Porous Media Induced Aggregation of Protein- Stabilized Gold Nanoparticles

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Supporting Information 3 Porous Media Induced Aggregation of Protein- Stabilized Gold Nanoparticles 4 Matthew Y. Chan, and Peter J. Vikesland* Department of Civil and Environmental Engineering, Virginia Tech, Blacksburg, VA, USA. 6 Institute for Critical Technology and Applied Science (ICTAS), Virginia Tech, Blacksburg, VA, USA. 7 NSF-EPA Center for the Environmental Implications of Nanotechnology (CEINT). 8 *Corresponding author E-mail: pvikes@vt.edu; 4-3-368; Fax: 4-3-796 9 Pages: Figures S-S3 Table S Section S-S

AuNP Concentration (mg/l) 3 3 Replicate A Replicate B Replicate C Replicate D Replicate E Replicate F Replicate G Replicate H 4 6 8 3 V pore 4 6 Figure S Replicate cit-aunp breakthrough curves (n = 8) for 6 nm nanoparticles. The mobile phase consisted of mm NaHCO 3 as a buffer. C for cit-aunp was 4. mg/l and the injection volume was V pore. Nitrate tracer studies were performed before and after each replicate (see Figure S).

4 3 V pore V pore 4 3 Nitrate Concentration (g/l) 4 3 4 3 3 4 3 4 Pre-tracer Post-tracer 7 Vpore 8 9 Figure S Representative breakthrough curves from nitrate tracer studies performed before and after AuNP injection. C for nitrate (NaNO 3 ) was 4.4 g/l and the injection volume was V pore. Mobile phase contained mm NaHCO 3 as a buffer. Each graph represents a pair of tracer breakthrough curves from an independent column experiment. 3

3 4 Figure S3 - TEM images of A) cit-aunp and B) BSA-cit-AuNP. ImageJ analysis of these figures indicates an AuNP core diameter of 6 ±. nm (n = ). 6 Table S - Characterization data of cit-aunp and BSA-cit-AuNP d TEM (nm) d DLS (nm) b Electrophoretic mobility Zeta potential (μm cm V - s - ) b (mv) b Cit-AuNP 6 ±. a 9.7 ±. -3. ±.6-38.4 ±. BSA-Cit-AuNP 6 ±. a 9.4 ±. -.93 ±. -4.6 ±.64 7 a The d TEM values for the cit-aunp and BSA-cit-AuNP nanoparticles reflect the core AuNP diameter. 8 b Electrophoretic mobility and d DLS determined in nanopure water with mm NaHCO 3. ph fixed at 8. 9 4

- - - - - - Zeta Potential (mv) -3-3 -4 Zeta Potential (mv) -3-3 -4-4 Citrate-AuNP BSA-AuNP -4 3 - A NaCl -....3.4..6 Ionic Strength (M) - B CaCl - e-4 e-3 e-3 e-3 3e-3 3e-3 Ionic Strength (M) Citrate-AuNP BSA-Citrate-AuNP 3 3 33 34 3 Figure S4 The AuNP zeta potential increases with an increase in ionic strength. The solution ph was fixed at 8. A) NaCl titration from -.6 M ionic strength. B) CaCl titration from -.3 M ionic strength. Error bars indicate 9% confidence interval; measurements were collected per data point. The error bars not included in part of Figure S4A are the result of an instrument software limitation at high ionic strengths. Data obtained by NanoZS particle analyzer. 36

. Cit-AuNP BSA-cit-AuNP Batch Experiments Absolute Absorbance.8.6.4...6 A, I A, II A, III A, IV 37 ColumnExperiments Absolute Absorbance..4.3.. B, IV B, I B, II B, III. 4 6 4 6 4 6 4 6 38 39 4 4 4 43 Figure S Comparison of UV-Vis spectra for batch and column experiments in the presence of NaCl. As labeled, the four graphs on the left are for cit-aunp, while the plots on the right are for BSA-cit- AuNP. Plots labeled A in the top row are batch results; B in the bottom row are column data. NaCl concentrations: I = mm, II = 4 mm, III = mm, IV = mm. The batch data were obtained over a timeframe relevant to the plateau retention times in the column. The column data were obtained for V pore values representative of the plateau in the breakthrough curve. Arrows indicate time progression. 6

. Cit-AuNP BSA-cit-AuNP.8 Batch Experiments Absolute Absorbance.6.4...6 A, I A, II A, III A, IV. ColumnExperiments Absolute Absorbance.4.3.. 44 4 46 47 48 49 B, I B, II B, III B, IV. 4 4 6 4 4 6 4 4 64 4 6 Figure S6 Comparison of UV-Vis spectra for batch and column experiments in the presence of CaCl. As labeled, the four graphs on the left are for cit-aunp, while the plots on the right are for BSA-cit- AuNP. Plots labeled A in the top row are batch results; B in the bottom row are column data. NaCl concentrations: I =. mm, II =.6 mm, III =. mm, IV =. mm. The batch data were obtained over a timeframe relevant to the plateau retention times in the column. The column data were obtained for V pore values representative of the plateau in the breakthrough curve. Arrows indicate time progression. 7

. Cit-AuNP BSA-cit-AuNP Batch Experiments Normalized Absorbance.8.6.4... A, I A, II A, III A, IV ColumnExperiments Normalized Absorbance.8.6.4.. B, I B, II B, III B, IV 4 4 6 4 4 6 4 4 64 4 6 3 4 6 7 8 9 Figure S7 Comparison of UV-Vis spectra for batch and column experiments in the presence of CaCl. As labeled, the four graphs on the left are for cit-aunp, while the plots on the right are for BSA-cit- AuNP. Plots labeled A in the top row are batch results; B in the bottom row are column data. NaCl concentrations: I =. mm, II =.6 mm, III =. mm, IV =. mm. The batch data were obtained over a timeframe relevant to the plateau retention times in the column. The column data were obtained for V pore values representative of the plateau in the breakthrough curve. All data points were normalized against the maxima. 6 6 6 8

AuNP Concentration (mg/l) Pore Volumn Pore Volumn 6 Pore Volumn 7 Pore Volumn 8 Pore Volumn 9 Pore Volumn Pore Volumn 3 Pore Volumn 63 3 4 Pore Volumn 64 6 Figure S8 Breakthrough curves with varying injection volumes. All data collected at 3 mm NaCl. Note the sloping plateaus for all breakthrough curves. 66 9

Slope (mm/v pore ) Slope (mm/v pore ) - - A B 3 4 6 7...4.6.8.. [NaCl] (mm) [CaCl ] (mm) Slope (mm/v pore ) Slope (mm/v pore ) - - C D 67 68 69 7 3 4...4.6.8.. [NaCl] (mm) [CaCl ] (mm) Figure S9 Calculated slopes for the plateau region of the column breakthrough curves for cit-aunp in the presence of A) NaCl and B) CaCl and for BSA-cit-AuNP in the presence of C) NaCl and D) CaCl. Dashed-lines denote the 9% confidence interval for each calculated slope. 7 7 73

3 Beads Added ph 7 No Beads ph 7 cit-aunp (mg/l) 3 3 ph 9 3 ph 9 3 3 74 Days Elapsed 7 76 77 78 79 8 8 8 83 84 8 86 87 Figure S Batch experiment examining cit-aunp aggregation in the presence of glass beads. The summarized results are for reactors containing mm NaCl and cit-aunp (C = 3 mg/l) at ph 7 and ph 9 (this ph range bounds the column ph). The control reactors contained no glass beads, while the experimental reactors contained g of glass beads. UV-Vis at nm was used to determine the AuNP concentration on each day. As observed, the cit-aunp concentration for the reactors with beads present decreased much more rapidly with time than the control reactors (no beads). This result is an indication that there is an interfacial interaction between the AuNP and the glass bead surface that can induce accelerated aggregation relative to that observed in the absence of the beads. We emphasize that the timescale of these experiments was considerably larger than that of the retention times in the columns and thus the kinetics observed in this experiment should not be construed as representative of the aggregation kinetics in the column.

88 89 9 Section S - Attachment efficiency calculations To understand the mechanism(s) governing AuNP retention in the columns, the single-cell filtration attachment efficiency was calculated: () 9 9 93 94 9 96 97 98 99 Where C is the plateau concentration of a given AuNP breakthrough curve, C is the initial inflow concentration, a c is the glass bead radius, ε is the packed column porosity, L is the length of the packed bed, and η is the collector efficiency as calculated using the correlation of Tufenkji and Elimenech. Each calculated α denotes the ratio between AuNP that successfully made collision with a glass bead and those that remained attached after the collision. 3,4 Therefore, α= indicates that all collisions between AuNP and the glass bead surface led to attachment. When calculating α using equation the collection efficiency (η ) is of particular interest because it encompasses the physical parameters pertinent to transport within the column. These parameters include Brownian diffusion, gravitational sedimentation, and interception (advection). Tufenkji and Elimelech developed a vigorous correlation to calculate this parameter: () where accounts for diffusion, for advection and for gravitational effects. Equation () expands: (3) 3 4 where A S is the porosity parameter; N R is the aspect ratio between the porous media and the AuNP; N Pe is the Péclet number; N G is a dimensionless gravity parameter, N A is a dimensionless parameter accounting for the attraction between AuNP and the porous media, and N vdw is a dimensionless parameter accounting for van der Waals interactions. These parameters are in turn defined as: (4) () (6)

(7) (8) (9) 6 7 8 9 where f is porosity, d p is the AuNP diameter, d c is the glass bead diameter, U is the fluid approach velocity, D is the bulk diffusion coefficient as determined by the Stokes-Einstein equation, A is the Hamaker constant, k is the Boltzmann constant, T is the fluid temperature in K, a p is the radius of the AuNP, ρ p is the AuNP density, ρ f is the fluid density, µ is the absolute fluid viscosity, and g is the gravitational acceleration. Using the parameters listed in Table S, the individual dimensionless terms in Equation (3) were calculated for the present system (Table S3). Table S Input parameters for the calculation of the collector efficiency ( ) 3 Boltzmann constant (k B ).38-3 J/K Gravitational acceleration (g) 9.8 m/s Particle diameter (d p ) 4 nm Particle radius (a p ) 7 nm Collector diameter (d c ) μm Approach velocity of fluid (U).36-4 m/s Hamaker constant (A) 3. - J (obtained from literature ) Temperature (T) 98 K Particle density (ρ p ) 9.3 g/cm 3 Fluid density (ρ f ).9998 g/cm 3 Absolute (dynamic) viscosity of fluid (µ).9 N s/m Porosity (f).34 Gamma (γ).87 Porosity-dependent parameter (A s ) 6.39 4 3

Table S3 - Dimensionless parameters for the calculation of collector efficiency (η ) 6 7 N R.6 - N Pe.7 3 N vdw 7.78 N A.67 8 N G 9. -9 Combining Table S3 and Equation (3), η =.. It is important to note that the terms related to Brownian diffusion in Equation (3) essentially dominate η, such that for this study: () 8 9 Section S - DLVO calculations Classic DLVO theory states that the interaction between colloidal surfaces is comprised of the Lifshitz-van der Waals (LW) interaction and the electrostatic (EL) interaction. 6 This in practice can be expressed formally as: () where is the total interaction energy between surfaces and 3 suspended in liquid media, 3 and are the energy contributions from the Lifshitz-van der Waals interaction and the electrostatic 4 6 7 8 9 3 3 3 interaction, respectively. The Lifshitz-van der Waals interaction accounts for electrodynamic interactions between surfaces in aqueous media, these include the dispersion due to dipole interactions between surfaces, the change in orientation due to dipole interactions, and the dispersion of surfaces in the media via dipole interactions. 7 In particular, these include the forces between two permanent dipoles, the forces between a permanent dipole and a corresponding induced dipole, and the forces between two instantaneously induced dipoles (e.g., London dispersion forces). 8 When considering the interaction between a single AuNP and a grain of porous media in the column, it is reasonable to approximate such interactions to be between a perfect sphere and an infinitely long plate. This approximation is appropriate because 4

33 relative to the size of an AuNP, the glass bead grain is much larger, effectively functioning like a flat 34 plane. Derjaguin provided an approximation for as follows: () 3 36 37 38 39 4 4 where A is the Hamaker constant for the surfaces that are interacting (in this case AuNP and glass); a p is the radius of the AuNP, h is the distance between the interacting surfaces, and λ is the characteristic wavelength of the dielectric, which is typically estimated to be nm. 6 To evaluate whether there was significant aggregation between nanoparticles, the above approximation cannot be used. Geometrically the interaction between two spherical AuNP of similar size is very different from the interaction between a spherical particle and a flat plane. 9 As such, a different approximation is used: (3) 4 43 44 4 46 47 48 49 In order for a colloidal suspension to remain stable according to DLVO theory, there must be an opposing interaction counteracting the Lifshitz-van der Waals attraction. In DLVO theory, the total interaction energy between two surfaces suspended in a medium also accounts for the electrostatic interactions between those two surfaces. Modeling electrostatic interactions is very complex, and usually simplifications must be made for the approximation. Common approximations usually either hold the electric potential of the surfaces to be constant, or the electric charge of the surfaces to be constant. The model used here was developed by Hogg et al., which assumes constant surface potential between a spherical particle and an infinitely flat plane. The expression is as follows: (4) Where is the electrostatic interaction energy between surface and surface 3 dispersed in medium 3 4 ; ε r ε is the dielectric permittivity of the suspending fluid (in this case, the value for water at 98 K was used; 6.9 - F-m); a p is the radius of the AuNP, ζ and ζ 3 are the surface potentials of the interacting surfaces (zeta potentials obtained from particle analyzer were used here); h is the distance between interacting surfaces; and κ is the inverse Debye length, which is defined as:

() 6 7 where e is the electron charge; n i and z i are the number concentration and valence of ion i. For the electrostatic interaction between two AuNP (assuming that both are perfect spheres), some simplification can be made: (6) 6

mm NaCl mm NaCl mm NaCl mm NaCl 3 mm NaCl mm CaCl. mm CaCl. mm CaCl. mm CaCl.8 mm CaCl. mm CaCl U/KT - - - A - 3 B 3 U/KT - - 8 - C - 3 h (m) D 3 h (m) 9 6 6 Figure S DLVO plot describing deposition interaction between AuNP and glass beads using equation () and (4). A.) cit-aunp with increasing [NaCl]; B.) cit-aunp with increasing [CaCl ]; C.) BSA-cit-AuNP with increasing [NaCl]; and D.) BSA-cit-AuNP with increasing [CaCl ]. 7

4 4 3 mm NaCl mm NaCl mm NaCl mm NaCl 3 mm NaCl 3 mm CaCl. mm CaCl. mm CaCl. mm CaCl.8 mm CaCl U/KT U/KT. mm CaCl - - - 4 A - 3 h (m) 4 B 3 h (m) 3 3 U/KT U/KT - - 6 - C - 3 h (m) D 3 h (m) 63 64 6 Figure S - DLVO plot describing aggregation interaction between two AuNP using equation (3) and (6). A.) cit-aunp with increasing [NaCl]; B.) cit-aunp with increasing [CaCl ]; C.) BSA-cit- AuNP with increasing [NaCl]; and D.) BSA-cit-AuNP with increasing [CaCl ]. 66 67 68 69 Derjaguin-Landau-Verwey-Overbeek (DLVO) theory was utilized to evaluate the possible connection between the low α values and AuNP aggregation within the porespace.,3 DLVO theory considers that colloidal interactions are comprised of Lifshitz-van der Waals (LW) and electrical 8

7 7 7 73 74 7 76 77 78 double layer (EL) components. 6 As such, other interactions such as steric and hydrophobic interactions are not considered. BSA is known to interact in ways that are not accounted for in DLVO theory. 4 Therefore, DLVO does not encapsulate the entire system of interactions for the experiments involving BSA-cit-AuNP. Nonetheless, DLVO theory can be used to provide a qualitative exploration of the interacting surfaces. Herein a comparison of the calculated energy barriers for both deposition and aggregation is presented, while detailed DLVO plots for each dataset can be found in the SI (Figure S&S3). Several observations about the calculated DLVO repulsive energy barrier heights (Figure ) are notable. First of all, the calculated energy barriers in Figure S3A are all within the range of values A B U/kT U/kT 79 Cit-AuNP Deposition BSA-AuNP Deposition Cit-AuNP-Aggregation BSA-AuNP Aggregation 3 [NaCl] mm Cit-AuNP Deposition BSA-AuNP Deposition Cit-AuNP-Aggregation BSA-AuNP Aggregation.....8. [CaCl ] mm 8 8 8 83 84 8 86 Figure S3 DLVO energy barrier height normalized by kt (T=98 K), where the deposition (AuNP onto glass bead) and aggregation (AuNP on AuNP) energy barriers are compared side by side. Figure A and B provides the energy barrier heights from the NaCl experiments and the CaCl experiments, respectively. reported in Figure S3B. This observation confirms that although the concentration ranges used for NaCl and CaCl were about an order of magnitude apart, they provided very similar interaction energies. Secondly, comparison of the repulsive energy barrier for cit-aunp and BSA-cit-AuNP only 9

87 88 89 9 9 9 93 94 9 96 97 98 99 3 4 6 7 8 9 partially reflects the experimental results. In Figure S3A, the repulsive energy barrier for BSA-cit- AuNP deposition decreases much more rapidly than for cit-aunp, corroborating the experimental observations. This substantial decrease in the magnitude of the energy barrier suggests that the counter ion screening effects of NaCl dominate over the electrosteric stabilization that results from the BSA layer thus resulting in deposition/aggregation. For the BSA-cit-AuNP column experiments with CaCl, the DLVO repulsive barrier remains present at higher CaCl concentrations (Figure S3B), which correlates with the stability of BSA-cit-AuNP under those conditions. However, the DLVO calculations in Figure S3B indicate that the energy barrier for BSA-cit-AuNP deposition was smaller in magnitude than that of cit-aunp. The decreased magnitude of the BSA-cit-AuNP deposition energy barrier is a further indication that the stabilizing effect of BSA is neither electrostatic nor double layer related, and therefore is not reflected in classic DLVO calculations. When considering the calculated energy barriers for aggregation, an immediate observation was that the aggregation energy barriers were much lower than those for deposition. The energy barrier for deposition was as high as kt, while for aggregation the maximum height of the interaction energy was 4. kt. Furthermore, the locations of the energy barriers were also different. For deposition, the maximum energy barrier is located at nm; while for aggregation, the barrier is located at nm (see Figure S&S3). The difference in barrier location and height implies that the nanoparticles may have greater propensity to aggregate than to deposit. Another important finding from this comparison was that even small amounts of NaCl can decrease the energy barrier for BSA-cit-AuNP to the point that it no longer exists. From a DLVO standpoint, even at the lowest experimental concentration of NaCl, there was no repulsive double layer interaction preventing nanoparticle aggregation. In the presence of CaCl BSA-cit-AuNP exhibits a decreased energy barrier, but the barrier remains. At the higher end of the experimental NaCl concentrations, the lack of a calculated repulsive interaction suggests the potential for aggregation of BSA-cit-AuNP within the porespace of the packed column.

3 4 6 7 We reiterate that classic DLVO cannot be used to quantitatively describe everything happening in these experiments, since it only considers one-to-one interactions and does not take into account the electrosteric effects of the BSA layer on an AuNP. Another major limitation of the DLVO calculation was that it assumes the sizes of the AuNP stay constant. This assumption cannot be true if aggregation is occurring, which, as shown by the batch experiment did occur. If aggregates of nanoparticles are considered to be larger particles, their deposition (and possibly further aggregation) interactions and energetics may or may not deviate from the DLVO calculations described here.,6 8 9 References 3 4 6 7 8 9 3 3 3 33 34 3 36 37 38 39 4 4 () Yao, K.-M.; Habibian, M. T.; O'Melia, C. R., Water and waste water filtration. Concepts and applications. Environ. Sci. Technol. 97,, (), -. () Tufenkji, N.; Elimelech, M., Correlation Equation for Predicting Single-Collector Efficiency in Physicochemical Filtration in Saturated Porous Media. Environ. Sci. Technol. 4, 38, (), 9-36. (3) Lecoanet, H. F.; Bottero, J.-Y.; Wiesner, M. R., Laboratory Assessment of the Mobility of Nanomaterials in Porous Media. Environ. Sci. Technol. 4, 38, (9), 64-69. (4) Elimelech, M., Effect of Particle Size on the Kinetics of Particle Deposition under Attractive Double Layer Interactions. J. Colloid Interface Sci. 994, 64, (), 9-99. () Bergström, L., Hamaker constants of inorganic materials. Adv. Colloid Interface Sci. 997, 7, -69. (6) Bottero, J.-Y.; Wiesner, M. R., Environmental nanotechnology: applications and impacts of nanomaterials. McGraw-Hill Professional: 7; p 3. (7) Israelachvili, J. N., Intermolecular and Surface Forces. 3rd ed ed.; Academic Press: Burlington, MA, ; p 674. (8) van der Waals forces. In IUPAC Compendium of Chemical Terminology,.. ed.; Nič, M.; Jirát, J.; Košata, B.; Jenkins, A.; McNaught, A., Eds. IUPAC: Research Triagle Park, NC. (9) van Oss, C. J., Interfacial Forces in Aqueous Media, Second Edition. ed.; CRC Press: 6; p 46. () Hunter, R. J., Foundations of Colloid Science. nd ed ed.; Oxford University Press: Oxford, ; p 86.

4 43 44 4 46 47 48 49 3 4 6 7 () Hogg, R.; Healy, T. W.; Fuerstenau, D. W., Mutual coagulation of colloidal dispersions. Trans. Faraday Soc. 966, 6, 638-6. () Derjaguin, B. V.; Landau, L., Theory of the stability of strongly charged lyophobic sols and the adhesion of strongly charged particles in solutions of electrolytes. Acta Physicochim. URSS 94, 4, 633-66. (3) Verwey, E. J. W.; Overbeek, J. T. G., Theory of the Stability of Lyophobic Colloids. Courier Dover Publications: 999; p 8. (4) Chou, D.; Morr, C., Protein-water interactions and functional properties. J. Am. Oil Chem. Soc. 979, 6, (), A3-A6. () Lin, S.; Wiesner, M. R., Exact Analytical Expressions for the Potential of Electrical Double Layer Interactions for a Sphere Plate System., 6, (), 6638-664. (6) Lin, S.; Wiesner, M. R., Deposition of Aggregated Nanoparticles A Theoretical and Experimental Study on the Effect of Aggregation State on the Affinity between Nanoparticles and a Collector Surface. Environ. Sci. Technol., 46, (4), 37-377.