Format of holding of specified securities

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1 Format of holding of specified ANNEXURE -I Name of Listed Entity: UPL LIMITED Scrip Code : Name of Scrip : UPL Class of Security : Equity Share Holding Pattern Filed under : Reg. 31(1)(a)/Reg.31(1)(b)/Reg.31 (1) ( c) a.if under 31 (1)(b) then indicate the report for quarter ending : b. If under 31(1)(c) then indicate date of allotment/extinguishment Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any against which depository receipts are issued? Yes* 4 Whether the Listed Entity has any in locked-in? No 5 Whether any held by promoters are pledge or otherwise encumbered? Yes* * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Convertible Securities/Warrants, depository receipts, locked-in, No of pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holding of specified. 5 The tabular format for disclosure of holding of specified is as follows:-

2 Table I - Summary statement holding of specified Categ ory (I) Category of shareholder (II) Nos of shareholde rs (III) No of fully paidup held (IV) No of No of Total nos. held (VII) = (IV)+(V)+ Shareholding as a % of total no. of (calcul ated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Voting Rights each class of (IX) Class Equity No of Voting Rights Class eg: Total Y Total as a % of (A+B+C) No of Warrants) (X) Shareholding, as a % assuming full conversion of capital) (XI)=(VII)+(X) As a % of (A+B+C2) Locked in (XII) total pledged or otherwise encumbared (XIII) total (A) Promoter & Promoter Group (B) Public ( C) Non Promoter- Non Public ( C1) Shares DRs ( C2) Shares held by Employee Trusts Total

3 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the shareholders (I) PAN (II) Nos of shareholde r (III) No of fully paidup held (IV) No of Total nos. held (VII) = (IV)+(V)+ Shareholding as a % of total no. of (calculat ed as per SCRR, 1957) (A+B+C2) (VIII) Voting Rights each class of (IX) Class Equity No of Voting Rights Class eg: Total Y Total as a % of Total Voting Rights No of Warrants) (X) Shareholding, as a % assuming full conversion of capital) (XI)=(VII)+(X) as a % of (A+B+C2) Locked in (XII) total pledged or otherwise encumbared (XIII) total (1) Indian (a) Individuals/H.U.F i) Shilpa R Shroff AALPS9282P ii) Jyotsna J Bhatt ABWPB6570H iii) Jyotindra Manshankar Bhatt ABWPB6569J vi) Varun Jaidev Shroff BJAPS5937A v) Rajju D Shroff AALPS9281Q vi) Tania Jaidev Shroff BJAPS5795L vii) Pradip N Sagar AALPS0010M viii) Shaila Shashikumar Shroff AAVPS0053L ix) Mekhala Vikram Shroff BIZPS7625H (b) Cental/State Government(s) ( c) Financial Institutions/Banks (d) Any Other (Specify) a) Bodies Corporate i) Nerka Chemicals Pvt Ltd AAACN9337Q ii) Uniphos Enterprises Limited AAACU3440P Sub- Total (A)(1) (2) Foreign Individuals (Non-Resident Individuals/ Foreign (a) Individuals) (b) Government ( c) Institutions (d) (e) Foreign Portfolio Investor Any Other (Specify) Sub- Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

4 Table III - Statement showing shareholding pattern of the Public Shareholder Category & Name of the shareholders (I) PAN (II) Nos of sharehol der (III) No of fully paidup held (IV) No of Total nos. held (VII) = (IV)+(V)+ Shareholding as a % of total no. of (calcula ted as per SCRR, 1957) (A+B+C2) (VIII) Voting Rights each class of (IX) Class Equity No of Voting Rights Class eg: Y Total Total as a % of Total Voting Rights No of Warrants) (X) Total Shareholding, as a % assuming full conversion of capital) (XI) Locked in (XII) As a % of total pledged or otherwise encumbared No. (Not applica ble) ( a) total held (Not applicabl e)(b) (1) Institutions (a) Mutual Fund/UTI (b) Venture Capital Funds ( c) Alternate Investment Funds (d) Foreign Venture Capital Investors (e) Foreign Portfolio Investors i) Invesco Asian Equity Fund AAATJ6371K (f) Financial Institutions Banks (g) Insurance Companies (h) Provident Funds/Pension Funds (I) Any Other (specify) (j) Foreign Institutional Investors i) Government Pension Fund Global AACCN1454E ii) Skagen Kon-Tiki Verdipapirfond AAHTS0709D iii) Government of Singapore AAAJG0594R iv) Dimensional Emerging Markets Value Fund AACCD1578M v) Vanguard Emerging Markets Stock AAATY0918K (k) Foreign Banks Sub- Total (B)(1) Central Government/State (2) Government(s)/President of India Sub- Total (B)(2) 0

5 (3) (a) Non- Institutions Individuals - i.individual shareholders holding nominal share capital up to Rs.2 lakhs ii.individual shareholders holding nominal share capital in excess of Rs.2 lakhs (b) NBFCs registered with RBI ( c) Employee Trust Overseas Depositories (holding DRs) (d) (balancing figure) (GDR) (e) Any Other (specify) (f) Overseas Corporate Bodies (g) Bodies Corporate i) ICICI Prudential Life Insurance Co AAACI7351P ii) HDFC Standard Life Insurance Co AAACH8755L (h) Individual NRI- Rep.- Non Rep (i) Foreign Bodies (j) Trust Sub- Total (B)(3) Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3) Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of. (3) W.r.t. the information pertaining to, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,

6 Table IV - Statement showing shareholding pattern of the Non Promoter-Non Public Shareholder Category & Name of the shareholders (I) PAN (II) Nos of shareholder (III) No of fully held (IV) No of Total nos. held (VII) = (IV)+(V)+( VI) Shareholding as a % of total no. of (calculate d as per SCRR, 1957) (A+B+C2) (VIII) Voting Rights each class of (IX) No of Voting Rights Total as a % Total of Total Voting Rights Class Equity Class eg: Y No of Warrants) (X) Total Shareholding, as a % assuming full conversion of capital) (XI)=(VII)+(X) As a % of (A+B+C2) Locked in (XII) No. total held pledged or otherwise encumbared (XIII) No. (Not applicabl e) total held (Not applicable) (1) Custodian/DR Holder (a) Name of DR Holder (If available) (2) Employee Benefit Trust (Under SEBI (Share based Employee Benefit ) Regulations, 2014) Note: Total Non-Promoter - Non Public Shareholding (C)=(C)(1)+(C)(2) (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of (3) W.r.t. the information pertaining to, the same may be disclosed in the respective columns to the extent information available,

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