Constitutive Model Input Parameters for Numerical Analyses of Geotechnical Problems: An In-Situ Testing Case Study.

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Constitutive Model Input Parameters for Numerical Analyses of Geotechnical Problems: An In-Situ Testing Case Study. Crystal COX a, b and Paul MAYNE a GeoEnvironmental Resources, Inc. b Georgia Institute of Technology Abstract. Numerical modeling and finite element analyses are increasingly becoming cost effective methods for assessing geotechnical problems. The use of in-situ testing methods, notably the SDMT, along with stiffness reduction approaches utilizing G-γ curves are used to obtain stiffness related input parameters for numerical modeling. This paper presents the steps used to obtain stiffness parameters based on shear wave velocity measurements taken from SCPTu and DMT data and presents a case study of a monitored embankment. Keywords. constitutive model, modeling, numerical analysis, in-situ, CPT, DMT, stiffness, stiffness degradation. Introduction Numerical-method based analyses encountered in common geotechnical software utilize various constitutive soil models and stiffness related inputs to characterize site conditions and predict soil response. Customarily, rigorous laboratory testing is needed to determine site specific stiffness related inputs for these models. Often, reference tables are used to provide stiffness estimates based on soil type. In-situ testing can provide a site specific and cost effective method to determine stiffness related characteristics of geomaterials that may include sands, silts and clays. Stress related deformation calculations involve linear elastic, nonlinear elastic and elasto-plastic models (with and without strain hardening) and their respective input parameters. The purpose of this paper is to address the determination of site-specific soil characterization and stiffness parameters for use in numeric and/or finite element analyses utilizing in-situ testing methods, in particular seismic flat dilatometer testing (SDMT). A case study of an instrumented embankment utilizing linear elastic constitutive relations in Newport News, Virginia is also presented. 2. Stiffness and Stiffness Degradation Stiffness related inputs for numerical analyses primarily include variants of Young s (elastic) modulus, E along with poisson s ratio, ν. Elastic modulus variants of secant modulus in drained triaxial test at 50% strength (E 50 ), tangent modulus for primary oedometer loading (E oed ), as well as unloading/reloading modulus (E ur ) are commonly needed values. Corresponding Author.

Poisson s ratio values determined through laboratory triaxial testing and/or geophysical testing should generally be used as shown in Table. Table. General values for Poisson s Ratio based on soil type. Soil Type Poisson s Ratio (ν) Granular Material 0.3 Drained Cohesive Material 0.3 0.4 Undrained Cohesive Material 0.5 Small strain stiffness and nonlinear soil behavior rely on shear modulus value determination. The fundamental shear modulus, G 0, is first determined for a soil profile using seismic shear wave velocity testing via SDMT, seismic piezocone testing (SCPTu), spectral analysis of surface waves (SASW) or other methods. Dilatometer testing of the subsurface then provides the basis to produce a G-γ modulus reduction curve for each representative soil type. Next, the G-γ modulus reduction curve is translated to an E-γ modulus reduction curve using elastic theory. The site specific E-γ modulus reduction curve along with data obtained from SDMT testing can then be used to determine modulus inputs for use in numerical simulations. 2.. Stiffness Degradation from Dilatometer Testing Hyperbolic G-γ modulus reduction curves follow the typical behavior indicated by Fig. (Hardin & Drnevich, 972). The Hardin-Drnevich degradation curve is defined as: where ref = reference strain The general Hardin-Drnevich relation has been further modified to include scaling factors in order to achieve a best fit hyperbolic model of modulus reduction for various soil types based on laboratory testing. The scaling factors are seen in the inclusion of a power exponent (α) as shown in Eq. 2 (Vardenega & Bolton 20), or alternatively, a multiplicative factor (a) as shown in Eq. 3 (Santos & Correia, 2000). The modified Hardin-Drnevich G-γ expression curves are the basis for modulus reduction curves used in several numerical modeling suites. The use of a = 0.385 in Eq. 3 after Santos and Correia (2000) is common to many hardening soil models (Benz, 2007). The use of Eq. 3 after Santos & Correia is most common to numerical analysis suites in determining parameters for the hardening soil model. The degradation curves as shown in Fig. 2 based on Eq. 2 and 3 reduce in distinctly different curves.

.2 Hardin Drnevich Shear Modulus Degradation Curve G/G o 0.8 0.6 0.4 0.2 0 0.0 0. 0 00 γ/γref Figure. Shear modulus reduction curve (after Hardin and Drnevich 972) To construct the site specific G-γ modulus degradation curve, the working shear strain γ DMT corresponding with G DMT must be determined (Cox & Mayne, 205). Once the G-γ modulus degradation curve is determined using in-situ testing, a corresponding E-γ modulus degradation curve can be constructed using Hooke s law and elastic theory as shown in Figure 3. Then, the secant modulus in triaxial testing at 50 percent strength E 50 can also be determined using values obtained from SDMT testing. Where according to Vermeer (200), 4 The unloading/reloading modulus in the drained/undrained triaxial test, E ur, cannot readily be determined using data obtained from DMT testing and must be calculated using accepted relationships if not using laboratory testing such as that given by Vermeer (200), 2 3

Figure 2. Reduction curves from fitted experimental data studies 4 5 One will note that when viewing the stiffness degradation curve, E 50 is the smallest of the modulus values discussed. Most numerical programs maintain an elastic stiffness cutoff at E ur (corresponding to G ur ), where hardening plasticity accounts for further stiffness reductions. Advanced hardening models include the values of G o and γ 0.7 as inputs to define the nonlinearity and small strain stiffness relationships for various geomaterials. Once G o is determined from seismic shear wave velocity testing, the stiffness degradation curve as shown in Figure 2 can be used to define γ 0.7. Figure 3. Elastic Modulus reduction curve using SDMT

3. Case Study Of A Monitored Embankment: Newport News, VA A linear elastic constitutive model used in commercially available settlement software was used to assess the applicability of utilizing stiffness parameters determined from in-situ testing methods. The embankment studied was part of a protection system for an electron beam accelerator constructed in Newport News, Virginia in 986 with initial analysis presented by Mayne & Frost. The embankment was constructed on site soils consisting of interlayered sands, silts and clays of the Norfolk Formation to an approximate depth of 7 m underlain by preconsolidated low plasticity clays and silts along with silty sands of the Yorktown Formation. Figure 4. Cross Section of Test Embankment in Newport News, Virginia, (after Mayne & Frost) Instrumentation used to monitor deformations of a test embankment included horizontal inclinometer pipe, settlement plates, borros points, pneumatic piezometers and open standpipes. A cross section of the embankment is shown in Fig. 4. Settlement estimates were calculated using various methods that included estimates based on oedometer testing (OED 86), estimates based on DMT testing (DMT 86) and a FEM model (FEM 86) based on work by Duncan (Mayne & Frost, 988). In the current case study, inputs to the settlement software program were based on DMT and SCPTu data available at the site. A multi-layer theory stress anlaysis was conducted based on Hankel transforms utilizing numerical methods presented by Yue (Rocscience, 2009). The requested input for elastic settlement calculations for each soil layer was E s, defined as the one-dimensional Young s modulus. The input for consolidation settlement for each soil layer using a linear elastic soil model was m v, the coefficient of volume compressibility. The operative constrained modulus from DMT testing M DMT was used as the in-situ input for E s following Eq. 4. The reciprocal of the operative constrained modulus M DMT (/ M DMT ) was used as the in-situ input for m v. Table 2 includes the layer definitions and inputs used in the settlement analysis.

The results of the in-situ generated input parameter analysis are shown in Fig. 5 and a comparison of the estimated settlements from multiple calculation methods shown in Fig. 6. Figure 5. Settlement Results from Numerical Analysis using Input Parameters from In-Situ Testing Distance Along Embankment Section (m) 0 5 0 5 20 25 30 0 Settlement (cm) 2 3 4 9/30/986 0/0/986 0/29/986 DMT 86 DMT 5 FEM 86 OED 86 5 6 Figure 6. Comparison of Estimated Settlements for a Monitored Embankment, Newport News, VA

Table 2. Layer Properties Used in Numerical Analysis from In-Situ Testing Layer Depth (m) Soil Type Go (Mpa) M DMT (Mpa) Es (Mpa) 0 -. Sandy Silt 86 00 00 2. -.7 Silty Sand 89 25 25 3.7-2.0 Silty Clay 7 7 7 4 2.0-2.3 Silty Sand 80 28 28 5 2.3-3.0 Silty Clay 7 3 3 6 3.0-3.3 Sandy Silt 75 2 2 7 3.3-4.5 Silty Sand 89 25 25 8 4.5-4.8 Silt 80 35 35 9 4.8-5.5 Clay 80 2 2 0 5.5-7.5 Silty Sand 222 05 05 7.5-0 Silty Sand 26 35 35 2 0-2 Silty Sand 264 90 90 3 2-5 Silty Sand 33 80 80 4 5-2 Silty Sand 282 70 70 5 2-25 Silty Sand 230 50 50 Results utilizing numerical methods with stiffness inputs derived from in-situ testing (DMT 5) were a very close match to calculations performed prior using DMT data (DMT 86). The estimated deformations were in agreement with measured deformations recorded from instrumentation. A FEM model of the embankment utilizing the in-situ derived parameters for non-linear elasto-plastic soil conditions is under development. 4. Conclusion In-situ testing can provide a site specific and cost effective method to determine stiffness related characteristics of geomaterials that may include sands, silts and clays. Seismic testing to determine fundamental shear modulus G 0 values along with DMT testing can be used to produce G-γ modulus reduction curves that are then translated to an E-γ modulus reduction curve using elastic theory. A case study of an instrumented embankment utilizing linear elastic constitutive relations in Newport News, Virginia was examined. Linear elastic input parameters of E s and m v were assigned to the settlement model. The model predicts the observed settlement accurately and provides a simplistic and cost effective method to determine site specific stiffness parameters for numerical analyses in all soil types. References [] Amoroso, S., Monaco P. & Marchetti, D. (202). Use of the Seismic Dilatometer (SDMT) to estimate in-situ G-γ decay curves in various soil types. Geotechnical and Geophysical Site Characterization, Vol. (Proc. ISC-4, Pernambuco), Taylor & Francis Group, London: 447-452. [2] Benz, T. (2007). Small-strain stiffness of soils and its numerical consequences. PhD Thesis, Universitat Stuttgart. [3] Bolton, M. (986). The strength and dilatancy of sands. Géotechnique36(): 65-78. [4] Campanella, R.G. & Robertson, P.K. (99) Use and interpretation of a research dilatometer, Canadian Geotechnical Journal, 28 (): pp.3-26. [5] Cox, C.L. & Mayne, P.W. (205) Soil stiffness constitutive model parameters for geotechnical problems: A dilatometer testing approach Proceedings DMT 5, Rome, Italy, June 205.

[6] Lee, J., Salgado, R. & Carraro, J.A. (2004). Stiffness degradation and shear strength of silty sands Canadian Geotechnical Journal, 4(5): pp. 83-843. [7] Marchetti, S. (980). In situ test by flat dilatometer Journal of Geotechnical Engineering Division ASCE, 06 (GT3): pp. 299-32. [8] Marchetti, S. (997). The flat dilatometer: design applications Third Geotechnical Engineering Conference, Cairo University: 42-448. [9] Mayne, P.W. & Frost, D.D. (988) Dilatometer experience in Washington D.C., Transporation Research Record 69, National Academy Press, Washington, D.C., 6-23. [0] Mayne, P.W., Schnider, J.A., & Martin, G.K. (999) Small-and large strain soil properties from seismic flat plate dilatometer tests, Prefailure Deformation Characteristics of Geomaterials, Vol. (Proc. Torino),Balkema, Rotterdam: 49-426. [] Orbzud, R. & Truty, A. (200). The hardening soil model A practical Guidebook Technical Report Z_Soil.PC 0070, Lausanne, August 200. [2] Monaco, P., Totani, G. & Calabrese, M. (2006), DMT predicted vs. observed settlements: a review of the available experience, Proceedings from the Second International Flat Dilatomer Conference. Publisher. 244-252. [3] Plaxis. Plaxis-GiD Material Models Manual Version Plaxis., pp. 02- [4] Rocscience. (2009) Settle3d Theory Manual RocScience. [5] Santos, J.A., & Gomes Correia, A., (2000). Shear modulus of soils under cyclic loading at small to medium strain level Proc.2 th World Conference on Earthquake Engineering, paper ID 0530, Auckland, New Zealand. [6] Santos, J.A., Gomes Correia, A., Modaressi, A., Lopez-Caballero, F., & Gomes, R. (2003). Validation of an elasto-plastic model to predict secant shear modulus of natural soils by experimental results Deformation Characteristics of Geomaterials, Di Benedetto et al., Eds., Swets&Zeitlinger, Lisse. [7] Totani, G., Marchetti, S., Monaco, P. & Calabrese, M. (200). Use of the Flat Dilatometer Test (DMT) in geotechnical design Proceedings, In Situ 200,International Conference on In Situ Measurement of Soil Properties.Bali, Indonesia: 487-494. [8] Vardenega, P.J. and Bolton, M. (20). Practical methods to estimate the non-linear shear stiffness of fine grained soils International Symposium on Deformation Characteristics of Geomaterials, Vol., Hanrimwon Company, Seoul, Korea: 372-379. [9] Vermeer, P.A. (200). On single anchored retaining walls PlaxisBulletin 0. [20] Vucetic, M. and Dobry, R. (99). Effect of soil plasticity on cyclic response Journal of Geotechnical Engineering (ASCE), Vol. 7 (): 89-07. [2] Yue, Z.Q. (995) On generalized Kelvin solution in multilayered elastic medium Journal of Elasticity, 40(), 43 [22] Yue, Z.Q. (996) On elastostatics of multilayered solids subjected to general surface traction Quarterly Journal of Mechanics and Applied Mathematics 49(Part 3), 47-499.