Using the Wavelet Transform in an Indirect Predictive Approach to Monitor the Surface Quality in Grinding

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INTERNATIONAL JOURNAL OF INTELLIGENT CONTROL AND SYSTEMS VOL. 13, NO. 3, SEPTEMBER 8,214-221 Using Wavelet Transform in an Indirect Predictive Approach to Monitor Surface Quality in Grinding Lotfi NABLI, Mohamed Walid SASSI and Hassani MESSAOUD Abstract- Production systems are currently under high constraints of availability, productivity, quality and flexibility. Therefore, it is a necessary to monitor and to keep operational entities of manufacturing process. In this paper, we are interested in solving some problems with temporal component, like periods to change used tools, in order to optimize tasks on line. For this reason, a set-up of indirect predictive monitoring strategy online has been realized to followup evolution of surface quality of workpiece. In fact, detection of workpiece state after grinding in real time can help to avoid production downtime during quality control, exhaustive damage of machined quality workpiece and machining system. In addition, a frequent change tool or plate not monitored induces additional costs. In this context, several studies have been conducted to propose methods and techniques for monitoring surface quality of machined workpiece. In most of cases, developed approaches have used indirect measures of state of cutting tool. The measured signals will be analyzed later by different techniques of signal processing to extract information about state of cutting tool. In second stage, a correlation between state of cutting tool and machined surface quality is established. However this double treatment can generate errors which can be at origin of a divergence between acquired signal by sensor and real state of surface quality. It is in this context that work presented in this paper is to develop a unique treatment to establish a direct correlation between signals obtained by a sensor of cutting force in grinding and surface quality of workpiece. The wavelet decomposition is used in this paper to treat se signals. Index Terms Indirect monitoring, Detection, discrete wavelet transform, grinding, cutting force in grinding 1. INTRODUCTION Actually, it is essential that performances, indicators and characteristics of system are monitored in order to detect any abnormal operation. Achieving this objective requires enhancement of monitoring function in industry. Indeed, in context of preventive conditional predictive maintenance, basic principle of monitoring is to evaluate behaviour of a degraded system by monitoring disruption generated on products. In this context, we present a set of means used in monitoring to observe state of quality of machined surface (in real time) in order to cope with alias of system during grinding process. Generally, monitoring function is defined by Basseville [1] as a combination of two phases: detection and diagnosis; first is based on acquisition of data sensors from system and provides to operator more or less elaborate information according to detection system. The second phase includes location and identification of Manuscript received November 15, 7; revised March 11, 8. This work was supported by National school Engineers of Monastir, Unit of Automatic, Signal processing and Imaging (ATSI). Nabli Lotfi (e-mail: lotfi.nabli@enim.rnu.tn), Sassi Mohamed Walid (e-mail: walid.sassi@ymail.com) and Massaoud Hassani (e-mail: hassani.messaoud@enim.rnu.tn) are with Unit of Automatic, Signal processing and Imaging (ATSI), National school Engineers of Monastir, Road of Kairouan, Monastir 5, Tunisia. (corresponding author, phone: 2169853487; e-mail: lotfi.nabli@enim.rnu.tn) defects that constitute diagnostic phase. This type of monitoring is commented by Racoceanu [2] as traditional monitoring. Racoceanu treated anor type of monitoring called dynamic monitoring also named predictive. As for traditional monitoring, predictive monitoring is composed of predictive detection (dynamic) and predictive diagnosis, also called prognosis. The first phase consists in predicting a future failure. In or words, aim of predictive detection is to detect degradation instead of a failure and second is to identify causes and to locate component that involves a particular degradation. Our target is to identify degradations, related to qualitative or quantitative variation of intrinsic aptitudes of a grinding process. This identification is carried out by analysis of deviations on surface quality of products. Nabli [3] presented in its work a systemic analysis of monitoring function on which we will base ourselves for indirect predictive monitoring. 2. A SUGGESTED MONITORING APPROACH In general, a good monitoring approach is based on four principal components: follow-up of system evolution by extraction signals that are pertinent to monitoring, detection of drifts, diagnosis and prognosis (Fig1). Brutal Deviation Defaulting Elements Diagnosis External data System evolution Data filtered Drift detection Symptom Prognosis Degradations Fig. 1. A global approach for monitoring In majority of work follow-up of system evolution is divided into two stages; in first step, to extract information concerning state of a cutting tool from signals taken on sensors and in second step to establish a correlation between state of cutting tool and surface quality of machined workpiece. In case of grinding process, several techniques were developed in literature in order to follow-up system evolution. These techniques are based on: Intelligent system

INTERNATIONAL JOURNAL OF INTELLIGENT CONTROL AND SYSTEMS, VOL. 13, NO. 3, SEPTEMBER 8 215 [4,5 and 6], sound emission [7,8] and vibration [9]. Mokbel and Maksoud [1], Susic and Grabec [11], applied technique of acoustic emission to show that we can use it to monitor state of grinding stone diamond during ceramics grinding. On or hand, establishment of a correlation between state of grinding stone and surface quality make it possible to use this technique like indirect monitoring means of surface quality. Monitoring by intelligent systems is subject of several studies. Lezanski [12] used neural networks and fuzzy logic for monitoring of state of grinding stone in external cylindrical grinding. This system has an advantage when number of variables of entry is important, but it presents a limitation compared to neural networks from point of view reliability of information. Hassui et al. [13] showed that quadratic average of signal of vibration of machined part presents wear of grinding stone. They examined in anor work [14] capacity of signal of vibration to follow change of roughness of surfaces of machined surface. However this double treatment can generate errors that can be at origin of a divergence between acquired signal by sensor and real state of surface quality (Fig 2). Monitoring Double High risk of Techniques Treatment errors currently used Fig. 2. The follow-up of system evolution The surface quality obtained by this processs depends on some parameters such as: cutting force, absorptive power and state of grinding stone. The cutting force in grinding is broken up into two principal components: normal grinding force F n and tangential grinding force F t. Indeed, it was shown that normal component has an influence upon surface deformation and roughness of workpiece, tangential component controls power consumption, heat flux at contact zone between grinding wheel and workpiece, gradient of residual stress and wear of abrasive grains [15]. In this paper, monitoring approach consists in developing a single treatment able to establish a direct correlation between measured signals obtained by a sensor of cutting force of type Kistler 9257B in grinding and micro-geometrical quality of surfaces finished by this process. Then, in case of detection of a drift on level of measurement, decline in quality micro geometry of surface, we suppose that it is related to state of cutting tool. We define in this case a measurement indicator of performance which is compared to allowable intervals representing surface quality, in order to detect degradation in state of cutting tool. The tool most used for treatment of signal is Fourier transform. Thus, signal can be transformed from time domain to frequency domain. Often, information that cannot be easily seen in time-domain can be seen in frequency domain. For a non-stationary signal, signal parameters (frequency content etc.) evolve over time. The standard Fourier Transform is not useful for analyzing signal, like our case. It is very difficult to tell us when detecting degradation in state of cutting tool from frequency domain. In recent year, anor approach, called Wavelet Transform, was developed in orderr to decompose signal into various components at different time windows and frequency bands [16, 17 and 18] ]. In machining, this technique was applied for detection of cutting tool failure, especially tool breakagee [19, ], and for analysis of machine tool vibration. 2.1 The discrete wavelet transform The wavelet transform of a signal is defined as integral over time of multiplied by scaled and shifted versions of wavelet functionn. This transform generates coefficients C ( a, b) called The wavelet coefficients that are expressed as follows [16]: where a is scaling parameter and b shifting parameter. For numerical signals, we use discrete wavelet transform which is defined as follows [16]: Cj,kCa,b\ j j a2, bk2 (2) The wavelet coefficients C j, k represent amplitudes of wavelet used in decomposition of signal; se coefficients can be divided into two parts: approximation coefficients (ca) and detail coefficients (cd). By using see wavelet coefficients, we can rebuild original signal. These coefficients can be expressed as follows [16]: caj=, where, represents scale function. cdj=,, (1) where, represents wavelet function. The index j represents level of decomposition in discrete wavelet transform. The choice of suitable level j depends on length of signal and task to be carried out. On each level j, we build approximation called A j by taking account of low frequencies of preceding level of approximation and detail called D j which corresponds to high frequencies. (Fig 3) f(n) D1(n) A1(n) D2(n) A2(n) D3(n) A3(n) Fig 3. Structure of signal decomposition This decomposition can be iterated, approximations being decomposed successively: this is called multilevel wavelet decomposition. (3) (4)

216 Nabli et al: Using Wavelet Transform in an Indirect Predictive Approach to Monitor Surface Quality in Grinding 2.2 Statistical Analysis The statistics are used for analyzing and interpreting data contained in signals. At beginning, we note that it is difficult to establish a correlation between rough signal of cutting force and roughness of grinding surfaces. After decomposition of signal, several statistical parameters are used and compared to highlight existence of this correlation. The parameters used are average, standard deviation, absolute deviation of median and of average. These parameters are described by following equations: 2.2.1. The averagee For a data set, averagee is describedd as sum of all observations divided by number of observations. In case of signal of grinding force, average was established from detail coefficients of maximum level j (given according to signal size). It is expressed by following expression: (5) 2.2.2 The standard deviation The standardd deviation is measured from average difference between values of dataa in set. It is expressed as follows: (6) 2.2.3. The absolute deviation The absolute deviation of an element of a data set is absolute difference between this element and a given point. Typically value of point from which deviation is measured, is value of eir averagee or median of data set. The average absolute deviation of a set {cdj (1), cdj (2)... cdj (N)} is expressed by: (7) Where cdj (K) is an element of detail coefficients at level j and is measurement of average or median of details coefficients at level j. 3. EXPERIMENTAL PROTOCOL AND ALGORITHM OF WAVELET DECOMPOSITION The machine used is a plane grinding machine SR RT6 having two automated axes (vertical and horizontal) and a transverse axis at constant speed. The fluid of lubrication used is SMILAX 89 (concentration % and 8% of water). The dressing of stone was ensured by a single diamond. Transverse speed corresponding at speed of rising was varied by using a motor step by step. To obtain signals of grinding force, a dynamometer Kistler 9257B with three components was used to measure three components of force. This dynamometer has a high rigidity and refore a high frequency; high resolution makes it possible to measure least variations of effort. The signal emitted by dynamometer is amplified using a charge amplifier which transforms signals of dynamometer into output voltages proportional to forces applied. Then, se efforts are acquired on a PC. The samples are prismatic form of dimension 15 15 5mmm and have undergone a heat treatment of relieving (maintains with 11 C during one hour followed by a cooling with air) before carrying out grinding tests. The material used is a stainless steel austenitic X5CrNiMo18-8. The general algorithm of this transformation is represented in fig 4. Fig. 4. Algorithm for decomposition of grinding force. The experiments were realized according to an experimental design of 54 tests for which factors and ir associated levels are given in grindingg stone used is a type of 95A6H Table 1. Summary table of factors and ir levels Grain of grinding stone # Level 1 6 Level 2 6 Level 3 6 Experimental design completee Acquisition of grinding force signal Signal decomposition with Discrete Wavelet Transform Statistical Analysis The roughness measures Establishmentt of correlation between roughness and signal of cutting force Validation Table speed [m/mn] Vw 1 8 14 Speed of raising [m/s] Vd 8.2 4 2 Depth of cut [µm] a 5 1 Numbers of cut Np 1 - In this study, discrete wavelet transform employs those of Daubechies [19] for multilevel signal decomposition of cutting force. 4. RESULTS AND DISCUSSION In this study, we record 54 tests (signals) starting from normal component F n of grinding force (considering this component has an influence on surface deformation and surface quality of rectified parts). Fig 5 shows signals of some tests n 5-11-49 obtained under various grinding conditions. We note that during grinding, presence of several peaks in signals which are not constant and due to a great variation of amplitude.

INTERNATIONAL JOURNAL OF INTELLIGENT CONTROL AND SYSTEMS, VOL. 13, NO. 3, SEPTEMBER 8 217 signal. In addition, this wavelet is orthogonal what makes it possible to make a multi level analysis of various signals of cutting force. The scale function and wavelet function for db3 are shown in fig 6. (a) Scaling function (b) Wavelet function 5: Vw: 1 m/mn; Vd: 8,2 m/s; a: µm; Np:1. Fig. 6. The wavelet db3 (a) scaling function ; (b) wavelet function Fig 7 shows structure of signal decomposition in several levels. We choose test N 17 as example, sample size (n) during recording of this signal is 5. According to sample size, we can reach level 9 in decomposition of this signal without any loss of information. Beyond this level, re has a risk which we cannot find information concerning surface quality of rectified parts.. 11: Vw: 1 m/mn ; Vd: 4 mm/s; a : µm ; N p :1. cd1 cd2 ca1 ca2 cd3 ca3 cd4 ca4 cd5 ca5 49: Vw: 14 m/mn; Vd: 2 m/s; a: 5µm; Np:1. Fig. 5. Examples of cutting force signals measured under various grinding conditions cd6 cd7 ca6 ca7 These variations do not indicate anything like useful information on quality rectified coins, for example starting from signals of fig 5 it is difficult to know, after grinding, if coins have same surface quality or not. Indeed, se signals indicate only point of engagement of tool in matter which is translated by an increase in signals and point of release which is represented by a reduction. To draw more information starting from se signals, a treatment is necessary in this case. The characteristic of se signals is that y are not stationary. As traditional techniques are not able to treat this kind of signals, we chose to use technique of discrete wavelet transform. In our case, Daubechies wavelet of order 3 (db3) is used since it detects better abrupt changes of frequency in cd8 cd9 ca8 ca9 Fig. 7. Structure of signal decomposition of cutting force Fig 8 shows an example of signal decomposition of a cutting force; which is test n 17 (Parameters of cut: Vw: 1 m/mn; Vd: 2 m/s. a: µm Np: 1).

218 Nabli et al: Using Wavelet Transform in an Indirect Predictive Approach to Monitor Surface Quality in Grinding (a) (b) Fig 8. 17 (c) (a) The cutting force signal (Parameters of cut: Vw: 1 m/mn; Vd: 2 m/s; a: µm; Np:1) (b) The coefficients of details at different levels (c) The coefficients of approximations at different levels. Let s note that approximations indicate points of input/output of tool in workpiece, y correspond to low frequencies of components signal of grinding force. The variation of signals due to difference between surfaces quality, if it is detectable by wavelet decomposition can appear only on coefficients of details. Indeed, variation of coefficients of approximation seems to be controlled only by signal amplitude. Thereafter, we will carry out a statistical analysis of coefficients of details in order to establish a correlation, if re exists, between statistical parameters and micro geometrical characteristics of rectified surfaces (Rt and Ra). Rt characterizes most important difference in level between highest summit of a peak and lowest of a hollow realized by grinding stone in contact with surface and Ra represents arithmetic mean of absolute values of differences between peaks and hollows. For that, se measurements will be recorded independently of signals of cutting force with a roughmeter of stylet Hommel Tester T1. The results are represented in table 2.

INTERNATIONAL JOURNAL OF INTELLIGENT CONTROL AND SYSTEMS, VOL. 13, NO. 3, SEPTEMBER 8 219 Table 2. The calculation of statistical parameters and roughness parameters #: Cut grains of grinding stone; Vw: Speed in advance [m/mn]; Vd: Speed of raising [m/s] a: Depth of cut [µm]; Np: Numbers of cut; Rt: Roughness [µm]; S: standard deviation of coefficients of details Factors Roughness parameters Statistical parameters Test N # Vw Vd a Np Rt [µm] Ra [µm] cd j S Median AD Average AD 14 6 1 2 5 2,43,3,3651 1,735,6841 1,132 13 6 1 2 5 1 2,,6,2197 2,186,7932 1,458 1 6 1 8,2 5 1 3,1,43,194 2,542,5146 1,492 2 6 1 8,2 5 3,3,5 -,9244 2,773,6866 1,926 7 6 1 4 5 1 3,1,9 -,1735 2,885 1,75 1,75 8 6 1 4 5 3,3,5 -,3276 3,61,536 1,743 9 6 1 4 1 1 3,4,4,675 3,962 1,276 2,428 1 6 1 4 1 4,,4 -,524 4,54,7797 2,521 16 6 1 2 1 4,9,4 1,823 4,197,8873 2,878 3 6 1 8,2 1 1 4,63,7 1,481 4,258 1,912 3,26 4 6 1 8,2 1 4,83,8 -,147 4,646 1,92 2,996 15 6 1 2 1 1 3,11,33-2,294 5,457 1,53 3,945 5 6 1 8,2 1 4,73,87 2,63 7,523 2,679 5,656 17 6 1 2 1 4,26,5-1,34 7,964 2,61 5,19 18 6 1 2 4,3,63-2,684 8,223 3,8 6,166 11 6 1 4 1 4,26,5 -,8826 9,93 2,769 5,368 6 6 1 8,2 6,36,63-1,89 9,121 2,164 6,397 12 6 1 4 4,3,53 2,477 1,6 3,127 7,283 32 6 8 2 5 4,32,57-3,131 1,8,5962 7,127 5 6 14 2 5 4,64,73,3138 11,9,8478 5,676 19 6 8 8,2 5 1 5,53 1,17 1,994 11,34,3489 6,311 31 6 8 2 5 1 4,45,5 6,76 12,54 3,12 9,337 49 6 14 2 5 1 4,55,7 -,282 14,9,4159 7,16 25 6 8 4 5 1 4,63,67 5,886 15,9 3,736 9,621 38 6 14 8,2 5 9,64 1,73-7,2 19,64,7587 13,77 6 8 8,2 5 9, 1,37-4,44 19,72,7347 13,36 43 6 14 4 5 1 5,4,9-4,783,46,6332 11,4 33 6 8 2 1 1 5,18,73 9,96 21,19 2,19 13,5 27 6 8 4 1 1 5,5,8 1,9 22,22 5,63 16,22 26 6 8 4 5 5,33,7-1,172 23,4,858 12,53 44 6 14 4 5 5,56,97 2,482 25,44,8318 13,48 28 6 8 4 1 5,86 1 6,818 29,51,6258 16,14 52 6 14 2 1 6,4,97 3,75 3,59,4937 16,59 34 6 8 2 1 6,38,77-6,86 3,77,847 21,48 21 6 8 8,2 1 1 11,12 1,4-7,748 31,74 1,22 22,22 3 6 8 4 6,7 1,57 4,592 32,88 2,359 18,47 36 6 8 2 6,86 1,67 13,2 33,85 1,963 22,79 22 6 8 8,2 1 11,6 1,87-7,526 34,95 1,5 23,95 39 6 14 8,2 1 1 12,9 3-2,842 35,57 1,617 18,28 45 6 14 4 1 1 6,46 1,23-14,68 37,92 1,36 26,4 29 6 8 4 1 6,73 1,33 17,24 38,57 6,46 25,16 35 6 8 2 1 6,26 1,17 16,65 39,2 8,625 25,75 37 6 14 8,2 5 1 8,54 1,83 7,699 39,61,8629 21,71 51 6 14 2 1 1 6,96,8 3,627 39,96 1,153 21,27 24 6 8 8,2 9,6 2,9 -,9332 42,81 2,277 24,54 23 6 8 8,2 1 8,12 2 1,6 53,29 1,553 27,6 4 6 14 8,2 1 13, 3,7 6,14 56,26 1,164 29,33 46 6 14 4 1 8,3 1,4 3,187 57,1 1,487 29,29 54 6 14 2 8,53 1,27-19,79 58,12 1,226 39,78 47 6 14 4 1 1,91 1,4-27,33 76,26 2,131 54,36 53 6 14 2 1 1,41,93-17,2 83,66 2,316 45,56 48 6 14 4 11,65 1,47 4,766 84,93 1,871 43,39 41 6 14 8,2 1 15,8 3,37 22,5 122,6,746 67,3 42 6 14 8,2 17,3 3,47 18,86 124,4 1,29 67,92 Interval I Interval II Interval III Interval IV Interval V Interval VI The curves in fig 9 represent roughness parameters Ra and Rt according to number of grinding tests.

2 Nabli et al: Using Wavelet Transform in an Indirect Predictive Approach to Monitor Surface Quality in Grinding (a) The Average surface roughness (Ra) at different cutting conditions (c) The Standard deviation of detail coefficients at last level under different cutting conditions Rt(µm) Ra (µm) 4 3 2 1 1 4 7 1 13 16 19 22 25 28 31 34 37 4 43 46 49 52, 15, 1, 5, - (b) The surface roughness (Rt) at different cutting conditions 1 5 9 13 17 21 25 29 33 37 41 45 49 53 Standard deviation Mean 14 1 1 8 6 4 1 5 9 13 17 21 25 29 33 37 41 45 49 53 3 1 - -3 (d) The average of detail coefficients at last level under different cutting conditions -11 5 9 13 17 21 25 29 33 37 41 45 49 53 Fig. 9. Representation of roughness parameters After calculation of different statistical parameters, different curves representing se indices are plotted for various tests (fig 1). Mean absolute deviation 8 6 4 (a) Mean absolute deviation of detail coefficient at last level under different cutting conditions 1 5 9 13 17 21 25 29 33 37 41 45 49 53 Fig. 1. Representation of statistical parameters The comparison between statistical parameters and roughness parameters, given by fig 9 and 1, shows that curves of standard deviation and average deviation (Fig 1.a and 1.c) are sensitive to variations of roughness surface Rt (Fig 9.b) for majority of tests carried out. Indeed, an increase in surface roughness is followed by an increase in standard deviation and vice versa in case of reduction. The standard deviation shows a sensitivity to variations of grinding force signal which are due to variations of surface roughness Rt. The results of se experiments are represented in table 3. These results are validated for 7% of tests on workpiece under various grinding conditions (table 2). Table 3. Variation of standard deviation of coefficients of details of cutting force signal compared to measurements of surface roughness Rt Median absolute deviation (b) Median absolute deviation of detail coefficients at last level under different cutting conditions 1 8 6 4 2 1 5 9 13 17 21 25 29 33 37 41 45 49 53 Standard Intervals Rt (µm) deviation S I 1.5 2.5 2 3 II 2.5 4 3 4 III 4 4 5 IV 3 5 6 V 3 4 6 7 VI 5 6 8 9

INTERNATIONAL JOURNAL OF INTELLIGENT CONTROL AND SYSTEMS, VOL. 13, NO. 3, SEPTEMBER 8 221 5. CONCLUSION The work presented in this paper proposes an indirect predictive monitoring method to predict in real time surfaces roughness (Rt) of rectified parts. As it is difficult to measure this surface parameter in real time, it is often given in an indirect way through measurement of anor parameter more easily measurable. In literature, we found several techniques in phase of follow-up of system evolution like use of sound emission, vibration signals or electric output consumed by process. However, se techniques do not give access to necessary information on value of surface roughness. For this reason, a methodology is developed which is based on analysis of cutting force signals by wavelet transform and establishment of correlation between roughness (Rt) and coefficients of details. The follow-up of system evolution obtained by exploitation of wavelet transform made it possible to achieve a double target: follow-up of deterioration of quality of rectified piece, and evaluation of cutting tool state during grinding process. The most outstanding results of this study can be summarized as follows: The Daubechies wavelets of order 3 are largely necessary to carry out multi level analysis of cutting force signals in grinding. The variation of signals caused by micro geometrical state of rectified surfaces appears in coefficients of details. The statistical indices like standard deviation and average deviation vary in same way that surface roughness (Rt) The roughness values (Rt) predicted from cutting force signals correspond in 7% of cases to measured values on machined piece under tests conditions of experimental design. 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In, he obtained his doctorate degree in Industrial automation: Automatic and Industrial computing from University of sciences and technologies of Lille France. He is currently Assistant professor of Electrical Engineering at National School of Engineers of Monastir (ENIM)- Tunisia and a Master of conference candidate. His research interests include Modeling, Control, and Monitoring and command Manufactory systems. Mohamed Walid SASSI is a Ph.D. student in Electrical Engineering at research group on Automatic, Signal Processing and Imaging at National School of Engineers of Monastir (ENIM) - Tunisia. His actual research topics are Modeling, Control, and Monitoring Manufactory systems. Mail: walid.sassi@ymail.com