Commodity Futures Trading Commission v. Westridge Capital Management, et al. CASE No. 09-CV-1749 (GBD)

ROBB EVANS & ASSOCIATES LLC Receiver of WG Trading Investors, LP, WGIA, LLC, Westridge Capital Management, Inc. Stephen Walsh, Paul Greenwood, Certain Relief Defendants, et al. Commodity Futures Trading Commission v. Westridge Capital Management, et al. CASE No. 09-CV-1749 (GBD) Securities and Exchange Commission v. WG Trading Investors, L.P., et al. CASE No. 09-CV-1750 (GBD) Third Joint Application of the Receiver, Frandzel Robins Bloom & Csato, L.C., McKenna Long & Aldridge, LLP, Coon & Cole, LLC, and Anthony & Partners, LLC, for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2010 Through June 30, 2010; Memorandum of Points and Authorities in Support Thereof; Declaration of Brick Kane in Support Thereof; Declaration of Craig A. Welin in Support Thereof; Declaration of Gary Owen Caris in Support Thereof; Declaration of Michael J. Moran in Support Thereof; Declaration of John Anthony in Support Thereof Filed October 15, 2010

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REA LLC, Receiver of WG Trading Co. LP et al. Receiver Administrative Expenses and Fund Balance by Month From Inception (February 25, 2008) to June 30, 2010 Previously Reported Jan 10 Feb 10 Mar 10 Apr 10 May 10 Jun 10 1/1/10-6/30/10 TOTAL Case 1:09-cv-01750-GBD Document 329-1 Filed 10/15/10 Page 2 of 9 Funds Collected Overpayment of LOC-Sam Group 67,507.37 0.00 0.00 0.00 0.00 0.00 0.00 0.00 67,507.37 Orion C.M. Capital Proceeds 28,155.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 28,155.00 Proceeds fr S.Walsh Ins. Claim 26,298.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 26,298.00 NYS Tax Refund 632.76 0.00 0.00 0.00 0.00 0.00 0.00 0.00 632.76 Fuel Tax Refund 4,418.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,418.00 CM Group LLC loan Payment 242,493.72 35,210.81 10,210.81 10,210.81 10,210.81 60,210.81 60,210.81 186,264.86 428,758.58 Sale of Horses 512,880.00 25,000.00 2,500.00 6,500.00 0.00 0.00 10,025.00 44,025.00 556,905.00 Funds returned by Jim Carder 4,000,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,000,000.00 Proceeds from sale of vessel 29,886.50 0.00 0.00 0.00 0.00 0.00 12,060.60 12,060.60 41,947.10 Business Asset Liquidation 18,126.30 0.00 5,342.25 0.00 0.00 0.00 0.00 5,342.25 23,468.55 Cash & Positions Liquidation Orion Constellation Partners 3,304,848.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,304,848.00 Sam Group LLC 1,904,310.69 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,904,310.69 Goldman Sachs 46,556,411.77 0.00 0.00 0.00 0.00 0.00 0.00 0.00 46,556,411.77 Merrill Lynch 130,805,110.88 0.00 0.00 0.00 0.00 0.00 0.00 0.00 130,805,110.88 JP Morgan 632,472,357.33 0.00 0.00 0.00 0.00 0.00 0.00 0.00 632,472,357.33 Bank Accounts Wachovia Bank NA 28,407.04 0.00 0.00 0.00 0.00 0.00 0.00 0.00 28,407.04 Bank Of America 767,068.66 0.00 0.00 0.00 0.00 0.00 0.00 0.00 767,068.66 Vanguard Group 236,879.02 0.00 0.00 0.00 0.00 0.00 0.00 0.00 236,879.02 Grand Central M & T Bank Balance 83,864.53 0.00 0.00 0.00 0.00 0.00 0.00 0.00 83,864.53 Total Bank Accounts 1,116,219.25 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,116,219.25 Fund A 41,734,819.75 0.00 0.00 0.00 0.00 0.00 0.00 0.00 41,734,819.75 Fund R 6,539,609.74 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,539,609.74 WGTC LTD 8,971.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,971.00 WGIA LLC 64,622.35 0.00 0.00 0.00 0.00 24.00 0.00 24.00 64,646.35 WGI 140,618.63 0.00 0.00 0.00 0.00 12.00 0.00 12.00 140,630.63 WGTI 408,659.76 0.00 0.00 0.00 0.00 0.00 0.00 0.00 408,659.76 Cert of Deposit 488,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 488,000.00 Petty Cash 710.21 0.00 0.00 0.00 0.00 0.00 0.00 0.00 710.21 Total Cash & Positions Liquidation 865,545,269.36 0.00 0.00 0.00 0.00 36.00 0.00 36.00 865,545,305.36 Interest & Dividend Income 2,840,506.26 158,625.56 151,913.03 190,929.09 272,070.74 288,937.42 200,772.94 1,263,248.78 4,103,755.04 Miscellaneous/Other Return of Campaign Contribution 5,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,000.00 Settlements 829.57 672.46 0.00 0.00 0.00 0.00 0.00 672.46 1,502.03 Vendor Refunds 4,218.97 0.00 0.00 0.00 0.00 0.00 77.55 77.55 4,296.52 Rental Income-(Greenwood) 10,800.00 0.00 0.00 0.00 3,600.00 0.00 2,400.00 6,000.00 16,800.00 Rental Deposit Refund (Westridge) 7,167.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,167.00 Dechert Retainer Return 787,766.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 787,766.00 Other 33.28 0.00 0.00 0.00 0.00 0.00 0.00 0.00 33.28 Total Miscellaneous/Other 815,814.82 672.46 0.00 0.00 3,600.00 0.00 2,477.55 6,750.01 822,564.83 Total Funds Collected 874,131,988.09 219,508.83 169,966.09 207,639.90 285,881.55 349,184.23 285,546.90 1,517,727.50 875,649,715.59 Page 1 of 8

REA LLC, Receiver of WG Trading Co. LP et al. Receiver Administrative Expenses and Fund Balance by Month From Inception (February 25, 2008) to June 30, 2010 Previously Reported Jan 10 Feb 10 Mar 10 Apr 10 May 10 Jun 10 1/1/10-6/30/10 TOTAL Case 1:09-cv-01750-GBD Document 329-1 Filed 10/15/10 Page 3 of 9 Expense Walsh Home Renovation Lawn Maintenance 0.00 0.00 0.00 0.00 0.00 0.00 317.18 317.18 317.18 Total Walsh Home Renovation 0.00 0.00 0.00 0.00 0.00 0.00 317.18 317.18 317.18 SAM Group LLC Filing Fees 0.00 0.00 1,500.00 0.00 0.00 0.00 0.00 1,500.00 1,500.00 Tax Return Preparation 7,883.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,883.00 Business Taxes 9,882.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,882.00 Total SAM Group LLC 17,765.00 0.00 1,500.00 0.00 0.00 0.00 0.00 1,500.00 19,265.00 Delaware Land Associates Property Taxes 0.00 0.00 0.00 0.00 0.00 14,856.13 52,818.15 67,674.28 67,674.28 Insurance Premiums 2,991.77 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,991.77 Total Delaware Land Associates 2,991.77 0.00 0.00 0.00 0.00 14,856.13 52,818.15 67,674.28 70,666.05 Greenwood Asset Expenses Permits & Fees 0.00 0.00 0.00 0.00 1,140.12 0.00 0.00 1,140.12 1,140.12 Safe Deposit Box 0.00 0.00 0.00 192.20 0.00 0.00 0.00 192.20 192.20 Insurance 4,982.91 8,082.74 4,516.49 4,516.49 3,922.51 4,336.87 3,015.52 28,390.62 33,373.53 Property Taxes 291,655.03 0.00 0.00 87,697.81 0.00 0.00 0.00 87,697.81 379,352.84 Utilities 14,608.19 2,791.72 1,795.95 1,608.87 1,747.40 3,448.16 2,349.54 13,741.64 28,349.83 Heating Oil 17,956.42 6,331.19 5,372.98 2,960.59 2,960.59 213.68 0.00 17,839.03 35,795.45 HELOC Interest 21,892.54 4,264.33 3,933.35 4,048.22 4,067.20 4,144.53 4,010.39 24,468.02 46,360.56 Repairs & Maintenance 42,639.97 6,559.97 4,152.76 4,736.38 3,585.67 6,040.08 3,090.01 28,164.87 70,804.84 Alarm & Security 1,804.44 491.24 0.00 0.00 1,522.04 0.00 0.00 2,013.28 3,817.72 Total Greenwood Asset Expenses 395,539.50 28,521.19 19,771.53 105,760.56 18,945.53 18,183.32 12,465.46 203,647.59 599,187.09 Walsh Asset Expenses Boat Storage 4,518.81 0.00 0.00 0.00 300.00 0.00 0.00 300.00 4,818.81 Alarm 120.41 0.00 0.00 0.00 0.00 0.00 0.00 0.00 120.41 Insurance 13,349.64 5,524.28 0.00 1,386.07 1,376.01 3,512.71 1,050.48 12,849.55 26,199.19 Repairs & Maintenance 4,396.94 192.27 1,450.00 0.00 1,312.27 0.00 0.00 2,954.54 7,351.48 Property Taxes 64,528.35 0.00 31,999.82 0.00 0.00 0.00 0.00 31,999.82 96,528.17 Utilities 10,538.26 0.00 0.00 0.00 120.23 0.00 0.00 120.23 10,658.49 Total Walsh Asset Expenses 97,452.41 5,716.55 33,449.82 1,386.07 3,108.51 3,512.71 1,050.48 48,224.14 145,676.55 Business Asset Expenses Fees and Permits 0.00 0.00 0.00 9,040.50 0.00 13,037.70 0.00 22,078.20 22,078.20 401K Plan Report Services 6,650.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,650.00 Database Extraction 3,536.25 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,536.25 Moving Services 2,821.86 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,821.86 Information Technology Services 3,625.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,625.00 Tax Returns Preparation 10,767.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,767.00 Page 2 of 8

REA LLC, Receiver of WG Trading Co. LP et al. Receiver Administrative Expenses and Fund Balance by Month From Inception (February 25, 2008) to June 30, 2010 Previously Reported Jan 10 Feb 10 Mar 10 Apr 10 May 10 Jun 10 1/1/10-6/30/10 TOTAL Taxes & Fees 750.00 0.00 0.00 830.00 0.00 0.00 0.00 830.00 1,580.00 Phone & Internet 1,223.71 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,223.71 Travel Expenses 2,166.53 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,166.53 Software & Support 6,719.10 0.00 0.00 2,431.28 0.00 0.00 0.00 2,431.28 9,150.38 Security & Alarm 8,858.75 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,858.75 Rent & Storage 315,909.64 384.16 0.00 1,604.97 104.81 1,838.50 842.09 4,774.53 320,684.17 Total Business Asset Expenses 363,027.84 384.16 0.00 13,906.75 104.81 14,876.20 842.09 30,114.01 393,141.85 Case 1:09-cv-01750-GBD Document 329-1 Filed 10/15/10 Page 4 of 9 Business Employee Expenses Consultant Fees 1,614.48 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,614.48 Employer 401K match 18,846.81 0.00 0.00 0.00 0.00 0.00 0.00 0.00 18,846.81 Penalty & Interest 3,169.66 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,169.66 Payroll Processing Fees 1,822.36 390.24 0.00 212.42 0.00 0.00 0.00 602.66 2,425.02 Employer Taxes 10,305.09 0.00 0.00 0.00 0.00 (189.37) 0.00 (189.37) 10,115.72 Payroll Expense 392,188.19 0.00 0.00 0.00 0.00 0.00 0.00 0.00 392,188.19 Term Life Insurance Premiums 665.88 0.00 0.00 0.00 0.00 0.00 0.00 0.00 665.88 Health Insurance Premiums 69,113.42 0.00 0.00 0.00 0.00 0.00 0.00 0.00 69,113.42 Total Business Employee Expenses 497,725.89 390.24 0.00 212.42 0.00 (189.37) 0.00 413.29 498,139.18 Horse Farm Expenses Permits & Fees 172.50 0.00 50.00 300.00 0.00 0.00 25.00 375.00 547.50 Payroll Processing Fees 1,752.65 283.48 454.48 274.26 397.56 285.01 274.80 1,969.59 3,722.24 Tax Return Preparation 1,295.00 0.00 0.00 0.00 625.00 0.00 0.00 625.00 1,920.00 Property/School taxes 3,095.46 3,138.41 0.00 394.30 0.00 0.00 0.00 3,532.71 6,628.17 Loan to Grand Central 141,607.00 (1,226.00) (1,226.00) (1,226.00) 148,774.00 (1,226.00) 0.00 143,870.00 285,477.00 Loan from WG Trading (141,607.00) 1,226.00 1,226.00 1,226.00 (148,774.00) 1,226.00 0.00 (143,870.00) (285,477.00) Payroll Tax Return Preparation 5,090.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,090.00 Postage 12.60 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12.60 Fuel 2,963.49 0.00 1,383.32 2,009.84 0.00 549.21 420.66 4,363.03 7,326.52 Manure Disposal Services 6,548.79 967.00 79.00 523.00 301.00 523.00 83.45 2,476.45 9,025.24 Pre Receiver Expenses 4,765.17 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,765.17 Vehicle Registration Fees 23.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 23.00 Small Equipment & Supplies 206.64 0.00 0.00 0.00 106.60 0.00 0.00 106.60 313.24 Appraisals 15,299.59 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,299.59 Boarding Fees 850.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 850.00 Veterinarian Services 39,027.07 1,572.50 1,171.55 101.66 1,019.30 1,702.06 0.00 5,567.07 44,594.14 Equipment Rental 39.90 0.00 0.00 0.00 0.00 0.00 0.00 0.00 39.90 Worker Compensation Insurance 20,716.38 2,763.06 0.00 2,333.80 2,676.00 2,676.00 7,560.30 18,009.16 38,725.54 Sales and Use Taxes 48,990.35 0.00 2,805.62 1,797.53 0.00 836.67 0.00 5,439.82 54,430.17 Phone & Internet 2,232.60 210.42 211.06 220.65 221.05 225.27 229.21 1,317.66 3,550.26 Bank Fees 1,007.38 0.00 2.50 19.50 19.50 19.50 2.50 63.50 1,070.88 Credit Card Expenses 26,137.26 0.00 0.00 0.00 0.00 0.00 0.00 0.00 26,137.26 Food & Diet 37,682.00 6,156.30 6,511.08 1,248.82 0.00 2,704.65 0.00 16,620.85 54,302.85 Horse Transportation 725.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 725.00 Horse Grooming & Care 8,102.36 0.00 173.77 384.71 1,698.44 0.00 0.00 2,256.92 10,359.28 Rent & Storage 975.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 975.00 Page 3 of 8

REA LLC, Receiver of WG Trading Co. LP et al. Receiver Administrative Expenses and Fund Balance by Month From Inception (February 25, 2008) to June 30, 2010 Case 1:09-cv-01750-GBD Document 329-1 Filed 10/15/10 Page 5 of 9 Previously Reported Jan 10 Feb 10 Mar 10 Apr 10 May 10 Jun 10 1/1/10-6/30/10 TOTAL Cleaning Stalls/Farm Work Fees 62,675.24 5,908.50 4,965.00 3,967.50 7,393.46 6,035.96 5,325.00 33,595.42 96,270.66 Property Taxes 394.32 0.00 0.00 0.00 0.00 0.00 0.00 0.00 394.32 Insurance 9,045.23 (1,226.00) (285.45) 406.00 2,038.00 (909.02) 0.00 23.53 9,068.76 Repairs & Maintenance 80,878.21 6,242.95 4,213.27 830.55 1,487.92 4,942.02 1,116.31 18,833.02 99,711.23 Alarm & Security 504.00 168.00 0.00 0.00 168.00 0.00 0.00 336.00 840.00 Horse Shoe & Trim Services 28,420.00 2,440.00 350.00 0.00 2,190.00 500.00 430.00 5,910.00 34,330.00 Utilities 31,682.66 6,443.44 5,600.10 4,057.27 2,384.54 1,381.38 903.63 20,770.36 52,453.02 Payroll Expenses 154,595.35 12,467.60 11,998.40 11,433.02 17,751.42 9,204.02 13,455.32 76,309.78 230,905.13 Employer Taxes 14,484.96 1,258.58 1,207.07 1,527.22 3,437.77 948.92 1,266.88 9,646.44 24,131.40 Total Horse Farm Expenses 610,390.16 48,794.24 40,890.77 31,829.63 43,915.56 31,624.65 31,093.06 228,147.91 838,538.07 Receivership Operation Expenses Receiver Fees Legal Activity Asset Analysis and Recovery F. Jen 0.00 0.00 0.00 0.00 0.00 86.40 0.00 86.40 86.40 C. Callahan 0.00 86.40 0.00 0.00 0.00 460.80 0.00 547.20 547.20 K. Chapin 172.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 172.50 M. Lin 6,249.60 2,736.00 32,889.60 55,209.60 48,988.80 49,276.80 9,936.00 199,036.80 205,286.40 R. Evans 28,815.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 28,815.00 B. Kane 11,232.00 57.60 1,497.60 259.20 316.80 662.40 0.00 2,793.60 14,025.60 K. Johnson 201.60 0.00 0.00 0.00 0.00 0.00 0.00 0.00 201.60 J. Paik 19,468.80 0.00 1,296.00 979.20 2,044.80 0.00 0.00 4,320.00 23,788.80 V. Miller 21,513.60 0.00 0.00 0.00 0.00 0.00 0.00 0.00 21,513.60 E. Lanna 2,822.40 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,822.40 A. Jen 230.40 0.00 0.00 0.00 0.00 0.00 0.00 0.00 230.40 E. Bjelke 16,416.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16,416.00 L. Lee 12,009.60 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,009.60 Total Asset Analysis and Recovery 119,131.50 2,880.00 35,683.20 56,448.00 51,350.40 50,486.40 9,936.00 206,784.00 325,915.50 Asset Disposition R. Evans 17,170.00 255.00 0.00 0.00 127.50 425.00 0.00 807.50 17,977.50 B. Kane 4,752.00 0.00 0.00 518.40 806.40 460.80 259.20 2,044.80 6,796.80 K. Johnson 259.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 259.20 S. Krishnan 489.60 0.00 0.00 0.00 0.00 0.00 0.00 0.00 489.60 J. Paik 15,235.20 2,764.80 0.00 1,324.80 403.20 0.00 518.40 5,011.20 20,246.40 V. Miller 25,833.60 2,476.80 2,246.40 1,497.60 4,723.20 3,916.80 5,846.40 20,707.20 46,540.80 E. Lanna 86.40 0.00 0.00 0.00 0.00 0.00 0.00 0.00 86.40 A. Jen 57.60 0.00 0.00 0.00 0.00 0.00 0.00 0.00 57.60 C. DeCius 30.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 30.00 Total Asset Disposition 63,913.60 5,496.60 2,246.40 3,340.80 6,060.30 4,802.60 6,624.00 28,570.70 92,484.30 Page 4 of 8

REA LLC, Receiver of WG Trading Co. LP et al. Receiver Administrative Expenses and Fund Balance by Month From Inception (February 25, 2008) to June 30, 2010 Previously Reported Jan 10 Feb 10 Mar 10 Apr 10 May 10 Jun 10 1/1/10-6/30/10 TOTAL Case 1:09-cv-01750-GBD Document 329-1 Filed 10/15/10 Page 6 of 9 Business Operations R. Evans 4,930.00 935.00 0.00 0.00 510.00 0.00 0.00 1,445.00 6,375.00 B. Kane 691.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 691.20 A. Jen 3,225.60 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,225.60 F. Jen 28.80 0.00 0.00 0.00 0.00 0.00 0.00 0.00 28.80 Total Business Operations 8,875.60 935.00 0.00 0.00 510.00 0.00 0.00 1,445.00 10,320.60 Case Administration C. DeCius 0.00 0.00 0.00 0.00 0.00 0.00 30.00 30.00 30.00 P. Chung 0.00 0.00 0.00 0.00 172.80 0.00 0.00 172.80 172.80 R. Evans 38,590.00 0.00 382.50 425.00 0.00 467.50 255.00 1,530.00 40,120.00 B. Kane 62,409.60 4,492.80 1,929.60 2,966.40 5,270.40 12,384.00 15,235.20 42,278.40 104,688.00 K. Johnson 22,752.00 0.00 0.00 0.00 144.00 432.00 12,182.40 12,758.40 35,510.40 J. Paik 12,067.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,067.20 V. Miller 125,740.80 1,555.20 2,534.40 2,678.40 5,760.00 11,520.00 4,348.80 28,396.80 154,137.60 E. Lanna 1,440.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,440.00 A. Jen 11,030.40 1,238.40 230.40 1,065.60 2,620.80 1,008.00 172.80 6,336.00 17,366.40 E. Bjelke 1,699.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,699.20 L. Lee 6,480.00 316.80 806.40 1,382.40 115.20 28.80 0.00 2,649.60 9,129.60 F. Jen 921.60 17,164.80 0.00 0.00 1,152.00 3,830.40 9,187.20 31,334.40 32,256.00 E. Roop 1,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,200.00 K. Chapin 735.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 735.00 Total Case Administration 285,065.80 24,768.00 5,883.30 8,517.80 15,235.20 29,670.70 41,411.40 125,486.40 410,552.20 Claims Administration R. Evans 7,820.00 0.00 0.00 170.00 0.00 467.50 13,685.00 14,322.50 22,142.50 B. Kane 10,224.00 28.80 115.20 57.60 0.00 0.00 0.00 201.60 10,425.60 V. Miller 518.40 0.00 0.00 0.00 0.00 0.00 0.00 0.00 518.40 A. Jen 288.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 288.00 M. Lin 4,550.40 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,550.40 L. Lee 57.60 0.00 0.00 0.00 0.00 0.00 0.00 0.00 57.60 F. Jen 604.80 0.00 0.00 0.00 0.00 0.00 0.00 0.00 604.80 J. Dadbin 5,016.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,016.00 Total Claims Administration 29,079.20 28.80 115.20 227.60 0.00 467.50 13,685.00 14,524.10 43,603.30 Employee Benefits/Pensions B. Kane 374.40 0.00 0.00 0.00 0.00 0.00 0.00 0.00 374.40 V. Miller 1,872.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,872.00 A. Jen 1,123.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,123.20 C. DeCius 1,740.00 0.00 0.00 0.00 0.00 0.00 45.00 45.00 1,785.00 Total Employee Benefits/Pensions 5,109.60 0.00 0.00 0.00 0.00 0.00 45.00 45.00 5,154.60 Total Legal Activity 511,175.30 34,108.40 43,928.10 68,534.20 73,155.90 85,427.20 71,701.40 376,855.20 888,030.50 Page 5 of 8

REA LLC, Receiver of WG Trading Co. LP et al. Receiver Administrative Expenses and Fund Balance by Month From Inception (February 25, 2008) to June 30, 2010 Previously Reported Jan 10 Feb 10 Mar 10 Apr 10 May 10 Jun 10 1/1/10-6/30/10 TOTAL Case 1:09-cv-01750-GBD Document 329-1 Filed 10/15/10 Page 7 of 9 Financial Activity Accounting/Auditing K. Johnson 0.00 374.40 0.00 0.00 0.00 0.00 0.00 374.40 374.40 B. Kane 2,188.80 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,188.80 A. Jen 12,096.00 86.40 86.40 57.60 0.00 748.80 1,209.60 2,188.80 14,284.80 L. Lee 1,440.00 460.80 0.00 86.40 720.00 3,715.20 2,476.80 7,459.20 8,899.20 F. Jen 28.80 0.00 0.00 0.00 0.00 0.00 0.00 0.00 28.80 C. DeCius 44,250.00 5,955.00 3,270.00 3,870.00 2,745.00 2,520.00 3,660.00 22,020.00 66,270.00 Total Accounting/Auditing 60,003.60 6,876.60 3,356.40 4,014.00 3,465.00 6,984.00 7,346.40 32,042.40 92,046.00 Business Analysis A. Jen 0.00 0.00 0.00 0.00 0.00 0.00 57.60 57.60 57.60 R. Evans 212.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 212.50 K. Johnson 5,990.40 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,990.40 Total Business Analysis 6,202.90 0.00 0.00 0.00 0.00 0.00 57.60 57.60 6,260.50 Data Analysis B. Kane 2,419.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,419.20 E. Roop 59,275.00 0.00 0.00 0.00 2,125.00 1,425.00 850.00 4,400.00 63,675.00 K. Chapin 6,562.50 0.00 0.00 0.00 540.00 2,625.00 697.50 3,862.50 10,425.00 Total Data Analysis 68,256.70 0.00 0.00 0.00 2,665.00 4,050.00 1,547.50 8,262.50 76,519.20 Forensic Accounting R. Evans 1,275.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,275.00 B. Kane 9,561.60 0.00 0.00 1,180.80 2,102.40 288.00 0.00 3,571.20 13,132.80 K. Johnson 3,484.80 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,484.80 A. Jen 835.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 835.20 M. Lin 290,246.40 0.00 0.00 0.00 0.00 0.00 0.00 0.00 290,246.40 L. Lee 10,396.80 0.00 0.00 0.00 950.40 0.00 0.00 950.40 11,347.20 F. Jen 166,089.60 5,673.60 2,390.40 15,494.40 8,956.80 3,052.80 0.00 35,568.00 201,657.60 P. Chung 24,854.40 0.00 0.00 0.00 6,220.80 11,318.40 0.00 17,539.20 42,393.60 B. Jen 13,920.00 232.50 97.50 0.00 0.00 0.00 0.00 330.00 14,250.00 Total Forensic Accounting 520,663.80 5,906.10 2,487.90 16,675.20 18,230.40 14,659.20 0.00 57,958.80 578,622.60 Tax Issues B. Kane 432.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 432.00 A. Jen 2,880.00 0.00 0.00 86.40 0.00 28.80 57.60 172.80 3,052.80 F. Jen 115.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 115.20 J. Dadbin 144.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 144.00 Total Tax Issues 3,571.20 0.00 0.00 86.40 0.00 28.80 57.60 172.80 3,744.00 Total Financial Activity 658,698.20 12,782.70 5,844.30 20,775.60 24,360.40 25,722.00 9,009.10 98,494.10 757,192.30 Total Receiver Fees 1,169,873.50 46,891.10 49,772.40 89,309.80 97,516.30 111,149.20 80,710.50 475,349.30 1,645,222.80 Page 6 of 8

REA LLC, Receiver of WG Trading Co. LP et al. Receiver Administrative Expenses and Fund Balance by Month From Inception (February 25, 2008) to June 30, 2010 Previously Reported Jan 10 Feb 10 Mar 10 Apr 10 May 10 Jun 10 1/1/10-6/30/10 TOTAL Case 1:09-cv-01750-GBD Document 329-1 Filed 10/15/10 Page 8 of 9 Receiver Expenses Online Information Searches 0.00 0.00 0.00 55.00 0.00 0.00 0.00 55.00 55.00 External Hard Drives 89.99 0.00 0.00 0.00 0.00 0.00 0.00 0.00 89.99 Tax Return Preparation 27,829.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 27,829.50 Lock Change 332.92 0.00 0.00 0.00 0.00 0.00 0.00 0.00 332.92 Investment Advisory Fees 149,988.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 149,988.00 Investment Advisory Fees Paid by Analysis (150,000.00) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 (150,000.00) Investment Mgmt & Bank Fees 188,549.87 19,031.03 19,081.85 18,861.97 18,418.24 18,451.82 18,869.06 112,713.97 301,263.84 Investment Mgmt & Bank Fee Paid by Analysis (187,952.55) (19,039.03) (19,038.54) (18,917.28) (18,418.24) (18,420.82) (18,424.09) (112,258.00) (300,210.55) Appraisal Fees 1,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,250.00 Moving Fees/Expenses 1,591.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,591.00 Travel Expenses 36,020.07 0.00 0.00 0.00 3,051.81 732.27 0.00 3,784.08 39,804.15 Office Telephone & Supplies 464.84 0.00 2.88 10.01 31.15 13.67 41.67 99.38 564.22 Document Reproduction 7,184.33 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,184.33 Postage & Delivery 12,973.88 143.89 26.40 25.80 1,422.31 114.78 1,080.51 2,813.69 15,787.57 Total Receiver Expenses 88,321.85 135.89 72.59 35.50 4,505.27 891.72 1,567.15 7,208.12 95,529.97 Legal Fees & Costs McKenna Long & Aldridge Fees Business Operations 427.50 0.00 428.40 384.75 0.00 0.00 0.00 813.15 1,240.65 Claims Administration/Objection 13,100.85 1,435.50 0.00 1,109.25 2,022.75 130.50 735.75 5,433.75 18,534.60 Asset Analysis and Recovery 42,969.60 8,794.80 3,681.00 3,199.50 6,736.50 6,349.50 18,671.40 47,432.70 90,402.30 Asset Disposition 110,343.15 0.00 0.00 0.00 0.00 0.00 229.50 229.50 110,572.65 Case Administration 119,405.25 2,698.65 14,857.65 16,452.00 3,847.95 17,590.50 26,493.75 81,940.50 201,345.75 Employee Benefits & Pensions 13,281.75 0.00 0.00 0.00 583.20 2,656.00 606.60 3,845.80 17,127.55 Total Fees 299,528.10 12,928.95 18,967.05 21,145.50 13,190.40 26,726.50 46,737.00 139,695.40 439,223.50 Costs 4,260.89 0.60 56.99 588.22 49.02 49.35 3,428.80 4,172.98 8,433.87 Total McKenna Long & Aldridge 303,788.99 12,929.55 19,024.04 21,733.72 13,239.42 26,775.85 50,165.80 143,868.38 447,657.37 Frandzel Robins Bloom & Csato Fees Business Operations 770.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 770.00 Claim Administration/Objection 12,620.00 398.00 5,260.00 3,195.50 577.50 924.00 0.00 10,355.00 22,975.00 Asset Analysis and Recovery 4,543.00 17,529.50 6,549.00 5,274.50 192.50 154.00 18,903.50 48,603.00 53,146.00 Asset Disposition 0.00 0.00 158.00 1,619.50 1,738.00 158.00 0.00 3,673.50 3,673.50 Case Administration 319,198.50 11,957.00 12,274.00 15,883.00 16,127.50 15,598.00 69,375.50 141,215.00 460,413.50 Total Fees 337,131.50 29,884.50 24,241.00 25,972.50 18,635.50 16,834.00 88,279.00 203,846.50 540,978.00 Costs 67,677.97 1,963.21 1,935.89 364.25 1,058.37 1,171.44 2,308.72 8,801.88 76,479.85 Total Frandzel Robins Bloom & Csato 404,809.47 31,847.71 26,176.89 26,336.75 19,693.87 18,005.44 90,587.72 212,648.38 617,457.85 Page 7 of 8

REA LLC, Receiver of WG Trading Co. LP et al. Receiver Administrative Expenses and Fund Balance by Month From Inception (February 25, 2008) to June 30, 2010 Previously Reported Jan 10 Feb 10 Mar 10 Apr 10 May 10 Jun 10 1/1/10-6/30/10 TOTAL Case 1:09-cv-01750-GBD Document 329-1 Filed 10/15/10 Page 9 of 9 Coon & Cole LLC Fees Asset Analysis & Recovery 32,872.00 1,242.00 1,800.00 1,188.00 1,044.00 324.00 414.00 6,012.00 38,884.00 Total Fees 32,872.00 1,242.00 1,800.00 1,188.00 1,044.00 324.00 414.00 6,012.00 38,884.00 Costs 131.68 0.00 0.00 11.75 0.00 0.00 0.00 11.75 143.43 Total Coon & Cole LLC 33,003.68 1,242.00 1,800.00 1,199.75 1,044.00 324.00 414.00 6,023.75 39,027.43 Anthony & Partners LLC Costs 0.00 2,297.94 1,049.60 0.00 0.00 94.38 0.00 3,441.92 3,441.92 Fees Asset Analysis & Recovery 4,587.75 99.00 891.00 0.00 0.00 0.00 49.50 1,039.50 5,627.25 Total Fees 4,587.75 99.00 891.00 0.00 0.00 0.00 49.50 1,039.50 5,627.25 Total Anthony & Partners LLC 4,587.75 2,396.94 1,940.60 0.00 0.00 94.38 49.50 4,481.42 9,069.17 Total Legal Fees & Costs 746,189.89 48,416.20 48,941.53 49,270.22 33,977.29 45,199.67 141,217.02 367,021.93 1,113,211.82 Total Receivership Operation Expenses 2,004,385.24 95,443.19 98,786.52 138,615.52 135,998.86 157,240.59 223,494.67 849,579.35 2,853,964.59 Total Expense 3,989,277.81 179,249.57 194,398.64 291,710.95 202,073.27 240,104.23 322,081.09 1,429,617.75 5,418,895.56 Fund Balance 870,142,710.28 40,259.26 (24,432.55) (84,071.05) 83,808.28 109,080.00 (36,534.19) 88,109.75 870,230,820.03 Page 8 of 8

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