Phenazines and Thiazine: Green Synthesis, Photophysical Properties and Dichroic Behavior in Nematic Host
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1 Phenazines and Thiazine: Green Synthesis, Photophysical Properties and Dichroic Behavior in Nematic Host Amol S. Choudhary 1, Manoj K. Malik 2, Sharad R. Patil 1, K. H. Prabhu 3, Rajendra R. Deshmukh 2, and Nagaiyan Sekar* 1 1 Tinctorial Chemistry Group, Department of Dyestuff and Intermediate Technology, Institute of Chemical Technology, Matunga, Mumbai , India. 2 Department of Physics, Institute of Chemical Technology, Matunga, Mumbai , India. 3 Department of Textile Design & Color, Wool Research Association, Kolshet Road, Thane , India. * n.sekar@ictmumbai.edu.in This file includes: 1. Experimental details...s1s3 2. Analytical data of the synthesized compounds...s3s6 3. Computational data of the synthesized compounds (Figures S1S26)...S7S16 4. Geometry optimized parameter of the dye 4g (Table S1) S18 1. Experimental Details: 2Hydroxy 1, 4napthaquinone (Lawsone) was procured from Sigma Aldrich. The nematic liquid crystal (LC) E7 used for dichroism measurement was procured form E. Merck, Japan. Ultrasound setup. The ultrasound for sonochemical synthesis is generated with the help of ultrasonic instrument setup (horn type). The schematic representation of the setup is shown in Figure 2. The specification and details of the setup, processing parameters used during the experiments are as follows: Ultrasonic bath: Make. Sonic and Materials, USA. Frequency: 20 khz. Dimensions of bath: 0.15 m, 0.15 m and 0.14 m. Surface area of ultrasound irradiating face: m 2. S1
2 Ultrasonic horn: Make. Ace. Frequency: 20 khz, Rated output power: 750 W. Sonicator Probe. 13 mm tip diameter, 136 mm length and 340 g weight made of Titanium alloy Ti6Al4V. Dichroic measurement. The exactly 0.5 wt% dye was dissolved in the host LCE7 by stirring above the clearing temperature (T c ) for about an hour. DyeLCE7 mixture was then filled by capillary action above the T c of the LCE7 in glass cells (with 6 µm gap and spincoated with polyimide orienting layer rubbed unidirectional), followed by slow cooling to induce a planar orientation. The absorption of the polarized light was measured parallel and perpendicular to the direction of rubbing. A cell containing only the LC was used as a reference. The dichroic ratio R = (A II / A ) was calculated from the absorption of light polarized parallel (A II ) and perpendicular (A ) to the orientation of dye. The order parameter (S) of the dye with respect to liquid crystal director was determined form the equation S = (R1) / (R+2). Computational methods. All computations were performed using the Gaussian 09 package. The ground state (S 0 ) geometry of the synthesized dyes in their C1 symmetry was optimized in the gas phase using density functional theory (DFT). The functional used was B3LYP. The B3LYP method combines Becke s three parameter exchange functional (B3), the nonlocal correlation functional by Lee, Yang and Parr (LYP). The basis set used for all the atoms was 631G(d). The vibrational analysis was performed at the same level of theory to verify that the optimized structures correspond to local minima on the energy surface. The vertical excitation energies and oscillator strengths were obtained for the lowest 20 singletsinglet transitions at the optimized ground state equilibrium geometries by using time dependent density functional theory (TDDFT) using the same hybrid functional and basis set. The lowlying first singlet excited states (S 1 ) of the dye TMS1 was relaxed using TDDFT to obtain its minimum energy geometry. The difference between the energies of the optimized geometries at first singlet excited state and the ground state was used to calculate the emission. The frequency computations were also carried out on FranckCondon S2
3 excited state of the dyes. All the computations in solvents of different polarities were carried out using the Self Consistent Reaction Field (SCRF) under the Polarizable Continuum Model (PCM). The vertical electronic excitation spectra, including wavelengths, oscillators strengths, and main configuration assignments were systematically investigated using TDDFT with PCM model on the basis of the optimized ground state geometries. 2. Typical synthetic procedure 2.1 General Procedure for the Synthesis of phenazines (4ah, 5ah). The 2hydroxy 1, 4naphthoquinone (Lawsone) 1 (1 mmol) or 3Nonyl2, 5dihydroxy 1, 4 qinone (Embellin) 2 (1 mmol) was added slowly to the substituted 1, 2diaminobenzene derivatives 3ah (1 mmol) in water (10 ml) under sonication using an ultrasonic horn (ACE horn, 20 khz frequency) at 40 % amplitude for 2 min with a 5 sec ON and 5 sec OFF cycle from time t = 0 h. After complete addition (addition time 2 min), the reaction mixture was again exposed to acoustic cavitations (by using ACE ultrasonic horn) for further 4 min, by keeping sonication parameter constant which was secondhand during mixing. After completion of the reaction (TLC), a separated solid was filtered on Buchner funnel, washed well with water, and dried to obtain pure product (4ah, 5ah). The temperature of the process was maintained at 30 ± 2 0 C by means of supplying water to the jacketed reactor used for the synthesis. Reaction was completed within 2040 min. Reaction time was estimated by repeating the same reaction condition for three times. The isolated products were subjected to recrystallization (aqueous EtOH) to afford analytically pure products. The structures of the prepared products were assigned on the basis of their spectral data by FTIR, 1 HNMR, 13 CNMR, Mass spectral and elemental analysis. 2.2 Analytical data of synthesized compounds 4a4h and 5a5h benzo[a]phenazin5ol (4a) 1, 2 Molecular formula: C 16 H 10 N 2 O; Color: orange crystals; m.p.: C; FTIR (KBr, ν max in S3
4 cm 1 ): (Ar, OH str.), (C=N), , (C=C); R z,, ppm) (br, s, 1H, OH), (s, 1H, H 3 ), 8.83 m, J z, H 8, 9 ), dd, J z, H 10 ) (dd, 1H,H 7 ) m, 4H, J = 8.13Hz, H 15, 16, 17, 18 ); ESIMS: Calculated for C 16 H 10 N 2 O , Found ; 9methylbenzo[a]phenazin5ol (4b) 1, 2 Molecular formula: C 17 H 12 N 2 O; Color: orange crystals; m.p.: C; FTIR (KBr, νmax in cm 1 ): (Ar, CH str.), (CH str., CH3), (C=N), , (C=C); R z,, ppm) (br, s, 1H, OH), 7.14 (s, 1H, H 3 ), 8.11 m, J z, H 8, 9 ), dd, J z, H 10 ) (dd, 1H,H 7 ) m, 4H, J = 8.13Hz, H 15, 16, 17, 18 ), (s, 3H, H 20 ); +ESIMS: Calculated for C 17 H 12 N 2 O , Found ; 9chlorobenzo[a]phenazin5ol (4c) 1, 2 Molecular formula: C 16 H 9 ClN 2 O; Color: yellowishorange crystals; m.p.: C; FTIR (KBr, ν max in cm 1 ): (Ar, OH str.), (C=N), , (C=C), 1HNMR (500 MHz, d6) : 9.21 (br s,1h,oh),8.161 (m, 2H, H 17,18 ),8.314 (m,1h,h 7 ),7.90 (m, 4H, H 7,8,9,10 ), 7.15 (s,1h, H 3 ); ESIMS: Calculated for C 16 H 10 N 2 O , Found ; 9nitrobenzo[a]phenazin5ol (4d) 1, 2 S4
5 Molecular formula: C 16 H 9 N 3 O 3 ; Color: yellowishorange crystals; m.p.: C; FTIR (KBr, ν max in cm 1 ): (Ar, OH str.), (C=N), , (C=C), 1HNMR () : 9.583) (br,d,1h,oh 19 ) d (s,1h, H 15 ), (m,1h, H 17 ), (m,1h,h 18 ), (m,4h,h 7,8,9,10 ), (s,1h,), ESIMS: Calculated for C 16 H 10 N 2 O , Found ; Benzo[f]pyrido[2,3b]quinoxalin5ol (4e) Molecular formula: C 15 H 9 N 3 O; Color: dark red crystals; m.p.: C; Elemental Analysis: Calculated: C (72.87 %), H (3.67 %), N (16.99 %), and O (6.47 %); Found: C (72.52%), H (3.71%), N (17.13%), O (6.22%); FTIR (KBr, ν max in cm 1 ): (Ar, CH str.); (CH str., CH3); ( C=O), 1610 and (C=N), , (C=C), 1HNMR () : (br,s,1h,oh 19 ), (s,1h, H 3 ), (m,2h,h 8,9 ), m ) (m,1h,h 10 ), (t,1h,h 18 ), (m,1h,h 17 ), (d,1h,h 18 ) ; +ESIMS:Calculated for C 15 H 9 N 3 O , Found ; Benzo[a]quinoxalino[2,3i]phenazin5ol (4f) S5
6 Molecular formula: C 22 H 12 N 4 O; Color: dark green crystals; m.p.: C; 1HNMR (d6): 9.421(br, s, 1H, OH 19 ), (m, 1H, H 7 ), (m, 1H, H 10 ), (m, 2H, H 8,9 ), (s,1h, H 3 ), (s,1h, H 18 ), (s,1h, H 15 ), (m, 4H, H 24,25,26,27 ) ; Elemental Analysis: Calculated: C (72.87 %), H (3.67 %), N (16.99 %), and O (6.47 %); Found: C (72.52%), H (3.71%), N (17.13%), O (6.22%); 5Hydroxybenzo[a]naphtho[2,3j]phenazine10,15dione (4g) Molecular formula: C 22 H 12 N 4 O; Color: dark blue crystals; m.p.: C; 1HNMR (d6): R z,, ppm) (br, s, 1H, OH), (s, 1H, H 3 ), m, J z, H 8, 9 ), dd, J z, H 10 ) (dd, 1H,H 7 ) dd, 2H, J = 8.13Hz, H 15, 16 ); (m,4h,h 24,25,26,27 ) Elemental Analysis: Calculated: C (72.87 %), H (3.67 %), N (16.99 %), and O (6.47 %); Found: C (72.52%), H (3.71%), N (17.13%), O (6.22%); 5HBenzo[a]phenothiazin5one (4H) Molecular formula: C 22 H 12 N 4 O; Color: dark blue crystals; m.p.: C; 1HNMR (d6): (m, 4H, H 15,16,17,18 ), (s,1h,h 3 ), S6
7 s (m,4h,h 7,8,9,10 ) Elemental Analysis: Calculated: C (72.87 %), H (3.67 %), N (16.99 %), and O (6.47 %); Found: C (72.52%), H (3.71%), N (17.13%), O (6.22%); 3. Computational data of the synthesized compounds (Figures S1S24) Figure S1: Calculated energy of HOMO (H), LUMO (L) and band gap (HL) the dye 4e in different polarity of the solvents Energy of HOMO,LUMO and Band gap (HL) od dye 4e Toulene Methanol Diethyl ether Dichloromethane Chloroform Acetonitrile Energy (Hartree) LUMOHOMO (Band gap) HOMO LUMO Figure S2: Calculated energy of HOMO (H), LUMO (L) and band gap (HL) the dye 4f in S7
8 s different polarity of the solvents Energy of HOMO,LUMO and Band gap (HL) od dye 4f Toulene Chloroform DCM Methanol Acetonitrile Diethyl ether Energy (Hartree) Band Gap (HL) HOMO LUMO Figure S3: Calculated energy of HOMO (H), LUMO (L) and band gap (HL) the dye 4g in different polarity of the solvents S8
9 Energy (Hartree) Energy of LUMO Energy of HOMO s Figure S4: Calculated energy of HOMO (H), LUMO (L) and band gap (HL) the dye 4h in different polarity of the solvents S9
10 Calculated energy of HOMO (H), LUMO (L) and band gap (HL) the dye 4h in different polarity of the solvents Toulene Ether CHCl3 DCM MeOH ACN LUMOHOMO (Band gap) LUMO HOMO S10
11 s Figure S5: Calculated dipole moment of the dye 4e in different polarity of the solvents Diethyl ether Acetonitrile Methanol Dichloromethane Chloroform Toulene Dipole moment (Debye) Figure S6: Calculated dipole moment of the dye 4f in the different polarity of the solvents Diethyl ether Acetonitrile Methanol Dichloromethane Chloroform Toulene dipole moment (Debye) S11
12 s Figure S7: Calculated dipole moment of the dye 4g in the different polarity of the solvents ACN MeOH DCM Dipole moment (Debye) Figure S8: Calculated dipole moment of the dye 4h in the different polarity of the solvents Toulene Ether CHCl3 DCM MeOH ACN Dipole moment (Debye) S12
13 Figure S9: Calculated ground state energy of the dye 4e in the different polarity of the solvents Diethyl ether Acetonitrile Methanol Dichloromethane Chloroform Toulene Energy (Hartree) Figure S10: Calculated ground state energy of the dye 4f in the different polarity of the solvents Calculated Energy of dye 4f Hexa Toule Chlor Dichl Acet Etha Meth Acet Dieth Energy (Hartree) S13
14 Figure S11: Calculated ground state energy of the dye 4g in the different polarity of the solvents Calculated energy of dye 4g in diffrent solvents Acetonitrile Methanol DCM Chloroform Energy (Hartree) Figure S12: Calculated ground state energy of the dye 4h in the different polarity of the solvents Toulene Ether CHCl3 DCM MeOH ACN Energy (Hartree) Figure S13: calculated ground state dipole moment of the dye 4f in different solvents S14
15 Compound Compound Calculated diploe moment of dyes 4a,4b,4e,4f,4g and 4h in solvent 4h g f e b 4a Dipole moment (Debye) Figure S14: calculated ground state energy of the dye 4a,4b,4e,4f4g and 4h in different solvents Ground stateenergy of 4a,4b,4e,4f,4g and 4h in solvebnt 4h g 4f e 4b 4a Energy (Hartree) S15
16 Figure S15: optimized geometry of the dye 4g and 4h in solvent Figure S16: Photophysical properties of dye 4e: Experimental and theoretical Therotical emission Experimental emission Therotical absorption Experimental absorption EtOH MeOH ACN DCM CHCl3 Et2O S16
17 Table S1: optimized geometry bond angle, bond length, dihedral angle of the dye 4g in different polarity of solvents s Inter atomic distance Bond angle Dihedral angle Atoms Å Atoms o 14C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O ACN 14C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O MeOH 14C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O DCM 14C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O CHCl 3 14C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O C2O 14C3O C14C2O 9C2N11C C13C14C2O 18C13C14C2O S17
18 Table S2. Calculated ground state energy of dyes 4e in different polarity of solvent s Energy Dipole moment Energy of HOMO Energy of LUMO Band Gap Hartree Debye Hartree ev Hartree ev Hartree ev Acetonitrile Methanol DCM CHCl Et 2 O Toluene Table S3. Calculated ground state energy of dyes 4f in different polarity of solvent s Energy Dipole moment Energy of LUMO Energy of HOMO Band Gap Hartree Debye Hartree ev Hartree ev Hartree ev Et 2 O Acetonitrile Methanol DCM CHCL Toluene S18
19 Table S4. Calculated ground state energy of dyes 4g in different polarity of solvent Dipole Energy Energy of HOMO Energy of LUMO Band gap Moment Hartree Debye Hartree ev Hartree ev Hartree ev ACN MeOH DCM Table S5. Calculated ground state energy of dyes 4h in different polarity of solvent Dipole Energy HOMO LUMO HOMOLUMO Moment Hartree Debye Hartree ev Hartree ev Hartree ev ACN MeOH DCM CHCl Ether Toluene S19
20 Table S6. Computed vertical excitation, oscillator strength, % orbital contribution of the dye 4e in different solvents. Orbital Orbital Coefficient Vertical Excitation (nm) ev % Orbital contribution Oscillator strength H> L H> L H> L ACN H> L H> L Methanol H> L DCM H> L H> L Chloroform H> L Et 2 O H> L Toluene H> L H> L Table S7. Computed vertical excitation, oscillator strength, % orbital contribution of the dye 4g in different solvents. Orbital Orbital Coefficient Vertical Excitation (nm) ev % Orbital contribution Oscillator strength MeOH H > L EtOH H > L H > L DCM H > L H > L H > L ACN H > L CHCl3 H > L H > L S20
21 Table S8. Computed vertical excitation, oscillator strength, % orbital contribution of the dye 4h in different solvents. Orbital Orbital Coefficient Vertical Excitation (nm) ev % Orbital contribution Oscillator strength H > L H > L DCM H > L H > L ACN H > L H > L H > L Methanol H > L Chloroform H > L Toluene H > L Et2O H > L H > L References: 1. Ahmad S., Gadari R., Masoud A., Helvicta Chimica Acta, 2014, 97, Kaupp G., NaimiJamal, Reza M., Eur. J. Org. Chem., 2002, 8, S21
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