Improving Performance of Conceptual Flood Forecasting Model Using Complementary Error Model

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Improving Performance of Conceptual Flood Forecasting Model Using Complementary Error Model Dilip K. Gautam and Sumit Dugar Practical Action Consulting South Asia Kathmandu, Nepal International Conference on Mountain Hydrology and Meteorology for the Sustainable Development 10-11 April, 2017 Kathmandu, Nepal

Content Conceptual Rainfall-Runoff Model: TUWmodel Error modeling Case study: Improving TUWmodel forecast for Karnali using error model Conclusions

TUWmodel TUWmodel: a conceptual rainfall-runoff model developed at the Vienna University of Technology (TU Wien) The model consists of a snow routine, a soil moisture routine and a flow routing routine. The model takes precipitation, air temperature, potential evapotranspiration and catchment area as input parameters. The model has 15 parameters. The model is available freely as R library (See https://cran.r-project.org/package=tuwmodel).

TUWmodel Parameters S No. Parameter Description Range Unit 1 SCF snow correction factor 0.9-1.5 2 DDF degree day factor 0.0-10.0 mm/degc/timestep 3 Tr threshold temperature above which precipitation is rain 1.0-3.0 degc 4 Ts threshold temperature below which precipitation is snow -3.0-1.0 degc 5 Tm threshold temperature above which melt starts -2.0-2.0 degc 6 LPrat parameter related to the limit for potential evaporation 0.0-1.0 7 FC field capacity, i.e., max soil moisture storage 0-600 mm 8 BETA the nonlinear parameter for runoff production 0.0-20.0 9 k0 storage coefficient for very fast response 0.0-2.0 timestep 10 k1 storage coefficient for fast response 2.0-30.0 timestep 11 k2 storage coefficient for slow response 30.0-250.0 timestep 12 lsuz threshold storage state, i.e., the very fast response start if exceeded 1.0-100.0 mm 13 cperc constant percolation rate 0.0-8.0 mm/timestep 14 bmax maximum base at low flows 0.0-30.0 timestep 15 croute free scaling parameter 0.0-50.0 timestep 2 /mm

Study area: Karnali Basin Catchment Area: 42890 km 2 Calibration Set: 01/01/2008 to 31/12/2011 Validation Set: 01/01/2012 to 31/12/2014 Codes written in R to customize the TUWmodel for Karnali River R function optim() used to optimize model parameters automatically using quasi-newton BFGS (Broyden, Fletcher, Goldfarb and Shanno) method

Optimal Parameters S No. Parameter Description Optimal value Unit 1 SCF snow correction factor 1.2 2 DDF degree day factor 4 mm/degc/timestep 3 Tr threshold temperature above which precipitation is rain 1 degc 4 Ts threshold temperature below which precipitation is snow 0 degc 5 Tm threshold temperature above which melt starts 1 degc 6 LPrat parameter related to the limit for potential evaporation 0.12 7 FC field capacity, i.e., max soil moisture storage 40 mm 8 BETA the nonlinear parameter for runoff production 0.06 9 k0 storage coefficient for very fast response 0.67 timestep 10 k1 storage coefficient for fast response 7.45 timestep 11 k2 storage coefficient for slow response 104.93 timestep 12 lsuz threshold storage state, i.e., the very fast response start if exceeded 50.35 mm 13 cperc constant percolation rate 2.11 mm/timestep 14 bmax maximum base at low flows 9.98 timestep 15 croute free scaling parameter 26.51 timestep 2 /mm

Model prediction for calibration set

Model prediction for validation set

Error Modeling Assimilates the latest observation and its corresponding prediction to inform the predictive distribution of the errors in future model predictions with respect to the observed data Uses difference between the observations and model predictions to generate error time series ARIMA model is fitted to error series and errors are forecasted Error forecasts are added to model predictions to obtain corrected forecasts Improves the skill of forecasts by reducing model error

Basis of Error Modeling Error model relies on temporal correlation within the residuals. Auto-Regressive Integrated Moving Average (ARIMA) models could be fitted if the residuals are highly correlated. These type of models are fitted for stationary time series. Two step approach Process modeling using conceptual model (e.g. TUWmodel, HEC-HMS) Error modeling using ARIMA times series models

ARIMA Model ARIMA modeling includes differencing, lagged values of the dependent variable, moving averages of residuals y t = μ + 1 y t 1 + + p y t p θ 1 e t 1 θ q e t q Constant AR terms MA terms By convention, the AR terms are +ve and the MA terms are -ve If the stationarized series has positive autocorrelation at lag 1, AR terms often work best. If it has negative autocorrelation at lag 1, MA terms often work best.

ACF and PACF plots The autocorrelation function (ACF) plot shows the correlation of the series with itself at different lags The partial autocorrelation function (PACF) plot shows the amount of autocorrelation at lag k that is not explained by lower-order autocorrelations ACF that dies out gradually and PACF that cuts off sharply after a few lags indicate AR series An AR series is usually positively autocorrelated at lag 1 ACF declines in geometric progression from its highest value at lag 1 PACF cuts off abruptly after lag 1 ACF that cuts off sharply after a few lags and PACF that dies out more gradually indicate MA series An MA series is usually negatively autocorrelated at lag 1 ACF cuts off abruptly after lag 1 PACF declines in geometric progression from its highest value at lag 1

Error Time Series plot: Karnali ARIMA(1,0,1)

R Package forecast https://cran.r-project.org/web/packages/forecast/index.html Automatically estimates the ARIMA model parameters (p,d,q)

Model prediction for calibration set after error correction

Model prediction for validation set after error correction

Performance calgof calarimagof valgof valarimagof ME 23.22 0-120.58 0.83 RMSE 650.01 466.23 746.04 559.46 PBIAS % 1.7 0-8.2 0.1 NSE 0.87 0.93 0.83 0.90 VE 0.73 0.88 0.70 0.87

Conclusions Every models are prone to errors. The errors may be systematic. Analysis of the errors could reveal important information (stationarity, persistence etc). An error model can be developed and errors could be forecasted. Flood forecasts can be significantly improved by integrating error forecasts into conceptual hydrological model forecasts.

Thank you Dilip.Gautam@practicalaction.org.np