School of Electrical and Computer Engineering, Cornell University. ECE 5330: Semiconductor Optoelectronics. Fall Due on Nov 20, 2014 by 5:00 PM

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School of Electrical and Computer Engineering, Cornell University ECE 533: Semiconductor Optoelectronics Fall 14 Homewor 8 Due on Nov, 14 by 5: PM This is a long -wee homewor (start early). It will count twice as much as any other homewor. Problem 8.1: (DBR mirrors basic analysis) Consider an Al.Ga.8 As / Al.9Ga. 1As DBR mirror as shown below. m periods a 1 a n n 1 n n 1 n n 1 n n 1 n n 3 b 1 b L 1 L L 1 L L 1 L L 1 L A DBR mirror The goal of this problem is to design a DBR mirror with pea reflectivity at the Bragg wavelength B equal to 85 nm. The layer Al.Ga. 8As has index n 1 at 85 nm equal to 3.49. The layer Al.9Ga. 1As has index n at 85 nm equal to 3.6. a) What must be the lengths L 1 and L of the two layers in each period of the DBR stac so that the pea reflectivity of the DBR stac is at 85 nm. The index n of the substrate is also equal to 3.49. The index n 3 of the cap layer is also equal to 3.49. The scattering matrix for the entire structure is defined as: b1 S11 S1 a1 a S1 S b b) In this part you will write an S-matrix/T-matrix program that will be heavily used in other problems in this problem set. Write a program that taes the following quantities as inputs: i) An array containing the lengths of all the layers in the structure (minus the end layers). For example, for the DBR structure shown above the array would consist of (L 1, L, L 1, L,. L 1, L ). ii) An array containing the complex indices of all the layers in the structure (minus the end layers). For example, for the DBR structure shown above the array would consist of (n 1, n, n 1, n,. n 1, n ). 1

iii) The wavelength o for which the S-matrix/-matrix analysis is desired. iv) The complex indices of the end layers. For example, for the DBR structure shown above the indices of the end layers are n and n 3. The program should be able to calculate the reflectivity R and the transmittivity T of the structure for the wavelength o, where, S n3 R 11 o and T S1o n Use your program to calculate and plot the reflectivity of the Al.Ga.8 As / Al.9Ga. 1As DBR mirror as a function of wavelength in the range 7 nm to 1 nm when the number of periods m in the mirror equals 15,, 5, and 3. The thicnesses of different layers are the same as those you calculated in part (a) of this problem for obtaining the pea reflectivity at 85 nm. Verify that the pea reflectivity you compute is the same as that obtained from the formula given in the notes. Problem 8.: (Broad Area VCSELs basic analysis ) a b cap layer 5 periods cavity 3 periods a 1 b 1 substrate Consider the broad area 85 nm VCSEL structure shown above. The thicnesses of the layers in the DBR mirrors are those determined in problem 8.1 for achieving the pea reflectivity at 85 nm. The optical cavity has the band diagram shown below.

L SCH L SCH The three GaAs quantum wells are 8 nm thic. The two barriers and the two SCH layers are Al.Ga. 8As. The barriers are also 8 nm thic. a) Find the thicness L SCH of the two SCH layers cavity such that the lowest order resonant mode of the optical cavity has wavelength equal to the Bragg wavelength of the DBR mirrors (i.e. 85 nm). b) The scattering matrix for the entire VCSEL structure is defined as: b a 1 S S 11 1 S S 1 a b 1 Find the exact wavelength o of the cavity resonant mode by computing the transmittivity of the entire structure as a function of the wavelength. You will need to get the exact wavelength (say, in microns) to an accuracy of about six places after decimal. Mae sure you are able to numerically resolve the narrow transmission pea that occurs within the reflection bandwidth of the DBR mirrors. You will want to use your program of problem 8.1(b). c) In this part you will calculate the threshold gain of the VCSEL (assuming no material losses in the cavity or in the DBR mirrors). Fix the wavelength at the value o computed in part (b), and find the threshold gain g th for the VCSEL by plotting the transmittivity of the entire structure as a function of the gain g in the quantum wells. Problem 8.3: (Using T-matrix to compute fields) In this problem you will use the T-matrix method to calculate the field intensity at every point in space in any device structure. Consider the dielectric structure shown below. The index n z is an arbitrary function of position for z L. 3

n(z) z= z=l One can tae the entire structure between z= and z=l and divide it up into N intervals of length z each as shown below. One has essentially discretized space. a a a +1 a N b z b b +1 b N The refractive index z / n at each location is n nz z between 1 z and z / z where, n c z= z=z z=(+1z z=l=nz n o 1 is The complex electric field at each location is given by: Ez z a b of course just the real part of this). Suppose the quantities an. And the propagation constant in the region (the actual electric field is matrices to calculate a and b for all. The algorithm for calculating a and is as follows. i) if n n 1 then: and bn are nown. Then one can use T- b given a 1and b 1 a b exp i z exp 1 i z b a 1 ii) else if n n 1 then: a b exp i z exp i z 1/ t r / t r / t exp i 1/ t 1 z exp 1 i z b 1 a 1 where: 4

n n 1 r and n n 1 t n n n 1 In this way, given the field at one boundary, one can calculate the field at every point. a) Consider the DBR mirror shown below. 5 periods a a N n n 1 n n 1 n n 1 n n 1 n n 3 b b N L L 1 L L 1 L L 1 L L 1 L L 3 z= A DBR mirror z=nz The indices and dimensions of various layers are as follows: n o n3 3.3, n1 3.49, n 3.6, L1 6.888 nm, L 69.444 nm, L L3 85 nm 5 nm First thing you will need to do is set up an array z of size (N+1) that has the position of all the grid points. Choose a large value of N (e.g., N=1,). Also, you will need to set up an array n (of the same length as z ) that has the index values at all the grid points. You will calculate the field intensity (magnitude square of electric field) at every point given that there is an input wave incident from the left side. In this case, b N (no input from the right side). You can assume that a N 1 (without loosing generality). Wor your way bacwards and calculate a and b for all. On the same figure, plot the index and the magnitude square of the electric field as a function of position for z N z. The matlab function plotyy will be useful here. You will see that the incident field decays exponentially inside the DBR mirror. b) In this problem you will use the technique developed above to calculate the field inside the VCSEL structure of problem 1.. Mae sure you use the correct value of the wavelength o (calculated in problem 1.(b)). The first and the last grid points should be 5 nm in the substrate and the cap layer, respectively. Choose N=,. 5

cap layer.5 m z=nz 5 periods cavity 3 periods.5 m z= substrate On the same figure, plot the index and the magnitude square of the electric field as a function of position for z N z. The matlab function plotyy will be useful here. You will see that the cavity field decays exponentially inside both the DBR mirrors. Problem 8.4: (DFB lasers) In this problem you will analyze a semiconductor DFB diode laser operating at wavelengths close to 155 nm. The waveguide for the laser is shown below. The thicnesses of various layers in the core region (SCH layers plus quantum wells) are shown in the figure below. The quantum well barriers and SCH layers have the same composition. The core region is undoped, and shown in detail below. The refractive indices of InP, InGaAs SCH layer, InGaAsP quantum well barrier, InGaAsP quantum well, and the insulator are 3.17, 3.386, 3.386, 3.55, and 1.7, respectively, at wavelengths close to 155 nm. The intrinsic material losses are 4 cm -1 per 1 18 cm -3 doping in the p-doped regions, and 5 cm -1 per 1 18 cm -3 doping in the n-doped regions (due to free carrier absorption, intervalence band absorption, etc). The waveguide also has an additional modal loss of 1 cm -1 due to the photons scattering out of the waveguide as a result of waveguide surface roughness, material inhomogeneities, etc. 6

y air Insulator 1.5 m.5 m. m InP (p-doped 5x1 17 cm -3 ) InGaAsP/InP grating region x 1.5 m 1.5 m 1.5 m InGaAsP core region with SCH layers and 5 quantum wells 4.5 m The figure is not exactly to scale InP (n-doped 1 18 cm -3 ) substrate Ec InGaAsP/InP quantum well laser structure. m 7A 9A n-doped InP substrate.1 m.8 m p-doped InP Ev Intrinsic InGaAsP SCH layers InGaAsP/InP grating region The length of the laser cavity be L 5 m. The gratings are etched in the top InGaAsP SCH layer which was originally.1 m thic. The gratings get filled with InP when the top p-doped InP layer is grown. The grating depth is nm. The side view of the device is as shown below (in the y-z plane going through the center of the device). 7

InGaAsP/InP grating region InP (p-doped 5x1 17 cm -3 ) d d InGaAsP SCH and QWs InP (n-doped 1 18 cm -3 ) substrate Z= Z=L In this problem use the ece533solver as needed. a) What is the value of n x, y x y b) What should be the period d at 155 nm? avg avg, in the grating region shown in the figure above? c) What is the group velocity v g of the optical mode? d) What is the expression for x, y, z of the grating so that the center of the grating reflectivity band is? Your answer should not contain any unnowns or unevaluated constants. Note carefully the phase of the grating from the figure. e) What is the value (magnitude and phase) of the grating coupling constant (with proper units)? For parts (f)-(g) assume no intrinsic modal losses (i.e. ~ cavity have perfect AR coating. ). Also, assume that both the facets of the f) Generate a scatter plot of g ~ a th L versus o L for at least 5 longitudinal modes on either side of o (lie the one in the lecture notes) for the value of L calculated in part (e). Calculate the threshold gain g ~ th for the lasing mode (i.e. the longitudinal mode with the lowest threshold gain). g) Calculate the mirror loss ~ m for the lasing mode? For parts (h)-(j) assume that the intrinsic loss ~ is not zero. h) Calculate the value of ~. i) Calculate the actual threshold gain g ~ th for the lasing mode in the presence of intrinsic waveguide loss. j) What is the photon lifetime p in the cavity? 8