Polymer Systems and Film Formation Mechanisms in High Solids, Powder, and UV Cure Systems

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Polymer Systems and Film Formation Mechanisms in High Solids, Powder, and UV Cure Systems J. Baghdachi, Ph.D. Coatings Research Institute Eastern Michigan University (734) 487-3192 Freshpaint@aol.com jamil.baghdachi@emich.edu

Film Formation in Coatings utline: Thermoplastic systems Thermosetting systems Variables controlling property development Stages of property development Waterborne Energy cure Powder coating

Film Formation Almost all desirable properties of a coating film strongly depend upon the quality and integrity of the coating film which in turn depends upon the polymer chemistry, formulation variables, the T g of the dry film and the surface characteristics of the substrate among other factors.

Film Formation Coating properties influenced by film formation process Adhesion Chemical resistance Mechanical properties Dirt pick up Flow Gloss Pop (blister) Sag Surface dry and hardness development

Film Formation Three major classification of film formers Thermoplastic materials Chemically converting systems Latex systems

Film Formation Chemical and Physical Variables Controlling Property Development Molecular weight Crosslink Density Glass Transition Temperature Building blocks Viscosity Cure Temperature Formulation variables

Film Formation Property Thermoplastic Thermoset MW prior to application High Low MW as dry film High Very high Crosslink density Very low Moderate-v.high Hardness Poor-good Moderate-Excellent Solvent resistance Poor-good Excellent Chemical resistance Poor-Excellent Moderate-Excellent Permeability, H 2 Very low-high Very low Gloss Low-high High-very high Recoatability Excellent Poor-good Low VC use Poor Excellent

Film Formation Some Milestones: A Film is dry-to-touch when viscosity is >10 3 Pa.s To resist blocking for 2s at 20 Psi, need viscosity >10 7 Pa.s To serve as industrial enamel, viscosity often must be >10 12 Pa.s, the viscosity at Tg.

Film Formation Relationship between viscosity and temperature ln? = 27.6-40.2 (T-Tg) 51.6 + (T-Tg) T, in Kelvin-degrees Williams, Landel and Ferry (WLF) Equation

Thermoplastic Systems Linear and Soluble Branched and Soluble Polymer chains are longer but remain separate. Though they may coil around one another and exhibit branching, there is no primary valency bonding between chains.

Thermoplastic Coatings Film Formation by Evaporation of Solvent from Solutions of Polymers-- Lacquers To have good film properties, polymer molecules must be large (very high molecular weight) However, Concentrated solutions of high molecular weight polymers are too viscous. Dilute solutions have high VC.

Film Formation--Air dry (Lacquer) High Polymer Solution Drying Solvent Evaporation Dry Film Aging

Film Formation--Air dry (Lacquer) Aging Dry Film The cross chain linkages are weak secondary valency bonds broken relatively easily as the film is dissolved or melted

Principles of Film Formation Stages of film formation (High T g ) At the early stages of drying, the rate of solvent evaporation is essentially independent of the presence of polymer The rate of evaporation depends upon -The vapor pressure -The ratio of surface area to volume of the film -The rate of air flow

Principles of Film Formation Stages of Film formation As the viscosity and T g increase, free volume decreases, and the rate of solvent evaporation depends on how rapidly the solvent molecules can reach the surface of the film. The rate of solvent loss is controlled by the rate of DIFFUSIN of the solvent through the film.

Principles of Film Formation Drying Lower T g and more free-volume available Solvent evaporates easily Higher T g, and viscosity Lower free volume Vapor pressure controlled Diffusion controlled

Film Formulation-Thermoplastic Polymers The rate of solvent diffusion and evaporation also depends on the solvent structure and the solvent polymer interaction. CH 3 CCH 2 (CH 2 ) 2 CH 3 CH 3 CCH 2 CH(CH 3 ) 2 n-butyl acetate Diffuses more rapidly CH 3 Isobutyl acetate Higher evaporation rate CH 3 (CH 2 ) 6 CH 3 CH 3 (CH 2 ) 5 CHCH 3 n-ctane Isooctane CH 3

Thermoset Systems Chemically reactive systems Main Resin Polyols Polyols Polycarboxylic acids Polycarboxylic acids Polycarboxylic acids (Poly)amines, amides Acetoacetate (active methylene) Acetoacetate (active methylene) Polyols and polycarboxylic acids Cross-linker Amino Resins (Poly)isocyanates Epoxies Carbodiimides Aziridines Epoxies Amino resins (Poly)isocyanate Siloxanes Miscellaneous Combinations

Thermoset Systems The mechanical properties of the film depend strongly upon the T g of the crosslinked polymer and upon the degree of crosslinking Physical properties such as water and oxygen permeability, solvent and chemical resistance are affected by the degree of crosslink density.

Crosslink Terminology A number of extreme changes accompany crosslinking Soluble Flow Glass Transition Temperature Insoluble Severely reduced flow Increase in Tg

Crosslinking Linear Polymer + Crosslinker Network (Crosslinked Polymer)

Thermoset Systems T g increases during crosslinking for three reasons: Chain mobility near crosslinks is constrained Crosslinkers are converted from plasticizers to network chain segments M n of main resin increases sharply

Thermoset Systems Crosslinking requires that the reactants diffuse into a reaction volume Small molecules may diffuse more readily than functional groups on a polymer chain Water plasticizes coatings, lowering their Tg

Thermoset Systems If the diffusion rate is greater than the reaction rate, the reaction will be kinetically controlled If the diffusion rate is slow compared to the reaction rate, the rate is mobility controlled

Thermoset Systems The major factor controlling rate is the availability of free volume The free volume is large if the reaction temperature is higher than the Tg If the reaction temperature is below Tg, the free volume is limited At intermediate temperatures, the reaction is controlled by the rate of diffusion (mobility of reactants).

Thermoset Systems If the reaction temperature is above the Tg of fully reacted polymer, there will be no mobility effect In ambient curing coatings if the Tg of the fully cured polymer is above the ambient, the reaction will become mobility controlled As Tg approaches the cure temperature, reaction becomes slower When Tg equals T, reactions become very slow and Vitrification occurs.

Waterborne Film Formation in Latex Systems

Film Formation--Waterborne Coatings CH Core-Shell Latex Dispersion H CN Epoxy CH H NC Epoxy Multiphase Latex Epoxy Alkyd Acrylic Polyester Polyurethane Resins

Film Formation from Latex ccurs in three overlapping stages Evaporation of water and co-solvents leading to close packed layers of latex particles Deformation of the particles from their spherical shape leading to a more or less continuous layer Coalescence, a relatively slow process in which the polymer particles and molecules interdiffuse across the particle boundaries and tangle, strengthening the film.

) Film Formation from Latex What Derives Deformation? Capillary forces? Powerful (up to 5000 psi) but short lived Surface energy reduction? Much weaker but longer lived. ( (

) Film Formation from Latex What Derives Deformation? T g of the latex particles is an important factor T g of the outer shell is what counts particles and film can be plasticized by water and coalescent agents (solvents). ( (

Film Formation Top view of the drying latex showing three contacting particles with a capillary full of water in between

Film Formation Thin layer of water around the particles Schematic representation of two spheres in contact after partial evaporation of water

Coalescence For a given latex, the lowest temperature at which coalescence occurs sufficiently to form a continuous cohesive film is called its Minimum Film Formation Temperature MM FT (MFT)

Film Formation--Latex Complete coalescence is a slow process The rate is affected by (T-T g ) Coalescing agents reduce T g and MFFT.

Coalescence Coalescence occurs as molecules interdiffuse. The distance the molecules travel to interdiffuse is considerably less than the diameter of a typical latex particle The rate of interdiffusion is directly related to T-T g. As a broad rule, coalescence will not occur unless the temperature is at least slightly higher than T g.

Film Formation Scanning Electron Micrograph of films prepared from a latex polymer

Latex Film Formation Aqueous Latex Stage I Water Evaporation Close-Contact Particles Stage II Particles Deform Stage III Coalescence (aging) Packing of Deformed Particles Mechanically Coherent Dry Film

Crosslinking Latex Polymer Diffusion Fast crosslinking Fully diffused Weak Boundaries Crosslinked film Weak film interfacial fracture Strong film cohesive fracture

Film Formation in Energy Cured Coatings

Energy Curing Energy Curing - initiation by: UV: 200-400nm light Visible: typically 380-450 Electron beam Radical mechanism Cationic mechanism

. R + R Radical Curing Mechanism R.... M + R M Propagation Initiation Step Termination Steps M. R M.. M M M R

Cationic Curing Mechanism CATINIC CURING - UV Initiation (Light & Heat) hn photoinitiator R + - H MF6 R H + + R initiation H R R H + R

Common Photoinitiators Photocleavage - Type I C H 1-hydroxycyclohexyl phenyl ketone CH 3 C C H CH 3 2-hydroxy-2-methyl-1-phenyl-propan-1-one

Sulphonium Salt Cationic Photoinitiators X - S + S S + X - S + S + X - X = PF 6 - or SbF 6 - counterion

ligomers H CH 3 H CH 2 CH C CH 2 CH CH 2 C CH 2 CH CH 2 C CH CH 2 CH 3 bisphenol A diglycidyl ether diacrylate CH 3 CH 2 CH C R C NH CH 2 NH C R' C NH CH 3 CH 2 NH C R C CH CH 2 CH 3 CH 3 CH 3 CH 3 aliphatic urethane diacrylate

ligomers Acrylated Acrylic CH 2 CH CH 2 CH CH 2 CH C C C n R CH 2 CH H CH 2 R' C CH CH 2

Film Formation in Powder Coatings

Film Formation in Powder Coatings There are two major classifications of powder coatings, Thermoplastic and Thermosetting. Thermoplastic powders melt and flow with the application of heat. PVC, Nylon, Polypropylene, Vinyl, and Fluorinated resins Thermosetting powders Epoxy, polyester, polyurethane, and acrylic and combinations thereof.

PWDER CATING A finely ground mixture of ingredients in a resinous base, which are solid at the time of application, but melt, flow, and coalesce into a protective film in the presence of heat. melting Substrate Substrate leveling/curing Substrate

Radical Curing Powder Coating. R R +. R... M + R M M. R M.. M M M R

UV Cured Powder These powders follow a combination of conventional and UV cured systems. The melt and low is accomplished by a brief exposure to a heat source The cure and cross linking is achieved by a brief exposure to an ultraviolet light source. This technology is suitable for powder coating temperature sensitive materials such as wood products (MDF)

Challenges Highly pigmented systems are slow to cure Film thickness limitations Balance of good flow and cure is critical Line-of-Site

Film Formation Substrate Applied powder IR r other source Substrate Melt and flow UV (395-445 nm) 2000-4000 mj/cm 2 Finished wood

Film Formation in Coatings References rganic Coatings: Science and Technology, Z., Wicks, F., Jones, P. Pappas, John Wiley and Sons, 1999. Protective Coatings: Fundamentals of Chemistry and Composition, C. H. Hare, Technology Publishing Company, 1994. Adhesion Aspects of Polymeric Coatings, J. Baghdachi, FSCT, 1997 Waterborne Coatings: A compilation of Papers from the Journal of Coatings Technology, 2001

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