What is a sensor? Sensor Principles and Microsensors Part 1. Introduction to BioMEMS & Medical Microdevices

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Introduction to BioMEMS & Medical Microdevices Sensor Principles and Microsensors Part 1 Companion lecture to the textbook: Fundamentals of BioMEMS and Medical Microdevices, by Prof., http://saliterman.umn.edu/ What is a sensor? A sensor converts one form of energy to another, and in so doing detects and conveys information about some physical, chemical or biological phenomena. More specifically, a sensor is a transducer that converts the measurand (a quantity or a parameter) into a signal that carries information. Features of an ideal sensor: Continuous operation without effecting the measurand. Appropriate sensitivity and selectivity. Fast and predictable response. Reversible behavior. High signal to noise ratio. Compact Immunity to environment. Easy to calibrate. 1

Examples of Sensor Methods Piezoelectric Sensors Direct Piezoelectric Effect Acoustic Wave Propagation Quart crystal microbalance MEMS Structures Thermal Sensing Thermal and Non-Thermal Flow Sensing Electrochemical Sensors Ion Selective Field Effect Transistors Optical Sensors Piezoelectric Sensors Direct transduction from mechanical to electrical domains and vice versa. May be used as sensors or actuators. The reversible and linear piezoelectric effect manifests as the production of a charge (voltage) upon application of stress (direct effect) and/or as the production of strain (stress) upon application of an electric field (converse effect). Three modes of operation depending on how the piezoelectric material is cut: transverse, longitudinal and shear. Amplifiers are needed to detect the small voltage. Direct and Converse Piezoelectric Effects Converse Piezoelectric Effect - Application of an electrical field creates mechanical deformation in the crystal. Polling - Random domains are aligned in a strong electric field at an elevated temperature. Direct Piezoelectric Effect - When a mechanical stress (compressive or tensile) is applied a voltage is generated across the material.. Adopted from bme240.eng.uci.edu 2

Example: Lead Zirconate Titanate (PZT) SEM image of an etched feature in PZT ceramic substrate with feature dimensions of 3 x 15 μm. Piezoelectric Materials Crystals Quart SiO 2 Berlinite AlPO 4 Gallium Orthophosphate GaPO 4 Tourmaline (complex chemical structure) Ceramics Barium titanate BaTiO 3 Lead zirconate titanate PZT, Pb [ZrxTi1-x] O3 ; x = 0,52 Other Materials Zinc oxide ZnO Aluminum nitride AlN Polyvinylidene fluoride PVDF Adopted from Piezomaterials.com Typical Piezoelectric Circuit V Out Q R C C R T F T P 1 V Out Q C T F 3

Configurations Piezoelectric sensors maybe configured as direct mechanical transducers or as resonators. The observed resonance frequency and amplitude are determined by the physical dimensions, material and mechanical and interfacial inputs to the device. Two Modes of Operation Approaches to Fabrication There are essentially three approaches to realizing piezoelectric MEMS devices: 1. Deposition of piezoelectric thin films on silicon substrates with appropriate insulating and conducting layers followed by surface or silicon bulk micromachining to realize the micromachined transducer ( additive approach ). 4

2. Direct bulk micromachining of single crystal or polycrystalline piezoelectrics and piezoceramics ( subtractive approach ). 3. Integrate micromachined structures in silicon via bonding techniques onto bulk piezoelectric substrates ( integrative approach ). Approaches to Fabrication Illustration of Surface Micromachining (a) Substrate silicon wafer. (b) Silicon substrate surface is thermally oxidized. (c) Bottom electrode such as a (1 1 1) platinum film is deposited. (d) The piezoelectric thin film is deposited and annealed. (e) Top electrode metal such as Cr/Au is deposited. (f) The entire piezoelectric, electrodes and passive layer stack is patterned and etch to expose the substrate silicon. (g) Substrate silicon is etched from the front side using anisotropic wet etchant or isotropic vapor phase XeF 2 etchant while protecting the transducer stack. (h) Alternatively, the substrate silicon is anisotropically etched from backside to release the transducer structure. 5

Piezoelectric Effects The piezoelectric effect is a linear phenomenon where deformation is proportional to an electric field: S = de and D = dt S is the mechanical strain, d is the piezoelectric coefficient, E is the electric field, D is the displacment (or charge density) linearly, and T is the stress. These equations are known as the converse piezoelectric effect and the direct piezoelectric effect respectively. Surface Acoustic Waves Generation of surface acoustic waves (SAW) in quartz by interdigitated transducers: Gardner, JW, VK Varadan and OO Awadelkarim, Microsensors, MEMS and Smart Devices. John Wiley & Sons, Ltd. W. Sussex (2001). Delay-line SAW Typically with a sensing film such polyimide deposited on the surface in the area between the interdigitated transducers: Gardner, JW, VK Varadan and OO Awadelkarim, Microsensors, MEMS and Smart Devices. John Wiley & Sons, Ltd. W. Sussex (2001). 6

Two Port Delay Line and Resonator Calculating SAW Velocity The change in SAW velocity is related to the mass of a thin loss-less film on the sensor surface (left): The change in SAW velocity can be determined experimentally by measuring the phase shift or the frequency shift (right). DVR = ( k1+ k2) fhr VR VR is the SAW velocity, k1 and k2 are the substrate material constants, f is the SAW frequency, h is the height of the layer, and r is the density of the thin film layer. V f V f R 0 0 f is the frequency change, f0 is the intial SAW frequency, is the phase shift, and 0 is the total degrees of phase in the sensor delay path (as measured between the centers of the IDTs) Quartz Crystal Microbalance (QCM) Mass-sensitive devices suitable for detecting a variety of analytes. Thin AT-cut quartz wafer with a diameter of 0.25-1.0 inches, sandwiched between two metal electrodes which are used to establish an electric field across the crystal: Chimique.usherbrooke.ca Cahayaalone.blogspot.com 7

Sauerbrey Equation Mass changes on the QCM surface result in a frequency change according to the Sauerbrey equation: -2 f 2D D = 0 m f A mr Q Q Df is the change in frequency, f0 is the resonant frequency of the quartz resonator, Dm is the mass change, A is the active vibrating area mq is the is the shear modulus of the quartz, and r Q is the the density of quartz MEMS Structures Construction: a) Cantilever beam, b) Bridge structure, c) Diagram or membrane. Detection Methods: Electrical, Magnetic, Optical, Acoustic. Gardner, JW, VK Varadan and OO Awadelkarim, Microsensors, MEMS and Smart Devices. John Wiley & Sons, Ltd. W. Sussex (2001). Cantilever Beam The displacement x of the beam is related to the applied force and length of the beam: 3 l D x= Fx or Fx = kmdx ( km is the spring constant) 3EmIm Em is Young's modulus, Im is the second moment of inertia, Fx is the force or point load, and l is the length. Gardner, JW, VK Varadan and OO Awadelkarim, Microsensors, MEMS and Smart Devices. John Wiley & Sons, Ltd. W. Sussex (2001). 8

Bridge Structure The sinusoidal solution for displacement x of a bridge structure is: æ ö F y D = = p2 E sin and mi x A F m ç Critical (the buckling force) 2 çè EmImy ø l A is a constant, Em is Young's modulus, Im is the second moment of inertia, Fy is the force and l is the length. MEMS Sensor Piezoelectric Pressure Piezoresistive pressure sensor with reference pressure cavity inside chip. MEMS Sensor Capacitive Pressure Integrated capacitive pressure sensor fabricated by wafer level packaging. 9

MEMS Sensor SAW Pressure Principle and photograph of SAW passive wireless pressure sensor and example of measurement (change in time converted into phase). MEMS Sensor Tactile Sensor Common two-wire tactile sensor network that sequentially selects sensors. MEMS Sensor Tactile Sensor Schematic of eventdriven (interrupt) tactile sensor network, example of operation, and photographs of prototype IC. 10

MEMS Sensor - Accelerometer Poly-Si surface micromachined integrated accelerometer (cross sectional structure and photographs of two-axis accelerometer). MEMS Sensor - Accelerometer Schematic of accelerometer with thick epitaxial poly-si layer and photograph of resonant gyroscope. MEMS Sensor Yaw & Acceleration Automotive sensor for yaw rate and acceleration. 11

MEMS Sensor - Gyroscope Two-axis resonant gyroscope used for image stabilization (photograph and schematic). Apollo 11 Gyroscope 1969 Gyroscope image courtesy of https://www.flickr.com/photos/blafetra/14524883649 Sensor Fusion: Adafruit BN0055 Absolute Orientation (Euler Vector, 100Hz) Three axis orientation data based on a 360 sphere. Absolute Orientation (Quaterion, 100Hz) Four point quaternion output for more accurate data manipulation. Angular Velocity Vector (100Hz) Three axis of 'rotation speed' in rad/s. Acceleration Vector (100Hz) Three axis of acceleration (gravity + linear motion) in m/s^2. Magnetic Field Strength Vector (20Hz) Three axis of magnetic field sensing in micro Tesla (ut). Linear Acceleration Vector (100Hz) Three axis of linear acceleration data (acceleration minus gravity) in m/s^2. Gravity Vector (100Hz) Three axis of gravitational acceleration (minus any movement) in m/s^2. Temperature (1Hz) Ambient temperature in degrees celsius. Courtesy of Adafruit 12

Thermosensors Platinum resistor: Linear, stable, reproducible. Material property dependency on temperature, Thermocouples (e.g.. Type K) Thermistor: a semiconductor device made of materials whose resistance varies as a function of temperature. Thermodiode and Thermotransistor. Thermocouple Potentiometric devices fabricated by the joining of two different metals forming a sensing junction: Based on the thermoelectric Seebeck effect in which a temperature difference in a conductor or semiconductor creates an electric voltage: D V= asdt DV is the electrical voltage, a s is the Seebeck coefficient expressed in volts/k, and DT is the temperature difference ( T - T ). S ref Gardner, JW, VK Varadan and OO Awadelkarim, Microsensors, MEMS and Smart Devices. John Wiley & Sons, Ltd. W. Sussex (2001). Thermodiode and Thermotransistor When a p-n diode is operated in a constant current (I O ) circuit, the forward voltage (V out ) is directly proportional to the absolute temperature (PTAT). kt B I Vout = ln æ 1 ö q + ç I çè S ø kb is the Bolzman constant, T is temperature, q is the charge on an electron, I is the operating current and I is the saturation current. S Gardner, JW, VK Varadan and OO Awadelkarim, Microsensors, MEMS and Smart Devices. John Wiley & Sons, Ltd. W. Sussex (2001). 13

Thermal Flow Sensing Hot wire or hot element anemometers. Based on convective heat exchange taking place when the fluid flow passes over the sensing element (hot body). Operate in constant temperature mode or in constant current mode. Calorimetric sensors. Based on the monitoring of the asymmetry of temperature profile around the hot body which is modulated by the fluid flow. Thermal Flow Sensor The heat transferred per unit time from a resistive wire heater to a moving liquid is monitored with a thermocouple: Gardner, JW, VK Varadan and OO Awadelkarim, Microsensors, MEMS and Smart Devices. John Wiley & Sons, Ltd. W. Sussex (2001). In a steady state, the mass flow rate can be determined: dm P The volumetric flow rate is calculated as follows: dv Q Q m V dt Q ( T T ) h m dt c 2 1 m Qm is the mass flow rate, Ph is the heat transferred per unit time, cm is the specific heat capacity of the fluid and T1, T2 are temperature. m QV is the volumetric flow rate, Qm is the mass flow rate and m is the density. 14

Thermal Flow Sensor with Thermopile Silvestri, S. and E. Schena Micromachined Flow Sensors in Biomedical Applications. Micromachines 2012, 3, 225-243 Non-Thermal Flow Sensors Cantilever type flow sensors Measuring the drag-force on a cantilever beam. Differential pressure-based flow sensors When a fluid flow passes through a duct, or over a surface, it produces a pressure drop depending on the mean velocity of the fluid. Electromagnetic Laser Doppler flowmeter The phenomenon is due to the interaction between an electromagnetic or acoustic wave and a moving object: the wave is reflected back showing a frequency different from the incident one. Lift-force and drag flow sensors Based on the force acting on a body located in a fluid flow. Microrotor Rotating turbine Resonating flow sensors Temperature effects resonance frequency of a vibrating membrane. Silvestri, S. and E. Schena Micromachined Flow Sensors in Biomedical Applications. Micromachines 2012, 3, 225-243 Cantilever Type Sensor Able to Sense Direction Silvestri, S. and E. Schena Micromachined Flow Sensors in Biomedical Applications. Micromachines 2012, 3, 225-243 15

Summary A sensor is a transducer that converts the measurand (a quantity or a parameter) into a signal that carries information. The piezoelectric effect is a linear phenomenon where deformation is proportional to an electric field. Mass changes on the QCM surface result in a frequency change according to the Sauerbrey equation. MEMS Structures and Sensors Thermo Sensors Flow Sensors Magnetic Sensors Appendix: Piezoelectric Thin Films Dry Etching Characteristics 16

Piezoelectric Constitutive Equations S E i s ij T j d kl E k D T l dlmtm lnen ijm,, 1 to 6; and kln,, 1 to 3, S is the strain, D is the dielectric displacement (or charge density), E is the electric field, T is the stress, and E T ij kl ln s, d and are the elastic compliances. (The superscripts E and T refer to measurement at a constant field and stress. ) 17