From Dream to Production Process
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1 (S)-Metolachlor From Dream to Production Process Hans-Ulrich Blaser, SLVIAS AG, Basel Switzerland Uni Rostock, Gastvorlesung Asymmetrische Katalyse, Dez. 2007
2 utline Background The Molecule, the situation, possible approaches In Search of the Ideal Catalyst Moving in a Labyrinth (in the Fog) The Technical Process Ligand Scale-up, Imine Synthesis, Choice of Reactor,
3 Metolachlor The Molecule Cl (R,S) Herbicide for maize > t/y H 3 C nly (S)-enantiomers active Ca. 35% less loading for enriched form
4 The Four Stereoisomers of Metolachlor CH 2 Cl CH 2 Cl CH 2 Cl CH 2 Cl R,1'S S,1'S R,1'R S,1'R 2 active stereoisomers 2 inactive stereoisomers H. Moser, G. Rihs, H.P. Sauter 1982
5 Herbicidal Activity of Metolachlor Stereoisomers R,1'S S,1'S rac-metolachlor S,1'R R,1'R 100% H 3 C Cl 80% H 60% 40% 20% 0% application rate (g/ha) H. Moser, G. Rihs, H.P. Sauter 1982
6 The History of rac-metolachlor and (S)-Metolachlor 1970 Discovery of biological activity 1978 Full-scale plant > t/y 1982 Bioactivity of (S) enantiomers detected 1983 First attempts to make (S)-metolachlor 1985 Rh - cycphos (UBC Vancouver) 1987 Ir - diphosphine (F. Spindler; J.A. sborn) 1993 Ir - ferrocenyl diphosphine catalysts 1993/4 Patents of rac. metolachlor expired 1995/6 Pilot results: e.e. 79%, ton , tof > /h 16. ov First production batch
7 Metolachlor: The Problem Production process for racemate H 2 H CH 2 Cl CH 2 Cl H 2 - Pt/C AA ClCCH 2 Cl ar,1'r as,1'r inactive stereoisomers + H 2? CH 2 Cl CH 2 Cl + ClCCH 2 Cl ar,1's as,1's active stereoisomers
8 (S)-Metolachlor The Challenge Enantioselectivity Catalyst productivity (ton) Catalyst activity (tof) Space-time yield Production process - >1'000'000 (70 recycles) >4000/h at 50 C, 5 bar very high Minimum requirements ee >80% >50'000 (s/c ratio) >10'000/h high
9 Moving in the "ee ton" Space 100 ee >80% ton > '000 10' '000 1'000'000
10 Moving in the "ee ton" Space A Labyrinth! 100 ee >80% ton > '000 10' '000 1'000'000
11 Development Phases for EPC Synthesis Phase 1: Design and assessment of synthetic routes Phase 2: Demonstrating chemical feasibility Phase 3: ptimizing the key (catalytic) reaction(s) Phase 4: ptimizing the over-all process
12 Routes to (S)-Metolachlor Hydrogenation of enamide (isomers) Hydrogenation of imine (isomers) CCH 2 Cl or CCH 2 Cl chiral cat + H 2? + H 2 chiral cat? Hydrogenation / substitution Direct alkylation? 1. H 2, chiral cat M e 2. T sx R = H or C CH 2 Cl H Ts + R Me? H Me + H 2 chiral cat?
13 (S)-Metolachlor Route Assessment route enamide substitution imine direct alkylation catalytic step close analogy ee >90% weak analogy ee >80% weak analogy ee <30% no precedent
14 (S)-Metolachlor: Route Assessment route catalytic step other steps enamide substitution imine direct alkylation close analogy ee >90% weak analogy ee >80% weak analogy ee <30% no precedent enamide synthesis difficult substitution difficult as in current process as in current process
15 (S)-Metolachlor: Route Assessment route catalytic step other steps cost (ecology) priority enamide close analogy ee >90% enamide synthesis difficult high (medium) 1 substitution weak analogy ee >80% substitution difficult high (bad) 2 imine weak analogy ee <30% as in current process medium (good) 3 direct alkylation no precedent as in current process low (very good) 4
16 Development Phases for EPC Synthesis Phase 1: Design and assessment of synthetic routes Phase 2: Demonstrating chemical feasibility Phase 3: ptimizing the key (catalytic) reaction(s) Phase 4: ptimizing the over-all process
17 The Enamide Route The Analogy: L-Dopa Rh-dipamp (Monsanto) CH H ee 96% ton Me Me The Result: (All) available Rh/P^P (up to 20 bar / 50 C) activity at all!! Me Me Me Me CCH Cl 2 or CCH 2 Cl or CCH 2 Cl CCH 2 Cl H.U. Blaser, F. Spindler 1983
18 From Dream to Process Important Milestones (1983) 100 ee >80% enamide ton > '000 10' ' 000 1'000' 000
19 Substitution Route Heterogeneous Hydrogenation The Analogy: Pt/Al23-Cinchonidine (rito, 1979) The Result: Pt/Al23-Cinchonidine ee >85% activity ok ee 0%!! ee 12%!! H.U. Blaser, H.P. Jalett 1983
20 From Dream to Process Important Milestones (1983) 100 ee >80% enamid 20 Pt/cinch ton > '000 10' ' 000 1'000' 000
21 Imine Hydrogenation??????? H
22 Enantioselective C= Reduction State of the Art Around 1982 ee (%) 100 o report on -aryl imine hydrogenation Rh / diop Hydrosilylation Kagan et al. JMC 90 (1975) mostly heterogeneous catalysts Hydrogenation Levi et al. CC (1975)
23 Industry s Approaches for Solving Difficult Problems Do-it-yourself utsource to a specialized department utsource to a specialized company (Solvias!) Collaboration with universities UBC Vancouver (Cullen, Fryzuk, James, Kutney et al.) Search for a catalyst ULP Strasbourg (J.A. sborn) Investigate Ir-diphosphine catalysts (active species, deactivation behavior)
24 UBC: Rh-Cycphos A First Success H H 2 PPh 2 R h-p P H Ph 2 P D M A-im in e (R)-cycphos s/c Temperature t Conv. tof ee [ C] [hrs.] [%] [h-1] [%] Cullen, Fryzuk, James, Kutney, et al. UBC Vancouver
25 From Dream to Process Important Milestones (1985) 100 ee >80% Rh/cycphos enamid Pt/cinch ton > '000 10' ' 000 1'000' 000
26 ew Idea: Ir - P^P Complexes Ligand tof (4h) tof (24h) ee diop subst-diop bppm ( tbume) 6 79 bppm (MeH) 30 6 dipamp 19 7 bppfoh bdpp p(me) 2 -bdpp 31 rac C, bar, conversion: 17-96% R H R' P R P R H R' R substituted diop 2 2 H H Fe PPh 2 PPh 2 bppfoh P Ph Ph dipamp P PPh 2 Ph 2 P PPh 2 CH 2 PPh 2 C-t-Bu bdpp (skewphos) bppm F. Spindler 1986
27 Why Iridium? [Ir(cod)(py)(Pcy 3 )]PF 6 : Extremely active catalysts for olefin hydrogenation lefin maximum tof (1/h) Drawback: Very fast deactivation via dimerization R. Crabtree et al. J. rganomet. Chem. 141 (1977) 205
28 1997: Chiral Iridium P Catalysts: Effective for C=C Hydrogenation R 1 R 2 Ir + / P / X - R 1 R 2 R' R 3 ee up to >99% ton >5000 tof 1250 h -1 R' R 3 R 1 P R 2 R 3 R 1 R 1 PPh 2 R 2 R3 A. Pfaltz Review: A. Pfaltz, W.J. Drury, Proc. at. Acad. Sci. USA 101 (2004) 5723
29 Iridium: Best Results after ptimization Ir - P^P, iodide H PPh 2 CH 2 PPh 2 PPh 2 CH 2 PPh 2 bdpp diop bdpp ee 84% ton 100 (at 0 C) diop ee 52% ton 10'000 (at 30 C) PRBLEM CATALYST DEACTIVATI (Dimerization??) F. Spindler, B. Pugin 1986
30 From Dream to Process Important Milestones ee >80% Ir/bdpp Rh/cycphos Ir/diop enamid Pt/cinch ton > '000 10' ' 000 1'000' 000
31 Fighting Catalyst Deactivation Understanding ature of active species: Collaboration with JA Stabilizing Additives Avoid dimerization by complexation Immobilization Avoid dimerization by site-isolation
32 Fighting Deactivation Immobilization of Ir - bppm soluble catalyst; ee = 38% imine [%] P P Ir H H Ir P P 20 inactive dimer??? B. Pugin raction time [h]
33 Fighting Deactivation Immobilization of Ir - bppm P Ir P P P H P Ir Ir H P inactive dimer Ir P P tof ee dilution Si Si Loading (mmol Ir/g) 0 B. Pugin 1988
34 Fighting Deactivation Homogeneous Ir bppm Catalyst 120 imine [%] soluble catalyst; ee = 38% Immob. catalyst; ee >50% B. Pugin raction time [h]
35 From Dream to Process Important Milestones ee >80% Ir/bdpp Rh/cycphos Ir/diop enamid 0 0 Pt/cinch Ir/bppm immob ton > '000 10' ' 000 1'000' 000
36 Intermezzo : Project stopped by Agro Division A. Togni: Ligands for Au-Aldol reaction Enlargement of ligand library Systematic immobilization studies Technical ligands syntheses Various process developments
37 A. Togni Ligands Studies: Josiphos SAc RR' Ac Fe PPh 2 Fe PPh 2 Fe PPh 2 PPh 2 PCy 2 PPh 2 X Fe PPh 2 first Josiphos ligands for Au-Aldol X = H, PPh 2 H ( ) 2 ( ) 2 PR' 2 Fe a) BuLi Fe PR 2 HPR' 2 Fe PR 2 b) ClPR 2 AcH A. Togni, F. Spindler, B. Pugin Modular, tunable ligands
38 The Final Breakthrough Ir Xyliphos / AcH / Iodide Best results (laboratory) R = p-tbu-phenyl ee 87% low tof at -15 C Fe PR' 2 PPh 2 R = 3,5-xylyl ee 76-80% ton ; tof ca. 30'000 h -1 BUT: only on presence of acid AD iodide!! F. Spindler, H.P. Jalett, H.P. Buser 1992
39 Ir - Xyliphos: Effect of Solvent S olvent t (100% ) (h) initial rate thf C H 2 C l (C H 3 ) 3 C C H aceto ne toluene i-pr H t-b u H C H 3 C Et no ne C H 3 C H R eaction conditions: M EA-Im ine; s/c: 800; 150 m g T BAI; solvent: 2 m l; 25 bar H 2 ; 30 C. ee H.P. Jalett, F. Spindler HH69
40 Why Acetic Acid Pt/Al cinchona H H R CEt R = and PhCH 2 CH 2 + H 2 R R-hydroxyester CEt solvent ee EtH 82% toluene 87% acetic acid 92-94% H.P. Jalett, H.U. Blaser, Wiehl 1991
41 Ir - Xyliphos Effect of AcH and I - TF ee H P Fe P(C 6 H 5 ) Xyliphos General acid effect: - CF 3 CH AcH Iodide --- Iodide AcH 0 - H 2 S 4 H.P. Jalett, F. Spindler 1993
42 From Dream to Process Important Milestones ee 80% ton > tof >10 000/h ee (%) Ir/bdpp Ir/PPF-P Rh/cycphos Ir/diop Ir/xyliphos Acid / iodide Ir/bppm immob enamid Pt/cinch ton '000 10' ' 000 1'000' 000
43 Reductive Alkylation of MEA Ir-xyliphos, AcH: Solvent Effect H 2 + H 2 Ir-PP s/c 10'000 MEA MA S-AA H H Solvent Time Rate Conv. ee [h] [mmol/min] [%] [%] none phases Cyclohex (10 ml) phases EtH (10 ml) phase Reaction conditions: 0.1 mol MEA; 0.12 mol MA (dry); AcH: 2.5 ml; 20 mg TBAI; 80 bar H 2 ; 50 C. H.U. Blaser, H.P. Jalett
44 Functionalization of Xyliphos Me 2 1) BuLi BuLi /TMEDA Me 2 H-Pxyl 2 Pxyl 2 Fe Cl 2) mixture of Cl-PPh 2 and Si Cl Fe PPh 2 Si xyl= (60-70%) Fe PPh 2 Si (53%) Cl Cl Gabriel (90%) Fe PPh 2 Si Pxyl 2 Immobilization B. Pugin, H. Landert 1995
45 Metolachlor: Recycling?? homogeneous free extractable immobilized silicagel heterogeneous immobilized polystyrene P(xyl) 2 Fe PPh 2 P(xyl) 2 Fe PPh 2 P(xyl) 2 Fe PPh 2 P(xyl) 2 Fe PPh 2 -C Si C- Si H Si Silicagel H H H H H Polystyrene S/C 50' ' '000 50' '000 50'000 time 1h 2.1h 3h 8h 10h 30h ee 79% 80% 79% 78% 78% 74% separation distillation extraction > 90% filtration 95% B. Pugin, H. Landert, F. Spindler, H.U. Blaser, Adv. Synth. Catal. 344 (2002) 974 filtration 95%
46 Hydrogenation of Imine Best Ir / Xyliphos Systems 14'000 Homogeneous Reductive alkylation Immobilized ' '000 tof 8'000 6'000 4'000 2'000 o acid s/c 2'000'000 AcH s/c 10'000 s/c 100' ee (%) 0 0 F. Spindler, B. Pugin, H.U. Blaser, H.P. Jalett
47 Development Phases Metolachlor Imine Route Phase 1: Assessing synthetic routes Phase 2: Demonstrating chemical feasibility Phase 3: ptimizing the key (catalytic) reaction(s) Phase 4: ptimizing the over-all process
48 Process ptimization Ligand fine tuning ptimization of reaction conditions Strategy for the development of the over-all process The Production of the MEA Imine in the Required Quality Technical Ligand Synthesis Choice of Reactor Technology Scale up Work-up Separation of the Catalyst from the Product
49 Fine Tuning (S)-Metolachlor Process Ir - PP H MEA imine (S) -AA Catalyst: [Ir(CD)Cl] 2, ai, H 2 S 4, (R)-(S)-R 2 PF-PR 2 ; p(h 2 ), 80 bar, 50 C P Fe P H F 3 C P Fe P H P Fe P H P Fe H P F 3 C ee % ton tof [h -1 ] > F. Spindler
50 Ligand Finetuning: Substituents at Xylyl Group Fe H PR 2 P(C 6 H 5 ) 2 e.e.: 76% rate: 26 mmol/min e.e.: 80% rate: 25 mmol/min e.e.: 83% rate: 1 mmol/min F. Spindler, H.P. Buser 1994 e.e.: 69% rate: 10 mmol/min e.e.: 76% rate: 2 mmol/min e.e.: 82% rate: 0.5 mmol/min
51 Reaction Conditions Effect of H 2 Pressure r max (mmol H2/min) ee: 75-76% Pressure (bars) F. Spindler, H.P. Jalett 1994
52 Development Phases for EPC Synthesis Phase 1: Design and assessment of synthetic routes Phase 2: Demonstrating chemical feasibility Phase 3: ptimizing the key (catalytic) reaction(s) Phase 4: ptimizing the over-all process
53 Process Development Ligand fine tuning ptimization of reaction conditions Strategy for the development of the over-all process The Production of the MEA Imine in the Required Quality Technical Ligand Synthesis Choice of Reactor Technology Scale up Work-up Separation of the Catalyst from the Product
54 Imine Production H + H 2 Me + H 2 + Simple chemistry BUT Scale up difficult due to thermal instability of the imine Fast removal of water neccessary Significant catalyst deactivation High purity required
55 Effect of MEA Concentration Ir/xyliphos, Acetic Acid, TBAI inital rate (mmol H2/min) t(100%): 0.5 h ee not affected! MEA (%) MEA imine H 2 MEA t(100%): 18 h F. Spindler, H.P. Jalett
56 Imine Production: Water Separators
57 Process Development Ligand fine tuning ptimization of reaction conditions Strategy for the development of the over-all process The Production of the MEA Imine in the Required Quality Technical Ligand Synthesis Choice of Reactor Technology Scale up Work-up Separation of the Catalyst from the Product
58 Technical Ligand Synthesis Fe Fe Fe H enzymatic kinetic resolution Fe + Fe H Fe PPh 2 P H 2 Fe PPh 2 Me 2 Fe Me 2 Ugi amine 30 Kg scale unproblematic
59 Process Development Ligand fine tuning ptimization of reaction conditions Strategy for the development of the over-all process The Production of the MEA Imine in the Required Quality Technical Ligand Synthesis Choice of Reactor Technology Scale up Work-up Separation of the Catalyst from the Product
60 Choice of Reactor Technology Issues High pressure (80 bar) -> high investment Fast exothermic reaction -> heat removal important Sensitive catalyst -> handling and loading Alternatives Stirred tank reactor Loop reactor
61 Coice of Reactor pump stirred tank loop reactor
62 Coice of Reactor cooling pump
63 Process Development Ligand fine tuning ptimization of reaction conditions Strategy for the development of the over-all process The Production of the MEA Imine in the Required Quality Technical Ligand Synthesis Choice of Reactor Technology Scale up Work-up Separation of the Catalyst from the Product
64 16. ovember 1996 Happy End: First Production Batch H H Pxyl 2 H Fe PPh 2 amount mol MEA-imine 10'000 kg 48'700 [Ir(CD)Cl] 2 34 g 0.05 Ligand 68 g 0.11 ai 92.5 g 0.6 H 2 S g 0.5 reaction time 2h conversion 99.6% ee 79%. Pericles, R. Hanreich
65 From Dream to Process Important Milestones ee 80% ton > tof >10 000/h ee (%) Ir/bdpp Ir/PPF-P Rh/cycphos Ir/diop Ir/xyliphos Acid / iodide Ir/bppm immob enamid Pt/cinch ton '000 10' ' 000 1'000' 000
66 Some Lessons Enantioselectivity is not always the major problem ton and tof can be just as critical!! Success often depends on availability of ligands Modular ligands are an optimal solution Solvias Ligand Kit Screening capabilities are crucial Parallel screening equipment SUCCESS WITHUT TP EXPERTISE
67 The Key Players B. Pugin F. Spindler H.P. Jalett
68 Think catalytic!
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