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Columbia University in the City of New York Recent Faculty Hires: Condensed Matter physics Chemistry and Materials Horst Stormer Aron Pinczuk Tony Heinz Phillip Kim Andy Millis Igor Aleiner Jack Norton David Reichman Jim Leighton Laura Kaufman Colin Nuckolls Virginia Cornish David Adams Dalibor Sames Brian Gibney Stephen O'Brien

Chemistry and Physics of Semiconductor Nanocrystals Louis Brus Chemistry Department Columbia University History Synthesis and self-assembly into solids Electronic Structure and Luminescence Optical Spectra of Single Nanocrystals Charge State of Single Nanocrystals. NSF Nanocenter on Electrical Conductivity of Single Molecules and Carbon Nanotubes

What is a CdSe nanocrystal? - Organic molecules cap the outer surface of core semiconductor. They prevent aggregation, oxidation, and stabilize nanoparticles in the solution. Most important, they electronically isolate the particles and passivate the surface states. % Surface atoms Chemical Potential 80 Xiaogang Peng Arkansas 60 40 CdSe 20 0 0 5 10 15 Diameter (nm) 20

1983

Synthesis 1986 Steigerwald etal, JACS 110, 3046 (1988)

Synthesis 1988 Bawendi etal J. Chem. Phys. 91, 7282 (1989)

Chemical synthesis of CdSe nanocrystals Thermocouple - Narrow size distribution (~5%) is obtained by the fast injection of the chemical reagents into the 0 flask at high temperature (~ 350 C). - The precursors are prepared in the glove box to avoid oxygen and water. Semiconductor: CdSe, CdTe, PbSe, etc. Metal: PtFe Argon gas at little above ambient pressure

TEM of cubic PbSe nanocrystals 100 nm nm 55 n 5 nm TEM images of PbSe quantum cubes after size selection (reaction temperature 215oC), size ~12 nm Change of shape from spheric to cubic in the size regime of 8 to 11 nm Chris Murray, Wolfgang Gaschler, Franz Redl, IBM-Columbia

3D solid structures Elena Shevchenko O Brien Murray Columbia-IBM CoPt3 nanoparticles

Bimodal superlattice of 11 nm magnetic Fe2O3 NCs and semiconducting 5 nm PbSe NCs Redl, Cho, Murray, O Brien Nature 423, 968 (2003)

Xiaogang Peng Arkansas Shape Control via Kinetics and Thermodymanics Key Concept: Tuning Monomer Activity CdSe rods and tetrapods Cubic FeO Wuestite Stephen O Brien, Applied Physics, Columbia

C. Murray and M. Bawendi

Size tunable luminescence Narrow emission band High Quantum Yield Luminescence More stable than dye molecules Possible use in biological imaging

Biological Imaging Applications Q Dot Corporation www.qdots.com Published in Nature Biotechnology Online

Simple Model for Electronic Structure: Quantum Size Effect E c> Electron Momentum mv=hk=h/λ electron wavelength λ quantized in particle: k ~ n /R; n=1,2.. Eg k v> Energy of HOMO-LUMO Blue Shifted from bulk band gap E(k) ~ Eg + n2h2/(8mer2)+ n2h2/(8mhr2) Optical Spectra are Discrete and Size Dependent Model uses known bulk band structure, and ignores bonding reconstruction on surfaces

Quantum Size Effect including Electrostatics L. Brus, J. Chem. Phys. 79, 5566 (1983); 80, 4403 (1983)

Failure of Quantum Model in Silicon Nanocrystals: Why does an H passivated 1.3 nm silicon nanocrystal emit in the blue, but an 1.3 nm oxide shell passivated nanocrystal emit in the red? Theory with H passivation Experiment: 0xide passivated Wolkin etal Phys Rev Lett 82, 197 (1999)

Ab Initio Electronic Structure Calculation Surface Bonding and Geometrical Optimization Independent of bulk band structure Molecular Orbitals extend over entire nanocrystal Problem: too many atoms

All electron Density Functional Theory Becke B3YLP Hybrid Functional Structure completely optimized Zhou, Friesner, Brus Nanoletters 3, 163 (2003) JACS 125, 15599 (2003)

Molecular Orbitals of Si66 Species 158 0. 1 atoms, 468 normal modes, 1380 electrons O r b i t a l E n e r g y ( H a r t r e e ) 0. 0 0. 1 empty 0. 2 0. 3 filled 0. 4 0. 5 0. 6 0. 7 S i 6 6 H 6 4 S i 6 6 O 1 2 ( O H ) 4 0 Oxide passivation lowers band gap by 1.5 ev LUMO moves down HOMO moves up Fermi level unchanged; hardness decreases

HOMO pulled to surface by electronegative O atoms HOMO resides on weakened Si-Si back bonds

Bawendi group

How can we observe the band gap luminescence of single nanocrystals? Nanocrystals have several thousand atoms Size distribution ca. 5% in diameter Each nanocrystal is unique Spectra average over distributions Betzig, Trautman (Bell Labs): Confocal Scanned Stage Luminescence Spectrometer Macklin etal, Science 272, 255 (1996)

Raster scan image field of luminescing nanocrystals Nirmal etal, Nature 383, 802 (1996)

Semiconductor Capped QDs EFM of CdS capped CdSe ZnS CdS TOPO CdSe E ~0.9 ev ~0.2 ev ~0.5 ev ~0.9 ev Spatial Coordinate B. O. Dabbousi, et al. (1997)

ZnS coated Blinking rate increases at higher laser power ZnS layer on surface slows down blinking rate

Schematic Blinking Mechanism: Photoionization and Re-neutralization Vacuum Level EA ~ 2 ev Ef = 5.0 ev EA ~ 4.8 ev A Eg ~ 2.0 ev B Eg > 4 ev Metal CdSe Insulator A Eg hν B Dark State: Ionized Nanocrystal with hole inside Bright State: Neutral Nanocrystal

Direct Measurement of Electric Field Due to One Ionized Nanocrystal Electric Force Microscopy Invention: Wickramasinghe IBM Martin etal, Appl. Phys. Lett. 52, 1103 (1988)E

Can we measure a single charge on a single nanocrystal? Electric Force Microscopy EFM Oscillating Capacitor Vtip = Vdc + Vac sin(ωt ) A sin(ω mt ) Electrostatic Force Fcoul = Energy Stored in a Capacitor Q1Q2 4πεz 2 1 1 Q2 U = CV 2 = 2 2 C du d 1 Q2 1 Q2 dc 1 dc 2 F = = = V = dz dz 2 C 2 C 2 dz 2 dz Capacitative Force When a voltage is applied to the tip it feels a sum of electrostatic and capacitative forces. If there are static charges on the surface, image charges are induced in the metal tip. Fe = Fcap + Fcoulomb = 1 dc 2 Q1Q2 V + 2 dz 4πεz 2 VCPD = (Wsubstrate Wtip ) / ( e ) 2 Q 1 dc (Vdc + VCPD ) + Vac sin(ωt ) ) s ( Qs + CVdc + CVac sin( ωt) ) ( 2 dz 4πε z 1 dc 1 Qs = ((Vdc + VCPD ) 2 + Vac2 ) ( Q + C (Vdc + VCPD )) 2 dz 2 4πε z 2 s dc QsC 1 dc 2 + 2(Vdc + VCPD ) V cos(2ω t) Vac sin(ω t) + 2 dz 4πε z 4 dz ac = F (ω ) F (2ω )

CdSe/ZnS Charge Blinking on Graphite Krauss etal J. Phys. Chem. 2001, B105, 1725 1ω Charge image 2ω Polarizability image 400 nm Illuminated with 20 W/cm2 at 442 nm Direct observation of Charge Blinking provides evidence for photoionization mechanism of Luminescence Blinking

Evolution from molecules to solid state as size increases