Electron Correlation Methods

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1 Electron Correlation Methods HF method: electron-electron interaction is replaced by an average interaction E HF c = E 0 E HF E 0 exact ground state energy E HF HF energy for a given basis set HF E c < 0 - represents a measure for the error introduced by the HF approximation Dynamical correlation Non-dynamical correlation related to the movements of the individual electrons - short range effect - related to the fact that in certain circumstances the ground state ψ SD wave-function is not a good approximation to the true ground state because there are other Slater determinants with comparable energies multideterminantal wave-function Ψ = a + HF 0Ψ aiψi i usually a 0 1 Frank Jensen, Introduction to Computational Chemistry, John Wiley and Sons, New York, 1999

2 Excited Slater Determinants (ESD) Suppose we have N electrons and K basis functions used to expand the MOs ESD RHF formalism will give N/2 occupied MOs and K-N/2 virtual MOs obtained by replacing MOs which are occupied in the HF determinant by unoccupied MOs - singly, doubly, triply, quadruply, etc. excited relative to the HF determinant Total number of ESD depends on the size of the basis set If all the possible ESD (in a given basis set) are included then all the electron correlation energy is recovered

3 Methods including electron correlation are two-dimensional!!

4 In many cases the interest is only in calculating the correlation energy associated with the valence electrons Frozen Core Approximation (FCA) = limiting the number of ESD to only those which can be generated by exciting the valence electrons - it is not justified in terms of total energy because the correlation of core electrons gives substantial contribution. However, it is essentially a constant factor which drops out when relative energies are calculated Methods for taking the electron correlation into account: Configuration Interaction (CI) Many Body Perturbation Theory (MBPT) Moller-Plesset (MP) Theory Coupled Cluster (CC)

5 Configuration Interaction (CI) -based on the variational principle, the trial wave-function being expressed as a linear combination of Slater determinants The expansion coefficients are determined by imposing that the energy should be a minimum. The MOs used for building the excited determinants are taken from HF calculation and held fixed ΨCI = a0ψscf + asψs + adψd + atψt +... S In the large basis set limit, all electron correlation methods scale at least as K 5 D T Example Molecule: H 2 O Basis set: 6-31G(d) => 19BF => 38 spin MOs (10 occupied, 28 virtual) The total number of excited determinants will be C 38 = Many of them will have different spin multiplicity and can therefore be left out in the calculation. Generating only the singlet Configurational State Functions (CSF) we still obtain determinants Full CI method is only feasible for very small systems!!! 10

6 Configuration State Functions Consider a single excitation from the RHF reference. Both Φ RHF and Φ (1) have S z =0, but Φ (1) is not an eigenfunction of S 2. Φ RHF Φ (1) Linear combination of singly excited determinants is an eigenfunction of S 2. Configuration State Function, CSF (Spin Adapted Configuration, SAC) Singlet CSF Only CSFs that have the same multiplicity as the HF reference Φ( 1,2) = φ 1 α(1)φ 2 β(2) φ 1 α(2)φ 2 β(1)

7 Truncated CI methods Ψ CI = a0 ΨSCF + asψs + adψd + at ΨT +... s Truncating the expansion given above at level one => CIS - CI with only single excited determinants CID - CI with only doubly excited determinants CISD - CI with Singles and Doubles (scales as K 6 ) CISDT - CI with Singles, Doubles and Triples (scales as K 8 ) CISDTQ - CI with Singles, Doubles, Triples and Quadruples (scales as K 10 ) - gives results close to the full CI - can only be applied to small molecules and small basis sets D T CISD - the only CI method which is generally feasible for a large variety of systems - recovers 80-90% of the available correlation energy

8 Multi-Configuration Self-Consistent Field Method (MCSCF) - is the CI method in which the MOs are also varied, along with the coefficients of the CI expansion MCSCF methods - are mainly used for generating a qualitatively correct wave-function - recover the static part of the correlation (the energy lowering is due to the greater flexibility in the wave-function) dynamic correlation the correlation of the electrons motions In MCSCF methods the necessary configurations must be selected CASSCF (Complete Active Space SCF) - the selection of the configurations is done by partitioning the MOs into active and inactive spaces active MOs - some of the highest occupied and some of the lowest unoccupied MOs Within the active MOs a full CI is performed A more complete notation for this kind of methods is: [n,m]-casscf - n electrons are distributed in all possible ways in m orbitals

9 H 2 O MOs Carry out Full CI and orbital optimization within a small active space. Six-electron in six-orbital MCSCF is shown (written as [6,6]-CASSCF) Complete Active Space Self-consistent Field (CASSCF) Why? 1. To have a better description of the ground or excited state. Some molecules are not welldescribed by a single Slater determinant, e.g. O To describe bond breaking/formation; Transition States. 3. Open-shell system, especially low-spin. 4. Low lying energy level(s); mixing with the ground state produces a better description of the electronic state. Ψ HF

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11 Alternative to CASSCF Restricted Active Space SCF (RASSCF) RASSCF the active MOs are further divided into three sections: RAS1, RAS2 and RAS3 RAS1 space MOs doubly occupied in the HF reference determinant RAS2 space both occupied and virtual MOs in the HF reference determinant RAS3 space MOs empty in the HF reference determinant Configurations in RAS2 are generated by a full CI Additional configurations are generated by allowing for example a maximum of two electrons to be excited from RAS1 and a maximum of two electrons to be excited to RAS3 RASSCF combines a full CI in a small number of MOs (RAS2) and a CISD in a larger MO space (RAS1 and RAS3)

12 Multi-reference Configuration Interaction - involve the excitations of electrons out of all the determinants which enter the MCSCF

13 MØller-Plesset Perturbation Theory - a perturbational method in which the unperturbed Hamiltonian is chosen as a sum over Fock operators N N N N H 0 = F i hi ( Jij Kij ) = + = hi + 2 i= 1 i= 1 j= 1 i= 1 V ee The sum of Fock operators counts the average electron-electron repulsion twice and the perturbation is chosen the difference: Vee 2 V ee where V ee represents the exact operator for the electron-electron repulsion It can be shown (Jensen, pag.127) that the zero order wave-function is the HF determinant while the zero order energy is just the sum of MO energies. Also, the first order energy is exactly the HF energy so that in this approach the correlation energy is recovered starting with the second order correction (MP2 method) In addition, the first contribution to the correlation energy involves a sum over doubly excited determinants which can be generated by promoting two electrons from occupied MOs i and j to virtual MOs a and b. The explicit formula for the second order Moller-Plesset correction is: E( MP2) = occ vir [ Φ Φ Φ Φ Φ Φ Φ Φ ] i j i< j a< b εi + ε j ε a a b MP2 method - scales as K 5 - accounts for cca % of the correlation energy - is fairly inexpensive (from the computational resources perspective) for systems with reasonable number of basis functions ( ) i j ε b b a 2

14 Coupled Cluster (CC) Methods The idea in CC methods is to include all corrections of a given type to infinite order. The wave-function is written as: Ψ cc = e T Ψ0 e = 1+ T + T +... = where: k = with the cluster operator given by: T = T1 + T2 + T T N T 2 Acting on the HF reference wave function, the T i operator generates all i-th excited Slater determinants: T Ψ T Ψ 0 = = occ i occ vir a vir i< j a< b t a i t Ψ ab ij a i Ψ ab ij The exponential operator may be rewritten as: e T = 1+ T 1 + T T T 3 + T T T T k! k +... First term generates the reference HF wave-function Second term generates all singly excited determinants First parentheses generates all doubly excited states (true doubly excited states by T 2 or product of singly excited states by the product T 1 T 1

15 The second parentheses generates all triply excited states, true (T 3 ) or products triples (T 1 T 2, T 1 T 1 T 1 ) The energy is given by: occ vir ( ab a b b a t + )( Φ Φ Φ Φ Φ Φ Φ Φ ) ij ti t j ti t j i j a b i j b a E = E + cc 0 i< j a< b So, the coupled cluster correlation energy is determined completely by the singles and doubles amplitudes and the two-electron MO integrals Truncated Coupled Cluster Methods If all T N operators are included in T the CC wave-function is equivalent to full CI wavefunction, but this is possible only for the smallest systems. Truncation of T Including only the T 1 operator there will be no improvement over HF, the lowest level of approximation being T=T 2 ( CCD=Coupled Cluster Doubles) If T=T 1 +T 2 CCSD scales as K 6 the only generally applicable model If T=T 1 +T 2 +T 3 CCSDT scales as K 8

16 Basis Set Superposition Error

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19 Algorithm for BSSE 1. Optimize the geometry of the complex => E 2. Optimize the geometry of the fragments => E A and E B 3. Single point calculation on the optimized geometry of the complex with Counter keyword => δ 4. Calculate E CP corrected = E+δ 5. E CP = E CP corrected E A A (A)-E B B (B) OR 1. Optimize the geometry of the complex with the Counter keyword => E CP corrected 2. Optimize the geometry of the fragments => E A and E B 3. E CP = E CP corrected E A A (A)-E B B (B)

20 Quantum chemical calculations are frequently used to estimate strengths of hydrogen bonds. We can distinguish between intermolecular and intra-molecular hydrogen bonds. The first of these are usually much more straightforward to deal with. 1. Intermolecular Hydrogen Bond energies In this case is is normal to define the hydrogen bond energy as the energy of the hydrogen bonded complex minus the energies of the constituent molecules/ions. Let us first consider a simple example with high (C 3v ) symmetry H 3 N...HF Electronic energy (a.u.) NH HF H 3 N HF Counterpoise Correction E HB NH 3 + HF H 3 N HF E HB = x ( )= 38.8 kj/mol E HB = E( H 3 N... HF ) E(HF in basis of H 3 N... HF ) - E(H 3 N in basis of HN 3... HF)

21 Practical aspects The Massage keyword requests that the molecule specification and basis set data be modified after it is generated. The Massage keyword thus makes it possible to add additional uncontracted basis functions to a standard basis set. The following input file performs a portion of a counterpoise calculation, removing the HF molecule but leaving its basis functions. Note that the dummy atom is not included in the numbering of the centers. # HF/6-31G* Massage Test HF + H2O interaction energy: HF removed 0 1 X H F 2 rhf O 2 rho H 4 roh 2 ahoh H 4 roh 2 ahoh rhf rho roh 0.94 ahoh References: 1. Pedro Salvador Sedano, Implementation and Application of BSSE Schemes to the Theoretical Modeling of Weak Intermolecular Interactions, PhD Thesis, Department of Chemistry and Institute of Computational Chemistry, University of Girona; 2. M. L. SENENT, S. WILSON, Intramolecular Basis Set Superposition Errors, International Journal of Quantum Chemistry, Vol. 82, (2001) 3. A. BENDE, Á. VIBÓK, G. J. HALÁSZ, S. SUHAI, BSSE-Free Description of the Formamide Dimers, International Journal of Quantum Chemistry, Vol. 84, (2001) 1 Nuc Nuc 0.0 Gaussian Help

22 Exercise Calculate the interaction energies in the DNA base pairs Adenine-Thymine and Cytosine-Guanine. Consider the BSSE You can look for pdb files of DNA bases at: Adenine-Thymine base pair Guanine-Cytosine base pair