Undergraduate Texts in Mathematics. Editors 1.R. Ewing F.W. Gehring P.R. Halmos
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1 Undergraduate Texts in Mathematics Editors 1.R. Ewing F.W. Gehring P.R. Halmos
2 Undergraduate Texts in Mathematics Apostol: Introduction to Analytic Number Theory. Armstrong: Groups and Symmetry. Armstrong: Basic Topology. Bak/Newman: Complex Analysis. Banchoff/Wermer: Linear Algebra Through Geometry. Bremaud: Introduction to Probabalistic Modeling. Bressoud: Factorization and Primality Testing. Brickman: Mathematical Introduction to Linear Programming and Game Theory. Cederberg: A Course in Modem Geometries. Childs: A Concrete Introduction to Higher Algebra. Chung: Elementary Probabalistic Theory with Stochastic Processes. Curtis: Linear Algebra: An Introductory Approach. Dixmier: General Topology. Driver: Why Math? Ebbinghaus/F1umfThomas: Mathematical Logic. Fischer: Intermediate Real Analysis. Fleming: Functions of Several Variables. Second edition. Foulds: Optimization Techniques: An Introduction. Foulds: Combinatorial Optimization for Undergraduates. Franklin: Methods of Mathematical Economics. Halmos: Finite-Dimensional Vector Spaces. Second edition. Halmos: Naive Set Theory. Iooss/Joseph: Elementary Stability and Bifuraction Theory. Second edition. James: Topological and Uniform Spaces. Janich: Topology. Kemeny/Snell: Finite Markov Chains. Klambauer: Aspects of Calculus. Lang: A First Course in Calculus. Fifth edition. Lang: Calculus of Several Variables. Third edition. Lang: Introduction to Linear Algebra. Second editon. Lang: Linear Algebra. Third edition. Lang: Undergraduate Algebra. Lang: Undergraduate Analysis. Lax/Burstein/Lax: Calculus with Applications and Computing. Volume 1. LeCuyer: College Mathematics with APL. Lidl/Pilz: Applied Abstract Algebra. Macki/Strauss: Introduction to Optimal Control Theory. Malitz: Introduction to Mathematical Logic. Marsden/Weinstein: Calculus I, II, III. Second edition. Martin: The Foundations of Geometry and the Non-Euclidean Plane. Martin: Transformation Geometry: An Introduction to Symmetry. Millman/Parker: Geometry: A Metric Approach with Models. Owen: A First Course in the Mathematical Foundations of Thermodynamics. Peressini/SuIlivan/UhI: The Mathematics of Nonlinear Programming. Prenowitz/Jantosciak: Join Geometrics. Priestly: Calculus: An Historical Approach. Protter/Morrey: A First Course in Real Analysis. Second edition. Protter/Morrey: Intermediate Calculus. (continued after Index)
3 James K. Strayer Linear Programming and Its Applications With 95 Illustrations Springer Science+Business Medi~ LLC
4 James K. Strayer Department of Mathematics Lock Haven University Lock Haven, PA USA Editorial Board lh. Ewing Department of Mathematics Indiana University Bloomington, IN USA F.W. Gehring Department of Mathematics University of Michigan Ann Arbor, MI USA P.R. Halmos Department of Mathematics Santa Clara University Santa Clara, CA USA Mathematics Subject Classification (1980): t5xx, 90XX Library of Congress Cataloging-in-Publication Data Strayer, James K. Linear programming and its applicationsjjames K. Strayer. p. cm.-(undergraduate texts in mathematics) Bibliography: p. Inc\udes index. ISBN ISBN (ebook) DOI / Linear programming. 1. Title. II. Series. T57.74.S '2-dc Printed on acid-free paper by Springer Science+Business Media New York Originally published by Springer-Verlag New York Inc. in 1989 Softcover reprint of the hardcover 1 st edition 1989 AII rights reserved. This work may not be translated or copied in whole or in part without the written permission ofthe publisher (Springer Science+Business Media, LLC), except for brief excerpts in connection with reviews or scholarly analysis. Use in connection with any form of information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed is forbidden. The use of general descriptive names, trade names, trademarks, etc. in this publication, even if the former are not especially identified, is not to be taken as a sign that such names, as understood by the Trade Marks and Merchandise Marks Act, may accordingly be used freely by anyone. Phototypesetting by Thomson Press (India) Limited, New Delhi ISBN
5 Preface Linear Programming and Its Applications is intended for a first course in linear programming, preferably in the sophomore or junior year of the typical undergraduate curriculum. The emphasis throughout the book is on linear programming skills via the algorithmic solution of small-scale problems, both in the general sense and in the specific applications where these problems naturally occur. The book arose from lecture notes prepared during the years while I was a graduate assistant in the Department of Mathematics at The Pennsylvania State University. I used a preliminary draft in a Methods of Management Science class in the spring semester of 1988 at Lock Haven University. Having been extensively tried and tested in the classroom at various stages of its development, the book reflects many modifications either suggested directly by students or deemed appropriate from responses by students in the classroom setting. My primary aim in writing the book was to address common errors and difficulties as clearly and effectively as I could. The organization of the book attempts to achieve an orderly and natural progression of topics. The first part of the book deals with methods to solve general linear programming problems and discusses the theory of duality that connects these problems. Chapter 1 deals with solving linear programming problems geometrically; it is intended to constitute an introduction to the general linear programming problem through familiar geometrical concepts. At the same time, to motivate the study of a more effective procedure, the drawbacks of the geometric method are stressed. Chapter 2 develops the more effective procedure, the simplex algorithm of G. Dantzig. In this respect the book differs from several others in that it uses the condensed tableau of A.W. Tucker to record linear programming problems rather than the classical Dantzig tableau. The smaller size of the
6 VI Preface Tucker tableau makes it much more amenable to both hand and computer calculations. Chapter 3 covers certain related problems that are not immediately solvable by the simplex algorithm, but, fortunately, can be easily converted to a form approachable by that method. (Such conversions are especially important in the second part of the book.) Chapter 4 concludes the first part of the book with a treatment of duality theory, a theory that establishes relationships between linear programming problems ofmaximization and minimization. The Tucker tableau approach makes an elegant presentation of this theory possible. The second part of the book deals with several applications. These applications, besides being important in their own right, constitute introductions to important fields related to linear programming; the partial intention of this part of the book is the stimulation of the reader's interest in one or more of these fields. Chapter 5 introduces game theory. The methods applied to the games presented here are precisely those discussed in Chapters 2-4. Chapter 6 presents transportation and assignment problems, a large class of problems within operations research. Disadvantages of using the direct simplex algorithm in the solution of such problems are indicated and new algorithms related to it are developed. Finally, Chapter 7 introduces graph theory with a treatment of various network-flow problems. Direct and effective graph-theoretic linear programming algorithms are developed and duality in a specific network-flow problem is discussed in detail. Appropriately for either a text or a reference book on linear programming, there are many examples and exercises. Virtually every definition is followed by several examples and every algorithm is illustrated in a step-by-step manner. The exercises range from easy computations to more difficult proofs and are chosen to elucidate and complement the exposition. To gain and reinforce comprehension of the material, the reader should attempt as many of these exercises as possible. The answers to all computational exercises appear in the back of the book; complete solutions to all exercises are in a supplementary solutions manual. I tried to make Linear Programming and Its Applications approachable from as many levels (sophomore to graduate) and as many fields (mathematics, computer science, engineering, actuarial science, and economics) as posssible. The basic prerequisite is a knowledge of linear equations including the graphing of lines and planes as well as the solution (without matrices) of systems of simultaneous linear equations. Brief appendices on matrix algebra (for Chapters 2 and 4) and elementary probability (for Chapter 5) are included. Each chapter of the book, except the introduction, is divided into sections ( 's). The symbol m n is to be read as "Chapter m, section n." The numbering of definitions, examples, and theorems proceeds sequentially throughout each chapter (i.e., Definition 1, Example 2, Definition 3, Theorem 4, etc.). The scheme is intended to make it easier to find any particular item. The numbering of mathematical statements and diagrams is similar. Any linear programming problem written in non-tableau form such as
7 Preface V11 Maximize subject to 2x + y ~ 8 is referred to by a single number as in P(x, y) = 30x + 50y x + 2y ~ 10 x,y?; 0 Maximize P(x, y) = 30x + 50y subject to 2x + y ~ 8 x+2y~ 10 x,y?; O. If individual statements in such a problem need to be referred to, decimal numbering will be used, as in Maximize P(x, y) = 30x + 50y subject to 2x + Y ~ 8 x + 2y ~ 10 x,y?; O. (1) (1.1) (1.2) (1.3) (1.4) Throughout the book, the following standard notations are used: The statement Z: the set of integers Q: the set of rational numbers R: the set of real numbers R": n-dimensional real Euclidean space V: "for all" or "for every." variable +- expression means "evaluate the expression and assign its value to the variable." Unless otherwise stated, all variables in this book represent real numbers. I would like to express my sincere appreciation to the reviewers of the book as well as the fine staff of Springer-Verlag who assisted in the publication of the book. I must also thank the many students at Penn State University and Lock Haven University who shaped what the book was to become by offering comments, suggestions, and encouragement; the book is dedicated to them. JAMES K. STRAYER
8 Contents Preface... v CHAPTER 0 Introduction.... Part I: Linear Programming... 3 CHAPTER 1 Geometric Linear Programming... 5 O. Introduction... 5 l. Two Examples: Profit Maximization and Cost Minimization Canonical Forms for Linear Programming Problems Polyhedral Convex Sets The Two Examples Revisited S. A Geometric Method for Linear Programming Concluding Remarks Exercises CHAPTER 2 The Simplex Algorithm O. Introduction l. Canonical Slack Forms for Linear Programming Problems; Tucker Tableaus An Example: Profit Maximization The Pivot Transformation An Example: Cost Minimization S. The Simplex Algorithm for Maximum Basic Feasible Tableaus The Simplex Algorithm for Maximum Tableaus... 49
9 x Contents 7. Negative Transposition; The Simplex Algorithm for Minimum Tableaus Cycling Concluding Remarks Exercises CHAPTER 3 Noncanonical Linear Programming Problems O. Introduction Unconstrained Variables Equations of Constraint Concluding Remarks Exercises CHAPTER 4 Duality Theory O. Introduction Duality in Canonical Tableaus The Dual Simplex Algorithm Matrix Formulation of Canonical Tableaus The Duality Equation The Duality Theorem Duality in Noncanonical Tableaus Concluding Remarks Exercises Part II: Applications CHAPTER 5 Matrix Games O. Introduction An Example; Two-Person Zero-Sum Matrix Games Linear Programming Formulation of Matrix Games The Von Neumann Minimax Theorem The Example Revisited Two More Examples Concluding Remarks Exercises CHAPTER 6 Transportation and Assignment Problems O. Introduction An Example; The Balanced Transportation Problem The Vogel Advanced-Start Method (VAM) The Transportation Algorithm Another Example Unbalanced Transportation Problems
10 Contents Xl 6. The Assignment Problem Concluding Remarks Exercises CHAPTER 7 Network-Flow Problems O. Introduction Graph-Theoretic Preliminaries The Maximal-Flow Network Problem The Max-Flow Min-Cut Theorem; The Maximal-Flow Algorithm The Shortest-Path Network Problem The Minimal-Cast-Flow Network Problem Transportation and Assignment Problems Revisited Concluding Remarks Exercises APPENDIX A Matrix Algebra APPENDIX B Probability Answers to Selected Exercises Bibliography Index
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