NIRS Programs That Give Accurate Data for Selections, Science and Marketing

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NIRS Programs That Give Accurate Data for Selections, Science and Marketing Charles R. Hurburgh Professor, Agricultural Engineering February 13, 2017

Electromagnetic spectrum Why NIRS Works NIR range: 750-2500 nm What is so special about the waves in NIR range? NIR light is absorbed by molecules containing C-H, N-H, and O-H groups (fats, proteins, carbohydrates, organic acids, alcohol, water) 2

NIRS reflectance spectra and absorption Water, Carbohydrate s Fat Water Starch, Protein Fat k = 10 2000 Major components (> 2%) large effects Subcomponents: (<2%) smaller effects 3

NIRS Operation Procedure Reference Lab > Standardization Proficiency > Prediction > Validation > ~1-2%

First, what is the goal? Accuracy Needs Classification/selection 2-3 Accept reject, ranking ================================================ Market Information 3-5 Guidance, relative comparisons, databases Trade, specification, refereed science 5+ Payments, decisions, citable, future work Know how much variability will be acceptable. Accuracy in terms of RPD (std. dev. of data/std error of acc.)

Next, instrument choice How much time do you have per test? Could you grind, or not? Destructive, slow but more accurate for reflectance units. What technology would work best for each case?

NIRS Transmission-Based Units 7

NIRS Reflectance-Based Units 8

Next: Where are you in the operation chain? Are you going to accept a calibration that you get from somewhere? Or do your own? What specific calibration is it? Manufacturer Other developer? Calibration version/identification; scientific publication? Update/monitoring protocol Are you going to standardize your own instrument? Or accept the standardization settings you are given? What is the reference basis of the calibration? Is that widely accepted in your market/application? Validation is totally your responsibility Proficiency program? Quality management program?

Measurement Statistics Repeatibility (Precision) Standard deviation across repeat tests Instrument construction Reproducibility within model (aka. Standardization) Standard deviation across like units Instrument uniformity Equivalence - across models (aka. Harmonization) Standard deviation across all units System performance 10

Reference Method Differences Oil in Canola 11

Reference Lab Performance Protein in DDGS Same instrument and spectra, different lab values

Precalibrated Units Same instrument and spectra, different calibrations 13

Validation Classification No difference within classes; classes separated SEP = 1.30 SEP = 0.75

Correlated Y: Amino Acids Comparison of NIR calibration models (average r2) with linear regressions of reference amino acids to reference protein Regression vectors of 18 AA PLS models for FOSS Infratec 1241 Grain Analyzer; most of the curves follow the same pattern, which indicates that calibrations predict one constituent. 16

Platform Differences - Equivalence

Equivalence among well calibrated units Similar technology (transmittance) SEP to reference =0.50,0.45 It all depends on the goal Reflectance vs. Transmittance SEP to reference = 0.50, 0.75

NIRS Proficiency Data for Soybeans Mean Range Standard deviation Between-Laboratory Within-Laboratory (Equivalence ) (Reproducibility) -------------------------------------------Protein, percent dry basis ----------------- 39.81 38.1 41.3 2.00 1.25 (34.63 @13%M) -------------------------------------------Oil, percent dry basis----------------------- 21.32 19.3-24.6 1.68 0.85 (18.55 @13%M) AOCS SQT program, 2008 2010, 39 labs, 65 samples

NIR Equivalency Study Cooperative Agreement Initiated in 2014. GIPSA and Iowa State University (ISU) Limited to models with NTEP Certificates of Conformance Criteria on a common sample set 1) Precision and 2) SEP are acceptable 3) Reproducibility between models =< within a single model Perten IM9500 Bruins OmegAnalyzerG FOSS Infratec 1241 There were 5 copies of each instrument in the study 20

Study Description Std. (n) Test (n) From GIPSA, GIPSA reference data Wheat 6 250 6 classes Protein 12%MB Barley 5 100 2 classes Protein DB (0%) From Iowa State, Eurofins reference data Soybeans 20 145 1 class Protein, Oil 13%MB Corn 30 149 1 class Protein, Oil DB (0%) 644*3*5*3reps 28,980 drops!

First Consideration Is the hardware (design) precise? All meet NTEP Criteria; Yes 23

Second Consideration Are the calibrations accurate to the reference method? Close: Soybean protein could be improved by including newer varieties and more widely distributed results. 24

Third Consideration Is the agreement within and between models (equivalence) acceptable? Yes by NTEP; No by GIPSA/ISU definition. 25

Strengthening (USB) NIRS Programs 1. Each user must understand their own goals and needs. 2. Each user must determine what instrument fits best 3. Each user must determine what their role(s) will be. 4. Establish approved, validated reference labs. GIPSA for Official factors, or proven equality. New factors: scientific review then lab approval.

Strengthening (USB) NIRS Programs 1. Expect scientific proof at each operation that others do. The platform concept is critical: instrument+calibration 2. Participation in proficiency programs should be required This will reduce equivalency issues. Create a program for sb users; connect with GIPSA 3. Calibration/validation accuracy should be published. 4. Create Standards for inclusion of data in databases, public information. International Diffuse Reflectance Conference 2018 July 29 August 2, 2018. Focus is on usage in practice.

Where To Find Us www.iowagrain.org Analytical Programs Quality Management Systems