TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES. Products in the category of apartness spaces

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CAHIERS DE TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES DOUGLAS BRIDGES HAJIME ISHIHARA PETER SCHUSTER LUMINITA VÎŢĂ Products in the category of apartness spaces Cahiers de topologie et géométrie différentielle catégoriques, tome 46, n o 2 (2005), p. 139-153 <http://www.numdam.org/item?id=ctgdc_2005 46_2_139_0> Andrée C. Ehresmann et les auteurs, 2005, tous droits réservés. L accès aux archives de la revue «Cahiers de topologie et géométrie différentielle catégoriques» implique l accord avec les conditions générales d utilisation (http://www.numdam.org/legal.php). Toute utilisation commerciale ou impression systématique est constitutive d une infraction pénale. Toute copie ou impression de ce fichier doit contenir la présente mention de copyright. Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques http://www.numdam.org/

CA HIERS DE TOPOLOGIE ET GEOMETRIE DIFFERENTIELLE CATEGORIQUES Volume XL VI-2 (2005) PRODUCTS IN THE CATEGORY OF APARTNESS SPACES by Douglas BRIDGES, Hajime ISHIHARA, Peter SCHUSTER and Luminita Vi01630103 Resume. Les auteurs ddfinissent une structure de separation sur le produit de deux espaces de separation ( apartness spaces ) et analysent le role de la decomposabilite locale dans la th6orie. Tout le travail est constructif - c est-a-dire utilise une logique intuitionniste plut6t que classique. 1 Introduction The axiomatic constructive theory of apartness spaces, originally introduced for point-set apartness in [3], was lifted to the set-set apartness context in [7] and [9]. Among the notable omissions from the latter paper was a notion of product apartness structure, corresponding in the set-set case to the pointset case covered in [3]. We rectify that omission in the present paper. We show that in the presence of a condition known as local decorrtposability, a condition that automatically holds under classical logic when the inequality relation is the denial of equality, both the point-set and the set-set notions of product space are categorical. Note that in this paper we discuss only products of two (and hence, by a simple extension, of finitely many) apartness spaces; we do not deal with products of infinite families. Our work is entirely constructive, in that we use only intuitionistic logic. We expect that most of it can be formalised, with some effort, in a constructive (and predicative) set theory such as is found in [1]. For a classical-logicbased analogue of apartness spaces see [6]. 139

2 Point-set apartness We work throughout with a set X equipped with a binary relation # of inequality, or point-point apattness, that satisfies the properties A subset S of X has two natural complementary subsets:. the logical complement O the complement Initially, we are interested in the additional structure imposed on X by a relation apart (x, S) between points x E X and subsets S of X. For convenience we introduce the apartness complement of S; and, when A is also a subset of X, we write A - S in place of A n -S. We call X a point-set apartness space if the following axioms (introduced in [3]) are satisfied. A1 x # y -> apart(x, {y}) A2 apart(x, A) -> x E A A3 apart (x, A U B) apart(x, A) A apart(x, B) A4 (apart (x, A) A -A C ~B) -> apart(x, B) A5 apart (x, A) -> Vy E X (x f y V apart(y, A)) We note, for future reference, that it can be deduced from axioms A5 and A2 that -A c- A; with this and the remaining axioms, if we also require the inequality on X to be nontrivial, in the sense that there exist x and y in X with x # y, then we can show that X = -0 (see [3], Section 2). Note also that if apart (x, {y}), then x # y. The morphisms in the category of point-set apartness spaces X and Y are those functions f : X - Y that are continuous in the sense that 140

The canonical example of a point-set apartness space is a metric space (X, p), on which the inequality and apartness are respectively defined by and Functions between metric point-set apartness spaces are continuous, in the sense defined above, if and only if they are continuous in the usual C-J sense. The metric-space example generalises to uniform spaces, but we defer further discussion of those until we deal with set-set apartness later. Another example of a point-set apartness is given by a T, topological space (X, r) with a nontrivial inequality #; in this case, the apartness is defined by and we must postulate A5 since it need not hold in general (see [3]). Let Xi and X2 be point-set apartness spaces, let X be their Cartesian product X, x X2, and, for example, let x denote the element (Xl, X2) of X. The inequality relation on X is defined by We define the product point-set apartness structure on X as follows: where -Uk is the apartness complement of Uk in the point-set apartness space Xk. We call X, equipped with this apartness structure, the product of the point-set apartness spaces Xl and X2. Such product spaces are discussed in [3], where it is first verified that the product apartness structure really satisfies Al-A5. The proofs of a number of natural results on product point-set apartness spaces in [3] required the spaces Xi, X2 (equivalently, the product space X) to be completely regular, according to a definition that we do not need here. We first state the main properties of product point-set apartness spaces, replacing complete regularity by the much weaker property of local decomposability; those results for which this replacement is made are proved in full. 141

- (Xl - (AI A point-set apartness space X is said to be locally decomposable if Local decomposability always holds classically: if x E -S, then as X = -S U - - S and -S S, = -N - we can take T S. Every metric = ~ - space (X, p) is locally decomposable: for if x E X - S, then, choosing r > 0 such that B (x, r) C -S, we can take T =~B (x, r/2) to obtain x E -T and X T U -S. It also holds for = a uniform space as defined in [7]. Lemma 1 Let X - X, x X2 be the product of two point-set apartness spaces, and let Ai C Xi. Then -AI x X2 = - (AI x X2) and Xl x -A2 = x A2). Proof. Since -A1 x X2 = -A1 x -0 and the definition of the product apartness shows that -A1 x X2 C -(A1 x X2). Conversely, given (Xl, X2) in - (AI x X2), use the definition of the product apartness to find subsets Ui of Xi such that If E E -U1, then Hence so for all q E A1 we have (ç, X2) i (n, X2) and therefore ç i n]. x1 E -Ul C~A1. It now follows from axiom A4 that apart (xl, A1). Thus x X2) c -A, x X2. The other part of the lemma is proved similarly. Proposition 2 Let X = Xl X X2 be the product of two inhabited point-set apartness spaces. Then X is locally decomposable if and only if each Xk is locally decomposable. Proof. Suppose first that X is locally decomposable. Let xi E -Ul C Xl, and pick X2 E X2. Then 142

Hence, by definition of the apartness on X, x E - (Ul x X2). So, by the local decomposability of X, there exists T C X such that Let and consider any E E Xi. Either (E, x2 ) E - ( U1 x X2 ) and therefore (by Lemma 1) E E - Ul, or else (E, x2 ) E T and so E E VI. It remains to show that x l E - Yl. To this end, since x E -T, we can find Wi C Xi such that x E -W1 x -W2 C~T. For any E E -W1 and v E V, we have (E, x2) E~T and (v, x2 ) E T; whence E# v. Thus -w1c~v1. Since x 1 e -Wi, it follows from axiom A4 that x, E -Vl, as required. A similar proof shows that X2 is locally decomposable. Now suppose, conversely, that each Xk is locally decomposable. Consider x E X and S C X such that x E - S. Choose Ul C X, and U2 C X2 such that x E -Ul x -U2 C -S. Since Xk E -Uk, there exists Vk C Xk such that Let Then -V1 X -v2 ENT, so, in particular, x E -T. On the other hand, for each E E X, either E1 E -Ul and E2 E -U2, in which case E E -S; or else we have either E1 E Vi or g2 E Y2, when E E T. Thus X -S U T, and = so X is locally decomposable. Corresponding to point-set apartness there is the opposite property of nearness, defined by Classically, if the inequality is the denial of equality, then near(x, A) holds if and only if -,apart (x, A), which is equivalent to the condition To discuss this constructively, we first observe that if Xi is a point-set apartness space and Ui c Xi (i = 1, 2), then 143

- ((U1 Proposition 3 Let X = X1 x -Y2 be a product of two point-set apartness spaces, let x be a point of X, and let A be a subset of X. Then the following conditions are equivalent. (i) for all U, C Xl and U2 C X2 such that x E -Ul x -U2, there exists y E (-ui x -U2) n A. (ii) near (x, A). Proof. For the proof that (i) implies (ii), see [3]. Conversely, if U, C Xl, U2 C X2, and x E -U1 x -U2, then by the preceding observation, x E x X2 ) U (Xi x U2)). If also near (x, A), then there exists y in which, again by our observation above, equals ( - Ul x- U2 ) n A. m Proposition 4 Let X = Xl x X2 be the product of two point-set apartness spaces, let x E X, and let A c X. Suppose that the following condition holds. Then apart (x, A). Conversely, if the spaces Xl, X2 are locally decomposable and apart (x, A), then condition (*) holds. and construct VI, V2 with the stated properties. To prove that apart (x, A), it suffices to note that Proof. First assume (*), where in the first line we have used the observation preceding Proposition 3. Now assume, conversely, that the spaces Xl, X2 are locally decomposable and that apart (x, A). Choose Ui C Xi such that -144-

For each i, we use the local decomposability of Xi to find Vi C Xi such that xi E -v and Xi = - Ui U V,. Then For if (ÇI,Ç2) E A, then either Çl E -U, and Ç2 E -U2, which is impossible, or else, as must be the case, 61 E VI or 62 E V2. Before going any further, we should prove Lemma 5 Let X1, X2 be point-set apartness spaces. mappings prk : Xl x X2 -> Xk are continuous. Then the projection Proof. Let apart (pr1 (x), pr1 (S)), where S C X = Xl x X2; then by Proposition 28 of [3], there exists Ul C X1 such that Then x E -U, x X2 = -U, x -0. Also, if y E -Ul x -0, then y1 E -Ul, so for all z E S, y1 # z1 and therefore y # z. Thus - U1 X-0 c - S, and therefore apart (x, S). This proves the continuity of prl; that of pr2 is established similarly. We can now demonstrate the categoricity of the product of two point-set apartness spaces. Proposition 6 Let X = X, X X2 be the product of two locally decomposable point-set apartness spaces, and f a mapping of a point-set apartness space Y into X. Then f is continuous if and only if pri o f is continuous for each i. Proof. Assume that pri o f is continuous for each i. Let y E Y and T C Y satisfy apart ( f (y), f (T)). By Proposition 4, there exist VI C X, and V2 C X2 such that f (y) E -Yl x -V2 and Setting -145-

we have T C Tl U T2. Moreover, for each i, pri o f (Ti) C Vi and therefore Our continuity hypothesis now ensures that y E -Tl n -T2 c -T. The converse follows easily from Lemma 5. The local decomposability of the spaces X, and X2 is used only once in the foregoing proof: namely, at the invocation of Proposition 4 in order to produce the sets V1 and V2. This suggests that instead of defining the product point-set apartness as we did, we might have defined it by taking apart (x, A) to mean that condition (*) of Proposition 4 holds. However, the status of axiom A4 for this notion of apart remains undecided: we know of neither a proof that A4 holds nor a Brouwerian example indicating that A4 is not constructively derivable. 3 Set-set apartness We now introduce a notion of apartness between subsets. We first assume that there is a set-set pre-apartness relation m between pairs of subsets of X, such that the following axioms hold. For the purposes of this paper, we then call X a pre-apartness space, or, if clarity demands, a set-set pre-apartness space. We then define If, in addition to B1-B4, the axiom 146

holds, then we call m a (set-set) apartness on X, and X a (set-set) apartness space. The morphisms in the category of set-set (pre)apartness spaces functions f : X-> Y that are strongly continuous, in the sense that are those Given a apartness space X, we define and to obtain the inequality and the point-set apartness relation associated with the given set-set one. The point-set relation pa satisfies axioms A1-A4, If the set-set relation where the apartness complement is defined as at (3). also satisfies B5, then the point set apartness is locally decomposable and a fortiori satisfies A5. An example of a set-set apartness space is afforded by a uniform space (X, u ), on which the inequality is defined by It is shown in [7] that the relation m defined for subsets S, T of X by is a set-set apartness relation, Denoting by apartu the apartness relation associated with the topology Tu induced on X by U, we can show that x m S if and only if apartu (x, S ). The definition of the product of two set-set pre-apartnesses is much more complicated than that for point-set apartnesses. If X Xl = x X2, where X, and X2 are set-set pre-apartness spaces, then, taking the contrapositive of the definition used on page 23 of [6], we define the product apartness on X as follows. Two subsets A, B of X are apart, and we write A m B, if there exist finitely many subsets Ai (1 i m) and Bj (1 j n) of X such that 147

and Proposition 7 Let Xl, X2 be pre-apartness spaces, and X their Cartesian product, define the relation apart as at (1), and let > denote the product pre-apartness relation on X. Then {x} m S entails apart (x, S). Moreover, if both X, and X2 are apartness spaces, then apart (x, S) entails {x} > S. Proof. Assume first that {(X1,X2)} >],S. Then there exist subsets Bj (1 j n) of X such that,s C BI U...UBn, and for each j either x, m pr1bj or z2 m pr2bj. Renumbering the sets Bj if necessary, we may assume that there exists v n such that x 1 m pr 1 Bj for 1 j v, and X2 m pr2bj for v + 1 j n. Write Then x, E -U and X2 E -V. Given x 1 E -U, x2 E -V, and (E,n) E S, choose j such that (E, n) E Bj. If 1 j v, then x # E; if v + 1 j n, then x 2 # n. Hence (x, x 2) # (E, n). We now see that -in other words, apart (x, S). Now assume that X1, X2 are actually set-set apartness spaces and that apart (x, S ). So there exist Ui C Xi with We can find sets v C Xi such that Set For each E in S we have Çi E Vi for some i (for if gj E -Ui for both i, then E E -U1 x - U2 E N S, a contradiction); whence S C Bl U B2. Moreover, by our choice of V, we have xi E -V ; whence fxil = pri(a1) m V - pri(bi). Thus {x} > S.O 148

Having shown that our definition of product set-set apartness is compatible with the earlier definition of product point-set apartness, we still need to verify that, in the light of axioms B1-B5, we have actually defined an apartness on the Cartesian product X = Xl x X2 of the sets underlying the apartness spaces Xl and X2. Once again, we keep track of the need, or otherwise, for axiom B5. Proposition 8 Let X = X, x X2 be the product of two set-set pre-apartness spaces. Then the relation m, defined as above for X, satisfies axioms B1-B4. If X1, X2 are apartness spaces, then m also satisfies axiom B5. Proof. We verify each of the axioms in turn. B2 Let A, B C X X, = X X2 and A > B. Choose the sets Ai, Bj as in the definition of m on X. Supposing that (x, y) E A n B, choose i, j such that x E A2 and y E Bj. Then (x, y) E Ain Bj, so x E prl (Ai) n prl (Bj) and y E pr2 (Ai) n pr2 (Bj), which contradicts the properties of Ai and Bj. B3 Let R, S, T be subsets of X = X1 x X2. It is easy to prove that if R m (S U T), then R m S and R > T. Suppose then that R m S and R m T. There exist subsets R1,..., Ra and R 1,..., R) of R, subsets 81,... Sm of S, and subsets Tl,..., Tn of T such that for 1 i a and 1 j m there exists k such that prk (Ri) m prk (S,), and for 1 i B and 1 j n there exists k such that prk(ri) > prk (tri). Let Then 149

Also, if I x m, then, choosing k such that, we see that so prk (Pi,j) > prk (5t). Likewise, if l n, then there exists k such that prk (Pi,j) > prk (Ti). Since it follows that R m (S U T). B4 This is trivial. This completes the proof that X is a pre-apartness space. Now suppose that X1, X2 are actually apartness spaces. Then, regarded as a point-set apartness space, each Xi is locally decomposable; whence, by Proposition 2, the product point-set apartness space X is locally decomposable. It follows from Proposition 7 that the product point-set apartness on X is precisely the point-set relation induced by the product set-set apartness on X. Hence X satisfies B5. It is almost immediate from the definition of the product set-set preapartness structure on X = X l x X2 that the projection maps pri : X -> Xi are strongly continuous. We end the paper by showing that the product preapartness structure has the characteristic property of a categorical product. Proposition 9 Let X = X, x X2 be the product of two set-set pre-apartness spaces, and f a mapping of a set-set pre-apartness space Y into X. Then f is strongly continuous if and only if pr2 o f is strongly continuous for each i. Proof. Assume that pri o f is strongly continuous for each i. Let,S, T be subsets of Y such that f (S) m f (T), and choose finitely many subsets Ai (1 i m) and Bj (1 j n) of X such that O for all i, j either ], and 150

-1 (Bj). Then S c S1 U... U Sm and For all i, j write,s i f-1 (Ai) and Tj f = = T C T1 U...UTn. Moreover, for all i, j we have either pr1 o f (Si) pa pr 1 o f (Tj) or pr2of(si) > pr2 o f (Tj); whence Sj pa Tj, by our strong continuity hypothesis. It follows that S m T and hence that f is strongly continuous. The converse readily follows from the continuity of the projection maps. Thus we have shown that under reasonable conditions, such as local decomposability in the point-set case, both the point-set product apartness and the set-set product (pre)apartness are categorical. This is another indication that the notion of apartness may have some constructive merit. In earlier papers such as [3], we have required that point-set apartness spaces be nontrivial. This requirement would mean that in the context of product apartness structures, we would not have nullary products, which are the terminal objects in the category. Much has been done in the four years since the theory of apartness spaces was first broached as a possible way of approaching topology constructively. In particular, connections between point-set apartness and topology, and between set-set apartness and uniformity, have been explored in some depth; see [3, 4, 7, 8, 9]. Among the interesting phenomena observable with intuitionistic logic is that if certain natural set-set apartness structures are induced (as they are under classical logic) by uniform structures, then the weak law of excluded middle, -p V P7 holds; see [8] (Proposition 4.2 and Corollary 4.3). Thus, in a certain sense, the constructive theory of apartness spaces is larger than the theory of uniform spaces. Of the major problems that remain in the foundations of apartness-space theory, the most significant and resistible to constructive attack is that of compactness. Since the Heine-Borel property fails to hold for the interval [0,1] in constructive mathematics plus Church s thesis ([2], Chapter 3), and since the sequential compactness of [0, 1] is essentially nonconstructive, for metric and uniform spaces we define compact to mean totally bounded and complete. Lifting such ideas from the uniform- to the general apartnessspace context appears to be a highly nontrivial exercise, for which we have as yet only partial solutions (see [5]). -151-

References [1] P. Aczel and M. Rathjen, Notes on Constructive Set Theory, Report No. 40, Institut Mittag-Leffler, Royal Swedish Academy of Sciences, 2001. [2] D.S. Bridges and F. Richman, Varieties of Constructive Mathematics, London Math. Soc. Lecture Notes 97, Cambridge Univ. Press, 1987. as a framework for con- [3] D.S. Bridges and L.S. Vî01630103, Apartness spaces structive topology, Ann. Pure Appl. Logic. 119(1-3), 61-83, 2003. [4] D.S. Bridges and L.S. Vî01630103, More on Cauchy nets in apartness spaces, Sci. Math. Japonicae 9, 375-380, 2004. [5] D.S. Bridges, H. Ishihara, P.M. Schuster, and L.S. Vî01630103, A proposal for compactness in apartness spaces, preprint, University of Canterbury, 2004. [6] S. Naimpally and B. Warrack, Proximity Spaces, Cambridge Tracts in Math. and Math. Phys. 59, Cambridge University Press, 1970. [7] P.M. Schuster, L.S. Vî01630103, and D.S. Bridges, Apartness as a Relation Between Subsets, in: Combinatorics, Computability and Logic (Proceedings of DMTCS 01, Constan0163a, Romania, 2-6 July 2001; C.S. Calude, M.J. Dinneen, S. Sburlan (eds.)), 203-214, DMTCS Series 17, Springer- Verlag, London, 2001. [8] P.M. Schuster, L.S. Vî01630103, and D.S. Bridges, Apartness, topology, and uniformity: a constructive view, in: Computability and Complexity in Analysis (Proc. Dagstuhl Seminar 01461, 11-16 November 2001), Math. Log. Quart. 48, Suppl. 1, 16-28, 2002. versus uniform con- [9] P.M. Schuster, L.S. Vî01630103, and D.S. Bridges, Strong tinuity : a constructive round, Quaest. Math. 26, 171-190, 2003. Authors Addresses: Bridges and Vîta: Department of Mathematics & University of Canterbury, Private Bag 4800, Christchurch, New Zealand. email: douglas. bridges@canterbury. ac. nz Statistics, 152

Ishihara: School of Information Science, Japan Advanced Institute of Science and Technology, Tatsunokuchi, Ishikawa 923-1292, Japan. email: ishihara0jaist.ac.jp Schuster: Mathematisches Institut, Ludwig-Maximilians-Universitat Munchen, TheresienstraBe 39, 80333 Munchen, Germany. email: pet er. schuster@mathematik.uni-muenchen.de 153