Research Article Estimation of Stator Resistance and Rotor Flux Linkage in SPMSM Using CLPSO with Opposition-Based-Learning Strategy

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1 Control Science and Engineering Volume 2016, Article ID , 7 pages Research Article Estimation of Stator Resistance and Rotor Flux Linkage in SPMSM Using with Opposition-Based-Learning Strategy Jian He and Zhao-Hua Liu School of Information and Electrical Engineering, Hunan University of Science and Technology, Xiangtan , China Correspondence should be addressed to Zhao-Hua Liu; zhaohualiu2009@hotmail.com Received 31 March 2016; Revised 26 May 2016; Accepted 27 June 2016 Academic Editor: Qiao Zhang Copyright 2016 J. He and Z.-H. Liu. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. Electromagnetic parameters are important for controller design and condition monitoring of permanent magnet synchronous machine (PMSM) system. In this paper, an improved comprehensive learning particle swarm optimization () with opposition-based-learning (OBL) strategy is proposed for estimating stator resistance and rotor flux linkage in surface-mounted PMSM; the proposed method is referred to as. In the framework, an opposition-learning strategy is used for best particles reinforcement learning to improve the dynamic performance and global convergence ability of the. The proposed parameter optimization not only retains the advantages of diversity in the but also has inherited global exploration capability of the OBL. Then, the proposed method is applied to estimate the stator resistance and rotor flux linkage of surfacemounted PMSM. The experimental results show that the has better performance in estimating winding resistance and PM flux compared to the existing peer PSOs. Furthermore, the proposed parameter estimation model and optimization method are simple and with good accuracy, fast convergence, and easy digital implementation. 1. Introduction In recent years, permanent magnet synchronous machines (PMSM) have been widely applied in industrial servo control system and renewable energy power generation system [1 3], as they possess superiority in high power density, torque response, high efficiency performances, and so forth. It is necessary to exactly obtain the parameters of PMSM for assisting controller design, speed regulation, and condition monitoring in reality industrial drive system [4]. Particularly, the most important physical parameters such as the stator resistance and the rotor PM flux linkage are the indicators of system health status. For example, the stator resistance canbeseenastheindicatorofstatortemperaturedueto metal thermal efficiency, since the machine service life will be damaged if the temperature exceeds its critical range. The demagnetization in PM will influence machine electromagnetic torque output performance [5]. However, the PMSM is a typical nonlinear time-varying dynamic system, whose physical parameters are easily sensitive to the changes of environment such as noise and temperature. Thus, technologies for estimating the winding resistance and rotor flux linkage of PMSM have become an important task for machine control [6]. Existing literatures mainly focus on online estimation and algorithms including extended Kalman filter (EKF) [6, 7], model reference adaptive system (MRAS) [8, 9], recursive least-square (RLS) methods [10, 11], and neural network (NN)[12]arewidelyemployed.However,theaforementioned methods possess some drawbacks such as error convergence, unsteadiness, and high computing expense in the process of PMSM estimation. Recently, inspired by biological computing, some researchers try to use evolutionary computation techniques to estimate the parameters of PMSM as the evolutionary algorithms have the ability to obtain a suitable set of parameter values via optimizing objective function between the system model and the actual ones. The particle swarm optimization (PSO) has recently been introduced as an attractive optimization technique in system identification and successfully applied in PMSM parameter estimation [2, 5, 13 15], due to its simple implementation, little control parameters, multidirectional search, and fast convergence. Since the basic PSO easily gets trapped in local minima when solving the complex nonlinear problem of PMSM parameter

2 2 Control Science and Engineering identification, some enhanced operators are introduced into the PSO and produced new hybrid PSO to design the parameters estimator of PMSM. For example, a coevolution based parameter estimator by combining multiple population PSO and artificial immune algorithm was investigated to improve multiparameter estimation performance of PMSM [2]. In order to improve the efficiency of parameter identification, a parallel implementation using an immunecooperative dynamic learning particle swarm optimization (PSO) algorithm with multicore computation architectures is presented for PMSM parameter estimations [5]; another method of graphic processing unit (GPU) accelerated parallel coevolutionary immune PSO was designed for parameter estimation and temperature monitoring of a PMSM [15], for which the performance of the parameter estimation was significantly improved by those new PSO methods. In this paper, in order to estimate the stator resistance and rotor flux linkage of surface-mounted PMSM effectively, the parameter estimation of PMSM is converted to an optimization problem and then a novel comprehensive learning particle swarm optimization () with oppositionlearning strategy is proposed to explore optimal parameter, the proposed parameter optimization method called - OBL. The was firstly proposed by Liang et al. [16], where all the flying directions of individuals are updated by randomly selected particle of the whole population during the iteration process and it is superior in diversity kept for solving multimodal optimization problem. In order to improve the global convergence of the, an oppositionbased-learning (OBL) strategy is used for Pbest particles learning and helps it jump out of local optima. OBL is a reinforcement learning strategy using computing and counter computing simultaneously, which can be used to accelerate the convergence performance of other evolutionary algorithms [17]. Finally, the proposed is applied to estimate the stator resistance and rotor flux linkage of surfacemounted PMSM. The tests show that the proposed method can simultaneously accurately estimate stator resistance and rotor flux linkage performance much better than the existing improved hybrid PSOs. The structure of this paper is as follows. An estimator model for the identification of stator resistance and rotor flux linkage of a PMSM is described in Section 2. A algorithm is proposed in Section 3 where the optimization procedure and steps are described. Experimental results and the analysis are given in Section 4. Finally, some conclusions and future work are presented in Section PMSM Model and Design of Parameter Estimation Model 2.1. PMSM Model. In order to estimate the parameters of a PMSM, the dq-axis voltage equations of the machine are used: di u d =Ri d +L d d dt L qωi q, u q =Ri q +L q di q dt +L dωi d +ψω, (1) U d U q L d =L q and is fixed to the measured value PMSM u d (k) = Ri d (k) L q ω(k)i q (k) u q (k) = Ri q (k) + L d ω(k)i d (k) + ψω(k) p Figure 1: PMSM parameter estimation model. y + ŷ f( p) where ω, u d, u q, i d,andi q are electrical angular velocity, dq-axis stator voltage, and current and the parameter set {R, L d,l q,ψ}is winding resistance, dq-axis inductances, and rotor PM flux linkage, respectively, where L d =L q =Lfor SPMSM. Equation (1) can be discretized as follows when the machineisonsteadystate: u d (k) =Ri d (k) L q ω (k) i q (k), u q (k) =Ri q (k) +L d ω (k) i d (k) +ψω(k). In real application, the dq-axis inductance belongs to the slowly varying parameters within a certain range compared to the stator resistance and the rotor PM flux linkage, so itcanbeconsideredconstantandfixedtomeasuredvalues during parameter estimation process. The parameters vector {R, ψ} isunknownandneedstobeidentifiedinthisstudy. The estimation of the parameters is formulated as a system optimization problem by optimizing the designed objective function in this study. The fitness function is defined as a discrepancy between the model output and the measured actual system output. The estimation of the parameters can be addressed as an optimization problem via optimizing objective function. The PMSM parameter estimation model is as shown in Figure 1. From Figure 1, by comparing model output and actual output, the objective function (3) for estimating the winding resistance and rotor flux linkage is designed as follows: f( p) = F (R, ψ) = 1 n n k=1 (2) ( u d (k) u d (k) + u q (k) u q (k) ), (3) where the symbol means that they are computed voltages bytheestimatedparametersandmeasuredvalue.theactual machine parameter values can be obtained if the designed objective function is minimized by the proposed - OBL. Actually, the objective function (3) is a nonlinear multidimensional function optimization problem and has manylocalpointsasitrelatestotheactualmotorsystem whose system variables are easy to change. 3. The Proposed Improved Using OBL 3.1. Principle of Basic PSO Algorithm. Inspired by the intelligent behavior of birds, a swarm of particles are to find

3 Control Science and Engineering 3 a better solution. Assuming, in a d-dimensional solution space, each particle i is composed of the velocity vector V i = {V i1,v i2,...,v id } and position vector X i ={X i1,x i2,...,x id }, the velocity and position of ith particle are modified as given in V id (t+1) =φv id +λ1 DC voltage + SPMSM M DC motor (load) M DSP drive rand 1 ()(Pbest id (t) X id (t)) Current signals +λ2 (4) Rotor rotation speed and position rand 2 ()(Gbest d (t) X id (t)), X id (t+1) =X id (t) +V id (t+1), where Pbest id represents the best position found by the ith particle up to now and Gbest d is the best particle among the entire population. λ1 and λ2 are acceleration coefficients, φ is inertia weight factor, and rand 1 and rand 2 are uniformly distributed numbers generated randomly on [0, 1] Principle of Basic Algorithm. The was first introduced by Liang et al. to solve multimodel problems [16]. The searching mechanism of is that any particle s velocity vector could be selected to update the velocity of the particle that needs to be modified according to the designed learning probability among the swarm. This modification strategy can effectively avoid diversity losses of convergence for population during the search process. The modifications of the velocity and position of ith particle in are as given in V k+1 id =w V k id +c rand () (Pbest fi(d) x k id ), V k id = min (Vk max, max (Vd min, Vk id )), x k+1 id =x k id + Vk+1 id, where fi = [fi(1),fi(2),...,fi(d)] defined which particle the ith particle should learn from and Pbest fi(d) could be any particle s dimension corresponding value or could be its selfcorresponding value, which is determined by the learning probabilities pc, the details as in [16]. The basic ideas are as given: if the random number is greater than pc i,this dimension will be learning from the particle s own Pbest; otherwise, it learns from other particles Pbest. There is one drawback for existing algorithm; that is, once the group falls into local optimum, the search behavior of whole swarm will easily get similarity among the total population, as there is no effective mechanism to guarantee the escape from local optima OBL for Pbest s Learning. The Pbest s positionsareusedas theexemplarstoleadtheflyingdirectionofthewholepopulation, so the search status of Pbest particlesisimportantforthe. In order to enhance global convergence performance of the Pbest particles, an OBL strategy is introduced into. The OBL was a machine learning method described in detail by Rahnamayan et al. [17], which is a simple technique that allows the population-based algorithms to (5) Measurement data Estimator model Host PC Figure 2: The hardware and software platform for the identification of stator resistance and rotor flux linkage in SPMSM. search for an optimal point in the counter direction and the current search simultaneously. The basic idea is that when a solution is being exploited in a direction, it executes a search in the opposite direction simultaneously as given in x=a+b x, (6) where x is real number in the interval [a, b] and x is the opposite number of x. This definition can also be extended to multidimensional space. In D-dimensional space, where x 1,x 2,...,x D Rand x i [a i,b i ],thepointx i can be defined as x i =a i +b i x i. (7) The OBL machine learning technique is applied into and executes opposite learning for Pbest s particles as given in opbest id(j) =Oa d (t) +Ob d (t) Pbest id(j), Oa d (t) = min (Pbest id(j) ), Ob d (t) = max (Pbest id(j) ). After the above modification, evaluate the fitness value (Fit(Xi)) of opbest n (opposition Pbest i )andupdatepbest i as (Pbest i Pbest i opbest i ).TheproposedOBLlearning operator can help Pbest particles jump out of the local optima and obtain a global convergence performance in the. 4. Experimental Verification The proposed estimator is verified by experiments in this section. The Digital Signal Process (DSP) based vector control system and the schematic diagram of testing process are shown in Figure 2. The offline estimation procedure using is as shown in Figure 3. The design parameters of the used prototype machine are detailed as follows: rated speed (400 rpm), rated current (4 A), DC linkvoltage(36v),nominalterminalwireresistance(0.043), nominal self-inductance (2.91 mh), nominal mutual inductance ( mh), nominal d-axis inductance (3.24 mh), (8)

4 4 Control Science and Engineering Begin Data measurement Parameter initialization evolutionary computation Mean fitness Parameter estimator modeling Objective function OBL strategy for Pbest particles learning Fitness calculation Best individual selection Termination condition met No Figure 4: The convergence curve of five PSOs on PMSM parameter estimation under normal temperature condition. Yes Optimal results Table 1: Result of PMSM parameter estimation under normal temperature condition. End Figure 3: The process of parameter estimation in PMSM based on. nominal q-axis inductance (3.24 mh), nominal amplitude of fluxinducedbymagnets(77.6mwb),numberofpolepairs (5), nominalphaseresistance(t = 25 C) (0.330 Ω), and inertia (0.8e 5 kgm 2 ). L d =L q =Lis fixed to one of our prior estimated values [18] (in this research literature L is set to be 3.97 (mwb) on normal temperature, and L is set to be 3.76 (mwb) on the heating temperature). As is shown in Figure 3, the estimation of PMSM parameter includes data measurement, parameter estimation modeling, and model parameter optimization procedure. For comparison, the designed PMSM parameter estimation model is also tested by other existing PSOs such as a hybrid PSO with wavelet mutation () operation method [19], comprehensive learning PSO () method [16], an improved comprehensive learning PSO () method [20], and adaptive particle swarm optimization () method [21]. The basic settings of these PSOs are as follows: the population size is 50, the maximum generation is 300, and the number of runs is 30. All the tested PSOs are using the same measurement data and operated on the same software platform. All experiments are carried out on the same host computer with hardware configuration of Intel core -i5-2450m and 4.0 GB DDR3 RAM. The experiments are carried out under two different work conditions including normal temperature and temperature variation. Under normal temperature condition, the convergence of different PSOs is shown in Figure 4, the experimental results are depicted in Table 1, and the two parameters estimated results plotted curve for different PSOs is shown T = 300 Parameters Results R (Ω) ψ (mwb) Fit Mean Std. dev t-value in Figure 5. From Table 1 and Figure 3, it can be seen that the shows the best performances in terms of mean, standard deviations, and t-values compared to the existing peer hybrid PSOs (i.e.,,,, and ). Furthermore, the convergence speed of is faster than other hybrid PSOs as shown in Figure 4. It is evident that the optimality, convergence, and algorithmic efficiency of is improved, thanks to the OBL operator which enhanced the global convergence of andpusheditoutfromthelocalpoint.ascan be seen from Table 1, the estimated winding resistance (0.334 Ω) by the is quite coincident with its nominal value (0.33 Ω) under normal temperature condition. Also,theestimatedfluxlinkageψ (79.16 mwb) by - OBL is quite close to its nominal value (77.6 mwb). The slight difference between the estimated and nominal values of machine parameters may be caused by nonlinearity of machine operation condition. The parameters of PMSM are easily changed by the environment temperature. In order to check the performance of the proposed method and whether it can track the variation of parameters with the changing temperature condition, a heater is used to heat the prototype PMSM for 20 minutes and then to measure the data for experiment test. The identified results of temperature variation operation condition are listed in Table 2, and the comparison with different PSOs is as

5 Control Science and Engineering Resistance (Ω) Flux linkage (wb) (a) The estimated stator resistance (b) The estimated rotor PM flux linkage Figure 5: The curve of estimated parameters with normal temperature. Table 2: Results of PMSM parameter identification with temperature variation. T = 300 Parameters Results R (Ω) ψ (mwb) Fit Mean Std. dev t-value Theanalysisresultsshowthattheestimatedwinding resistance R androtorfluxlinkageψ vary with the changing temperature condition. For example, the estimated winding resistance value increases from (Ω) to 0.454(Ω) with heating for 20 minutes under high temperature. This phenomenon indicates that the metal resistance value increases with increasing temperature due to metal thermal efficiency. The estimated rotor flux linkage decreases from (mwb) to76.9(mwb),theabruptdropintheestimatedrotorflux linkage after 20-minute heating. This phenomenon indicates that magnetic field density decreases with the increasing temperature. These results show that the proposed parameter estimator can simultaneously track the stator resistance and rotor PM flux linkage of PMSM. Mean fitness Figure 6: The convergence curve of several PSOs on PMSM parameter estimation under temperature variation (with heating for 20 min). showninfigures6and7,respectively.fromtable2,itisclear that outperforms other peer PSOs in terms of mean, standard deviation, and t-test values. From Figure 5, itcanbenoticedthathasafasterconvergence speed than other hybrid PSOs. 5. Conclusion Stator resistance and rotor PM flux linkage are important for controller design and condition monitoring of permanent magnet synchronous machine (PMSM) system. In this study, an improved with OBL strategy is proposed for estimating stator resistance and rotor PM flux in surfacemounted PMSM. In the presented algorithm framework, an OBL strategy is used for Pbest particles reinforcement learning to improve the dynamic performance and global optimization ability of the. The proposed method not only retains the advantages of diversity in the but also has inherited global exploration capability of the OBL. Finally,theproposedmethodhasbeensuccessfullyapplied into the estimation of the stator resistance and rotor PM flux linkage of SPMSM. The experimental results show that the has better performance inestimating winding resistance and rotor PM flux linkage compared to the existing hybrid PSOs. Furthermore, the proposed method can track the variation of machine parameters effectively with the changing work condition. Moreover, the proposed parameter estimation model is simple and with fast convergence and easy digital implementation. Thus, the proposed method

6 6 Control Science and Engineering 0.48 Resistance (Ω) (a) The estimated stator resistance Flux linkage (wb) (b) The estimated rotor PM flux linkage Figure 7: Identified parameters under temperature variation (with heating for 20 min). can be used for the condition monitoring of the stator winding and rotor PM flux linkage of PMSM. With the increasing of industrial real-time demand, we will carry it out on Field-Programmable Gate Array (FPGA), and real-time performance control of PMSM will be greatly improved in future. Competing Interests The authors declare that there are no competing interests regarding the publication of this paper. Acknowledgments This work was supported in part by the National Natural Science Foundation of China under Grants and , the China Postdoctoral Science Foundation funded project under Grants 2013M and 2014T70767, and the Hunan Provincial Education Department outstanding youth project under Grant 15B087. The first author (Jian He is an Undergraduate Student) acknowledges the guidance of teacher Xiao-Hua Li who is with the School of Information and Electrical Engineering, Hunan University of Science and Technology. References [1]Z.Chen,J.M.Guerrero,andF.Blaabjerg, Areviewofthe stateoftheartofpowerelectronicsforwindturbines, IEEE Transactions on Power Electronics,vol.24,no.8,pp , [2] Z.-H. Liu, J. Zhang, S.-W. Zhou, X.-H. Li, and K. Liu, Coevolutionary particle swarm optimization using AIS and its application in multiparameter estimation of PMSM, IEEE Transactions on Cybernetics,vol.43,no.6,pp ,2013. [3] F. F. M. El-Sousy, Intelligent optimal recurrent wavelet elman neural network control system for permanent-magnet synchronous motor servo drive, IEEE Transactions on Industrial Informatics, vol. 9, no. 4, pp , [4] S. Kwak, U.-C. Moon, and J.-C. Park, Predictive-control-based direct power control with an adaptive parameter identification technique for improved AFE performance, IEEE Transactions on Power Electronics,vol.29,no.11,pp ,2014. [5]Z.H.Liu,X.H.Li,H.Q.Zhang,L.H.Wu,andK.Liu, An enhanced approach for parameter estimation: using immune dynamic learning PSO based on multi-core architecture, IEEE Systems, Man, and Cybernetics Magazine,vol.2,no.1,pp.26 33, [6] Y. C. Shi, K. Sun, L. P. Huang, and Y. Li, Online identification of permanent magnet flux based on extended Kalman filter for IPMSM drive with position sensorless control, IEEE Transactions on Industrial Electronics,vol.59,no.11,pp ,2012. [7] E. Monmasson, L. Idkhajine, M. N. Cirstea, I. Bahri, A. Tisan, and M. W. Naouar, FPGAs in industrial control applications, IEEE Transactions on Industrial Informatics, vol.7,no.2,pp , [8] M. Rashed, P. F. A. MacConnell, A. F. Stronach, and P. Acarnley, Sensorless indirect-rotor-field-orientation speed control of a permanent-magnet synchronous motor with stator-resistance estimation, IEEE Transactions on Industrial Electronics,vol.54, no.3,pp ,2007. [9] S. Moreau, R. Kahoul, and J.-P. Louis, Parameters estimation of permanent magnet synchronous machine without adding extra-signal as input excitation, in Proceedings of the IEEE International Symposium on Industrial Electronics, vol.1,pp , Ajaccio, France, May [10] R.Ramakrishnan,R.Islam,M.Islam,andT.Sebastian, Real time estimation of parameters for controlling and monitoring permanent magnet synchronous motors, in Proceedings of the IEEE International Electric Machines and Drives Conference (IEMDC 09), pp , Miami, Fla, USA, May [11] S. J. Underwood and I. Husain, Online parameter estimation and adaptive control of permanent-magnet synchronous machines, IEEE Transactions on Industrial Electronics, vol. 57, no.7,pp ,2010. [12] F. F. M. El-Sousy, Robust wavelet-neural-network slidingmode control system for permanent magnet synchronous motor drive, IET Electric Power Applications, vol. 5, no. 1, pp , 2011.

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