Site Investigations and Geotechnical Risk For Underground Construction Greg Raines, PE

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August 14, 2017 Site Investigations and Geotechnical Risk For Underground Construction Greg Raines, PE Gregory.Raines@Stantec.com

Develop Preliminary Geologic / Geotech Conceptual Model for the Project Goal is to: identify the primary technical considerations, limitations/constraints, scope, purpose, geotechnical targets, and site conditions that must be resolved.

Identify/Collect Available Geotechnical Data in the Project Area Information can include: Geologic maps Data from previous reports Drill hole data Preliminary mapping Bridge or control structure Compile available local data into a database for further evaluation. Roads or Canals Residential Area

Field Geologic Mapping

Typical Drill Hole Logs General: Drill rate Rig Behavior Circulation return Depth to water Instrumentation Drill difficulties Shift changes Testing intervals and results Soil: Lithology Soil type (USCS) Color Consistency / density Grain size distribution Moisture Cementation Plasticity (clays) Roundness Roughness Code Slickensided Polished Smooth Rough Very Rough Rocks: Rock Type Recovery, RQD, GSI Color Texture Degree of weathering Strength Hardness Structure Discontinuities: o Type o o o o o Width Infilling Amount & Type Surface Shape Roughness Spacing (Joint Sets)

Types of Samples Drive Samplers (SPT, MC, LPT) MC Liners Mod Cal SPT Energy Calibration Can be performed in most soil types, difficult in gravel-cobbles. Provides information relating to relative density, strength, and applicability of some ground improvement methods (e.g., soil mixing, jet grouting, chemical grouting)

Types of Samples Undisturbed Samples Shelby Tube Pitcher Sampler Piston Sampler Typically applied to soft-medium, stiff cohesive soils in order to test strength, stiffness, consolidation, etc

Types of Rigs Solid Stem Some typical methods to drill the subsurface include: Auger Mud/Air Rotary Mud/Air Rotary with Casing Advance Reverse Circulation Sonic Becker Penetration Large Diameter Cone Penetration Tests (CPT) Rock Core Hollow Stem Each of these methods have pros and cons and are well suited for specific exploration programs, depending on both the subsurface conditions as well as the data needs for the program.

Typical Drill Hole Logs Rock Log Soil Log

Data Compilation Summary Sheets

Cone Penetration Test (CPT) Pros: Widely available Efficient No water, mud or air Advance many holes in comparison Cons: No samples Push depth limitations

Borings Reduce Cost Uncertainty

Geophysics Down hole geophysics Seismic reflection Seismic refraction Resistivity Ground penetrating radar Seismic tomography Bathymetry Magnetics

Reflection Profile

Marine Geophysics

Marine Seismic Refraction

Typical Lab Testing Soil USCS classification Strength & Modulus Moisture/density Plasticity Gradation Rock Rock classification Compressive/shear strength Tensile strength Moisture/density Durability, abrasivity, slake, toughness

Geologic Profiles Understand Geologic Setting

Risk Topics Settlement Flowing Ground Soft Soil Settlement Faults and Joints Heavy Ground Squeezing Ground Rock Burst Mixed Face Mixed Ground Obstructions Water bearing features & Water Table Groundwater Control Natural Gas Friction Stickiness Sensitive Soils Impacts of fines on slurry separation Soil Conditioning Abrasion Invert Degradation

Settlement Ground Surface V S W 2.5i Y Adjacent Structure S MAX i 0.05 S MAX Average Slope = S max / W Z Settlement Influence Line -Y 2 /(2 i 2 ) D = 2R S = V S i 2P

Settlement Mechanisms Tunneling operations have inherent risks of settlement from: Excessive overcut Excessive or uncontrolled spoil removal Driving of temporary soil supports Inflow of water in granular soils Mechanisms for Tunnel Settlements

Settlement Monitoring Settlement should be controlled by: Designing construction methods to prevent settlement Continued monitoring of surface and subsurface conditions for settlement or indicators Extensometers:

Flowing Ground Sinkhole clay wet fine sand wet sand Flowing, running ground silt Flowing Ground in TBM

Flowing Ground - Tunnelman s Ground Classification

Soft Soil and Ground Consolidation Normally Consolidated Clay: The present overburden pressure is the most the soil has ever seen. Overconsolidated Clay: The present overburden pressure is less than the soil has experienced in the past.

Soft Soil Settlement

Faults

Fault Inflow in to Tunnel

Heavy Ground Unable to advance TBM due to immense pressures Encountered in deep, fault zones

Terzaghi s Rock Load Classification

Faults and Joints - Outcrop Mapping

Faults and Joints - Cross Hole Geophysics / Tomography

Squeezing Ground

Rock Burst Potential - In-situ Stress - Brittleness - Stored Energy - Released Energy

Typical Lab Testing Rock Rock classification Compressive/shear strength Tensile strength (Brazilian) Moisture/density Durability, abrasivity, slake, toughness

Mixed Face / Line and Grade

Mixed Face - Seismic Refraction

Mixed Ground Conditions

Obstructions Piles and Building Foundations Old Foundation Block Abandoned Ground Support Systems Wells and Casings Boulders

Obstructions - Geology, GPR, Well Records, Utilities Geologic Environment / Prior Experience Ground Penetrating Radar (GPR) Well Records Pothole Utilities

Obstructions - Test Pits and Large Diameter Borings Test Pits: Used for soil logging, sample collection and lab testing materials anticipated to be encountered. Large Diameter Borings

Water Bearing Features & Water Table Location Fractured Rock Tunnel Alignment Shaft Screen Screen Clay Screen Highly permeable sand-gravel

Groundwater Characterization Characterization Water wells Packer testing

Locate Water - Piezometers Typical stand-pipe piezometer Multi-level Single Multi-level vibrating wire piezometer Fully Grouted Multi-level vibrating wire piezometer

Packer Testing Inflation Tube Inflatable Packer End Cap Test Zone Perforated Screen End Plug

Grouting inside of tunnel Groundwater Control

Hazardous Gases & Contaminants Underground Methane (CH4) Hydrogen Sulfide (H2S) Carbon Dioxide (CO2) Gasoline Vapors / Hydrocarbons Chlorinated Solvents (PCE, DCE, & TCE)

Gas - Sampling Methods

Friction General Description Grain Shape Loose, φ (deg) Dense, φ (deg) Ottawa Standard Sand Well Rounded 28 35 Eroded Sandstone Rounded 31 37 Fluvial Silty Sand Subrounded 33 37 Glacial Silty Sand Subangular to subrounded 36 40 Great Salt Lake Sand Angular 38 47 Well-graded, compacted crushed rock Holtz & Kovacs, 1981 Angular - 60

Large Diameter Pipe Jacking Application Backacter Shield Cutter Boom Shield Slurry Earth Pressure Balance

Sticky Soils

Stickiness Clogging Potential (Thewes, 2005) Medium Low High EPBM Clogging Potential

Plasticity Testing

Sensitive Soils / Collapsible Soils

Abrasivity - High Wear from Abrasion

Abrasivity - Cerchar Tests & Thin Section Analysis Granitic Porphyry Thin Section

Abrasivity - Soil Laboratory Testing Millers Drilling Index (ASTM G75-01) RAR - Relative Abrasion Resistance

Fines in Slurry - Slurry Separation Plant

Fines in Slurry 1 ½ #4 #10 #40 #200 Grain Size Analysis Hydrometer Test

Invert Degradation

Interventions

Risk Can be Managed but Not Eliminated Surprises Are Inevitable - There will always be unexpected ground conditions and neither the owner nor the design team can completely eliminate surprises from complex underground projects. Gould, 1995