Format of holding of specific securities. Particulars Yes* No*
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1 Format of holding of specific securities Annexure - I Name of the Listed Entity : NORBEN TEA & EXPORTS LIMITED CIN : L01132WB1990PLC Share Holding Pattern Filed under Reg.31(1)(b) for Quarter ending : Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information :- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any against which Depository receipts are issued? No 4 Whether the Listed Entity has any in locked-in? No 5 Whether any by Promoters are pledged or otherwise encumbered? No
2 Table I - Summary Statement holding of specified securities Category Category of shareholder Nos. of shareholders fully paid up equity partly paid- up equity Depository Receipts no. of Shareholding as a % of total no. of ( calculated as per SCRR, 1957) Voting Rights in each class of securities No.of Underlying Outstanding securities (including Warrants) Shareholding as a % assuming full conversion of securities (as a percentage of diluted share capital) Locked in pledged or otherwise encumbered equity in dematerialise d form (i) (ii) (iii) (iv) (v) (vi) (vii) = (viii) As a % of (iv)+(v)+(vi) (A+B+C2) Voting Rights (ix) (x) (xi) = (vii)+(x) As a (xii) (xiii) % of (A+B+C2) as a % of (A+B+C) No. (a) As a % No. of total (a) (b) As a % of total (b) (xiv) (A) Promoter & Promoter Group Class eg : X Class eg : Y (B) Public (C) (C1) (C2) Non Promoter - Non Public DRs by Employees Trusts
3 Table II- Statement showing shareholding pattern of the Promoter and Promoter Group 1 Indian Category & Name of the shareholders PAN shareho lder fully paid up equity Partly paid- up equity Nos. of Depository Receipts nos. (i) (ii) (iii) (iv) (v) (vi) (vii) = (iv)+(v)+(vi) Shareholding % calculated as per SCRR, 1957) (viii) As a % of (A+B+C2) No.of Underlying Outstanding securities (including Warrants) Shareholding as a % assuming full conversion of securities (as a percentage of diluted share capital) (ix) (x) (xi) = (vii)+(x) as a % of (A+B+C2) (xii) (xiii) Voting Rights as No. As a % No. As a % a % of (a) of total (a) of total Voting (b) (b) rights Class X Class Y equity in dematerialise d form (a) Individuals/ Hindu Undivided Family MANOJ KUMAR DAGA ADLPD9792L SHANTI DEVI DAGA ADSPD0801H MANOJ KUMAR DAGA(HUF) AACHM7084G APARNA DAGA AJLPD4144L JYOTI DEVI DAGA ADGPD0232J Pallavi Daga ASKPD3329D (b) Central Government/ State Government(s) (c) Financial Institutions/ Banks (d) Any Other (Specify) (d-i) Bodies Corporate MANGALAM PRODUCTS AABCM6942K PVT.LTD. TONGANI TEA COMPANY LTD. AAACD9238Q Anjum Investments Pvt. Ltd. AACCA1869J Sub (A)(1) Foreign (a) Individuals (Non-Resident Individuals/ Foreign Individuals) (b) Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Others(Specify) Sub (A)(2) Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) Voting Rights in each class of securities Note : (1) PAN would not be displayed on website of Stock Exchange(s) (2) The term "Encumbrance" has the same meaning as assigned under regulation 28(3) of SEBI (Substancial Acquisition of and Takeovers) Regulations, 2011 Locked in pledged or otherwise encumbered (xiv)
4 Table III- Statement showing shareholding pattern of the Public shareholder Category & Name of the shareholders PAN Nos. of shareho lder fully paid up equity Partly paid- up equity Depository Receipts nos. Shareholdin g % calculated as per SCRR, 1957) Voting Rights in each class of securities No.of Underlying Outstanding securities (including Warrants) shareholding as a % assuming full conversion of securities (as a percentage of diluted share capital) Locked in pledged or otherwise encumbered Number of equity in demateri alised form (i) (ii) (iii) (iv) (v) (vi) (vii) = (iv)+(v)+(vi) (viii) As a % of (A+B+C2) (ix) (x) (xi) = (vii)+(x) As (xii) (xiii) a % of (A+B+C2) (xiv) Voting Rights as a % of Voting Rights No. (a) As a % of total (b) No.(Not applicable) (a) As a % of total (Not applicable)( b) Class X 1 Institutions (a) Mutual Funds/ UTI (b) Venture Capital Funds (c) Alternate Investment Funds (d) Foreign Venture Capital Investors (e) Foreign Portfolio Investors (f) Financial Institutions/ Banks (g) Insurance Companies (h) (i) Provident Funds/ Pension Funds Any Other (Specify) Sub (B)(1) Central Government/ State Government(s)/ President of India State Government Sub (B)(2) Class Y
5 3 Non-Institutions (a) Individuals - i. Individual shareholders holding nominal share capital up to Rs 2 lakhs (b) ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. SANTOSH KUMAR DALMIA & SONS HUF NBFCs registered with RBI (c) Employee Trusts AAFHS5294B (d) (e) Overseas Depositories (holding DRs) (balancing figure) Any Other(Specify) (e-i) NRI (e-ii) Bodies Corporate Trupati Balaji Constructions Pvt Ltd AABCT0691C (e-iii) Clearing Member Sub (B)(3) Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) Note: (1) PAN would not be displayed on website of Stock Exchange(s) (2) The above formats need to be disclosed along with the name of the following persons : Institutions/ Non institutions holding more than 1% of total number of (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as by custodian
6 Details of the shareholders acting as Persons in Concert including their Shareholding (No. and %) Name of shareholder Category Holding % NIL
7 Details of which remain unclaimed with details such as number of shareholders, outstanding in demat/ unclaimed suspense account, voting rights which are frozen etc. shareholders NIL
8 Table IV- Statement showing shareholding pattern of the Non Promoter and Non Public shareholder Category & Name of the shareholders PAN sharehol der fully paid up equity Partly paid- up equity Nos. of Depository Receipts no. (i) (ii) (iii) (iv) (v) (vi) (vii) = (iv)+(v)+(vi) Shareholding % calculated as per SCRR, 1957) (viii) As a % of (A+B+C2) Voting Rights in each class of securities No.of Underlying Outstanding securities (including Warrants) shareholding as a % assuming full conversion of securities (as a percentage of diluted share capital) Locked in pledged or otherwise encumbered (ix) (x) (xi) = (vii)+(x) As a % (xii) (xiii) of (A+B+C2) Number of equity in demateri alised form (not applicabl e) (xiv) 1 Custodian/ DR Holder (a) (i) (ii) Name of DR Holder (if available) 2 Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) (a) Name Voting Rights Class X Class Y as a % of Voting rights No. As a % of total No.(not applica ble) As a % of total (Not applica ble) Non-Promoter-Non Public Shareholding (C)= (C)(1)+(C)(2) Note : (1) PAN would not be displayed on website of Stock Exchange(s) (2) The above format needs to disclose name of all holders holding more than 1% of total number of (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available
Name of the Listed Entity : NORBEN TEA & EXPORTS LIMITED
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Category Category of shareholder sharehold ers fully underlyin g Depositor y nos. (VII) = ++ Table I - Summary Statement holding of specified as a no. of (calculated ) Number of Rights in each class of
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