Non-Ergodic Site Response in Seismic Hazard Analysis

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Non-Ergodic Site Response in Seismic Hazard Analysis Jonathan P. Stewart, Ph.D., P.E. Professor and Chair Civil & Environmental Engineering Dept. University of California, Los Angeles ESG 5 Taipei, Taiwan August 15, 2016

Acknowledgements Co-Author: Kioumars Afshari, UCLA OpenSHA assistance from: Kevin Milner, Christine Goulet, SCEC Financial Support: PEER, Caltrans, CSMIP EERI, SSA: Sponsorship of Joyner Lecture 2

Objectives Understand differences between non-ergodic and ergodic site response Present framework for developing site-specific GMPE for use in ground motion hazard analysis Effects on hazard Takes some effort, but tools available and worth it 3

Outline Ergodic site amplification Non-ergodic (location-specific) site amplification Implementation in PSHA Summary 4

Notation IM = intensity measure X = Reference site IM Z = soil site IM Y = Z / X (site amplification) 5

Ergodic Models Ergodic: Ground motions evaluated from diverse (global) data set Examples: V S30 - and depth-dependent site terms in GMPEs Site amplification coefficients in building codes 6

GMPE ln Z FE FP FS n ln Z Ergodic source & path F S : ergodic effect of site Two components: F S = F lin + F nl 7

GMPE ln Z FE FP FS n ln Z Ergodic source & path F S : ergodic effect of site Actual for site j: F S + h Sj 8

GMPE ln Z FE FP FS n ln Z Ergodic source & path F S : ergodic effect of site Actual for site j: F S + h Sj lnz : ergodic total standard deviation ln Z 2 2 ln Z Between-event variability 9

GMPE ln Z FE FP FS n ln Z Ergodic source & path F S : ergodic effect of site Actual for site j: F S + h Sj lnz : ergodic total standard deviation Modified from Al Atik et al. (2010) ln Z 2 2 ln Z Within-event variability 2 2 2 P2P S 2S 10 lny10

Importance of Consider example site Figure: P. Zimmaro. 11

Importance of Consider example site Hazard with as-published ergodic & sensitivity Figure: P. Zimmaro. Similar to Bommer and Abrahamson, 2006 12

Importance of Consider example site Hazard with as-published ergodic & sensitivity Ergodic difficult to reduce as GMPEs evolve After Strasser et al., 2009 13

Outline Ergodic site amplification Non-ergodic (location-specific) site amplification Implementation in PSHA Summary 14

Non-Ergodic Site Amplification Non-Ergodic: Amplification is site-specific Bias removal Reduced dispersion Evaluation from: On-site recordings Geotechnical simulations Site response model: m lny, lnz 15

Dispersion reduction Recall 2 2 2 2 ln Z P2P S 2S lny lnz from GMPE If site effect non-ergodic, can remove S2S-component: Approach 1: use 2 2 ln Z S 2S Approach 2: replace 2 2 P2P S 2S with 2 SS 16

Approach 1 17

Approach 2 GMPE (ergodic) vs single-station ( SS ) (GeoPentech, 2015) 18

19

Evaluation from Recordings Install sensors at Site j Record eqks in M-R range of GMPE (Site j and others) Compute residuals: R ln z m ij ij ln Z, ij Partition residuals: R h W ij Ei ij

Evaluation from Recordings Install sensors at Site j Record eqks in M-R range of GMPE (Site j and others) Compute residuals: R ln z m ij ij ln Z, ij Partition residuals: R h W ij Ei ij Mean of W ij is h Sj

Evaluation from Recordings Mean linear site response: F lin h Sj Ergodic linear site term F nl term can be added from simulations Adjusts mean ground motion m ln Z

Evaluation from Simulations Geotechnical 1D GRA What is simulated, what is not. Output z V s Y=Z/X G/G Max D g Rock GMM Input x 23

Evaluation from Simulations Geotechnical 1D GRA What is simulated, what is not. Use range of input motions, X. For each, compute Y=Z/X (Detailed procedures in 2014 PEER report) Limited effectiveness for many sites (e.g., Thompson et al. 2012) 24

Site Response Model m Site-specific amplification function ximref f3 f f ln f3 lny 1 2 F lin F nl

Site Response Model Site-specific amplification function Fit GRA results Approximate fits possible if fewer runs

Site Response Model Site-specific amplification function Fit GRA results Approximate fits possible if fewer runs As available, note empirical amplification

Site Response Model Site-specific amplification function Fit GRA results Approximate fits possible if fewer runs As available, note empirical amplification Shift to match empirical for weak motion (semiempirical approach)

Site Response Model Site-specific amplification function Standard deviation term m ximref f3 f f ln f3 lny 1 2 lnz reduced from lnx due to: fx 2 Nonlinearity 1 F 2 2 2 2 ln Z ln X S 2S lny x f3

Site Response Model Site-specific amplification function Standard deviation term lnz reduced from lnx due to: Nonlinearity Non-ergodic ln m ximref f3 f f ln f3 lny 1 2 fx 1 F 2 2 2 2 2 ln Z ln X S 2S lny x f3 Approach 1

Site Response Model Site-specific amplification function Standard deviation term lnz reduced from lnx due to: Nonlinearity Non-ergodic ln m ximref f3 f f ln f3 lny 1 2 fx 1 2 2 2 ln Z SS lny x f3 2 Approach 2

Site Response Model Site-specific amplification function Standard deviation term lnz reduced from lnx due to: Nonlinearity Non-ergodic ln Include uncertainty in site amplification, lny 0.3 m ximref f3 f f ln f3 lny 1 2 fx 1 F 2 2 2 2 2 ln Z ln X S 2S lny x f3

Site Response Model Site-specific amplification function Standard deviation term Epistemic uncertainty Should consider center & range of possible: Mean amplification functions lnz models

Outline Ergodic site amplification Non-ergodic (location-specific) site amplification Implementation in PSHA Summary 39

Hybrid term from Cramer, 2003, and others For any given probability, P: z Y x x ln ln ln IMref Mean site amplification given x from hazard curve Read from hazard curve Dominant approach in practice (basis for building code ground motions) 40

Convolution Bazzurro and Cornell, 2004 Given: (1) Hazard curve for reference condition P X x t (2) Site amplification function: 0 z P Z z t P Y ximref f X x dx x mlny f ximref lny Simple probability operation given PDF for Y Abs. value of slope of hazard curve Advantage relative to hybrid: uncertainty in Y considered 41

Hybrid & Convolution - Summary Advantages: Simple to implement. Only requires rock PSHA and amplification model. Drawbacks: PSHA based on lnx not lnz No allowance for non-ergodic standard deviation Controlling sources and epsilons based on rock GMPE Nonlinearity driven by X hazard ( X > 0). 42

Modify GMPE in hazard integral Mean: m m m ln Z ln X ln Y ximref Adjusted lnz By default, x IMref taken as mean value ( = 0) Pending technical issue: correlation of z and x IMref (unknown presently) Consider epistemic uncertainties using logic trees high uncertainty sites should have wider bounds 43

OpenSHA Implementation Non-ergodic site response GMPE can be selected as intensity measure relation Select GMPE for reference condition and its V S30 V S30 and depth parameters for site Coefficients entered for mean and st dev site model for range of periods. Fitted interpolation between periods with specified coefficients Option to adjust to ergodic model at long periods. http://www.opensha.org/ 44

Example Applications 45

Los Angeles Obregon Park 46

Los Angeles Obregon Park 47

Los Angeles Obregon Park 48

Los Angeles Obregon Park Simulations for nonlinear parameters: UHS: 2% Prob. exc. 50 yr 49

Los Angeles Obregon Park Simulations for nonlinear parameters: UHS: 2% Prob. exc. 50 yr 50

Los Angeles Obregon Park Simulations for nonlinear parameters: UHS: 2% Prob. exc. 50 yr 51

Los Angeles Obregon Park Epistemic uncertainties in hazard from: 1. Uncertain semi-empirical mean hazard m lny se lny 2. Alternate lnz models UHS: 2% Prob. exc. 50 yr 57

El Centro Array #7 Long T: Ergodic preferred to GRA 58

El Centro Array #7 Simulations for nonlinear parameters: UHS: 2% Prob. exc. 50 yr Option for GRA transition to ergodic in OpenSHA 59

Apeel #2 60

Apeel #2 Simulations for nonlinear parameters: UHS: 2% Prob. exc. 50 yr 62 61

Apeel #2 Simulations for nonlinear parameters: UHS: 2% Prob. exc. 50 yr 63

Apeel #2: Hazard Curves 64

Apeel #2: Hazard Curves 65

Apeel #2: Hazard Curves 66

Apeel #2: Hazard Curves 67

Apeel #2: Hazard Curves 68

Summary Ergodic (global) models easy to use, but sacrifice: Precision. Loss of site-specific features. Dispersion. Site-to-site variability must be included in hazard analysis. 69

Summary Non-ergodic amplification preferred Mean can capture site-specific features, such as site period Lower will tend to reduce hazard 70

Summary Best applied as site-specific GMPE Nonlinear effects accurately modelled Changes in applied Enabled by non-ergodic option in OpenSHA Most recent site-specific analyses for major projects use convolution 71

Summary Use of on- or near-site recordings preferred for linear response (semi-empirical) GRA drawbacks: Biased at long periods Short-period accuracy depends on geologic complexity. 72

Summary More knowledge lowered aleatory variability. Most often will reduce hazard appreciably If hazard matters in our risk analyses, we should be adopting these practices 73

References: Al Atik L., Abrahamson N., Bommer J.J., Scherbaum F., Cotton F., Kuehn N. (2010). The variability of ground motion prediction models and its components, SRL, 81(5): 794 801. Ancheta, TD, RB Darragh, JP Stewart, E Seyhan, WJ Silva, BS-J Chiou, KE Wooddell, RW Graves, AR Kottke, DM Boore, T Kishida, JL Donahue (2014). NGA-West2 database, EQS, 30, 989-1005. Atkinson GM (2006). Single-station sigma, Bull. Seism. Soc. Am., 96(2): 446-455. Bazzurro P, CA Cornell (2004). Nonlinear soil-site effects in probabilistic seismic-hazard analysis, BSSA, 94, 2110 2123. Bommer, JJ, NA Abrahamson. (2006). Why do modern probabilistic seismic-hazard analyses often lead to increased hazard estimates? BSSA, 96, 1967-1977. Boore DM, JP Stewart, E Seyhan, GM Atkinson (2014). NGA-West 2 equations for predicting PGA, PGV, and 5%-damped PSA for shallow crustal earthquakes, EQS, 30, 1057 1085. Cramer CH (2003). Site-specific seismic-hazard analysis that is completely probabilistic, BSSA, 93, 1841 1846. GeoPentech (2015). Southwestern United States Ground Motion Characterization SSHAC Level 3 - Technical Report Rev. 2, March. Kaklamanos J, BA Bradley, EM Thompson, LG Baise (2013), Critical parameters affecting bias and variability in site-response analyses using KiK-net downhole array data, BSSA, 103: 1733 1749. Lin P-S, BS-J Chiou, NA Abrahamson, M Walling, C-T Lee, C-T Cheng (2011). Repeatable source, site, and path effects on the standard deviation for ground-motion prediction, BSSA, 101, 2281 2295. Rodriguez-Marek A., GA Montalva, F Cotton, F Bonilla (2011). Analysis of single-station standard deviation using the KiK-net data, BSSA 101, 1242 1258. Rodriguez-Marek A., GA Montalva, F Cotton, F Bonilla (2013). A model for single-station standard deviation using data from various tectonic regions, BSSA, 103, 3149 3163. Seyhan, E, JP Stewart (2014). Semi-empirical nonlinear site amplification from NGA-West 2 data and simulations, EQS, 30, 1241-1256. Strasser, FO, NA Abrahamson, JJ Bommer (2009). Sigma: Issues, insights, and challenges. SRL, 80, 40-56. Thompson EM, LG Baise, Y Tanaka, RE Kayen (2012). A taxonomy of site response complexity, SDEE, 41: 32 43. Wills, CJ, KB Clahan (2006). Developing a map of geologically defined site-condition categories for California, BSSA 96, 1483 1501. 74