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Experimental design of fmri studies Sandra Iglesias With many thanks for slides & images to: Klaas Enno Stephan, FIL Methods group, Christian Ruff SPM Course 2015

Overview of SPM Image time-series Kernel Design matrix Statistical parametric map (SPM) Realignment Smoothing General linear model Normalisation Statistical inference Gaussian field theory Template p <0.05 Parameter estimates 2

Overview of SPM Research question: Which neuronal structures support face recognition? Design matrix Statistical parametric map (SPM) Hypothesis: The fusiform gyrus is implicated in face recognition General linear model Experimental design Statistical inference Gaussian field theory p <0.05 Parameter estimates 3

Overview of SPM Research question: Which neuronal structures support face recognition? Design matrix Statistical parametric map (SPM) Hypothesis: The fusiform gyrus is implicated in face recognition General linear model Experimental design Statistical inference Gaussian field theory p <0.05 Parameter estimates 4

Overview Categorical designs Subtraction - Pure insertion, evoked / differential responses Conjunction - Testing multiple hypotheses Parametric designs Linear - Adaptation, cognitive dimensions Nonlinear - Polynomial expansions, neurometric functions Factorial designs Categorical Parametric - Interactions and pure insertion - Linear and nonlinear interactions - Psychophysiological Interactions 5

Cognitive subtraction Aim: Neuronal structures underlying a single process P? Procedure: Contrast: [Task with P] [control task without P ] = P the critical assumption of pure insertion Example: [Task with P] [task without P ] = P = 6

Cognitive subtraction Aim: Neuronal structures underlying a single process P? Procedure: Contrast: [Task with P] [control task without P ] = P the critical assumption of pure insertion Example: [Task with P] [task without P ] = P = = 7

Cognitive subtraction: Baseline problems Which neuronal structures support face recognition? Distant stimuli - Several components differ! Related stimuli - P implicit in control condition? Queen! Aunt Jenny? Same stimuli, different task Name Person! - Interaction of task and stimuli (i.e. do task differences depend on stimuli chosen)? Name Gender! 8

A categorical analysis Experimental design Face viewing Object viewing F O F - O = Face recognition O - F = Object recognition under assumption of pure insertion Kanwisher N et al. J. Neurosci. 1997; 9

Categorical design 10

Overview Categorical designs Subtraction - Pure insertion, evoked / differential responses Conjunction - Testing multiple hypotheses Parametric designs Linear - Adaptation, cognitive dimensions Nonlinear - Polynomial expansions, neurometric functions Factorial designs Categorical Parametric - Interactions and pure insertion - Linear and nonlinear interactions - Psychophysiological Interactions 11

Conjunctions One way to minimize the baseline/pure insertion problem is to isolate the same process by two or more separate comparisons, and inspect the resulting simple effects for commonalities A test for such activation common to several independent contrasts is called conjunction Conjunctions can be conducted across a whole variety of different contexts: tasks stimuli senses (vision, audition) etc. Note: the contrasts entering a conjunction must be orthogonal (this is ensured automatically by SPM) 12

Conjunctions Example: Which neural structures support object recognition, independent of task (naming vs. viewing)? Task (1/2) Viewing Naming Stimuli (A/B) Objects Colours A1 B1 A2 B2 Visual Processing V Object Recognition R Phonological Retrieval P 13

Conjunctions Viewing Task (1/2) Naming Stimuli (A/B) Objects Colours A1 Visual Processing B1 Visual Processing Object Recognition V V R A2 Visual Processing Phonological Retrieval B2 Visual Processing Phonological Retrieval Object Recognition V P V P R Which neural structures support object recognition? (Object - Colour viewing) [B1 - A1] & (Object - Colour naming) [B2 A2] Price et al. 1997 Common object recognition response (R) [ V,R - V ] & [ P,V,R - P,V ] = R & R = R A1 B1 A2 B2 14

Conjunctions 15

Two types of conjunctions Test of global null hypothesis: Significant set of consistent effects Which voxels show effects of similar direction (but not necessarily individual significance) across contrasts? Null hypothesis: No contrast is significant: k = 0 does not correspond to a logical AND! Test of conjunction null hypothesis: Set of consistently significant effects Which voxels show, for each specified contrast, significant effects? Null hypothesis: Not all contrasts are significant: k < n corresponds to a logical AND B1-B2 p(a1-a2) < + + p(b1-b2) < A1-A2 Friston et al. (2005). Neuroimage, 25:661-667. Nichols et al. (2005). Neuroimage, 25:653-660. 16

Global null hypothesis based on the "minimum t statistic": imagine a voxel where contrast A gives t=1 and contrast B gives t=1.4 neither t-value is significant alone, but the fact that both values are larger than zero suggests that there may be a real effect test: compare the observed minimum t value to the null distribution of minimal t-values for a given set of contrasts assuming independence between the tests, one can find uncorrected and corrected thresholds for a minimum of two or more t-values (Worsley and Friston, 2000) this means the contrasts have to be orthogonal! Worsley &Friston (2000) Stat. Probab. Lett. 47 (2), 135 140 17

F-test vs. conjunction based on global null grey area: bivariate t-distriution under global null hypothesis Null hypothesis: No contrast is significant: k = 0 Friston et al. 2005, Neuroimage, 25:661-667. 18

Overview Categorical designs Subtraction - Pure insertion, evoked / differential responses Conjunction - Testing multiple hypotheses Parametric designs Linear - Adaptation, cognitive dimensions Nonlinear - Polynomial expansions, neurometric functions Factorial designs Categorical Parametric - Interactions and pure insertion - Linear and nonlinear interactions - Psychophysiological Interactions 19

Parametric designs Parametric designs approach the baseline problem by: Varying the stimulus-parameter of interest on a continuum, in multiple (n>2) steps...... and relating measured BOLD signal to this parameter Possible tests for such relations are manifold: Linear Nonlinear: Quadratic/cubic/etc. (polynomial expansion) Model-based (e.g. predictions from learning models) 20

Parametric modulation of regressors by time Büchel et al. 1998, NeuroImage 8:140-148 21

User-specified parametric modulation of regressors Polynomial expansion & orthogonalisation Büchel et al. 1998, NeuroImage 8:140-148 22

Investigating neurometric functions (= relation between a stimulus property and the neuronal response) Pain threshold: 410 mj P0-P4: Variation of intensity of a laser stimulus applied to the right hand (0, 300, 400, 500, and 600 mj) Stimulus awareness Stimulus intensity Pain intensity P0 P1 P2 P3 P4 P0 P1 P2 P3 P4 P0 P1 P2 P3 P4 P0 P1 P2 P3 P4 Büchel et al. 2002, J. Neurosci. 22:970-976 23

Neurometric functions Stimulus intensity dorsal pacc Stimulus awareness dorsal ACC Pain intensity ventral pacc Büchel et al. 2002, J. Neurosci. 22:970-976 24

Model-based regressors general idea: generate predictions from a computational model, e.g. of learning or decision-making Commonly used models: Rescorla-Wagner learning model temporal difference (TD) learning model Bayesian models use these predictions to define regressors include these regressors in a GLM and test for significant correlations with voxel-wise BOLD responses 25

Model-based fmri analysis Gläscher & O Doherty 2010, WIREs Cogn. Sci. 26

Model-based fmri analysis 0 1 Gläscher & O Doherty 2010, WIREs Cogn. Sci. 27

Hierarchical prediction errors about sensory outcome and its probability The Hierarchical Gaussian Filter (HGF) θ or x ( ) x ( ) p(x 3 (k) ) ~ N(x 3 (k-1),ϑ) cue 300 ms prediction 800/1000/1200 ms time target 150/300 ms ITI 2000 ± 500 ms κ, ω x ( ) x ( ) p(x 2 (k) ) ~ N(x 2 (k-1), exp(κx 3 +ω)) 1 p(f HT) 0.5 0 0 50 100 150 200 250 300 Trials ( ) ( ) x x p(x 1 =1) = s(x 2 ) Mathys et al. 2011, Front. Hum. Neurosci. Iglesias et al. 2013, Neuron

The Hierarchical Gaussian Filter (HGF) θ μ π π PE κ, ω x ( ) x ( ) p(x 3 (k) ) ~ N(x 3 (k-1),ϑ) ε σ ( ) δ ( ) x ( ) x ( ) p(x 2 (k) ) ~ N(x 2 (k-1), exp(κx 3 +ω)) ε = σ δ x ( ) x ( ) p(x 1 =1) = s(x 2 ) Mathys et al. 2011, Front Hum Neurosci.

Sensory prediction errors ε in midbrain (N=45) ε in basal forebrain (N=45) ε = σ δ p<0.05, whole brain FWE corrected p<0.05, SVC FWE corrected ε σ ( ) δ ( ) p<0.05, SVC FWE corrected p<0.001, uncorrected Iglesias et al. 2013, Neuron

Overview Categorical designs Subtraction - Pure insertion, evoked / differential responses Conjunction - Testing multiple hypotheses Parametric designs Linear - Adaptation, cognitive dimensions Nonlinear - Polynomial expansions, neurometric functions Factorial designs Categorical Parametric - Interactions and pure insertion - Linear and nonlinear interactions - Psychophysiological Interactions 31

Main effects and interactions Stimuli (A/B) Objects Colours Task (1/2) Viewing Naming A1 A2 B1 B2 Main effect of task: (A1 + B1) (A2 + B2) Main effect of stimuli: (A1 + A2) (B1 + B2) Interaction of task and stimuli: Can show a failure of pure insertion (A1 B1) (A2 B2) Is the inferotemporal region implicated in phonological retrieval during object naming? interaction effect (Stimuli x Task) Colours Objects Colours Objects Viewing Naming 32

Factorial design Stimuli (A/B) Objects Colours Task (1/2) Viewing Naming A1 B1 A2 B2 A1 B1 A2 B2 Main effect of task: (A1 + B1) (A2 + B2) 33

Factorial design Stimuli (A/B) Objects Colours Task (1/2) Viewing Naming A1 B1 A2 B2 A1 B1 A2 B2 Main effect of stimuli: (A1 + A2) (B1 + B2) 34

Factorial design Stimuli (A/B) Objects Colours Task (1/2) Viewing Naming A1 B1 A2 B2 A1 B1 A2 B2 Interaction of task and stimuli: (A1 B1) (A2 B2) 35

Example: evidence for inequality-aversion Tricomi et al. 2010, Nature 36

Psycho-physiological interactions (PPI) Task factor GLM of a 2x2 factorial design: Stimulus factor Stim 1 Stim 2 Task A Task B T A /S 1 T B /S 1 T A /S 2 T B /S 2 y ( T e ( T T ) 1 ( S A 1 A S T B 2 B ) β 2 ) ( S 1 S 2 ) β 3 main effect of task main effect of stim. type interaction We can replace one main effect in the GLM by the time series of an area that shows this main effect. E.g. let's replace the main effect of stimulus type by the time series of area V1: y V1β ( T e ( T T ) 1 A A 2 T B B ) V1β 3 main effect of task V1 time series main effect of stim. type psychophysiological interaction 37

PPI example: attentional modulation of V1 V5 Attention V1 V5 = V1 x Att. V5 Friston et al. 1997, NeuroImage 6:218-229 Büchel & Friston 1997, Cereb. Cortex 7:768-778 38

PPI: interpretation y V1β ( T e ( T T ) 1 A A 2 T B B attention ) V1β 3 Two possible interpretations of the PPI term: attention V1 V5 V1 V5 Modulation of V1 V5 by attention Modulation of the impact of attention on V5 by V1. 39

Overview Categorical designs Subtraction - Pure insertion, evoked / differential responses Conjunction - Testing multiple hypotheses Parametric designs Linear - Adaptation, cognitive dimensions Nonlinear - Polynomial expansions, neurometric functions Factorial designs Categorical Parametric - Interactions and pure insertion - Linear and nonlinear interactions - Psychophysiological Interactions 40

Thank you 41