Setting up SWAT for the Upper Amazon

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2014 International SWAT Conference Setting up SWAT for the Upper Amazon Michael Strauch, Martin Volk 2014 International SWAT Conference Porto de Galinhas, July 30 August 1, 2014

ISI-MIP2 Inter-Sectoral Impact Model Integration and Intercomparison Project community-driven modelling effort bringing together impact models across sectors and scales to create consistent and comprehensive projections of the impacts of different levels of global warming coordinated by Focus regions ISI-MIP Framework: Common set of input data Common modelling protocol Central output data archive SEITE 2

Input data DEM Data source HydroSHEDS (SRTM, 90 m, hydrol. conditioned, Lehner et al. 2008) Soil Harmonized World Soil Database, Version 1.2, SOL_K calc. using ROSETTA (Schaap et al., 2001) Land use GLC2000 product South America (Eva et al., 2002) Climate WFD ERA 40 (Weedon et al., 2010) Calibration/validation Global Runoff Data Centre (GRDC), Hidroweb (http://hidroweb.ana.gov.br/) SEITE 3

Digital Elevation Model SRTM 90 m, hydrologically conditioned Hydrological data and maps based on SHuttle Elevation Derivatives at multiple Scales (Lehner et al., 2008) 1.02 mio km 2 SEITE 4

Streamflow data Global Runoff Data Centre 1.02 mio km 2 SEITE 5

Subbasin delineation Based on suggested minimum size: 719,600 ha 82 subbasins (Ø 12,500 km²) too large for physically meaningful Muskingum routing??? 1.02 mio km 2 SEITE 6

Land use 39 GLC classes aggregated to 16 SWAT classes Global Land Cover 2000 product South America (Eva et al., 2002) SEITE 7

Soils Harmonized World Soil Database, Version 1.2 SEITE 8 Slope

HRU definition by error analysis Each dot represents a certain threshold set for land use / soil / slope We chose: 15000 / 15000 / 20000 [ha] RTE: Relative Total Error (of land use, soil, and slope distribution compared to full HRU map) remaining number of HRUs: 999 SEITE 9

Weather data WFD WATCH Forcing Data (Basis ERA 40), daily for time period 1/1/1958 31/12/2001 Temperature (max, min in K) Precipitation (in kg/m²/s) Wind speed (in m/s) Solar radiation (in W/m²) Specific humidity (in kg/kg) Surface pressure (in Pa) Weedon et al. (2010) SEITE 10

Model calibration: Plant growth Time of NDVI peaks (Brando et al., 2010) SWAT*-LAI simulations (for all HRUs of a certain land use) *Seasonal pattern depending on latitude & soil moisture using the modified SWAT version for tropics! (Strauch & Volk, 2013) SEITE 11

Model calibration: Water balance (1986-1994) São Paulo de Olivença Borja Pcp observed São P. O. R (mm) ET (P-R, mm) 660 1021 893 1429 1068 1281 observed sim initial sim elevb R (mm) Borja ET (P-R, mm) SEITE 12 97 1147 698 546 195 1086 observed sim initial sim elevb However, elevation bands not justified for the type of data used in this study. What to do? Pcp using elevation bands (changes in mm) e. b. from DEM PLAPS: 500 mm/km TLAPS: -8 C/km

Model calibration Multi-site autocalibration Latin-Hypercube sampling (n=3000) 32 parameters (5 basin wide + 8 + 11 + 7 regional parameters) Best solution defined by minimum rank sum of 11 performance metrics over all three calibration gauges Uncertainty interval (UI) by considering as many (sorted) solutions as necessary that: width UI = σ obs SEITE 13

Model evaluation Rank sum of 11 performance metrics over three gauges PBIAS NSE mnse rnse d md rd cp br2 KGE VE Percent Bias Nash-Sutcliff Efficiency Modified Nash-Sutcliff Efficiency Relative Nash-Sutcliff Efficiency Index of Agreement Modified Index of Agreement Relative Index of Agreement Persistence Index R² multiplied by coefficient of regression line between sim and obs Kling-Gupta Efficiency Volumetric Efficiency SEITE 14

Borja NSE = 0.52 PBIAS = 3.5% d-factor = 1.11 POC = 61% Tamishiyacu NSE = 0.63 PBIAS = -4.8% d-factor = 1.01 POC = 59% Calibration Based on wrong assumptions (elevation bands), need to calibrate again São Paulo de O. NSE = 0.78 PBIAS = 8.8% d-factor = 0.51 POC = 43% Months in period 1986-1994 SEITE 15

Borja NSE = 0.65 PBIAS = -3.5% Validation Tamishiyacu NSE = 0.51 PBIAS = -13.5% Based on wrong assumptions (elevation bands), need to calibrate again São Paulo de O. NSE = 0.89 PBIAS = 4% Months in period 1995-2001 SEITE 16

Cross Validation (at gauges not used for calibration) San Regis NSE = 0.56 Based on wrong assumptions PBIAS = -14.3% (elevation bands), need to calibrate again Tabatinga NSE = 0.84 PBIAS = 0.8% Months in period 1995-2001 SEITE 17

SEITE 18 Summary / conclusion Ready-to-use global datasets for fast model setup available However, many tricky issues: Maximum area of subbasins in large-scale applications? Assigning tropical vegetation types to SWAT land use classes Plant growth seasonal pattern (modified version useful!) Abnormal water balance according observations Elevation bands significantly improved model performance but are not justified when using grid data averaged over subbasins Multi-site autocalibration and multi-metrics model evaluation to provide robust calibration results and uncertainty intervals

Muito obrigado! SEITE 19

SEITE 20 Additional slides

SEITE 21 Autocalibration using R

SEITE 22 Autocalibration using R

SEITE 23 Initial simulations problem with water balance

SEITE 24 Simulations considering elevation bands

Calibrated parameter values Regional Mountains Lowlands I Lowlands II GW_DELAY 25.36 60.24 14.33 ALPHA_BF 0.03 0.08 0.12 GWQMN 875.75 0.00 0.00 GW_REVAP 0.02 0.06 0.01 REVAPMN 409.76 135.35 0.72 RCHRG_DP 0.00 0.08 0.00 OV_N 0.10 0.11 0.10 EPCO 1.00 0.01 1.00 CH_N2 0.01 0.03 0.01 CN2 0.00-0.21 0.00 PLAPS 648.49 353.86 334.96 TLAPS -6.73-7.16-8.20 Basin wide SFTMP 3.88 SURLAG 0.12 MSK_CO1 0.14 MSK_CO2 1.46 MSK_X 0.01 SEITE 25