CARFFG System Development and Theoretical Background

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CARFFG Steering Committee Meeting 15 SEPTEMBER 2015 Astana, KAZAKHSTAN CARFFG System Development and Theoretical Background Theresa M. Modrick, PhD Hydrologic Research Center

Key Technical Components - of the CARFFG System Real-time Precipitation Input Rainfall Data Processing Snow Cover Satellite Rainfall Radar (as available) Gauge (as available) Quality Control Merging Bias Adjustment Snow Model Temperature Flash Flood Guidance Model Soil Moisture Model Evapotranspiration (Climatological) Flash Flood Guidance Threshold Runoff Model Forecaster Input Flash Flood Threat Rainfall Forecasts (Mesoscale Model) Spatial GIS Data Analysis Basin Delineation Parameter Estimation (Terrain, LULC, Soils) 2

CARFFG System Development and Theoretical Background: 1. Spatial Analysis & Threshold Runoff Hydrologic Research Center CARFFG Steering Committee Meeting Astana, KAZAKHSTAN 15 SEPTEMBER 2015

Objective of This Presentation Discuss process for delineation of flash flood-scale watersheds which are used for defining physical properties in CARFFG System: model parameterization model computations product displays Briefly describe principles of Threshold Runoff estimation. 4

Spatial Analysis to Delineate Small Flash Flood Watersheds Use GIS processing of digital elevation data to define watersheds SRTM 90-m DEM satellite-observed near global quality controlled GRASS GIS Software Routine for automated delineation of stream network and watersheds 5

Spatial Analysis to Delineate Small Flash Flood Watersheds INITIAL DELINEATION RESULTS Define small watersheds based on minimum headwater size Our target: average local drainage area of 150 km 2. A total of 36185 basins defined Large lakes, rivers, and evaporative pans areas removed Output is digital stream network and watershed boundaries. 6

Validation of Delineation Results (a) HRC-internal review comparison with Digital Chart of the World (DCW) stream database comparison with GoogleEarth Satellite Imagery (b) Within-Country review and comments 7

Spatial Analysis for Small Watershed Properties Delineation results used with GIS software to compute geometric properties (e.g., area, stream length, stream slope) of each small watershed. These watershed geometry properties are then used in the computation of threshold runoff, a characteristic parameter of FFG. The watershed boundaries are also used to define average soils and land use properties to parameterize the hydrologic models, and to compute mean areal precipitation Example from SEEFFG System 8

What can happen to rainfall once it falls on land surface? Infiltrate into the soil and fill soil moisture storage Runoff from land surface into channel and fill channel storage Be intercepted by vegetation and evaporate Threshold Runoff represents the amount rainfall that goes to filling the channel capacity at the level of bankfull conditions. 9

Definition of Threshold Runoff Threshold Runoff (TR) is defined as the amount of effective rainfall of a given duration falling over a watershed that is just enough to cause bankfull conditions at the outlet of the draining stream. TR is a characteristics of the watershed (constant). Flash flood guidance (FFG) is computed from TR by accounting for time-varying rainfall losses to soils and evapotranspiration. 10

Estimation of Threshold Runoff Assuming linear response of watersheds to rainfall excess, threshold runoff may be calculated by equating: (a) Peak watershed response, as determined by unit hydrograph theory (Geomorphologic Instantaneous Unit Hydrograph, GUIH); TO (b) Discharge at the watershed outlet associated with bankfull condition (Manning s steady flow formulation, Q p ) Threshold Runoff, R = f(a,l, B b, D b, S c ) Carpenter et al, J. Hydrology, 1999 11

R = f(a,l, B b, D b, S c ) Non-linear expression in R Estimation of Threshold Runoff Watershed-scale geometry properties (A, L) from spatial GIS analysis Channel cross-sectional properties (B b, D b ) estimated from regional relationships with watershed scale properties. Typically, relationships derived from country-provided channel cross-sectional survey information for small streams (limited number of locations). 12

Estimation of Threshold Runoff 13

FLASH FLOOD GUIDANCE (mm) Relationship between Threshold Runoff and FFG Soil Moisture Deficit 2: Saturation=75% Soil Moisture Deficit 1: Saturation=90% THRESHOLD RUNOFF (mm) Threshold Runoff is a one-time calculation for a given watershed (a characteristic of the watershed), whereas FFG is computed on a real-time basis considering up-to-date soil water content conditions. Soil water content greatly influences FFG. 14

Summary Initial Delineation of flash flood watersheds for CARFFG based on GIS processing of 90-m SRTM DEM. Threshold Runoff (TR) is defined in a physically-based manner using hydrologic principles. TR employs bankfull discharge as flow associated with flooding conditions, and geomorphologic unit hydrograph to obtain characteristic peak catchment response to uniform rainfall of given duration. TR formulated in terms of catchment properties (A,L), and cross-sectional dimension (B b, D b ), which are estimated based on regional relationship with catchment properties. TR related to FFG by accounting for losses to soil and evaporation through hydrologic modeling of each watershed. 15

CARFFG System Development and Theoretical Background: 2. Soil Moisture, Snow, & FFG Modeling Hydrologic Research Center CARFFG Steering Committee Meeting Astana, KAZAKHSTAN 15 SEPTEMBER 2015

Key Technical Components - of the CARFFG System Real-time Precipitation Input Rainfall Data Processing Snow Cover Satellite Rainfall Radar (as available) Gauge (as available) Quality Control Merging Bias Adjustment Snow Model Temperature Flash Flood Guidance Model Soil Moisture Model Evapotranspiration (Climatological) Flash Flood Guidance Threshold Runoff Model Forecaster Input Flash Flood Threat Rainfall Forecasts (Mesoscale Model) Spatial GIS Data Analysis Basin Delineation Parameter Estimation (Terrain, LULC, Soils) 1

ASM Average Soil Moisture 18

ASM Product Average Soil Moisture (ASM) product provides an estimate of current soil water in the upper soil depth, expressed as a fraction of saturation. ASM reflects history of prior precipitation. The upper soil depth is most indicative for flash flood production. 19

Soil Water Content Modeling for FFG Systems Soil Water Index Model represents : - Saturation excess runoff - Infiltration excess runoff - Combined runoff Sacramento Soil Moisture Accounting Model (US NWSRFS, 1976) Soil Water = depth integrated soil moisture A process-based conceptual model Simplified description of physical processes Mass balance: two soil layers as a series of connected reservoirs Areal lumped model at basin scale Mean areal fluxes Time invariant parameters 20

Schematic of SAC-SMA Model Structure INPUT: Precipitation (or Rain + Snow-Melt) Potential Evapotranspiration (Demand) RUNOFF COMPONENTS: Direct RO Surface RO Interflow Baseflow PARAMETERIZATION: 15 model parameters 21

On-Site Validation of Soil Water Modeling Simulation for Illinois River Basin in Oklahoma, U.S.A Reasonably good reproduction of depth integrated soil water deficit 22

A priori Parameter Estimation Soil Texture (from surveys) Soil Hydraulic Properties (qwlt, qfld, porosity,ks) Soil Texture Classification Model Parameters 23

CARFFG Soil Information: FAO Database Soil Depth(FAO) Soil Texture (FAO) 24

Flash Flood Sensitive Parameters Fast Response components are greatest concern for flash flooding. ET Tension Rain Free Surface-flow Interflow Define soil moisture product based on Upper Zone: XTo upper zone tension capacity XT upper zone tension content XFo upper zone free capacity XF upper zone free content ASM=(XT+XF)/(XT o +XF o ) Percolation Lower Zone 25

Snow Modeling For regions with significant snow cover, a snow model is employed to account for snow storage and snow melt impact on soil moisture. 26

Snow Modeling 27

Snow Model SNOW 17 Snow Accumulation and Ablation Model (SNOW-17) of the U.S. NWS (Anderson, 1973) Designed to use readily available operational data A conceptual areal lumped energy and mass balance model Air Temperature used as an index for pack energy and division of precipitation as rain or snow Considers: melt during no rain; melt during rain; no melt Model states track: snow water equivalent (SWE), heat deficit, pack temperature, liquid content. Single vertical layer Three modules: Melt during rain Melt during no rain Heat accounting during no melt Describe the snow cover extent using the Snow Depletion Curve 28

Comparison of modeled SWE with Observed Snow Depth 29

Satellite Snow Covered Area Interactive Multisensor Snow and Ice Mapping System (IMS), made available through National Snow and Ice Data Center, NOAA. http://nsidc.org/data/docs/noaa/g02156_ims_snow_ice_analysis/index.html Daily snow cover based on summary of multiple satellites at 4km x 4km resolution. Geostationary & Polar orbiter satellites Assisted by modeling, climatological maps, and personnel expertise Generally available within 1 day (often within several hours) after date of observation 4km product is Operational since 2006-2011 In CARFFG, presented as fraction of snow cover in each basin. - Apportion rain for uncovered areas - Soil-snow interface leakage for snow covered areas 30

Flash Flood Guidance - FFG 31

Flash Flood Guidance Flash Flood Guidance (FFG) is an estimate of the amount of rainfall of a given duration over a given small watershed which is enough to produce bankfull flow in the stream channel at the outlet of the watershed. FFG integrates information from threshold runoff, soil water content, and current precipitation. FFG is updated every six-hour in CARFFG System. 32

Relationship b/t Threshold Runoff, Soil Moisture, & FFG Model Forecast Run Time (6-hours) Soil Moisture Deficit, t i Soil Moisture Deficit, t i+1 33

Uncertainty in FFG Dry Conditions 0.02 0.018 Lognormal 0.016 0.014 0.012 0.01 0.008 0.006 0.004 0.002 0 0 50 100 150 200 250 300 3-hrs Actual Rainfall Volume (mm) WetConditions 0.02 0.018 0.016 0.014 0.012 0.01 0.008 0.006 0.004 0.002 Lognormal 0 0 50 100 150 200 250 300 3-hrs Actual Rainfall Volume (mm) 34

Summary CARFFG system includes hydrologic modeling components for (a) soil water content, (b) snow, and (c) flash flood guidance. The soil water index model is based on the Sacramento Soil Moisture Accounting (SAC-SMA) model, which is a physically based conceptual model. The SNOW-17 model is a temperature index model for snow accumulation and ablation. Satellite estimates of snow cover (from IMS) are ingest into the system to compute snow cover, snow water equivalent, and snow melt. FFG integrates current precipitation, threshold runoff, and soil water deficit for each basin to estimate additional rainfall of a given duration necessary to reach bankfull conditions at the outlet of the basin. 35

CARFFG System Development and Theoretical Background: 3. Satellite Precipitation & Bias Adjustment Hydrologic Research Center CARFFG Steering Committee Meeting Astana, KAZAKHSTAN 15 SEPTEMBER 2015

Key Technical Components - of the CARFFG System Real-time Precipitation Input Rainfall Data Processing Snow Cover Satellite Rainfall Radar (as available) Gauge (as available) Quality Control Merging Bias Adjustment Snow Model Temperature Flash Flood Guidance Model Soil Moisture Model Evapotranspiration (Climatological) Flash Flood Guidance Threshold Runoff Model Forecaster Input Flash Flood Threat Rainfall Forecasts (Mesoscale Model) Spatial GIS Data Analysis Basin Delineation Parameter Estimation (Terrain, LULC, Soils) 3

Satellite Precipitation Estimation Satellite Precipitation estimates provide critical information in regions with sparse coverage by traditional gauge or radar networks. In this presentation: o Describe satellite products o Introduce procedures to handle bias in precipitation estimates 3

Global HydroEstimator (GHE) Rainfall rate based on Cloud Top Brightness Temperature (indirect measurement) InfraRed based (10.7mm) Produced by NOAA/NESDIS Research/development on HE since 1970s Short latency (<30-min in operations) ~4km resolution Enhanced for: 1. Atmospheric moisture effects 2. Orography (upslope/downslope) 3. Convective Eqlb. Level (warm-top convection) 4. Local pixel Temp. difference with surroundings 5. Convective core / no-core region NOAA/NESDIS H-E 24 Hour Rain Accum 05-Apr-2013 39

Microwave Estimate: CMORPH CMORPH Based on measurements of microwave scattering from raindrops MW based Produced by NOAA/CPC 18-26 hour latency in operations ~ 8km resolution FFGS Product combines IR-based GHE with MW-based CMORPH: MWGHE 40

Example from CARFFG 41

CARFFG Interface 42

Satellite Precipitation Bias Adjustment Bias may exist in remotely sensed precipitation and should be removed for best estimate to provide input to hydrologic models. Satellite Pixel, R SAT Bias Error Model: g R SAT = αg R G + B + ε (xo,yo) Transformation for Normality Regional Bias Random Error Raingauge, R G Two applications of bias adjustment within FFG Systems (Applied to each remotely sense product prior to merge MAP) - Climatological bias adjustment - Dynamic (real-time) bias adjustment 43

Satellite Precipitation Bias Adjustment REGION A Raingauge 1 Sat Pixel 2 Sat Pixel 1 Log Bias: β t = ln N G j=1 R G j, t /NG N G j=1 R SAT j, t /NG Raingauge 2 Sat Pixel 3 Sat Pixel N Raingauge 3 This is foundation of both the real-time and climatological bias adjustment. Raingauge N 44

Climatological Bias Adjustment Goal is to determine long-term bias in satellite precipitation within a given region using historical records Uses historical data for regions of uniform hydro-climatology, terrain, and gauge density Usually done for given month or season (depending on historical record) Results in a bias factor that can be applied to satellite estimates for each region & month May be computed based on (a) mean values or (b) probability matching a b 45

Dynamic Bias Adjustment Basics Employs Kalman Filter with Stochastic Approximations β t = ln N G j=1 R G j, t N G j=1 β t+1 = β t + w t+1 R SAT j, t Uses available real-time gauge precipitation to compute current bias with conditions for: Minimum # pairs of consecutive values Minimum # pairs with rain Conditional Mean > Threshold (mm/h) for both satellite and gauge) Prediction/Update cycle assimilates observations and tracks variance of Errors Prediction: - + β t+1 = β t P - + t+1 = P t + Q t+1 Stochastic Approximations Algorithm Updating: β + t+1 = β - t+1 + K t+1 (z t+1 β - t+1 ) Kalman Gain 46

An Example From Costa Rica, Central America <b> = 0.5 <B> = e 0.5 = 1.65 47

Real-Time Gauge Data FROM CARFFG System DASHBOARD FROM CARFFG System PRODUCT CONSOLE 48