Scalar Cascade and Spontaneous Stochasticity
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- Jemimah Sims
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1 (D) Scalar Cascade and Spontaneous Stochasticity See T&L, Section 8.6 A passive scalar contaminant in a fluid, governed by the scalar advection-diffusion equation t θ(x,t)+u(x,t) x θ(x,t)=κ θ(x,t) has an infinite number of conservation laws in the ideal limit κ 0, since, for any function h : R R t h(θ)+ [uh(θ) κ h(θ)] = κh (θ) θ 2. Thus, all the integrals H(t) = d d xh(θ(x,t)) are (formally) conserved as κ 0. The most basic of these is the scalar intensity or scalar energy with h(θ) = 1 2 θ2 or E θ (t) = 1 2 d d xθ 2 (x,t). This quantity for the case that θ = T T, the temperature fluctuation field, was motivated by A. M. Obukhov (1949) who noted that, when multiplied by ρc P / T 2, it represents the entropy perturbation for a fluid with an ideal gas equation of state. It has a turbulent cascade dynamics of a type very similar to that of the kinetic energy of the velocity field. Under spatial filtering the scalar equation becomes t θl + x [ū l θ l + J l ]=κ θ l with J l = (uθ) l ū l θl = spatial transport of scalar by subscale advection From this coarse-grained effective equation, one obtains a balance equation for the scalar intensity in large-scales: t ( 1 θ 2 l 2)+ [ 1 θ 2 l 2ūl + θ l Jl κ ( 1 θ 2 l 2)] = Πθ l κ θ l 2 with Π θ l = θ l J l, the scalar energy flux to small-scales. We see that the scalar fluctuations are transferred to the unresolved scales when J l θ l, 39
2 on average, that is, when the subscale transport is down-gradient. That is, the turbulent cascade of the scalar is forward to small scales when the space-transport is diffusive and tends to spread out and homogenize high concentrations of the scalar. As we shall see later, this Eulerian view of the cascade has an exact Lagrangian counterpart. It is quite easy to derive estimates θ l = O( δθ(l) l ), J l = O(δu(l)δθ(l)) in terms of scalar increments δθ(l; x) = sup r <l δθ(r; x), by means of techniques that are now quite familiar. Thus, one finds that Π θ l = O( δu(l)δθ2 (l) l ). In terms of Hölder exponents h u,h θ of the velocity and scalar, respectively, one find that pointwise h u +2h θ 1 is necessary for non-vanishing scalar flux. In terms of space-average flux and pth-order scaling exponents ζ µ p,ζ θ p, σ µ p + σ θ q + σ θ r 1 for any p, q, r 1, satisfying 1 p + 1 q + 1 r = 1, with σµ p = ζ µ p /p and σ θ p = ζ θ p/p. For example, with p = q = r = 3, σ µ 3 +2σθ 3 1. The nonlinear transfer dominates only at sufficiently large scales where the scalar diffusivity κ can be ignored. Balancing Π θ l = O( δu(l)δθ2 (l) l ), κ θ l 2 = O(κ δθ2 (l) l 2 ) on can see that the crossover scale η θ is determined as the length-scale l such that lδu(l) = κ. At a point where the velocity has Hölder exponent h u, this implies that where η θ h = LP e 1 1+hu Pe = urmsl κ 40
3 is the so-called Péclet number. It is interesting that this length-scale depends only upon the velocity scaling and not that of the scalar itself! There are a number of possible scalar cascade regimes, depending upon the relative sizes of η h = LRe 1/(1+hu) and ηh θ = LP e 1/(1+hu), or, equivalently, the value of the Prandtl number Pr = ν κ. There are names for the conventional ranges: inertial-convective: L l η h,η θ h (Re 1, P e 1) viscous-convective: η h l η θ h (Pe 1, P r 1) inertial-diffusive: ηh θ l η h (Re 1, P r 1) viscous-diffusive: η h,ηh θ l For more information on these, see T&L, Section 8.6. Here we shall focus mainly on the inertialconvective range or Oboukhov-Corrsin range. In this case, the velocity field is in its usual high-reynolds-number turbulent state. For example, within K41 description, h u =1/3. Using the scaling relation Π θ l δu(l)δθ2 (l)/l, one sees that the condition for constant flux of the scalar energy is δθ(l) θ rms (l/l) 1/3 with also h θ =1/3. This scaling was first proposed by A. M. Oboukhov, Structure of the temperature field in turbulent flows, Izv. Akad. Nauk. SSSR, Geogr. and Geophys (1949) S. Corrsin, On the spectrum of isotropic temperature fluctuations in isotropic turbulence, J. Appl. Phys (1951) In reality there is intermittency in the scalar cascade, leading to anomalous scaling δθ p (r) θrms( p r L )ζθ p. In fact, it appears from experiment and simulation that intermittency is more severe for the scalar than for the (longitudinal) velocity! For some recent simulation data, see 41
4 T. Watanabe &T. Gotoh, Statistics of a passive scalar in homogeneous turbulence, New J. Phys. 6 4 (2004) We reproduce Figure 29 from that paper: q/3 2.5 ζ q L ζ q θ ζ q(icr) 0.5 θ ζ q (VCPR) Chen & Cao (1997) q Figure 29. Comparison of the scaling exponents for run 2. ICR is for the inertial-convective range 200 < r/η < 400, and VCPR is for the viscousconvective precursor range 30 < r/η < 60. C & C is the DNS data from Chen and Cao [45]. One of the exciting developments of the 1990 s is that the scaling exponents ζp θ were calculated analytically in a model of passive advection by a synthetic turbulent velocity field that was taken to be a Gaussian random field with zero mean and covariance, for r L, of the form δu i (r,t)δu j (r,t ) = DP ij ( )r ξ δ(t t ) with P ij ( ) =δ ij i j 1 the projection onto solenoidal velocity field and with an exponent 0 < ζ < 2 for the spatial scaling of the velocity field. This is called the Kraichnan model or the rapid-change velocity ensemble, which was first introduced by R. H. Kraichnan, Small-scale structure of a scalar field convected by turbulence, Phys. Fluids (1968) who pointed out the key fact that there is no closure problem for this model and that scalar corrections obey exact, closed equations. For an extensive review on the analysis of this model, by some of the principal researchers, see: 42
5 G. Falkovich, K, Gawȩdzki & M. Vergassola, Particles and fields in fluid turbulence, Rev. Mod. Phys (2001). This work goes beyond the scope of this course, but students are encouraged to study the above review! We shall later discuss some other important discoveries made within the Kraichnan model that appear to be relevant to real turbulence. Scalar cascade leads to the same type of dissipative anomaly for the scalar energy as was discussed earlier for the kinetic energy. An alternative approach to the large-scale balance of scalar energy is to consider the smooth point-split regularization which is easily shown to satisfy e θ l (x,t)= 1 2 θ(x,t) θ l (x,t) t ( 1 2 θ θ l )+ [( 1 2 θ θ l )u [u(θ2 )] l 1 4 u(θ2 ) l κ ( 1 2 θ θ l )] = 1 d d r ( G) l (r) δu(r) δθ(r) 2 κ θ θ l (14) 4l If one takes κ 0 first and l 0 second, one derives in the same manner as for the velocity field that, in the distribution sense, t ( 1 2 θ2 )+ ( 1 2 θ2 u)= D θ (u,θ) ( ) with D θ 1 (u,θ) = lim l 0 4l d d r ( G) l (r) δu(r) δθ(r) 2, as long as u,θ L 3 in spacetime. If one takes the opposite limit of l 0 first, at fixed κ> 0, then one obtains t ( 1 2 θ2 )+ [ 1 2 θ2 u κ ( 1 2 θ2 )] = κ θ 2. If θ κ θ as κ 0 in the strong L 3 sense, then one gets ( ) again, but now with D θ (u,θ) = lim κ 0 κ θ κ 2 0. It is interesting that, in this form, D θ (u,θ) depends (explicitly) only on the scalar field. Finally, it may also be inferred that lim r 0 <δu L (r) δθ(r) 2 > ang r = 4 d Dθ (u,θ) 43
6 which is a spacetime local form of the scalar 4/3-law or Yaglom relation first derived by A. M. Yaglom, Local structure of the temperature field in a turbulent flow, Dokl. Akad. Nauk. SSSR (1949) For a current test of this relation, globally in spacetime, we can refer to Figure 8 of Watanabe & Gotoh (2004): DEUTSCHE PHYSIKALISCHE GESELLSCHAFT δur 3 / r, δurδθr 2 /χ r /3 4/5 R λ =258 R λ =427 P λ =258 P λ = r/η Figure 8. Approach of the curves to the 4 - and 4 -laws. Curves are plotted for 5 3 δu 3 r /( ɛr) and δθ2 r δu r /( χr) for runs 1 and 2, respectively. As one can see, Reynolds and Péclet numbers presently achievable are still not large enough to completely verify the relation. The important conclusion of our discussion is that a passive scalar in a turbulent flow should also exhibit anomalous dissipation of scalar energy in the limit κ 0, or Pe. We have seen that its physical origin in the Eulerian description is the diffusive mixing by the velocity field. We know of no direct verification of non-vanishing scalar dissipation in simulation or experiment. As we shall now discuss, however, the scalar anomaly has been rigorously demonstrated to occur in the Kraichnan model. Furthermore, extremely interesting insights have been obtained there on the Lagrangian mechanism of the anomaly. 44
7 Spontaneous Stochasticity We return to the consideration of Lagrangian particle evolution in a turbulent flow in the limit ν 0, or Re. In that limit, the velocity field becomes rough with Hölder exponent 0 < h < 1, say, and a pair of particles can separate to a distance (2) (t) at time t bounded above by (2) (t) [ 1 h 0 + (1 h)a(t t 0 )] if the initial separation is 0 at time t 0. We earlier considered the limit t and showed that, for h<1, the initial particle separation 0 is forgotten at long times. Now what if we 1 1 h instead take the limit 0 0 with time t fixed? In that case, one obtains 0 0: (2) (t) [(1 h)a(t t 0 )] But, according to this estimate, it is possible that two particles started at the same point may separate to a finite distance at time t>t 0! This seems to contradict the expectation that there should be a unique solution of the equation d dt x(t) =u(x(t),t), x(t 0)=x 0 However, uniqueness need not hold if h<1. The inequality ( ) does imply uniqueness if h = 1, since in that case 1 1 h. (2) (t) 0 e A(t t 0) 0, as 0 0 But for h<1, clearly, no such conclusion may be drawn. ( ) Simple examples, furthermore, show that such non-uniqueness really occurs. A standard example is, for x R +, which has at least two distinct solutions: dx dt = Axh, x(0) = 0 x 1 (t) = [(1 h)at] 1 1 h x 2 (t) 0. (15) As a matter of fact, this example has a continuum of solutions corresponding to a parameter τ 0 with dimensions of time: 45
8 x(t; τ) = [(1 h)a(t τ) + ] where (s) + = s for s 0 and (s) + = 0 for s<0. The quantity τ corresponds to the duration of time that the particle waits at x = 0 before moving to the right. Thus, x 1 (t) =x(t; 0) and x 2 (t) =x(t, ) 3. For more on the phenomenon of non-uniqueness of solutions of ODE s with non-smooth (non-lipschitz) velocities, see, for example, 1 1 h P. Hartman, Ordinary Differential Equations (Wiley, New York, 1964), Chapter II. and, for more contemporary and advanced mathematical treatments, L. Ambrosio, Transport equation and Cauchy problem for non-smooth vector fields, in: Calculus of Variations and Non-Linear Partial Differential Equations (CIME Series, Cetraro, 2005) Lecture Notes in Mathematics 1927, B. Dacorogna and P. Marcellini eds., 2 41 (2008) G. Crippa, The ordinary differential equation with non-lipschitz vector fields, Bolletino dell Unione Matematica Italiana (2008) We have come to a very important and a bit distressing! point in our deliberations. We know from Onsager s work that the turbulent velocity field u(x,t) cannot remain Lipschitz, or even Hölder continuous with exponent h> 1 3, in the limit ν 0 or Re. At least this is true if turbulent energy dissipation ε does not vanish in the limit, as experiments and simulations suggest. However, the most common explanation for the enhancement of energy dissipation in turbulent flow is G. I. Taylor s mechanism of vortex line-stretching. This mechanism assumes that vortex lines move like material lines and, more importantly, that circulations on material loops are conserved. But what is meant by a material line or a material loop if there is a non-uniqueness of Lagrangian trajectories? The traditional Kelvin Theorem for Euler solutions cannot even be formulated meaningfully in this case, let alone be determined to be true or false. 3 This simple example is analyzed in great detail by S. Attanasio & F. Flandoli, Zero-noise solutions of linear transport equations without uniqueness: an example, C. R. Acad. Sci. Paris, Ser. I (2009). 46
9 At this point, there are no definitive answers to any of these questions. We regard it as one of the most important outstanding problems in theoretical turbulence today. Some very important advances on this problem have been made in the last decade, however, in the context of the Kraichnan white-noise advection model. Furthermore, it has been found there that non-uniqueness of Lagrangian trajectories is intimately related to the anomalous dissipation of passive scalar energy. We cannot give full details of these developments, which go beyond the scope of the course, but we briefly review here the main findings. The most significant discovery in this context was the phenomenon of spontaneous stochasticity by D. Bernard, K. Gawȩdzki & A. Kupiainen, Slow modes in passive advection, J. Stat. Phys (1998), Section 7; cond-mat/ and also K. Gawȩdzki, Soluble models of turbulent advection, Lectures given at the workshop Random Media 2000, Madralin by Warsaw, June 19-26, 2000; nlin.cd/ K. Gawȩdzki & M. Vergassola, Phase transition in the passive scalar advection, Physica D (2000); cond-mat/ In the last two works the phenomenon was called intrinsic stochasticity instead. However, in a later work M. Chaves et al., Lagrangian dispersion in Gaussian self-similar velocity ensembles, J. Stat. Phys (2003); nlin/ the term spontaneous stochasticity has been substituted. We shall prefer this latter terminology. What is this spontaneous stochasticity that has been demonstrated for the Kraichnan model? The essential point is this: take a fixed velocity field realization u(x,t) from the Gaussian ensemble with exponent ξ in space and delta-correlated in time. These velocities are Hölder 47
10 continuous with exponent h = ξ/2, 0 <h<1, with probability one. It is then found that the equation d dt x(t) = u(x(t),t), t > t 0 ( ) x(t 0 ) = α does not have a unique solution: there is a continuous infinity of Lagrangian trajectories. However, remarkably there is a unique random ensemble of solutions of ( ). In particular, there is a nontrivial transition probability density P u (x,t α,t 0 )= δ d (x X t t 0 (α)) u where the average u is over the ensemble of solutions of ( ). Thus, P u (x,t α,t 0 ) gives the probability of observing the particle at x at time t which started at α at time t 0. We emphasize that the velocity field u is fixed and there is no averaging over u. The heuristic picture is as follows: Figure 1 The term spontaneous stochasticity is used, since the equation ( ) is deterministic and involves no random element, for fixed u. What is the origin of the randomness? One way to understand this is to obtain the probability distribution by regularizing the velocity field by filtering, so that particle trajectories 48
11 of d dt x l(t) = ū l (x l (t),t), t > t 0 x l (t 0 ) = α (16) are unique, but then to consider an ensemble of random initial conditions α = α + centered on α and with variance ρ. This corresponds to averaging the fine-grained transition probability over initial particle locations with a density g ρ : P u (ρ,l) (x,t α,t 0 )= d g ρ ( ) δ d (x X t l,t 0 (α + )). This is the probability density for a particle to arrive to x at time t which was released at location α + at time 0 with density g ρ ( ). Thus, the picture becomes Figure 2. It was been proved in the Kraichnan model that a limit exists if one takes first l 0 and then ρ 0 P u (x,t α,t 0 ) = lim ρ 0 lim l 0 P (ρ,l) u (x,t α,t 0 ) Furthermore, the limit is independent of which filter kernel G l was used to regularize u and which distribution g ρ was sampled to obtain initial conditions! These transition probability densities satisfy obvious conditions that d d xp u (x,t α,t 0 ) = 1 and P u (x,t 0 α,t 0 )=δ d (x α), as well as the condition 49
12 d d αp u (x,t α,t 0 )=1 which expresses incompressibility of the fluid. Another important property is that (in a suitable sense) ( t0 + u(α,t 0 ) α )P u (x,t α,t 0 ) = 0 which can be seen formally by rewriting P u (x,t α,t 0 )= δ d (x A t 0 t (α)) u. This result is a consequence of the fact that P u is supported on the infinite set of Lagrangian particle trajectories of the velocity field u. We have focused so far on forward evolution with t>t 0, but the equation ( ) can also be solved backward in time for t<t 0. The previous picture is then time-reversed: Figure 3. The transition probabilities P u (x,t α,t 0 ) make sense for any t, either t>t 0 or t<t 0. The properties that we have discussed above hold for both the future and for the past. These properties allow one to introduce solutions of the initial-value problem (IVP) of the scalar advection equation ( t + u(x,t) x )θ(x,t) = 0, t > t 0 θ(x,t 0 ) = θ 0 (x) 50
13 by averaging over Lagrangian particle trajectories backward in time θ(x,t)= d d αθ 0 (α)p u (α,t 0 x,t), t > t 0 ( ) It is remarkable that this set of solutions can be obtained by a number of physical limits. For example, if the velocity field is smoothed, u ū l, then one can define θ (l) as the solution of ( t + ū l (x,t) x )θ (l) (x,t) = 0, t > t 0 and then it can be shown that θ (l) (x,t 0 ) = θ 0 (x) θ(x,t) = lim l 0 θ (l) (x,t). Another important regularization is to add diffusion, yielding solutions θ κ to the equation ( t + u(x,t) x )θ κ (x,t) = κ θ κ (x,t) θ κ (x,t 0 ) = θ 0 (x) We recall that these can be represented by the formula θ κ (x,t)= d d αθ 0 (α)p κ u (α,t 0 x,t) where Pu κ (α,t 0 x,t) is the transition probability for the stochastic ODE dx s t(x) = u(x s t(x),s)ds + 2κdW(s), s < t X t t(x) = x solved backward in time. It can be shown that and thus also that recovering the solution given in ( ). P u (α,t 0 x,t) = lim κ 0 P κ u (α,t 0 x,t) θ(x,t) = lim κ 0 θ κ (x,t), It might be expected from the latter limit that the solutions in ( ) shall be dissipative. This can be indeed shown directly. Take any convex function h(θ), e.g. h(θ) = 1 2 θ2. Then, since the average of the values is greater than the value at the average for any convex function h(θ(x,t)) = h( d d αθ 0 (α)p u (α,t 0 x,t)) d d αh(θ 0 (α))p u (α,t 0 x,t)), t > t 0 Integrating over x and using the volume-preserving property then gives that d d xh(θ(x,t)) d d αh(θ 0 (α)), t > t 0. 51
14 Hence, the integrals H(t) = d d αh(θ(α,t)) are decreasing in time, or dissipated. the formula ( ) provides the Lagrangian formulation of the scalar dissipation anomaly. Thus, The physics is very closely related to that seen in the Eulerian description, which is diffusive mixing. The formula ( ) shows that the solution θ(x,t) is an average over the values of the initial data θ 0 (x), due to turbulent mixing produced by the stochastic Lagrangian trajectories. For more discussions of these problems, see W. E. and E. vanden-eijnden, Generalized flows, intrinsic stochasticity, and turbulent transport, Proc. Nat. Acad. Sci (2000) W. E. and E. vanden-eijnden, Turbulent Prandtl number effect on passive scalar advection, Physica D (2001) W. E. and E. vanden-eijnden, A note on generalized flows, Physica D (2003) and, at a rigorous mathematical level, Y. LeJan & O. Raimond, Solutions statistiques fortes des équations différentielles stochastiques, C. R. Acad. Sci. Paris Sér. I. Math (1998) Y. LeJan & O. Raimond, Integration of Brownian vector fields, Ann. Probab (2002) Y. LeJan & O. Raimond, Flows, coalescence and noise, Ann. Probab (2004). These papers give rigorous proofs of the various results discussed above. 52
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