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Available online at www.sciencedirect.com ScienceDirect Procedia Engineering 148 (2016 ) 992 999 4th International Conference on Process Engineering and Advanced Materials Process Optimization of Silver Nanoparticle Synthesis using Response Surface Methodology Silvia Chowdhury a, *, Faridah Yusof b, Mohammad Omer Faruck b, Nadzril Sulaiman a a Department of Mechatronics Engineering, Kulliyyah of Engineering, International Islamic University Malaysia, Jalan Gombak, P.O. Box 10, Kuala Lumpur 50728, Malaysia b Department of Biotechnology Engineering, Kulliyyah of Engineering, International Islamic University Malaysia, Jalan Gombak, P.O. 10, Kuala Lumpur 50728, Malaysia Abstract In recent decades, nanoparticles research has garnered a lot of interest, especially in finding more effective ways for their synthesis. This study aims to investigate the chemical mediated synthesis of silver nanoparticles (AgNPs) using silver salt and trisodium citrate as the reducing agent. Processing parameters were statistically optimized in order to produce high yield AgNPs and optimization were analyzed using Response Surface Methodology (RSM). Based on AgNPs yield production, analyzed using UV-vis spectrophotometer in the range of 350 to 420 nm, results show that out of the three parameters tested (AgNO 3 and trisodium citrate concentrations and stirring time), all factors except stirring time contributed significantly to the production. Synthesized AgNPs at optimized condition (absorbance 0.9 AU at 420 nm wavelength) were then characterized using TEM and UV-vis analysis. Keywords: Silver nanoparticles (AgNPs), AgNO 3, reducing agent, UV-vis analysis, TEM 1. Introduction Currently, research in nanotechnology has gained much importance and popularity around the world. Research on nanoparticles has increased recently due to its superb properties, such as the size, shape, high surface area to volume ratio, optical, physical and chemical, which opened up to various potential applications. Silver nanoparticles (AgNPs) is one of the most used nanoparticles due to its size dependent property, which reveals a wide range of applications such as for the biological product development, cancer drug delivery system, combating cancer, antimicrobial activity and in water purification [1]. Although silver is toxic to mammals but at a low concentration it has proven to be non-toxic to human cells [2, 3], hence their numerous uses in in-vitro and in-vivo studies. *Corresponding Author. silvia.chowdhury@live.iium.edu.my 1877-7058 2016 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/). Peer-review under responsibility of the organizing committee of ICPEAM 2016 doi:10.1016/j.proeng.2016.06.552

Silvia Chowdhury et al. / Procedia Engineering 148 ( 2016 ) 992 999 993 Subsequently, research on synthesis and characterization of AgNPs has increased extensively. Different sized and shaped AgNPs has different plasmon resonance band which gives different colored suspension. Since high yield nanoparticle synthesis and their size study have become a fundamental focus of demanding research, many chemical mediated methods AgNPs synthesis has been reported by many researchers, for example, spherical AgNPs synthesis [4] and triangular AgNPs production [5]. Besides that, there are many published work on the optimization of the process parameters in AgNPs synthesis mainly to improve the stability of the product and also to increase yield, especially in bulk production; for instance, stirring time was found to have effect on surface plasma resonance (SPR) [6]. Saat et al. [7], mentioned in their study that the conventional one-factor-at-a-time (OFAT) method is an overlooked interaction between different variables, which is why in order to determine the possible interactions accurately, the design of experiment (DOE) method needs to be employed and face centered central composite design (FCCCD) under response surface methodology (RSM) can be a potent tool of complex process optimization. However, to the best of our knowledge, so far no published method has been reported in literature for improving the yield of the production of spherical AgNPs using statistical optimization technique. In this paper, we presented an optimized process conditions for AgNPs preparation by varying different parameters such as AgNO 3 and trisodium citrate concentrations and also the stirring time. Statistical computer software has been used for the DOE as well as the data analysis. A three-level FCCCD with triplicate centre points were used to determine the optimum levels of the three selected process parameters. The produced AgNPs were then characterized via Transmission Electron Microscopy (TEM) and UV-vis analysis. 2. Material and method 2.1. AgNPs synthesis Typically the experiment begins with 20 ml of 0.001M AgNO 3 kept stirring at 90 C for 5 mins on a hot plate. After that, 2.5 ml of 1% tri-sodium citrate (TSC) was added drop by drop. The reduction process begins with the colour change and the solution turns pale yellow. After the colour change, the solution was placed on a magnetic stirrer for another 15 mins. The reaction product was submitted to a scanning UV-vis analysis which shows the absorbance in the range of 300 to 700 nm wavelength. Yield is represented by the estimated area under the spectral curve from 350 to 420 nm wavelength (Figure 1) which represented the quantitative presence of AgNPs with approximate sizes of 5-50 nm [2, 8]. Fig.1. UV-vis spectra of AgNPs. The size of interest is 5-50 nm of AgNPs, represented by absorbance from 350 to 420 nm, insert: visual pale yellow colour of AgNPs solution. 2.2 Statistical optimization of process parameters for AgNPs synthesis To optimize the synthesis parameters of AgNPs with respect to high yield, DOE and data analysis was carried out with the help of a statistical software Design-Expert (Version 7.0.0). According to the DOE, with three parameters (AgNO 3, TSC concentrations and stirring time) and at three levels, FCCCD suggested 17 experimental runs. The

994 Silvia Chowdhury et al. / Procedia Engineering 148 ( 2016 ) 992 999 response is represented by yield which is the estimated area under the curve of wavelength from 350 to 420 nm, with unit (Area*). 2.3 Characterization of AgNPs AgNPs have unique optical properties as they are extraordinarily efficient at absorbing and scattering light. Spherical AgNPs have Surface Plasmon Resonance (SPR) at the wavelength of 300 nm to 700 nm in Multiskan GO Microplate Spectrophotometer. AgNPs synthesis that gave highest Yield from 350 to 420 nm was characterized via UV-vis and Transmission Electron Microscopy (TEM) analyses. 3. Results and discussion 3.1. Statistical process optimization of AgNPs production using response surface methodology (RSM) A central composite design under Response Surface Methodology (RSM) was employed to identify the most prominent interaction between significant parameters for high yield AgNPs production and to develop a system model with their feasible interaction within a minimum number of experimental runs [9]. RSM is a combination of mathematical and statistical techniques that could be used to approximate and optimize a system from several responses and different types of experimental runs [10]. Table 1 shows the FCCCD of three parameters along with AgNPs yield (Area*) as the response. The highest response, 27.625 was found at the centre point (run 17), whereas the lowest response was found at run 12. Table 1.The CCD design of three variables along with AgNPs yield as the response Run A B C Yield (Area*) 1 0.5 10 1.5 27.09 2 1.0 15 1.0 25.63 3 0.5 20 1.5 47.71 4 1.0 10 1.0 17.00 5 1.0 15 1.0 26.63 6 1.0 15 0.5 5.79 7 1.5 20 0.5 6.42 8 1.5 10 0.5 9.68 9 1.5 20 1.5 12.08 10 1.0 20 1.0 17.40 11 1.5 10 1.5 8.11 12 0.5 10 0.5 3.26 13 1.0 15 1.5 10.47 14 1.5 15 1.0 11.75 15 0.5 15 1.0 26.34 16 0.5 20 0.5 8.17 17 1.0 15 1.0 27.63 A three level factorial design was used to achieve all possible combinations of input variable that are able to optimize the response within the region of 3-D space. According to the analysis of variance (ANOVA), the quadratic model was found to be significant at p value less than 0.05. Some values were not significant; hence model reduction was done using response surface methodology (RSM). The values are presented in Table 2. Fisher s statistical analysis proved the adequacy of the developed model.

Silvia Chowdhury et al. / Procedia Engineering 148 ( 2016 ) 992 999 995 The second order regression equation presented the dependence of a high yield of AgNPs synthesis on TSC concentration, stirring time and silver nitrate concentration during reaction. The relation between the selected parameters and each response was established using a second order polynomial equation in terms of coded factors: Sqrt(Ag NPs yield) = +4.62-0.65*A+0.29*B+0.90*C-0.85*A*C-1.18* C 2... Equation 1 The statistical Equation 1, indicates that the positive values have a synergistic effect on the response (AgNPs yield) and the negative values represents an antagonistic effect on the response, where A is TSC concentration, B is stirring time and C is AgNO 3 concentration. In this equation, the coefficient of one factor presented the effectiveness of this particular factor. To analyze the AgNPs yield production through the coefficient values from the equation, it is clear that silver nitrate concentration gives a higher positive effect as compared to the other parameters. Values of "Prob > F" was less than 0.05 indicating that the model terms were significant, where a lower probability value represents a higher significance for the regression model and in this model p-value 0.0005. The F-test value presents how the mean square of the model compares to the mean square of the residuals. The model F- test value of 11.35 implies that the model is significant and suggesting that there is only a 0.05 % chance for the model F-value to occur due to noise. In this model, linear term A (TSC concentration) and C (AgNO 3 concentration), one of the interaction AC and quadratic term C 2 was statistically significant model terms. To check the fitness of the model, the coefficient of determination (R 2 ) was used. An R 2 value close to 1 implies the better correlation between experimental and predicted responses. Thus, it is important for a good model R 2 to be within the range of 0-1, and the closer it is to 1, the more fit the model is deemed to be [11]. In this model, the correlation coefficient (R²) value of 0.8377 is at a reasonable agreement with the adjusted determination coefficient (R² Adj ) value of 0.7639 in terms of a high significance of model. The adequate precision measures the signal to noise ratio and values less than 4 is considered appropriate for the desired model. In the developed model, an adequate precision value of 10.378 for AgNPs yield indicate the model can be used to navigate the design space. Table 2. Analysis of variance (ANOVA) and descriptive statistics for FCCCD quadratic model. Source Sum of Squares df Mean Square F Value p-value Prob > F Status Model 24.54 5 4.91 11.35 0.0005 significant A-TSC 4.24 1 4.24 9.81 0.0095 B-Stirring time 0.81 1 0.81 1.88 0.1973 C-AgNO3 8.02 1 8.02 18.55 0.0012 AC 5.73 1 5.73 13.25 0.0039 C^2 5.74 1 5.74 13.27 0.0039 Residual 4.75 11 0.43 Lack of Fit 4.74 9 0.53 56.02 0.0177 significant Pure Error 0.019 2 9.39E-03 Cor Total 29.29 16 R-Squared 0.8377 Adj R-Squared 0.7639 Pred R-Squared 0.5762 Adeq Precision 10.378 C.V. % 16.75 A 3D surface response plot is the graphical representation of the regression equation obtained from the established model, which is used for (i) to study the interaction among the parameters and (ii) to define the optimum condition of each parameter for maximum AgNPs yield production. Further, the plot is based on the function of two variables while the third variable is at its optimum condition. Additionally, the elliptical or saddle shape of the contour plot specifies the level of the interaction significance and an elliptical or saddle plot will be obtained when there are a perfect interaction among independent variables [12]. Figure. 2 and 3 demonstrates the 3D plot of AgNPs yield using the interactions of all three variables used. Figure. 2, when both TSC and AgNO 3 concentrations increase, the yield increases. Next, Figure. 3, 3D response surface curve were u-shaped by default suggesting that

996 Silvia Chowdhury et al. / Procedia Engineering 148 ( 2016 ) 992 999 there were optimized conditions of AgNO 3 concentration effect on AgNPs yield and the stirring time effect on yield production is almost constant. The surface plot indicates that the optimal condition of high yield AgNPs depends on TSC and AgNO 3 concentration and it was clearer in the perturbation plot discussed further on.. Figure.2. A 3D interaction plot of AgNPs yield, interaction of TSC and AgNO3. Fig.3. A 3D interaction plot of AgNPs yield, interaction of stirring time and AgNO3. Additionally, interactions between the variables can also be clearly seen from the perturbation plot in Figure. 4, which came up by default from the design expert software and perturbation theory using mathematical methods for finding an optimized condition to solve the problem. The reference point in Figure. 4 is the interaction of the line, where X = 0.00 and actual conditions at the side point. TSC concentration as A and stirring time as B has a linear relation. Based on the statistical and perturbation plot analysis, the optimum production condition for AgNPs for a developed model is 1 % TSC concentration, 15 min stirring time and 1mM AgNO 3 with 26.26 % of 5-50 nm AgNPs yield production. It can be seen that AgNO 3 concentration is the most prominent variable of the model obtained from Equation 1.

Silvia Chowdhury et al. / Procedia Engineering 148 ( 2016 ) 992 999 997 Figure.4. Perturbation plot of AgNPs yield optimization Figure.5. Normal plot of residuals Figure.6. Normal probability plot of residuals vs. predicted 3.2. Model Validation Using Residuals Residual analysis was executed owing to achieve close approximation of the real system. Residuals (r i ) were obtained from the following regression: r i = y i observed y i predicted...equation 2 Where, r is residuals, y is response and i is observation. The value of all observation residuals used in the residual plot containing (i) normal plot of residuals, (ii) residuals vs. predicted plot and (iii) residuals vs. observation order plot. The normal plot of residuals, residuals vs. predicted plot and residuals vs. observation order plot of the response for high yield AgNPs production are presented in Figure. 5, 6 and 8 respectively, which is the most important diagnostic for the model. According to Draper and Smith [13] a linear relationship proved normality in the error terms and our data showed no signs of problems, which indicates that errors follow a normal distribution and support the experimental model. Further, there is a random scatter pattern found from the residuals vs. predicted plot in Figure. 6. The residuals are well distributed in positive and negative residuals in the range of -2 r i +2 (r i is actual residuals). However, there is no pattern that follows the residuals vs. observation order plot in Figure. 8, which means that all residuals are not correlated with each other as an effect of time related factors. The developed model is acceptable and there is no purpose to infer any violation of the objectivity or constant variance hypothesis. Figure.7. Relationship between predicted and experimental values of Ag NP yield Figure.8.residuals vs. observation order

998 Silvia Chowdhury et al. / Procedia Engineering 148 ( 2016 ) 992 999 3.3. Experimental Model Validation Further, Figure. 7 represents the theoretical versus the experimental values of AgNPs yield. In this figure, it is clearly noticeable that the theoretical value is closer to the experimental value of the AgNPs yield, which suggests that the model is successfully developed with correlation between the variables of AgNPs yield production. To verify the optimization results and validate the developed model, an experiment was performed according to the optimum production conditions of AgNPs synthesis. Thirty solutions were found from a three level factorial design optimization. The optimal value of each variable in coded form are as follows A= -0.75, B= -0.097 and C= 0.37. Their actual values are TSC= 0.63 %, stirring time= 14.52 min and AgNO 3 = 1.18 mm. The model predicted that the synthesis of AgNPs yield is 30.02 %, while, experimental verification was accomplished using the same optimal value and 26.2 % AgNPs yield was obtained from experimental work with 12.72 % error. 3.4. Characterization of AgNPs UV-vis spectroscopy is a technique used to quantify the light that is absorbed and scattered by a sample (a quantity known as the extinction, which is defined as the sum of absorbed and scattered light). These measurements were compared at each wavelength to quantify the sample s wavelength dependent extinction spectrum. The data was typically plotted as extinction as a function of wavelength. Each spectrum was background corrected, using a buffer blank, to guarantee that spectral features from the buffer was not included in the sample extinction spectrum. However, the sample presented the characteristics of surface plasmon resonance; 5-15 nm AgNPs presented a narrow band with a maximum absorbance at around 404 nm, which is almost similar in this study as shown in Figure 1. It is reported that the absorption spectrum of spherical silver nanoparticles presented a maximum peak at 420 nm wavelength and the suspension colour is pale yellow as seen in Figure 1. In Figure 9, TEM image confirm that small and uniform AgNPs has been produced. The average particle size is around 10-20 nm in diameter and the shape of AgNPs were all shown to be spherical. Figure. 9.TEM image of AgNPs at optimized condition. 4.Conclusion

Silvia Chowdhury et al. / Procedia Engineering 148 ( 2016 ) 992 999 999 In this study we documented a chemical mediated AgNPs synthesis and optimized different parameters in the reaction medium to develop a high yield of AgNPs synthesizing techniques. Subsequently, the DOE employed FCCCD under RSM was used for the complex process optimization of three important parameters. The optimized conditions for high yield of 26.26 % AgNPs synthesis are 1% TSC concentration, 1mM AgNO 3 with 15 mins stirring time, and it is believed that these parameters are highly suitable for in bulk production of spherical AgNPs with dimeter of 5-50 nm. Reference [1] Krishnaraj, C., et al., Optimization for rapid synthesis of silver nanoparticles and its effect on phytopathogenic fungi. Spectrochimica Acta Part A: Molecular and Biomolecular Spectroscopy, 2012. 93: p. 95-99. [2] Gurunathan, S., et al., Biosynthesis, purification and characterization of silver nanoparticles using Escherichia coli. Colloids and Surfaces B: Biointerfaces, 2009. 74(1): p. 328-335. [3] Kim, K.-J., et al., Antifungal activity and mode of action of silver nano-particles on Candida albicans. Biometals, 2009. 22(2): p. 235-242. [4] Kim, J.S., et al., Antimicrobial effects of silver nanoparticles. Nanomedicine: Nanotechnology, Biology and Medicine, 2007. 3(1): p. 95-101. [5] Mansouri, S.S. and S. Ghader, Experimental study on effect of different parameters on size and shape of triangular silver nanoparticles prepared by a simple and rapid method in aqueous solution. Arabian Journal of Chemistry, 2009. 2(1): p. 47-53. [6] Balavandy, S.K., et al., Stirring time effect of silver nanoparticles prepared in glutathione mediated by green method. Chemistry Central Journal, 2014. 8(1): p. 11. [7] Saat, M.N., et al., Effects And Optimization Of Selected Operating Variables On Laccase Production From Pycnoporus Sanguineus In Stirred Tank Reactor. International Journal of Chemical Reactor Engineering, 2012. 10(1). [8] Noroozi, M., et al., Green formation of spherical and dendritic silver nanostructures under microwave irradiation without reducing agent. International journal of molecular sciences, 2012. 13(7): p. 8086-8096. [9] Salihu, A., et al., Optimization of lipase production by Candida cylindracea in palm oil mill effluent based medium using statistical experimental design. Journal of Molecular Catalysis B: Enzymatic, 2011. 69(1): p. 66-73. [10] McDonald, D.B., et al., Global and local optimization using radial basis function response surface models. Applied Mathematical Modelling, 2007. 31(10): p. 2095-2110. [11] Reddy, L., et al., Optimization of alkaline protease production by batch culture of Bacillus sp. RKY3 through Plackett Burman and response surface methodological approaches. Bioresource Technology, 2008. 99(7): p. 2242-2249. [12] Muralidhar, R., et al., A response surface approach for the comparison of lipase production by Candida cylindracea using two different carbon sources. Biochemical Engineering Journal, 2001. 9(1): p. 17-23. [13] Draper, N.R. and H. Smith, Applied regression analysis2014: John Wiley & Sons