Recurrence Relations
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1 Recurrence Relations Recurrence Relations Reading (Epp s textbook)
2 Recurrence Relations A recurrence relation for a sequence aa 0, aa 1, aa 2, ({a n }) is a formula that relates each term a k to certain of its predecessors aa kk 1, aa kk 2,, aa kk ii (one or more of the previous terms of the sequence), where i is an integer with kk ii 0. In other words, a recurrence relation is like a recursively defined sequence, but without specifying any initial values (initial conditions). Therefore, the same recurrence relation can have (and usually has) multiple solutions. If both the initial conditions and the recurrence relation are specified, then the sequence is uniquely determined. 2
3 Recurrence Relations Example: Consider the recurrence relation a n = 2a n-1 a n-2 for n = 2, 3, 4, Is the sequence {a n } with a n = 3n a solution of this recurrence relation? For n 2 we see that 2a n-1 a n-2 = 2(3(n 1)) 3(n 2) = 3n = a n. Therefore, {a n } with a n = 3n is a solution of the recurrence relation. 3
4 Recurrence Relations Is the sequence {a n } with a n = 5 a solution of the same recurrence relation? For n 2 we see that 2a n-1 a n-2 = = 5 = a n. Therefore, {a n } with a n =5 is also a solution of the recurrence relation. 4
5 Recurrence Relations Fibonacci Numbers: Consider the recurrence relation FF kk = FF kk 1 + FF kk 2 for all integers kk 2 Initial conditions FF 0 = 1, FF 1 = 1. Compute FF 2, FF 3 and so forth through FF 9. The method of Iteration. FF 2 = FF 1 + FF 0 = = 2 FF 3 = FF 2 + FF 1 = = 3 FF 4 = FF 3 + FF 2 = = 5 FF 5 = FF 4 + FF 3 = = 8 FF 6 = FF 5 + FF 4 = = 13 FF 7 = FF 6 + FF 5 = = 21 FF 8 = FF 7 + FF 6 = = 34 FF 9 = FF 8 + FF 7 = = 55 5
6 Modeling with Recurrence Relations Example: Someone deposits $10,000 in a savings account at a bank yielding 5% per year with interest compounded annually. How much money will be in the account after 30 years? Solution: Let P n denote the amount in the account after n years. How can we determine P n on the basis of P n-1? We can derive the following recurrence relation: P n = P n P n-1 = 1.05P n-1. 6
7 Modeling with Recurrence Relations The initial condition is P 0 = 10,000. Then we have: P 1 = 1.05P 0 P 2 = 1.05P 1 = (1.05) 2 P 0 P 3 = 1.05P 2 = (1.05) 3 P 0 P n = 1.05P n-1 = (1.05) n P 0 We now have an explicit formula to calculate P n for any natural number n and can avoid the iteration. Let us use this formula to find P 30 under the initial condition P 0 = 10,000: P 30 = (1.05) 30 10,000 = 43,
8 Explicit Formulas A sequence a0, a1, a2,... is called an arithmetic sequence if, and only if, there is a constant d such that aa nn = aa 0 + dd nn, for all integers n 0. A sequence a0, a1, a2,... is called a geometric sequence if, and only if, there is a constant r such that aa nn = aa 0 rr nn, for all integers n 0. 8
9 Correctness of an Explicit Formula Check the Correctness of an explicit formula by a Mathematical Induction!! Example: Let c0, c1, c2,... be the sequence defined as follows: cc kk = 2cc kk 1 + kk for all integers k 1, cc 0 = 1. Suppose your calculations suggest that c0, c1, c2,... satisfies the following explicit formula: Is this formula correct? cc nn = 2 nn + nn for all integers n 0. 9
10 Solving Recurrence Relations In general, we would prefer to have an explicit formula to compute the value of a n rather than conducting n iterations. For one class of recurrence relations, we can obtain such formulas in a systematic way. Those are the recurrence relations that express the terms of a sequence as linear combinations of previous terms. 10
11 Solving Recurrence Relations Definition: A linear homogeneous recurrence relation of degree k with constant coefficients is a recurrence relation of the form: a n = c 1 a n-1 + c 2 a n c k a n-k, Where c 1, c 2,, c k are real numbers, and c k 0. 11
12 Solving Recurrence Relations Examples: The recurrence relation P n = (1.05)P n-1 is a linear homogeneous recurrence relation of degree one. The recurrence relation f n = f n-1 + f n-2 is a linear homogeneous recurrence relation of degree two. The recurrence relation a n = a n-5 is a linear homogeneous recurrence relation of degree five. 12
13 Solving Recurrence Relations Examples Which of these are linear homogenous recurrence relations with constant coefficients? aa nn = aa nn 1 + 2aa nn 5 aa nn = 2aa nn aa nn = aa nn 1 + nn aa nn = aa nn 1 aa nn 2 aa nn = nn aa nn 1 Yes; with coefficients 1 and 2 (degree 5) No; not homogenous No; not homogenous No; not linear No; no constant coefficients. 13
14 Solving Recurrence Relations Cook-book recipe for solving linear homogenous recurrence relations with constant coefficients. We try to find solutions of the form a n = r n, where r is a constant. a n = r n is a solution of the recurrence relation a n = c 1 a n-1 + c 2 a n c k a n-k if and only if r n = c 1 r n-1 + c 2 r n c k r n-k. Divide this equation by r n-k and subtract the right-hand side from the left: r k - c 1 r k-1 - c 2 r k c k-1 r - c k = 0 This is called the characteristic equation of the recurrence relation. 14
15 Solving Recurrence Relations The solutions of this equation are called the characteristic roots of the recurrence relation. Let us now consider linear homogeneous recurrence relations of degree two. Theorem: Let c 1 and c 2 be real numbers. Suppose that r 2 c 1 r c 2 = 0 has two distinct roots r 1 and r 2. Then the sequence {a n } is a solution of the recurrence relation a n = c 1 a n-1 + c 2 a n-2 if and only if a n = C r 1 n + D r 2 n for n = 0, 1, 2,, where C and D are constants. See pp. 321 and 322 for the proof. 15
16 Example: Solving Recurrence Relations What is the solution of the recurrence relation a n = a n-1 + 2a n-2 with a 0 = 2 and a 1 = 7? Solution: The characteristic equation of the recurrence relation is r 2 r 2 = 0. Its roots are r = 2 and r = -1. Hence, the sequence {a n } is a solution to the recurrence relation if and only if: a n = C 2 n + D (-1) n for some constants C and D. 16
17 Solving Recurrence Relations Given the equation a n = C 2 n + D (-1) n and the initial conditions a 0 = 2 and a 1 = 7, it follows that a 0 = 2 => C + D = 2 a 1 = 7 => C 2 + D (-1) = 7 Solving these two equations gives us C = 3 and D = -1. Therefore, the solution to the recurrence relation and initial conditions is the sequence {a n } with a n = 3 2 n (-1) n. 17
18 Example: Solving Recurrence Relations Give an explicit formula for the Fibonacci numbers. Solution: The Fibonacci numbers satisfy the recurrence relation f n = f n-1 + f n-2 with initial conditions f 0 = 1 and f 1 = 1. The characteristic equation of the recurrence relation is r 2 r 1 = 0. Its roots are: r =, r =
19 Solving Recurrence Relations Therefore, the Fibonacci numbers are given by f n 1+ 5 = C 2 n 1 + D 2 5 n f 0 = 0 => C + D = 1 f 1 = 1 => f = C + 2 D 2 1 = The unique solution to this system of two equations and two variables is: C =, D =
20 Solving Recurrence Relations So finally we obtained an explicit formula for the Fibonacci numbers: = n n f n
21 Solving Recurrence Relations But what happens if the characteristic equation has only one root? How can we then match our equation with the initial conditions a 0 and a 1? Theorem: Let c 1 and c 2 be real numbers with c 2 0. Suppose that r 2 c 1 r c 2 = 0 has only one root r 0. A sequence {a n } is a solution of the recurrence relation a n = c 1 a n-1 + c 2 a n-2 if and only if a n = C r 0 n + D n r 0n, for n = 0, 1, 2,, where C and D are constants. 21
22 Solving Recurrence Relations Example: What is the solution of the recurrence relation a n = 6a n-1 9a n-2 with a 0 = 1 and a 1 = 6? Solution: The only root of r 2 6r + 9 = 0 is r 0 = 3. Hence, the solution to the recurrence relation is a n = C 3 n + D n3 n for some constants α 1 and α 2. To match the initial condition, we need a 0 = 1 => C = 1 a 1 = 6 => C 3 + D 3 = 6 Solving these equations yields C = 1 and D = 1. Consequently, the overall solution is given by a n = 3 n + n3 n. 22
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