rich bonds Hu, X. et al Organometallics 2004, 23, Nolan, S. P. et al Organometallics 2007, 26,

19 Properties of NHCs: Sterics of Ligand 19 Due to shape of NHC (wedge-like), the buried volume (% V bur ) is used Defined as: percent of the total volume of a sphere occupied by a ligand Reveals that values are highly dependent on orientation of NHC-TM complex Furthermore, values are derived from X-ray structure, so not accurate representation in solution Nolan, S. P. et al Chem. Commun. 2001, 46, Glorius, F. et al. ACIEE 2010, 49,

20 Properties of NHCs: Sterics of Ligand 20 Cavallo (2010): Attempt for a dynamic model of the metal envionment The % V bur values obtained from geometry optimization are peak of a broad distribution Reveal that normal vibrations are not captured by static methods Unsaturated are slightly less bulky with shift to smaller values Cavallo, L. et al. JACS 2010, 132,

21 Properties of NHCs: pka s 21 Compiled pk a valued (DMSO) Significant rate difference between salts cores: Nolan, S. P. et al Chem. Soc. Rev. 2013, 42,

22 Properties of NHCs: 13 C NMR 22 Diagnostic 13 C NMR shift for carbene ( ppm) Saturation causes downfield shift due to a lower population of the carbene p π orbital population Correlation between N-C-N bond angle and 13 C shift Tapu, D. et al Chem. Rev. 2009, 109,

23 Properties of NHCs: Electronic Character 23 Tolman s Electronic Parameter Originally developed to describe phosphines Electron donating into metal caused CO ligand to weaken and can be examined by IR The lower the TEP, the more electron donating the NHC One caveat: As NHC-metal complexes involve multiple interactions with the NHCs, the values can be influenced Nolan, S. P. et al Chem. Soc. Rev. 2013, 42,

24 Properties of NHCs: in silico TEP 24 Use of DFT calculations to generate IR spectra of Ni(CO) 3 NHC complexes Values are in near agreement Solvent / source of IR data no longer a dissimilarity Can be used to predict structures not yet experimentally determined Gusev, D. G. Organometallics 2009, 28,

25 Properties of NHCs: NMR Measurements 25 Generation of carbene-phosphinidine adducts to measure the π-accepting properties of carbenes In resonance form B, free rotation should be observed in NMR Higher π-accepting NHC will involve more of A and the further 31 P shift will be downfield Complexes formed through: Bertrand, G. et al ACIEE. 2013, 52,

26 Properties of NHCs: NMR Measurements 26 Compounds with similar TEP values, but differing 31P shifts indicate differences in the π-accepting properties of the NHC 1 and 2 have same TEP, but 1 has more π-accepting character, therefore, 1 is more σ-donating Effect of annelation in 2 and 3 Comparison of 4/5 and 6/7 reveal more π-accepting in saturated, as there is less electron delocalization Bertrand, G. et al ACIEE. 2013, 52,

27 Stability of NHCs: Dimerization 27 Cavallo, L. et al Organometallics 2008, 27,

28 Group Problem: Cyclopentane Synthesis 28 Stereodivergence based upon use of HNC Each NHC essentially structurally identical with regards to sterics Bode, J. W. et al. Org. Lett. 2009, 11,

29 Group Problem: Cyclopentane Synthesis 29 1) Determine the mechanism for formation of each product 2) Rationalize the divergence in product formation based upon the NHC used Note: The counterion has no influence on the reaction outcome Bode, J. W. et al. Org. Lett. 2009, 11,

30 Group Problem: Answer 30 Divergence is result of ability for NHC to act as a leaving group More electron rich imidazolium HNC is less likely to leave Imiazolium prefers formation of more stable γ-lactone Bode, J. W. et al. Org. Lett. 2009, 11,

31 NHC Applications: Switching reactive pairs 31 Yang (2011): Acyloin Condensation Sterics guide the formation of the first intermediate More potential overlap when using triazolium catalyst with aryl aldehyde Yang, J. W. et al Org. Lett. 2011, 13,

32 Modifying the basic NHC structure 32 Bertrand (2012): Generating an electrophilic AND nucleophilic NHC Second nitrogen only acts as inductive electron withdrawing substituent C1-N2 bond is Å vs Å for C1-N1 revealing pyramidal N2 TEP value of 2047 cm -1 which puts it less electron donating than normal 6- membered NHC ligands (~ cm -1 ) Bertrand, G. et al ACIEE 2012, 51,

33 NHCs versus Phosphines 33 Monodentate, 2-electron ligands Synthesis for NHCs highly varied, with precursors being air-stable NHCs are typically irreversible binding ligands Steric/electronic properties in NHCs are typically separately alterable Larger trans-effect for NHCs (exploited in a later slide) TEP Values Phosphine typically cm -1 [P(tBu) 3 ] to cm -1 [PF 3 ] NHCs typically [IAd] to cm -1 [slide 31] stronger electron donor NHC more thermally and oxidatively stable Different modes of steric influence (NHC wedge, phosphine cone) Crabtree, R. H. J. Organmet. Chem. 2005, 690, Nolan, S. P. et al. Chem. Soc. Rev. 2013, 42,

34 NHCs versus Phosphines: Case-study 34 Grubbs II Ruthenium Olefin Metathesis Large rate difference reveals that binding to the alkene is 10 4 x more favorable than binding the phosphine ligand, leading to higher activity Glorius, F. et al. Nature 2014, 510, Grubbs, R. H. et al. JACS 2001, 123,

35 NHC Applications: Further catalyst improvements 35 Grubbs Z-selective Ruthenium Olefin Metathesis Inclusion of second bond between the metal and NHC ligand Steric clash of N-mesityl and alkylidene influences selectivity Grubbs, R. H. et al. JACS 2013, 135,

36 NHC Applications: Transition metals 36 Palladium cross-coupling reactions can be improved Aside from increased thermal stability of the catalyst, NHC can influence catalytic cycle More electron-rich Pd for OA Increased steric properties, as compared to phosphines aid reductive elimination Avoidance of Pd black through Pd(0) stabilization Glorius, F. et al. Nature 2014, 510,

37 NHC Applications: Palladium catalysis 37 Palladium catalyzed Heck reaction Pd-C bonds (1.990 Å) similar to other carbene complexes High thermal stability several days in boiling THF with O 2 No Pd decomposition observed during course of reaction Herrmann, W. A. et al. ACIEE 1995, 34,

38 Conclusion 38 Stabilization a combination of steric and electronics properties Methods for quantifying NHC properties are improving Some predictive models are being developed High versatility as ligands through synthesis Can be an improvement over use of phosphines High thermal and oxidative stability in NHC-metal complexes

39 References 39 Glorius, F. et al. Nature 2014, 510, Ofele, K. J. Organomet. Chem. 1968, P42-P43 Wanzlick, H. W. et al ACIEE, 1968, 7, Wanzlick, H. W. et al ACIEE, 1962, 1, Arduengo, A. J. et al JACS, 1991, 113, Arduengo, A. J. et al JACS, 1992, 114, Bertrand, G. et al Chem. Rev. 2000, 100, Hoffman, R. et al. JACS 1968, 90, Frenking, G. et al. JACS 1996, 118, Tulloch, A. A. D et al Organometallics 2001, 20, Frenking, G. et al Organometallics 2004, 23, Grubbs, R. H. et al. JACS 2013, 135, Hu, X. et al Organometallics 2004, 23, Nolan, S. P. et al Organometallics 2007, 26, Nolan, S. P. et al Chem. Commun. 2001, 46, Glorius, F. et al. ACIEE 2010, 49, Cavallo, L. et al. JACS 2010, 132, Nolan, S. P. et al Chem. Soc. Rev. 2013, 42, Tapu, D. et al Chem. Rev. 2009, 109, Gusev, D. G. Organometallics 2009, 28, Bertrand, G. et al ACIEE. 2013, 52, Cavallo, L. et al Organometallics 2008, 27, Bode, J. W. et al. Org. Lett. 2009, 11, Yang, J. W. et al Org. Lett. 2011, 13, Bertrand, G. et al ACIEE 2012, 51, Crabtree, R. H. J. Organmet. Chem. 2005, 690, Grubbs, R. H. et al. JACS 2001, 123, Herrmann, W. A. et al. ACIEE 1995, 34,

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