THE NUMBER OF UNIMODULAR ZEROS OF SELF-RECIPROCAL POLYNOMIALS WITH COEFFICIENTS IN A FINITE SET. February 4, 2016
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1 THE NUMBER OF UNIMODULAR ZEROS OF SELF-RECIPROCAL POLYNOMIALS WITH COEFFICIENTS IN A FINITE SET Tamás Erdélyi February 4, 2016 Abstract. We study the number NZ(T n ) of real zeros of trigonometric polynomials T n (t) = n a j,n cos(jt) in a period [a,a + 2π), a R, the number NZ(P n ) of zeros of self-reciprocal algebraic polynomials n P n (z) = a j,n z j on the unit circle. One of the highlights of this paper states that lim n NZ(T n ) = whenever the set {a j,n : j = 0,1,...,n, n N} [0, ) is finite lim {j {0,1,...,n} : a j,n 0} =. n This follows from a more general result stating that lim n NZ(T n ) = whenever the set {a j,n : j = 0,1,...,n, n N} R is finite lim n NC k (T n ) = for every k N, where u+k 1 NC k (T n ) := u : 0 u n k +1, a j,n 0. j=u Key words phrases. self-reciprocal polynomials, trigonometric polynomials, restricted coefficients, number of zeros on the unit circle, number of real zeros in a period, Conrey s question Mathematics Subject Classifications. 11C08, 41A17, 26C10, 30C15 1 Typeset by AMS-TEX
2 1. Introduction Notation Research on the distribution of the zeros of algebraic polynomials has a long rich history. In fact all the papers [1-43] in our list of references are just some of the papers devoted to this topic. The study of the number of real zeros trigonometric polynomials the number of unimodular zeros (that is, zeros lying on the unit circle of the complex plane) of algebraic polynomials with various constraints on their coefficients are the subject of quite a few of these. We do not try to survey these in our introduction. Let Pn c denote the set of all algebraic polynomials of degree at most n with complex coefficients. Let S C. Let Pn(S) c be the set of all algebraic polynomials of degree at most n with each of their coefficients in S. A polynomial (1.1) P n (z) = is called conjugate-reciprocal if n a j z j a j = a n j, j = 0,1,...,n. A polynomial P n of the form (1.1) is called plain-reciprocal or self-reciprocal if a j = a n j, j = 0,1,...,n. If a conjugate reciprocal polynomial P n has only real coefficients, then it is obviously plain-reciprocal. Associated with an algebraic polynomial we introduce the numbers P n (z) = n a j,n z j NC(P n ) := {j {0,1,...,n} : a j,n 0}. Let NZ(P n ) denote the number of real zeros (by counting multiplicities) of an algebraic polynomial P n on the unit circle. Associated with a trigonometric polynomial we introduce the numbers T n (t) = n a j,n cos(jt) NC(T n ) := {j {0,1,...,n} : a j,n 0}. Let NZ(T n ) denote the number of real zeros (by counting multiplicities) of a trigonometric polynomial T n in a period [a,a+2π), a R. The quotation below is from [6]. 2
3 Let 0 n 1 < n 2 < < n N be integers. A cosine polynomial of the form T N (θ) = N j=1 cos(n jθ) must have at least one real zero in a period [a,a + 2π), a R. This is obvious if n 1 0, since then the integral of the sum on a period is 0. The above statement is less obvious if n 1 = 0, but for sufficiently large N it follows from Littlewood s Conjecture simply. Here we mean the Littlewood s Conjecture proved by S. Konyagin [25] independently by McGehee, Pigno, Smith [33] in See also [13, pages ] for a book proof. It is not difficult to prove the statement in general even in the case n 1 = 0 without using Littlewood s Conjecture. One possible way is to use the identity n N j=1 T N ((2j 1)π/n N ) = 0. See [26], for example. Another way is to use Theorem 2 of [34]. So there is certainly no shortage of possible approaches to prove the starting observation of this paper even in the case n 1 = 0. It seems likely that the number of zeros of the above sums in a period must tend to with N. In a private communication B. Conrey asked how fast the number of real zeros of the above sums in a period tends to as a function N. In [4] the authors observed that for an odd prime p the Fekete polynomial f p (z) = p 1 k=0( k p) z k (the coefficients are Legendre symbols) has κ 0 p zeros on the unit circle, where > κ 0 > Conrey s question in general does not appear to be easy. Littlewood in his 1968 monograph Some Problems in Real Complex Analysis [10, problem 22] poses the following research problem, which appears to still be open: If the n m are integral all different, what is the lower bound on the number of real zeros of N m=1 cos(n mθ)? PossiblyN 1, ornot much less. Hererealzeros arecounted inaperiod. In fact no progress appears to have been made on this in the last half century. In a recent paper [3] we showed that this is false. There exists a cosine polynomials N m=1 cos(n mθ) with the n m integral all different so that the number of its real zeros in the period is O(N 9/10 (logn) 1/5 ) (here the frequencies n m = n m (N) may vary with N). However, there are reasons to believe that a cosine polynomial N m=1 cos(n mθ) always has many zeros in the period. One of the highlights of this paper is to show that the number of real zeros of the sums T N (θ) = N j=1 cos(n jθ) in a period tends to whenever 0 n 1 < n 2 < < n N are integers N tends to, even though the part how fast in Conrey s question remains open. In fact, we will prove more general results of this variety. Let n L n := P : P(z) = a j z j : a j { 1,1}. Elements of L n are often called Littlewood polynomials of degree n. Let n K n := P : P(z) = a j z j : a j C, a 0 = a n = 1, a j 1, 3
4 Observe that L n K n. In [10] we proved that any polynomial P K n has at least 8n 1/2 logn zeros in any open disk centered at a point on the unit circle with radius 33n 1/2 logn. Thus polynomials in K n have a few zeros near the unit circle. One may naturally ask how many unimodular roots a polynomial in K n can have. Mercer [34] proved that if a Littlewood polynomial P L n of the form (1.1) is skew reciprocal, that is, a j = ( 1) j a n j for each j = 0,1,...,n, then it has no zeros on the unit circle. However, by using different elementary methods it was observed in both [18] [34] that if a Littlewood polynomial P of the form (1.1) is self-reciprocal, that is a j = a n j for each j = 0,1,...,n, n 1, then it has at least one zero on the unit circle. Mukunda [35] improved this result by showing that every self-reciprocal Littlewood polynomial of odd degree at least 3 has at least 3 zeros on the unit circle. Drungilas [16] proved that every self-reciprocal Littlewood polynomial of odd degree n 7 has at least 5 zeros on the unit circle every self-reciprocal Littlewood polynomial of even degree n 14 has at least 4 zeros on the unit circle. In [4] two types of Littlewood polynomials are considered: Littlewood polynomials with one sign change in the sequence of coefficients Littlewood polynomials with one negative coefficient, the numbers of the zeros such Littlewood polynomials have on the unit circle inside the unit disk, respectively, are investigated. Note that the Littlewood polynomials studied in [4] are very special. In [7] we proved that the average number of zeros of self-reciprocal Littlewood polynomials of degree n is at least n/4. However, it is much harder to give decent lower bounds for the quantities NZ n := min P NZ(P), where NZ(P) denotes the number of zeros of a polynomial P lying on the unit circle the minimum is taken for all self-reciprocal Littlewood polynomials P L n. It has been conjectured for a long time that lim n NZ n =. In this paper we show that lim n NZ(P n ) = whenever P n L n is self-reciprocal lim n P n (1) =. This follows as a consequence of a more general result in which the coefficients of the selfreciprocal polynomials P n of degree at most n belong to a fixed finite set of real numbers. In [6] we proved the following result. Theorem 1.1. If the set {a j : j N} R is finite, the set {j N : a j 0} is infinite, the sequence (a j ) is not eventually periodic, n T n (t) = a j cos(jt), then lim n NZ(T n ) =. In [6] Theorem 1.1 is stated without the assumption that the sequence (a j ) is not eventually periodic. However, as the following example shows, Lemma 3.4 in [6], dealing with the case of eventually periodic sequences (a j ), is incorrect. Let n 1 T n (t) :=cost+cos((4n+1)t)+ (cos((4k+1)t) cos((4k +3)t)) = 1+cos((4n+2)t) 2cost k=0 +cost. 4
5 It is easy to see that T n (t) 0 on [,π]\{/2,π/2} the zeros of T n at /2 π/2 are simple. Hence T n has only two (simple) zeros in the period. So the conclusion of Theorem 1.1 above is false for the sequence (a j ) with a 0 := 0, a 1 := 2, a 3 := 1, a 2k := 0, a 4k+1 := 1, a 4k+3 := 1 for every k = 1,2,... Nevertheless, Theorem 1.1 can be saved even in the case of eventually periodic sequences (a j ) if we assume that a j 0 for all sufficiently large j. See Lemma So Theorem 1 in [6] can be corrected as Theorem 1.2. If the set {a j : j N} R is finite, a j 0 for all sufficiently large j, then lim n NZ(T n ) =. T n (t) = n a j cos(jt), It was expected that the conclusion of the above theorem remains true even if the coefficients of T n do not come from the same sequence, that is where the set is finite T n (t) = n a j,n cos(jt), {a j,n : j = 0,1,...,n,n N} R lim {j : a j,n 0} =. n The purpose of this paper is to prove such an extension of Theorem 1.1. The already mentioned Littlewood Conjecture, proved by Konyagin [25] independently by McGehee, Pigno, B. Smith [33], plays an key role in the proof of the main results in this paper. This states the following. Theorem 1.3. There is an absolute constant c > 0 such that 2π 0 m a j e iλ jt dt cγlogm j=1 whenever λ 1,λ 2,...,λ n are distinct integers a 1,a 2,...,a m are complex numbers of modulus at least γ > 0. This is an obvious consequence of the following result a book proof of which has been worked out by Lorentz in [13, pages ]. Theorem 1.4. If λ 1 < λ 2 < < λ m are integers a 1,a 2,...,a m are complex numbers, then 2π m a j e iλ jt dt 1 m a j. 30 j 0 j=1 5 j=1
6 let Associated with an algebraic polynomial P n (t) = 2. New Results n a j,n z j, a j,n C, u+k 1 NC k (P n ) := u : 0 u n k +1, a j,n 0. Theorem 2.1. If S R is a finite set, P 2n P2n c (S) are self-reciprocal polynomials, T n (t) := P 2n (e it )e int, (2.1) lim n NC k(p 2n ) = for every k N, then (2.2) lim n NZ(T n) =. Corollary 2.2. If S R is a finite set, P 2n P2n c (S) are self-reciprocal polynomials, T n (t) := P 2n (e it )e int, (2.3) lim n P 2n(1) =, then (2.2) holds. Our next result is slightly more general than Corollary 2.2, it follows from Corollary 2.2 simply. Corollary 2.3. If S R is a finite set, P n Pn c (S) are self-reciprocal polynomials, (2.4) lim n P n(1) =, then (2.5) lim n NZ(P n) =. j=u We say that S R has property (2.6) if (for every k N) (2.6) s 1 +s 2 + +s k = 0, s 1,s 2,...,s k S, implies s 1 = s 2 = = s k = 0, that is, any sum of nonzero elements of S is different from zero. 6
7 Corollary 2.4. If the finite set S R has property (2.6), P 2n P c 2n(S) are self-reciprocal polynomials, T n (t) := P 2n (e it )e int, (2.7) lim n NC(P 2n) =, then (2.2) holds. Our next result is slightly more general than Corollary 2.4, it follows from Corollary 2.4 simply. Corollary 2.5. If the finite set S R has property (2.5), P n Pn c (S) are self-reciprocal polynomials, (2.8) lim n NC(P n) =, then (2.5) holds. Our next result is an obvious consequence of Corollary 2.2. Corollary 2.6. If where the set T n (t) = n a j,n cos(jt), S := {a j,n : j = 0,1,...,n, n N} R is finite lim n n a j,n =, then (2.2) holds. Our next result is an obvious consequence of Corollary 2.6. Corollary 2.7. If T n (t) = a j,n cos(jt), where the set S := {a j,n : j = 0,1,...,n, n N} [0, ) is finite, then (2.2) holds. lim NC(T n) =, n 7
8 3. Lemmas In our first seven Lemmas we assume that S C is a finite set, P 2n P2n c (S), we use the notation T n (t) := P 2n (e it )e int. Lemma 3.1. If S C is a finite set, P 2n P2n c (S), H Pc m is a polynomial of minimal degree m such that (3.1) supnc(p 2n H) <, then each zero of H is a root of unity, each zero of H is simple. Proof. Let H Pm c satisfy the assumptions of the lemma suppose to the contrary that H(α) = 0, where 0 α C is not a root of unity. Let G Pm 1 c be defined by (3.2) G(z) := H(z) z α. Let S n be the set of the coefficients of P 2n G, let S := S n. As P 2n P 2n (S) the set S is finite, the set S is also finite. Let (3.3) (P 2n H)(z) = 2n+m a j,n z j (P 2n G)(z) = (Note that b n+m,n = 0. Due to the minimality of H we have (3.4) supnc(p 2n G) =. Observe that (3.2) implies 2n+m (3.5) a j,n = b j 1,n αb j,n, j = 1,2,...,2n+m. Combining (3.1), (3.3), (3.5), we can deduce that Let µ := sup j : 1 j 2n+m,b j 1,n αb j,n <. b j,n z j. A n := {j : 1 j 2n+m,b j 1,n αb j,n } = {j 1,n < j 2,n < < j un,n}, where u n µ for each n N, let j 0,n := 1 j un +1,n := 2n + m. As α C with α = 1 is not a root of unity, the inequality j l+1,n j l,n S 8
9 for some l = 0,1,...,u n implies b j,n = 0, j = j l,n, j l,n +1, j l,n +2,..., j l+1,n 1. But then b j,n 0 is possible only for (µ + 1) S values of j = 1,2,...,2n + m, which contradicts (3.4). This finishes the proof of the fact that each zero of H is a root of unity. Now we prove that each zero of H is simple. Without loss of generality it is sufficient to prove that H(1) = 0 implies that H (1) 0, the general case can easily be reduced to this. Assume to the contrary that H(1) = 0 H (1) 0. Let G 1 P c m 1 G 2 P c m 2 be defined by (3.6) G 1 (z) := H(z) z 1 respectively. Let (3.7) (P 2n H)(z) = (P 2n G 1 )(z) = 2n+m G 2 (z) := H(z) (z 1) 2 = G 1(z) z 1, 2n+m a j,n z j, b j,n z j (P 2n G 2 )(z) = Due to the minimality of the degree of H we have (3.8) supnc(p 2n G 1 ) =. Observe that (3.6) implies (3.9) a j,n = b j 1,n b j,n, j = 1,2,...,2n+m. (3.10) b j,n = c j 1,n c j,n j = 1,2,...,2n+m. Combining (3.1), (3.7), (3.9), we can deduce that 2n+m (3.11) µ := sup j : 1 j 2n+m,b j 1,n b j,n <. c j,n z j. By using (3.8) (3.11), for every n N N N there is an L N such that Combining this with (3.10), we get Hence 0 b := b L,n = b L+1,n = = b L+N,n. c j 1,n = c j,n b, j = L+1,L+2,...,L+N. (3.12) supmax{ c j,n : j = 0,1,...,2n+m} =. On the other h P 2n P2n c (S) together with the fact that the set S is finite implies that the set { c j,n : j = 0,1,...,2n+m, n N} is also finite. This contradicts (3.12), the proof of the fact that each zero of H is simple is finished. 9
10 Lemma 3.2. If S C is a finite set, P 2n P c 2n(S), H(z) := z k 1, (3.13) µ := supnc(p 2n H) <, then there are constants c 1 > 0 c 2 > 0 depending only on µ, k, S independent of n δ such that δ δ P 2n (e it ) dt > c 1 lognc k (P 2n c 2 δ 1 for every δ (0,π), hence assumption (2.1) implies for every δ (0,π). Proof. We define lim n δ δ P 2n (e it ) dt = k 1 G(z) := so that H(z) = G(z)(z 1). Let Sn be the set of the coefficients of P 2nG. We define S := Sn. n=1 As P 2n P2n(S) c the set S is finite, the set S is also finite. So by Theorem 1.3 there is an absolute constant c > 0 such that (3.14) with Observe that 2π 0 (P 2n G)(e it ) = Hence (3.15) 2π δ Now (3.14) (3.15) give δ δ δ (P 2n G)(e it ) dt cγlog(nc(p 2n G)) cγlog(nc k (P 2n ) 1 e it 1 (P 2nH)(e it ) (P 2n G)(e it ) dt = δ z j γ := min z S \{0} z. π δ +δ P 2n (e it ) dt 1 (P 2n G)(e it ) dt k δ ( = 1 2π (P 2n G)(e it ) dt k 0 1 k cγlog(nc k(p 2n ) π2 µ δ n N µ e it 1 = µ 2sin(t/2) πµ 2t, t (,π). 10 (P 2n G)(e it ) dt 2π πµ 2δ = π2 µ δ. 2π δ δ (P 2n G)(e it ) dt )
11 Lemma 3.3. If S R is a finite set, P 2n P c 2n(S) are self-reciprocal, H(z) := z k 1, (3.13) holds, T n (t) := P 2n (e it )e int R n (x) := x 0 T n (t)dt, 0 < δ (2k) 1, then sup max R n(x) <. x [ δ,δ] Proof. Let T n (t) = a 0,n + Observe that (3.13) implies that n 2a j,n cos(jt), a j,n S. (3.16) sup {j : k j n,a j k,n a j,n } <. We have Now (3.16) implies that where j=1 R n (x) = a 0,n x+ n j=1 R n (x) = a 0,n x+ F m,n (x) := n m 2a j,n j u n m=1 sin(jx). F m,n (x), 2A m sin((j m +jk)x) j m +jk with some A m S,m = 1,2,...,u n, j m N, where Hence it is sufficient to prove that µ := supu n <. (3.17) sup max F m,n(x) <, m = 1,2,...,u n. x [ δ,δ] Let x (0,δ], where 0 < δ (2k) 1. We break the sum as (3.18) F m,n = 2A m (R m,n +S m,n ), where R m,n (x) := n m jm+jk x 1 11 sin((j m +jk)x) j m +jk
12 Here (3.19) R m,n (x) S m,n (x) := jm+jk x 1 n m x 1 <jm+jk Further, using Abel rearrangement, we have with sin((j m +jk)x) j m +jk sin((j m +jk)x) j m +jk S m,n (x) = B m,v,k(x) j m +vk + B m,u,k(x) j m +n m k ( + n m x 1 jm+jk B m,j,k (x) := x 1 <jm+jk B m,j,k (x). x 1 x 1. 1 j m +jk 1 j m +(j +1)k j sin((j m +αk)x) α=0 with some u,v N 0 for which x 1 < j m +(u+1)k x 1 < j m +(v+1)k. Hence, ( ) B m,v,k (x) S m,n (x) j m +vk + B m,u,k (x) (3.20) j m +uk n m ( ) 1 + B m,j,k (x) j m +jk 1. j m +(j +1)k Observe that hence, (3.21) x 1 < j m +(w+1)k < 2(j m +wk) if w 1, 2k δ 1 x 1 < j m +k if w = 0, 1 j m +wk 2x, w N 0 Observe that x (0,δ] 0 < δ (2k) 1 imply that 0 < x < πk 1. Hence, with z = e ix we have (3.22) ( j 1 B m,j,k (x) = 2 Im z m+αk) j 1 j z j m+αk 2 = 1 j z αk 2 α=0 α=0 α=0 = 1 1 z (j+1)k 2 1 z k z(j+1)k 1 z k 1 1 z k 1 sin(kx/2) π kx. 12 ).
13 Combining (3.20), (3.21), (3.22), we conclude (3.23) S m,n (x) π kx 2x+ π kx 2x+ π kx 2x 6π k. As F n,m is odd, (3.18), (3.19), (3.23) give (3.17). Our next lemma is well known may be proved simply by contradiction. Lemma 3.4. If R is a continuously differentiable function on the interval [ δ,δ], δ > 0, δ δ R (x) dx = L max x [ δ,δ] R(x) = M, then there is an η [ M,M] such that R η has at least L(2M) 1 zeros in [ δ,δ]. Lemma 3.5. If S R is a finite set, P 2n P2n c (S) are self-reciprocal, T n (t) := P 2n (e it )e int, H(z) := z k 1, (3.13) (2.1) hold, then (2.2) also holds. Proof. Let 0 < δ (2k) 1. Let R n be defined by R n (x) := x 0 T n (t)dt. Observe that T n (x) = P 2n (e ix ) for all x R. By Lemmas we have δ δ δ lim R n (x) dx = lim T n (x) dx = lim P 2n (e ix ) dx = n δ n δ n δ sup max R n(x) <. [ δ,δ] Therefore, by Lemma 3.4 there are c n R such that lim NZ(R n c n ) =. n However, T n (x) = (R n c n ) (x) for all x R, hence lim NZ(T n) =. n Our next lemma follows immediately from Lemmas
14 Lemma 3.6. If S R is a finite set, P 2n P c 2n(S) are self-reciprocal, T n (t) := P 2n (e it )e int, (2.1) holds, there is a polynomial H P m such that (3.13) holds, then (2.2) also holds. Moreover, we have the following two observation. Lemma 3.7. Let (n ν ) be a strictly increasing sequence of positive integers. If S R is a finite set, P 2nν P c 2n ν (S) are self-reciprocal, T nν (t) := P 2nν (e it )e in νt, lim NC k(p 2nµ ) = µ for every k N, there is a polynomial H P m such that supnc(p 2nν H) <, ν N then Proof. We define lim NZ(T n ν ) =. ν P 2n := P 2nν, n ν n < n ν+1, apply Lemma 3.6. The next lemma is straightforward consequences of Theorem 1.4. Lemma 3.8. Let λ 0 < λ 1 < < λ m be nonnegative integers let m Q m (t) = A j cos(λ j t), A j R, j = 0,1,...,m. Then π Q m (t) dt 1 60 m A m j j +1. We will also need the lemma below in the proof of Theorem Lemma 3.9. Let λ 0 < λ 1 < < λ m be nonnegative integers let m Q m (t) = A j cos(λ j t), 14 A j R, j = 0,1,...,m.
15 Let A := max{ A j : j = 0,1,...,m}. Suppose Q m has at most K 1 zeros in the period [, π). Then π m 1 Q m (t) dt 2KA π + 2KA(5+logm). λ j=1 j Proof. We may assume that λ 0 = 0, the case λ 0 > 0 can be hled similarly. Associated with Q m in the lemma let m A j R m (t) := A 0 t+ sin(λ j t). λ j Clearly max R m(t) A π + t [,π] m λ j=1 j 1. Also, for every c R the function R m c has at most K zeros in the period [,π), otherwise Rolle s Theorem implies that Q m = (R m c) has at least K zeros in the period [, π). Hence π π Q m (t) dt = R m(t) dt = V(R π m ) 2K max R m(t) t [,π] m 1 2KA π + 2KA(5+logm), the lemma is proved. λ j=1 j Lemma Suppose k N. Let ( ) 2πji z j := exp, j = 0,1,...,k 1, k be the kth roots of unity. Suppose 0 / {b 0,b 1,...,b k 1 } R k 1 Q(z) := b j z j. Then there is a value of j {0,1,... k 1} for which Re(Q(z j )) 0. Proof. If the statement of the lemma were false, then k 2 z k 1 (Q(z)+Q(1/z)) = (z k 1) α ν z ν. Observe that the coefficient of z k 1 on the right h side is 0, while the coefficient of z k 1 on the left h side is b 1 0, a contradiction. 15 ν=0
16 Lemma If 0 / {b 0,b 1,...,b k 1 } R, {a 0,a 1,...,a m 1 } R, where m = uk with some integer u 0, a m+lk+j = b j, l = 0,1,..., j = 0,1,...,k 1, n = m+lk +r with integers m 0, l 0, k 1, 0 r k 1, then there is a constant c 9 > 0 independent of n such that n T n (t) := Re a j e ijt has at least c 9 n zeros in [,π). Proof. Note that n a j z j = m 1 k 1 a j z j +z m b j z j z(l+1)k 1 z k 1 r +z m+lk b j z j = P 1 (z)+p 2 (z), where with P 1 (z) := k 1 P 2 (z) := z uk m 1 r a j z j +z m+lk b j z j b j z jz(l+1)k 1 z k 1 k 1 Q(z) := b j z j. = Q(z)z ukz(l+1)k 1 z k 1 By Lemma 3.10 there is a kth root of unity ξ = e iτ such that Re(Q(ξ)) 0. Then, for every K > 0 there is a δ (0,2π/k) such that Re(P 2 (e it )) oscillates between K K at least c 10 (l+1)kδ times on an interval [τ δ,τ+δ], where c 10 > 0 is a constant independent of n. Now we choose δ (0,2π/k) for K := 1+ m 1 k 1 a j + b j. Then n T n (t) := Re a j e ijt = Re(P 1 (e it ))+Re(P 2 (e it )) has at least one zero on each interval on which Re(P 2 (e it )) oscillates between K K, hence it has at least c 10 (l +1)kδ > c 9 n zeros on [,π), where c 9 > 0 is a constant independent of n. 16
17 Proof of the Theorems We denote the set of all real trigonometric polynomials of degree at most k by T k. Proof of Theorems 2.1. Suppose the theorem is false. Then there are k N, a strictly increasing sequence (n ν ) ν=1 of positive integers even trigonometric polynomialsq n ν T k with maximum norm 1 on the period such that (4.1) T nν (t)q nν (t) 0, t R. We can pick a subsequence of (n ν ) ν=1 (without loss of generality we may assume that it is the sequence (n ν ) ν=1 itself) that converges to a Q T k uniformly on the period [,π). That is, (4.2) lim ν ε ν = 0 with ε ν := max t [,π] Q(t) Q n ν (t). We introduce the notation n ν K ν (4.3) T nν (t)q(t) 3 = a j,ν cos(jt) Q(t) 3 = b j,ν cos(β j,ν t), b jν 0, j = 0,1,...,K ν, n ν L ν (4.4) T nν (t)q(t) 4 = a j,ν cos(jt) Q(t) 4 = d j,ν cos(δ j,ν t), d j,ν 0, j = 0,1,...,L ν, where β 0,ν < β 1,ν < < β Kν,ν δ 0,ν < δ 1,ν < < δ Lν,ν are nonnegative integers. Since the set {a j,ν : j = 0,1,...,n ν, ν N} R is finite, the sets {b j,ν : j = 0,1,...,K ν, ν N} R {d j,ν : j = 0,1,...,L ν, ν N} R are finite as well. Hence there are ρ,m (0, ) such that (4.5) a j,ν M, j = 0,1,...,n ν, ν N, (4.6) ρ b j,ν, j = 0,1,...,K ν, ν N, (4.7) d j,ν M, j = 0,1,...,L ν, ν N. 17
18 Observe that our indirect assumption together with Lemma 3.7 implies that (4.8) lim ν = ν lim ν =. ν We claim that (4.9) K ν c 3 L ν with some c 3 > 0 independent of ν N. Indeed, using Parseval s formula (4.2), (4.3), (4.6) we deduce 1 π (4.10) nν (t) π T 2 Q(t) 4 Q nν (t) 2 dt = 1 π (T nν (t)q(t) 2 Q nν (t)) 2 dt 1 π 2 ρ2 K ν for every sufficiently large ν N. Also, (4.1) (4.8) imply (4.11) 1 π nν (t) π T 2 Q(t) 4 Q nν (t) 2 dt = 1 π (T nν (t)q nν (t))(t nν (t)q(t) 4 )Q nν (t)dt π 1 ( π )( )( ) T nν (t)q nν (t)dt max π T n ν (t)q(t) 4 max Q n ν (t) t [,π] t [,π] 1 ( π ) ( ) T nν (t)q nν (t)dt L ν M max π Q n ν (t) t [,π] c 4 L ν with a constant c 4 > 0 independent of ν for every ν N. Now (4.9) follows from (4.10) (4.11). From Lemma 3.8 we deduce (4.12) π T nν (t)q(t) 4 dt c 5 ρlogl ν with some constant c 5 > 0 independent of ν N. On the other h, using (4.1), Lemma 3.9, (4.2), (4.4), (4.9), (4.8), we obtain (4.13) π π π T nν (t)q(t) 4 dt T nν (t)q(t) 3 Q nν (t) dt+ π π T nν (t)q(t) 3 Q(t) Q nν (t) dt T nν (t)q nν (t) Q(t) 3 dt+ T nν (t)q(t) 3 Q(t) Q nν (t) dt ( π )( ) T nν (t)q nν (t) dt max t [,π] Q(t) 3 ( π )( ) + T nν (t)q(t) 3 dt max Q(t) Q n ν (t) t [,π] ( π )( ) ( π ) T nν (t)q nν (t)dt max t [,π] Q(t) 3 + T nν (t)q(t) 3 dt c 6 +c 7 (logk ν )ε ν c 6 +c 7 (log(c 3 L ν ))ε ν c 8 +c 7 (logl ν )ε ν = o(logl ν ), 18 ε ν
19 where c 6,c 7, c 8 are constants independent of ν N. Since (4.13) contradicts (4.12), the proof of the theorem is finished. Proof of Corollary 2.2. Observe that assumption (2.3) implies assumption (2.1). Proof of Corollary 2.3. Corollary 2.2 implies (4.14) lim k NZ(P 2k) =. (4.15) lim k NZ(P 2k+1) =. Note that (4.14) is an obvious consequence of Theorem 2.1. To see (4.15) observe that if P 2k+1 P c 2k+1 (S) are self-reciprocal then P 2k+2 defined by P 2k+2 (z) := (z +1)P 2k+1 (z) P c 2k+2 ( S) are also self-reciprocal, where the finiteness of S implies the finiteness of S. Also, implies lim P n(1) = n lim P 2k+2 (1) = lim 2 P 2k+1(1) =. k k Hence the polynomials P 2k+2 P c 2k+2 ( S) satisfy the assumptions of Corollary 2.2. Proof of Corollary 2.4. If the finite set S R has property (2.6), then assumption (2.1) is satisfied. Proof of Corollary 2.5. Corollary 2.4 implies (4.14) (4.15). Note that (4.14) is an obvious consequence of Corollary 2.4. To see (4.15) observe that if P 2k+1 P2k+1 c (S) are self-reciprocal, then P 2k+2 defined by P 2k+2 (z) := (z +1)P 2k+1 (z) P c 2k+2( S) are also self-reciprocal, where the finiteness of S implies the finiteness of Also, it is easy to see that if S := {s 1 +s 2 : s 1,s 2 S {0}}. s 1 +s 2 + +s k = 0 with some s 1,s 2,...,s k S k N, then s 1 = s 2 = = s k = 0. Hence the polynomials P 2k+2 P c 2k+2 ( S) satisfy the assumptions of Corollary 2.4. Proof of Corollary 2.6. This is an obvious consequence of Corollary 2.2. Proof of Corollary 2.7. This is an obvious consequence of Corollary
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22 40. B. Solomyak, On the rom series ±λ n (an Erdős problem), Ann. Math. 142 (1995), G. Szegő, Bemerkungen zu einem Satz von E. Schmidt uber algebraische Gleichungen, Sitz. Preuss. Akad. Wiss., Phys.-Math. Kl. (1934), T. Tao V. Vu, Local universality of zeros of rom polynomials, IMRN (2015) (to appear). 43. V. Totik P. Varjú, Polynomials with prescribed zeros small norm, Acta Sci. Math. (Szeged) 73 (2007), Department of Mathematics, Texas A&M University, College Station, Texas 77843, College Station, Texas (T. Erdélyi) 22
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