Chapter 19. Aldehydes and Ketones: Nucleophilic Addition Reactions
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1 Chapter 19. Aldehydes and Ketones: Nucleophilic Addition Reactions شیمی آلی 2 Dr M. Mehrdad University of Guilan, Department of Chemistry, Rasht, Iran m-mehrdad@guilan.ac.ir Based on McMurry s Organic Chemistry, 7 th edition
2 Aldehydes and Ketones Aldehydes (RCHO) and ketones (R 2 CO) are characterized by the the carbonyl functional group (C=O) The compounds occur widely in nature as intermediates in metabolism and biosynthesis coenzyme involved in a large number of metabolic reactions a steroid hormone secreted by the adrenal glands to regulate fat, protein, and carbohydrate metabolism 2
3 Why this Chapter? Much of organic chemistry involves the chemistry of carbonyl compounds Aldehydes/ketones are intermediates in synthesis of pharmaceutical agents, biological pathways, numerous industrial processes An understanding of their properties is essential 3
4 19.1 Naming Aldehydes and Ketones Aldehydes are named by replacing the terminal -e of the corresponding alkane name with al The parent chain must contain the CHO group The CHO carbon is numbered as C1 4
5 19.1 Naming Aldehydes and Ketones Aldehydes are named by replacing the terminal -e of the corresponding alkane name with al The parent chain must contain the CHO group The CHO carbon is numbered as C1 5
6 For cyclic aldehydes in which the -CHO group is directly attached to a ring, the suffix -carbaldehyde is used. 6
7 For cyclic aldehydes in which the -CHO group is directly attached to a ring, the suffix -carbaldehyde is used. 7
8 Naming Ketones Replace the terminal -e of the alkane name with one Parent chain is the longest one that contains the ketone group Numbering begins at the end nearer the carbonyl carbon 8
9 Naming Ketones Replace the terminal -e of the alkane name with one Parent chain is the longest one that contains the ketone group Numbering begins at the end nearer the carbonyl carbon 9
10 Ketones with Common Names IUPAC retains well-used but unsystematic names for a few ketones 10
11 Ketones and Aldehydes as Substituents The R C=O as a substituent is an acyl group, used with the suffix -yl from the root of the carboxylic acid CH 3 CO: acetyl; CHO: formyl; C 6 H 5 CO: benzoyl The prefix oxo- is used if other functional groups are present and the doubly bonded oxygen is labeled as a substituent on a parent chain 11
12 19.2 Preparation of Aldehydes and Ketones Preparing Aldehydes Oxidize primary alcohols using pyridinium chlorochromate Alkenes with a vinylic hydrogen can undergo oxidative cleavage when treated with ozone, yielding aldehydes Reduce an ester with diisobutylaluminum hydride (DIBAH) 12
13 Preparing Ketones Oxidize a 2 alcohol Many reagents possible: choose for the specific situation (scale, cost, and acid/base sensitivity) 13
14 Ketones from Ozonolysis Ozonolysis of alkenes yields ketones if one of the unsaturated carbon atoms is disubstituted 14
15 Aryl Ketones by Acylation Friedel Crafts acylation of an aromatic ring with an acid chloride in the presence of AlCl 3 catalyst 15
16 Methyl Ketones by Hydrating Alkynes Hydration of terminal alkynes in the presence of Hg 2+ 16
17 19.3 Oxidation of Aldehydes and Ketones CrO 3 in aqueous acid oxidizes aldehydes to carboxylic acids efficiently Silver oxide, Ag 2 O, in aqueous ammonia (Tollens reagent) oxidizes aldehydes (no acid) 17
18 Hydration of Aldehydes Aldehyde oxidations occur through 1,1-diols ( hydrates ) Reversible addition of water to the carbonyl group Aldehyde hydrate is oxidized to a carboxylic acid by usual reagents for alcohols 18
19 Ketones Oxidize with Difficulty Undergo slow cleavage with hot, alkaline KMnO 4 C C bond next to C=O is broken to give carboxylic acids Reaction is practical for cleaving symmetrical ketones 19
20 19.4 Nucleophilic Addition Reactions of Aldehydes and Ketones Nu - approaches 75 to the plane of C=O and adds to C A tetrahedral alkoxide ion intermediate is produced 20
21 Nucleophiles Nucleophiles can be negatively charged ( : Nu ) or neutral ( : Nu) at the reaction site The overall charge on the nucleophilic species is not considered 21
22 22
23 Relative Reactivity of Aldehydes and Ketones Aldehydes are generally more reactive than ketones in nucleophilic addition reactions The transition state for addition is less crowded and lower in energy for an aldehyde (a) than for a ketone (b) Aldehydes have one large substituent bonded to the C=O: ketones have two 23
24 Electrophilicity of Aldehydes and Ketones Aldehyde C=O is more polarized than ketone C=O As in carbocations, more alkyl groups stabilize + character Ketone has more alkyl groups, stabilizing the C=O carbon inductively 24
25 Reactivity of Aromatic Aldehydes Less reactive in nucleophilic addition reactions than aliphatic aldehydes Electron-donating resonance effect of aromatic ring makes C=O less reactive electrophile than the carbonyl group of an aliphatic aldehyde 25
26 19.5 Nucleophilic Addition of H 2 O: Hydration Aldehydes and ketones react with water to yield 1,1- diols (geminal (gem) diols) Hyrdation is reversible: a gem diol can eliminate water 26
27 Relative Energies Equilibrium generally favors the carbonyl compound over hydrate for steric reasons Acetone in water is 99.9% ketone form Exception: simple aldehydes In water, formaldehyde consists is 99.9% hydrate 27
28 Base-Catalyzed Addition of Water Addition of water is catalyzed by both acid and base The base-catalyzed hydration nucleophile is the hydroxide ion, which is a much stronger nucleophile than water 28
29 Acid-Catalyzed Addition of Water Protonation of C=O makes it more electrophilic 29
30 Addition of H-Y to C=O Reaction of C=O with H-Y, where Y is electronegative, gives an addition product ( adduct ) Formation is readily reversible 30
31 19.6 Nucleophilic Addition of HCN: Cyanohydrin Formation Aldehydes and unhindered ketones react with HCN to yield cyanohydrins, RCH(OH)C N Addition of HCN is reversible and base-catalyzed, generating nucleophilic cyanide ion, CN - Addition of CN to C=O yields a tetrahedral intermediate, which is then protonated Equilibrium favors adduct 31
32 Uses of Cyanohydrins The nitrile group ( C N) can be reduced with LiAlH 4 to yield a primary amine (RCH 2 NH 2 ) Can be hydrolyzed by hot acid to yield a carboxylic acid 32
33 19.7 Nucleophilic Addition of Grignard Reagents and Hydride Reagents: Alcohol Formation Treatment of aldehydes or ketones with Grignard reagents yields an alcohol Nucleophilic addition of the equivalent of a carbon anion, or carbanion. A carbon magnesium bond is strongly polarized, so a Grignard reagent reacts for all practical purposes as R : MgX +. 33
34 Mechanism of Addition of Grignard Reagents Complexation of C=O by Mg 2+, Nucleophilic addition of R :, protonation by dilute acid yields the neutral alcohol Grignard additions are irreversible because a carbanion is not a leaving group 34
35 Hydride Addition Convert C=O to CH-OH LiAlH 4 and NaBH 4 react as donors of hydride ion Protonation after addition yields the alcohol 35
36 19.8 Nucleophilic Addition of Amines: Imine and Enamine Formation RNH 2 adds to C=O to form imines, R 2 C=NR (after loss of HOH) R 2 NH yields enamines, R 2 N CR=CR 2 (after loss of HOH) (ene + amine = unsaturated amine) 36
37 Mechanism of Formation of Imines Primary amine adds to C=O Proton is lost from N and adds to O to yield a neutral amino alcohol (carbinolamine) Protonation of OH converts into water as the leaving group Result is iminium ion, which loses proton Acid is required for loss of OH too much acid blocks RNH 2 37
38 Imine Derivatives Addition of amines with an atom containing a lone pair of electrons on the adjacent atom occurs very readily, giving useful, stable imines For example, hydroxylamine forms oximes and 2,4- dinitrophenylhydrazine readily forms 2,4- dinitrophenylhydrazones These are usually solids and help in characterizing liquid ketones or aldehydes by melting points 38
39 Enamine Formation After addition of R 2 NH, proton is lost from adjacent carbon 39
40 19.9 Nucleophilic Addition of Hydrazine: The Wolff Kishner Reaction Treatment of an aldehyde or ketone with hydrazine, H 2 NNH 2 and KOH converts the compound to an alkane Originally carried out at high temperatures but with dimethyl sulfoxide as solvent takes place near room temperature 40
41 41
42 19.10 Nucleophilic Addition of Alcohols: Acetal Formation Alcohols are weak nucleophiles but acid promotes addition forming the conjugate acid of C=O 42
43 Addition yields a hydroxy ether, called a hemiacetal (reversible); further reaction can occur Protonation of the OH and loss of water leads to an oxonium ion, R 2 C=OR + to which a second alcohol adds to form the acetal 43
44 Uses of Acetals Acetals can serve as protecting groups for aldehydes and ketones It is convenient to use a diol, to form a cyclic acetal (the reaction goes even more readily) 44
45 19.11 Nucleophilic Addition of Phosphorus Ylides: The Wittig Reaction The sequence converts C=O is to C=C A phosphorus ylide adds to an aldehyde or ketone to yield a dipolar intermediate called a betaine 45
46 BETAINE Pronounced bayta-ene, a special class of zwitterions in which the positive site has no hydrogen atoms attached to it. YLIDE A neutral species whose structure may be represented as a 1,2-dipole with a negatively charged carbon or other atom having a lone pair of electrons, bonded to a positively charged heteroatom. The term is usually preceded by the name of the hetero-atom. (a) The phosphorus ylide methylenetriphenylphosphorane (b) the nitrogen ylide (trimethylammonio)methylide 46
47 The intermediate spontaneously decomposes through a four-membered ring to yield alkene and triphenylphosphine oxide, (Ph) 3 P=O Formation of the ylide is shown below 47
48 Mechanism of the Wittig Reaction a betaine A Betaine The betaine 48
49 Uses of the Wittig Reaction Can be used for monosubstituted, disubstituted, and trisubstituted alkenes but not tetrasubstituted alkenes The reaction yields a pure alkene of known structure For comparison, addition of CH 3 MgBr to cyclohexanone and dehydration with, yields a mixture of two alkenes 49
50 19.12 The Cannizaro Reaction The adduct of an aldehyde and OH can transfer hydride ion to another aldehyde C=O resulting in a simultaneous oxidation and reduction (disproportionation) 50
51 19.13 Conjugate Nucleophilic Addition to -Unsaturated Aldehydes and Ketones A nucleophile can add to the C=C double bond of an, unsaturated aldehyde or ketone (conjugate addition, or 1,4 addition) The initial product is a resonance-stabilized enolate ion, which is then protonated 51
52 Conjugate Addition of Amines Primary and secondary amines add to, - unsaturated aldehydes and ketones to yield -amino aldehydes and ketones 52
53 Conjugate Addition of Alkyl Groups: Organocopper Reactions Reaction of an, -unsaturated ketone with a lithium diorganocopper reagent Diorganocopper (Gilman) reagents form by reaction of 1 equivalent of cuprous iodide and 2 equivalents of organolithium 1, 2, 3 alkyl, aryl and alkenyl groups react but not alkynyl groups 53
54 Mechanism of Alkyl Conjugate Addition Conjugate nucleophilic addition of a diorganocopper anion, R 2 Cu, to an enone Transfer of an R group and elimination of a neutral organocopper species, RCu 54
55 19.14 Spectroscopy of Aldehydes and Ketones Infrared Spectroscopy Aldehydes and ketones show a strong C=O peak 1660 to 1770 cm 1 aldehydes show two characteristic C H absorptions in the 2720 to 2820 cm 1 range. 55
56 C=O Peak Position in the IR Spectrum The precise position of the peak reveals the exact nature of the carbonyl group 56
57 NMR Spectra of Aldehydes Aldehyde proton signals are at 10 in 1 H NMR - distinctive spin spin coupling with protons on the neighboring carbon, J 3 Hz 57
58 13 C NMR of C=O C=O signal is at 190 to 215 No other kinds of carbons absorb in this range 58
59 Mass Spectrometry McLafferty Rearrangement Aliphatic aldehydes and ketones that have hydrogens on their gamma ( ) carbon atoms rearrange as shown 59
60 Mass Spectroscopy: -Cleavage Cleavage of the bond between the carbonyl group and the carbon Yields a neutral radical and an oxygen-containing cation 60
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