METR 130: Lecture 2 - Surface Energy Balance - Surface Moisture Balance. Spring Semester 2011 February 8, 10 & 14, 2011

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METR 130: Lecture 2 - Surface Energy Balance - Surface Moisture Balance Spring Semester 2011 February 8, 10 & 14, 2011

Reading Arya, Chapters 2 through 4 Surface Energy Fluxes (Ch2) Radiative Fluxes (Ch3) Soil Fluxes, Soil Temperature, Soil Temperature Transport Eq. (Ch4) Arya, Chapter 12.1 12.2 Surface humidity fluxes (evaporation, evapotranspiration) Soil Moisture & Soil Moisture Transport Eq. Other stuff to come or ref d in later slides

Why Study Surface Energy (SEB) & Moisture Balance (SMB)? Vertical fluxes of heat and moisture to ABL depend on the amount of heat and moisture at the surface Surface Temperature, T 0 (alt. surface potential temperature, θ 0 ) Surface Specific Humidity (q 0 ) Surface Soil Moisture Content (η 0 ) Stability of ABL (which affects all ABL variables and properties) in large part determined by surface temperature (T0) via SEB and SMB In models, the surface is the lower boundary conditions of the model

Simple case to introduce some basics things (Surface fluxes over water) Sensible Heat Flux = H S = -ρ a c p C H U a (θ a -θ 0 ) θ = θ a q = q a U = U a Moisture Flux = E = -ρ a C Q U a (q a -q 0 ) Sensible Heat Flux Moisture Flux Momentum Flux Latent Heat Flux = H L = λe = -λρ a C Q U a (q a -q 0 ) Momentum Flux = τ 0 = -ρ a C M U a 2 T 0 = T SST q 0 = θ 0 = θ SST q sat (T SST ) where C H, C Q and C M are turbulent vertical exchange coefficients for heat, moisture and momentum, respectively. These coefficients are in turn functions of stability, and therefore θ 0. They are unitless. T 0 /θ 0 are constant, not f(t). For example, specified from SST observations. This is what is typically done in NWP models, since only a short term forecast is needed (~ days). However, what about in climate modeling?

Units... Sensible Heat Flux = H S = -ρ a c p C H U a (θ a -θ 0 ) (kg air /m 3 ) (J/kg air -K)(m/s)(K) J/(m 2 -s) W/m 2 Moisture (Evaporative*) Flux = E = -ρ a C Q U a (q a -q 0 ) (kg air /m 3 ) (m/s)(kg vap /kg air ) kg vap /(m 2 -s)... as an equivalent liquid water depth. Set kg vap to kg wat and divide by density of water (ρ w ) [kg wat /(m 2 -s)] /[kg wat /m 3 ] m wat /s mm wat /day or in wat /day Latent Heat Flux* = H L = λe = -λρ a C Q U a (q a -q 0 ) = (J/kg vap )(kg vap /(m 2 -s)] W/m 2 where λ is the latent heat of vaporization* Momentum Flux = τ 0 = -ρ a C M U a 2 (kg air /m 3 ) (m 2 /s 2 ) (kg air /ms 2 ) [kg air m / s)] /[m 2 -s] *This assumes moisture flux is due to evaporation (or condensation if negative), and therefore λ represents the latent heat of vaporization/condensation. If surface is ice or snow covered, then moisture flux would be as sublimation (or deposition if negative), and λ would represent the latent heat of sublimation/deposition.

Surface Energy Balance (Arya Chapter 2)

Surface Energy Balance over Land Radiation (absorbed or emitted at surface) Longwave (R L ) Longwave (R L ) Shortwave (1- a)r S Latent Heat (H L ) Canopy Storage ( H C ) Sensible Heat (H S ) Surface Energy Balance Equation: Form 1: Not allowing for storage (1-a)R S + R L + R L = R N = H S + H L + H G We will work with this form for the most part Ground Heat (H G ) Form 2: Allowing for storage (1-a)R S + R L + R L = R N = H S + H L + H G + H C where R N is the net radiation at surface

Surface Energy Balance (Sign Convention of Terms) Radiation Solar (R s ): Positive Downwards Downward Longwave (R L ): Positive Downwards Upward Longwave (R L ): Positive Downwards Net Radiation (R N ): Positive Downwards Positive towards surface Sensible Heat Flux (H S ): Positive Upwards Latent Heat Flux (H L ): Positive Upwards Positive away from surface Ground Heat Flux (H G ): Positive Downwards

Typical Sign of SEB Fluxes: Day vs. Night (Arya Figure 2.1) Typically all positive during day Typically all negative at night

Remaining Figures (Arya Chapter 2) Figure 2.3 (dry lake bed, desert): H L essentially zero, only H S and H G. Figure 2.4 (barley field, low vegetation): Large H L compared to H S. Both surface evaporation and plant transpiration are occuring ( evapotranspiration ). Figure 2.5 (Douglas fir canopy): H C accounted for; combined with H G in plot.

Bowen Ratio Bowen Ratio (B) is the ratio of sensible heat flux to latent heat flux, B H S /H L Concept is most meaningful during daytime conditions (R N, H S & H L > 0) Key Question: How much of available energy for atmospheric fluxes ( R N H G ) goes to sensible heat vs. latent heat? Typical values Semiarid regions: 5 Grasslands and forests: 0.5 Irrigated orchards and grass: 0.2 Sea: 0.1

SEB Equation (In terms Bowen Ratio) H L = (R N H G )/(1+B) H S = (R N H G )/(1+B -1 ) Homework: Derive above equations on your own Equations can be used to determine H S or H L in cases when measurements of these are not available. In this case, a constant ratio H G /R N is often assumed. Literature supports a range 0.1 0.5 (high end of range for night, low end for day).

Radiative Fluxes: Arya Chapter 3 (Read 3.1 through 3.3 to refresh on radiation theory, taught in METR60/61)

Schematic R S R N R L R L R L R L R S R N DAY NIGHT R N = R S + R L R S = R S + R S = R S - ar S = (1-a)R S, where a is the surface albedo R L = R L + R L = R L - ε 0 σt 0 4 R L evaluated based on grey-body emission from surface; ε 0 is surface emissivity.

Solar Radiation What does R S depend on? Sun angle (time of day & time of year & location on globe) Cloud (aerial coverage, LWC, ice, type, height, fog) Aerosols (dust, sand, haze, sulfate, smoke, etc in atm.?) Water vapor in atmosphere (why?) Surface albedo (soil type, vegetation, ice, snow, concrete, etc?

Longwave (Terrestrial) Radiation What does R L depend on? H 2 O vapor, CO 2, CH 4 ( greenhouse gases ) content of atm. Cloud (aerial coverage, LWC, ice, type, height, fog) Atmospheric Temperature as f(z) A simple empirical expression (Swinbank, 1963): R L = 0.94 10-5 σt a6. Homework: Does above expression account for all of the above factors determining R L? If so, how? If unsure, how would you find out? What does R L depend on? Surface Temperature Surface Emissivity R L = ε 0 σt 0 4

Figures 3.4 & 3.5 (Arya Chapter 3) R N large and positive during mid-day hours, more or less proportional to R S. R N smaller and negative during night. Not as much diurnal variation in R L (why?)

Measurements of Skin Temperature T skin T skin is a synonym for surface temperature often used when determined from radiometer measurements. From measured upward longwave radiation from surface T skin can be determined from T skin = (-R L meas /σ) 1/4 Note in this case R L meas = R L - (1-ε 0 )R L since radiometer sees both upward emitted longwave from surface, R L, and the portion of downward longwave that is reflected from surface, (1-ε 0 )R L.

Surface Albedos (%) Snow and ice brightest Deserts, dry soil, and dry grass are very bright Forests are dark Coniferous (conebearing) needleleaf trees are darkest

Global Map of Surface Albedo

Surface Emissivity (ε 0 )

Ground Heat Flux (Arya Chapter 4)

Soil Temperature vs. Soil Depth (Typical Diurnal Variation) Relatively large range near surface 25 K diurnal cycle at 0.5 cm Max Temperature around 2 PM Damped and delayed response with depth Only 6 K diurnal range at 10 cm Max Temperature around 6 PM Negligible diurnal cycle at 50 cm Similar phenomena on seasonal time scales

Soil Heat Flux & Temperature Equations (Note: Symbols below are different than used by Arya Ch4) Heat is transferred through soil primarily through conduction Vertical heat flux in soil or rock: (K T is thermal conductivity) Formulate change in storage as a flux divergence: Gradient Transport Theory (GTT): Flux negatively proportional to gradient Diffusion: Rate of change of a variable governed by flux divergence. Flux formulated according to GTT. If physical properties (thermal conductivity) is constant with depth, can simplify to: (D T =K T /C s is thermal diffusivity) Fickian Diffusion: Diffusion equation assuming diffusivity is constant. Diffusion Coefficient (or Diffusivity ): Dimensions are always L 2 /T (e.g. m 2 /s)

Analytical Solution to Soil Temperature Equation (Details in Arya Ch4, note change in Arya symbols compared to below) Requires two boundary conditions in z (since PDE is second-order in z ) Specify sinusoidally varying surface temperature of period P = 24 hours. T T m = constant as z solution T = T + A exp ( z / d)sin[( 2π / m s P)( t t m ) z / d] where d is a depth scale ( Damping Depth ) = (PD T /π) 1/2 Homework: Evaluate for typical soil conditions. Is value you get for d consistent with your intuition?

Values for Soil Parameters (see Arya Table 4.1)

Soil parameters are averages over various components of soil. For example, see below for soil heat capacity minerals organics water ice air C s = ρ s c s f s + ρ c c c f c + ρ w c w f w + ρ i c i f i + ρ a c a f a heat capacity of soil volume fraction in soil Soil is a mixture of several materials, each with quite different physical properties

Thermal Conductivity vs. Soil Moisture Content

Moisture Fluxes (Evaporation & Evapotranspitation) Arya Chapter 12.1 12.2 Arya Chapter 12.4.1 12.4.3 and 12.4.5

Evapotranspiration (ET) ET = Surface Evaporation (E) + Plant Transpiration (T) Two Stages, Condition, Regimes of ET 1. Atmospheric Limited 2. Surface Limited We will focus only on surface evaporation from bare soil in the remained of lecture. Basic concepts are more or less the same when plants, vegetation are included, although physical processes and equations are then different and become more complex.

Atmospheric Limited Abundant moisture supply at surface Amount of E limited by atmospheric ability to take up moisture. Atmospheric limiting conditions: low turbulence (high stability, low winds) and/or RH 100% Remember: E = -ρ a C Q U a (q a -q 0 ), thus in this case C Q and q a are the limiting variables Upper limit on E determined by setting q 0 = q sat. Upper limit called Potential Evaporation (E P ).

Surface Limited Limited moisture supply at surface. q 0 < q sat by significant amount In this case, q 0 determined by ability of soil (or plant tissue) to transport moisture upwards from deeper layers of the soil to soil surface (or leaves) q 0 is key variable q 0 related to surface soil moisture content (η 0 ) and soil properties for bare soil. These as well as plant tissue properties for vegetated surface.

First Stage: Potential Evaporation (E P ) E P solved by setting q 0 = q sat (T 0 ) in flux equation on previous slides. Alternatively, Penman Method enables E P to be solved using only routinely available measurements at standard reference height (around 2-meters AGL). See Arya 12.4.5 for Penman Method (for your interest although strongly encouraged for those interested in or requiring for their M.S./PhD work more intensive study of ABL). Unstressed evaporation or potential evapotranspiration (dry vegetation) Potential evaporation (open water or wet vegetation) Soil moisture wilting point (η w ) Soil moisture field capacity (η fc )

Second Stage: Soil Limited (Continuity of Moisture Fluxes Across Bare Soil Surface) E = βe P = -βρ a C Q U a (q a -q sat ) z s M = -ρ w (D η η/ z s + K η ) evaluated @ sfc (z s = 0) Continuity of fluxes requires E = M, where sfc. soil moisture flux, M, is given above. η: Soil moisture content (volume of soil water per volume soil) D η : Soil moisture diffusivity: represents capillary movement of soil moisture ( suction ) K η : Hydraulic conductivity: represents gravitational infiltration See following slides for D η (η) and K η (η) relationships (i.e., they are functions of η!) β: A factor limiting evaporation based on availability of soil moisture at surface. Parameterization used in NCEP WRF (Chen and Dudhia 2001): β = (η 0 -η w )/(η fc -η w ) η w and η fc are the soil moisture wilting point and field capacity, respectively.

Soil Moisture Diffusivity: D η (η) > 3 orders of magnitude!

Hydraulic Conductivity: K η (η)

Soil Moisture: Wilting Point, Field Capacity, Porosity η: volumetric soil moisture (m 3 m -3 ) wilting point, η w field capacity, η d ~0.15 ~0.30 Soil moisture availability (m 3 m -3 ) porosity, η sat ~0.45 (i.e. 45% of soil is composed of pours)

Field Capacity (FC or η fc ) Soil water content where gravity drainage becomes negligible Soil is not saturated but still a very wet condition Permanent Wilting Point (WP or η w ) Soil water content beyond which plants cannot recover from water stress (dead) Still some water in the soil but not enough to be of use to plants

SOIL MOISTURE PROPERTIES (FAR LEFT THREE COLUMNS) PARAMETERS IN STD. CLAPP AND HORNBERGER EQUATIONS FOR SOIL MOISTURE DIFFUSIVITY AND HYDRALIC CONDUCTIVITY (FAR RIGHT THREE COLUMNS)

Soil Texture Soil is a 3-phase system, consisting of Solid minerals and organic matter Water trapped in the pores Moist air trapped in the pores See classic USDA texture triangle Note size range of sand, silt, clay

Summary: (Coupled Energy and Moisture Balance Equations over Bare Land)

Modeling Considerations (NWP, Meso and Climate Modeling) Representation in models called a Land Surface Model or Land Surface Parameterization. How to characterize heterogeneous surface in grid model? See next slide. Complexity of surface. Soil, low vegetation, forests, snow, ice, urban, and others. Lots of variability within each of these. Knowledge of needed modeling parameters for the various land surface types is still spotty. Soil moisture initialization. Land use & land cover data undergoing ongoing improvement.

Characterizing surface heterogeneity in grid models (Mixture vs. Tile approach) The Mixture approach The Tile approach Averaged surface properties Most schemes somewhere in between Coniferous forest Deciduous forest Low vegetation Snow One value each for parameters like LAI, albedo, emissivity, aerodynamic resistance, per grid square. One single energy balance. All individual sub-surfaces have their own set of parameters as well as separate energy balances.