Format of Holding of Specified securities
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- Sharyl Ross
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1 Format of Holding of Specified 1. Name of Listed Entity: YES BANK LIMITED 2. Scrip Code/Name of Scrip/Class of Security: ,YESBANK,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg. 31(1)(b) a. if under 31(1)(b) then indicate the report for quarter ending 31/12/2015 b. if under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of ination: Particulars YES* NO* a Whether the Listed Entity has issued any partly paid up shares NO b Whether the Listed Entity has issued any Convertible Securities or Warrants? NO c Whether the Listed Entity has any shares against which depository receipts are issued? NO d Whether the Listed Entity has any shares in locked-in? NO e Whether any shares by promoters are pledged or otherwise encumbered? YES 5 The tabular at for disclosure of holding of specified is as follows:
2 Table I - Summary Statement holding of specified Category Category of Shareholder Share - holders fully paid up shares Partly paid-up shares Total Held (VII) = (IV)+(V)+(VI) a % of no of shares (calculated as per SCRR, 1957) as a % of (A+B+C2) Voting Rights in each class of a % assuming full conversion of diluted share (XI)= (VII)+(X) as a % of (A+B+C2) in pledged or otherwise encumbered shares in Voting Rights (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (A) Promoter & Promoter Group (B) Public NA NA (C) Non Promoter-Non Public (C1) underlying DRs NA NA NA NA 0 (C2) by Employes Trusts NA NA 0 Total as a % of (A+B+C) (b) (b) Total:
3 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category Category & Name of the Shareholder Share - holders fully Total paid up Partly paidup (VII=IV+V+VI) Held shares shares Shareholdin Voting Rights in each class of g % calculated as per SCRR, 1957 As a % of (A+B+C2) a % assuming full conversion of (XI)=(VII)+(X) as a % of (A+B+C2) in pledged or otherwise encumbered shares in Voting Rights of Total Voting Rights (b) (b) (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (1) Indian (a) Individuals/Hindu undivided Family RANA KAPOOR MADHU KAPUR (b) Central Government/State Government(s) (c) Financial Institutions/Banks (d) Any Other YES CAPITAL (INDIA) PRIVATE LIMITED MORGAN CREDITS PRIVATE LIMITED MAGS FINVEST PVT LTD Sub-Total (A)(1) (2) Foreign (a) Individuals (Non-Resident Individuals/Foreign Ind (b) Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other Sub-Total (A)(2) Total Shareholding of Promoter and Promoter Gro Details of which remain unclaimed along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting rights which are frozen : NIL The term "Encumbrance" has the same meaning as assigned under Regulation 28(3) of SEBI (Substantial Acquisition of and Takeover) Regulations, 2011
4 Table III - Statement showing shareholding pattern of the Public shareholder Category Category & Name of the Shareholder Share - fully paid holders up shares Partly paidup shares Total Held (VII)=(IV+V +VI) Shareholdin g % calculated as per SCRR, 1957 as a % of (A+B+C2) Voting Rights in each class of Total a % assuming full conversion of in pledged or otherwise encumbered shares in Voting Rights of Total Voting Rights No.(a) (b) No.(Not (Not (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (1) Institutions (a) Mutual Funds NA NA BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED - under its various schemes NA NA HDFC TRUSTEE COMPANY LIMITED - under its various schemes NA NA RELIANCE CAPITAL TRUSTEE CO. LTD - under its various schemes NA NA FRANKLIN INDIA MONTHLY INCOME PLAN - under its various schemes NA NA (b) Venture Capital Funds NA NA 0 (c) Alternate Investment Funds NA NA 0 (d) Foreign Venture Capital Investors NA NA 0 (e) Foreign Portfolio Investors NA NA NA NA FULLERTON FUND MANAGEMENT COMPANY LTD A/C BNP PARIBAS TRUST SERVICES SINGAPORE LIMITED - 2 ACCOUNTS GMO EMERGING MARKETS FUND NA NA PLATINUM ASIA FUND NA NA DB INTERNATIONAL (ASIA) LTD NA NA FRANKLIN TEMPLETON INVESTMENT FUNDS NA NA CORONATION GLOBAL EMERGING MARKETS FUND NA NA CREDIT SUISSE (SINGAPORE) LIMITED NA NA MORGAN STANLEY ASIA (SINGAPORE) PTE NA NA SWISS FINANCE CORPORATION (MAURITIUS) LIMITED NA NA (f) Financial Institutions/Banks NA NA (g) Insurance Companies NA NA LIC OF INDIA and its various schemes NA NA BAJAJ ALLIANZ LIFE INSURANCE COMPANY LTD NA NA (h) Provident Funds/Pension Funds NA NA 0 (i) Any Other FOREIGN NATIONALS NA NA 430 Sub Total (B)(1) NA NA
5 Table III - Statement showing shareholding pattern of the Public shareholder Category Category & Name of the Shareholder Share - fully paid holders up shares Partly paidup shares Total Held (VII)=(IV+V +VI) Shareholdin g % calculated as per SCRR, 1957 as a % of (A+B+C2) Voting Rights in each class of Total a % assuming full conversion of in pledged or otherwise encumbered shares in Voting Rights of Total Voting Rights No.(a) (b) No.(Not (Not (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (2) Central Government/State Government(s)/President of India NA NA 0 Sub Total (B)(2) NA NA 0 (3) Non-Institutions (a) i.individual shareholders holding nominal share capital up to Rs.2 lakhs NA NA ii.individual shareholders holding nominal share capital in excess of Rs. 2 Lakhs NA NA (b) NBFCs Registered with RBI NA NA (c) Employee Trusts NA NA 0 (d) Overseas Depositories (Holding DRs)(Balancing figure) NA NA 0 (e) Any Other TRUSTS NA NA NON RESIDENT INDIANS NA NA CLEARING MEMBERS NA NA BODIES CORPORATES NA NA Sub Total (B)(3) Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) Details of the shareholders acting as persons in Concert including their Shareholding: Name of Name of PAC Holding% Shareholder NIL Total: 0 Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account shares Shareholder s
6 Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder Category Category & Name of the Shareholder PAN Shareholders fully paid up shares Partly paid-up shares Total Held (IV+V+VI) Shareholdin g as a % of no of shares (A+B+C2) Voting Rights in each class of a % assuming full conversion of in pledged or otherwise encumbered shares in Voting Rights of (A+B+C) No. No. (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (1) Custodian/DR Holder NA NA 0 (2) Employee Benefit Trust (under SEBI(Share based Employee Benefit) Regulations 2014) NA NA 0 Total Non-Promoter-Non Public Shareholding (C) = (C)(1)+(C)(2)
a Whether the Listed Entity has issued any partly paid up shares NO b Whether the Listed Entity has issued any Convertible Securities or Warrants?
Format of Holding of Specified securities 1. Name of Listed Entity: YES BANK LIMITED 2. Scrip Code/Name of Scrip/Class of Security: 532648,YESBANK,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg.31(1)(b)
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Format of Holding of Specified 1. Name of Listed Entity:YES BANK LIMITED 2. Scrip Code/Name of Scrip/Class of Security:532648,YESBANK,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg.31(1)(b)/Reg.31(1)(c)
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