Modeling of Photoinduced Deformation in Silicon Microcantilevers

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Sensors 007, 7, 73-79 sensors ISSN 44-80 007 by DPI www.mdpi.org/sensors Full Paper odeling of Photoinduced Deformation in Silicon icrocantilevers Yu-Lin Guo, Jia Zhou *, Yiping uang and in ang Bao ASIC and System National Key Lab, Department of icroelectronics, Fudan University, Shanghai 00433, P. R. China; E-mails: 0405033@fudan.edu.cn; yphuang@fudan.edu.cn; mhbao@fudan.edu.cn * Corresponding author; E-mail: Jia.zhou@fudan.edu.cn Received: 4 July 007 / Accepted: 7 August 007 / Published: 3 September 007 Abstract: A model for prediction the photostriction effect in silicon microcantilevers is built up based on the fundamentals of mechanics and semiconductor physics. By considering the spatial distribution and surface recombination of photoinduced carriers in silicon, the model interprets the cause of the photoinduced bending. The results from our model much more closely approximate the experimental values than the former model built up by Datskos, Rajic and Datskou [](APL, Vol.73 (998) No.6, pp 39-3), represented by the reduction of the error between calculation and measurement from 5 times to 0.85 times. Keywords: Photostriction, microcantilever, deformation, silicon. Introduction The so called photostriction effect in semiconductors was found in germanium by Figielski in 96 [] and in silicon by Gauster and abing six years later [3]. Similar effects were also found in some ceramic materials [4], and can be used as photostrictive actuators [5, 6]. Under that effect, the photogeneration of free charge carriers (electrons and holes) in a semiconductor, results in the development of a local mechanical strain [, 7, 8]. In the late 990s, Datskos s team investigated the photostriction effect in a silicon microcantilever structure [, 7, 8]. It was also applied in photon detection [, 7, 8] and chemical gas sensing [9]. They constructed a basic theory of the photostriction effect in a semiconductor cantilever structure. Their assumption was that the density of the

Sensors 007, 7 74 photoinduced excess carriers was homogeneous in the microcantilever, shown by the average density they used to calculate photoinduced strain in equations and 3 in reference [, 7, 8]. owever, their theoretical results were about 5 times larger than the experimental values [, 7, 8]. In this study, by considering the spatial distribution and surface recombination of photoinduced carriers in silicon, we have constructed a model for prediction the photoinduced deformation in a microcantilever structure. The calculated results are also compared with Datskos s theoretical and experimental data.. odeling Under illumination with light with an energy above the band gap of silicon, the lattice in the microcantilever will be strained as the presence of excess electron-hole-pairs. Different from Datskos s assumption of homogeneous excess carriers, we suppose that the light intensity will be reduced along the depth of the cantilever (x direction in Figure ), because of the intensive absorption of photons by Si. Therefore, the density gradient of the excess carries causes a strain gradient in the cantilever and thus the bending of the silicon cantilever. Figure. Schematic of a Si microcantilever under incident light and the coordinate system Assuming that the light intensity at the top surface of the microcantilever is a constant, I 0, the light intensity I along the x direction is as expressed by [0]: αx I ( x) = I 0 e () where α is light absorption coefficient of silicon. Following Datskos s deduction, the density of photoinduced excess carriers is given by [0]: n ( x) = η I( x)ατ () where η is the quantum efficiency and τ is the life time of the excess carriers in silicon. The photoinduced strain is given by ε ( x) = β n( x) (3)

Sensors 007, 7 75 where β is the photostriction coefficient. [] Derived from equations (-3), the relationship between the light and the photoinduced strain can be written as: ε αx ( x) = βηi 0 ατ. e (4) For a cantilever with a rectangular cross section, the deformation curvature of the structure can be given by [] R = EI (5) 3 I = W (6) where W,, and I are the width, thickness and the moment of inertia of the microcantilever, respectively. E is the elastic modulus of the cantilever, given by E y /( υ) with the Poisson s ratio of silicon υ. is the bending moment, which is the integral force moment of the forces (against the neutral plane) across the cross section of the structure [], given by = / 0 = EβητI 0 Eε ( x) W ( x) dx W ( + e α / ) ( e α Eε ( x) W ( x ) dx α ) (7) The maximum displacement Z max due to photoinduced carriers can then be written as [] Z max = L = R 6βητI 0 ( + e = EI L α ) ( e α 3 α ) L (8) In order to compare with Datskos s expression in reference [, 7, 8], the above equation can be rewritten as Z max = 3βητI 0 ( ) a a + L ln( a) (9)

Sensors 007, 7 76 where α a = e, which is the photo absorptivity of silicon [0]. Let ' a = a + a (0) ln( a) By comparing our Eq. (9) with equation (8) in [], Z max = 3 ν βητai 0L () Two obvious differences between the two equations can be seen. One is that in our equation, there is a but not a as in Datskos s equation. In equation (0), the first item -a indicates the effect of the photo absorptivity a on the part of the microcantilever above the neutral plane, while the second item a indicates the effect of the photo absorptivity a on the part below the neutral plane. a and a ln( a) denote two different strain generation mechanisms, i.e., the density of photoinduced excess carriers in the cantilever is asymmetrical in our theory while homogenous in Datskos s. The other is that in our Eq. (9), there is no item including the Poisson s ratio as in Datskos s equation. The reason is that because photostriction effect directly results in local mechanical strain. That indicates the photoinduced bending is caused by lattice contraction, not by stress. Therefore, the elastic modulus of the cantilever is eliminated from the deformation equation. Furthermore, the recombination of the photoinduced excess carriers at the top and bottom surfaces must be considered in the prediction of the deformation, because the thickness of the microcantilever is as thin as some hundreds nanometers (e.g. 500 nm in []). The recombination of the photoinduced excess carriers has a great effect on the carrier density and thereafter the photoinduced strain. In addition, the surface recombination velocity is different at the two surfaces, which also plays an important role in the photoinduced bending. From the viewpoint of fabrication, one of the two surfaces of the microcantilever is formed by etching with rough surface, and the other is formed by the original polished silicon surface. The surface recombination velocity at the rough surface is much faster than that at the polished surface. Suppose that excess carrier density at the etched surface equals to 0, while the carrier recombination at the polished surface can be omitted. Under this assumption, the bending moment and deflection Z max can be approximated as follows. = EβητI 0Wα () Z max I 0 ln( a) L = βητ (3) 3. Verification of the model To verify our model, the calculated results from our model are compared with the theoretical and experimental data in [, 8]. The experimental parameters are listed in Table. It should be noted that

Sensors 007, 7 77 the photo absorptivity of silicon was set as a=0.95 in [, 8], which is about ten time larger than its real value. From [], for λ=780nm, a can be derived as 0.095-0.393 with the light absorption coefficient of silicon in the range of 0 3 to 3 0 3 cm -. In our calculation, we set a as the average value of 0.7. The results shown in Figure are the calculated data by Datskos s model (Eq. ) and our model (Eq. 3), in addition with Datskos s experimental data in [, 8]. The experimental data in Figure is obtained from the fitting line shown in [, 8]. The x ordinate of the plot is power density P instead of absorbed power Φ used in [, 8] because we have to put theoretical data with a=0.95 and a=0.7 both in the plot for comparison. Power density P is given by P = I 0 hc / λ, where h is Planck s constant and C is the velocity of light. The y ordinate shows the maximum deflection on a logarithmic scale. Table. The experimental conditions in [, 8] L W λ a 00 µm 0 µm 500nm 780nm 0.95 From the figure, higher accuracy of our model is obvious. For a=0.7, our theoretical data is 0.85 times the experimental one, while the results from Datskos s model are about 5 times when a=0.95 and 3 times when a=0.7 larger than that they measured. The difference between our calculation and the experimental data most likely comes from the assumption on the carrier recombination velocity of the top and bottom surfaces of the microcantilever. Figure. Theoretical results from our model with a=0.7 and from Datskos s model with a=0.95 and a=0.7, and the experimental data in [, 8].

Sensors 007, 7 78 4. Conclusions In summary, we have introduced a model to calculate the photoinduced bending of a Si microcantilever, based on the theory of the gradient of photoinduced excess carrier and the carrier recombination at the two surfaces of the microcantilever. The result from our model is 0.85 times that of the measurement, which is much more accurate than the results from the former model. It has been revealed that the photoinduced bending is induced by the gradient of photoinduced excess carrier and the different recombination velocity between top and bottom surface on the cantilever. Acknowledgements This research work is supported by the Natural Science Foundation of China under Grant No. 6047603, and by the Open Research Fund of the Key Laboratory of ES of inistry of Education, Southeast University. References. Datskos, P.G.; RaJic, S.; Datskou, I. Photoinduced and thermal stress in silicon microcantilevers. APPLIED PYSICS LETTERS 998, 73, 39-3.. Figielski, T. Photostriction Effect in Germanium. Phys. Status Solidi (b) 96,, 306-36. 3. Poosanaas, P.; Uchino, K. Photostrictive effect in lanthanum-modified lead zirconate titanate ceramics near the morphotropic phase boundary. aterials Chemistry and Physics 999, 6, 36-4. 4. Poosanaas, P.; Tonooka, K.; Uchino, K. Photostrictive actuators. echatronics 000, 0, 467-487. 5. Sun, D.; Tong, L. odeling of wireless remote shape control for beams using nonlinear photostrictive actuators. International Journal of Solids and Structures 007, 44(), 67-684. 6. Gauster, W.B.; abing, D.. Electronic Volume Effect in Silicon. Physical Review Letters 967, 8, 058-06. 7. Datskos,P.G.; Rajic, S.; Egert, C..; Datskou, I. Detection of infrared photons using the electronic stress in metal-semiconductor interfaces. Part of the SPIE Conference on Infrared Technology and Applications XXV 999, SPIE 3698, 5-60. 8. Datskos, P.G.; Rajic, S.; Datskou, I.; Egert, C.. Novel photon detection based on electronically induced stress in silicon. Part of the SPIE Conference on Infrared Detectors and Focal Plane Arrays V, 998, SPIE 3379, 73-8. 9. Datskos, P.G.; Rajic, S.; Sepaniak,.J.; Lavrik, N.; Tipple, C.A.; Senesac, L.R.; Datskou, I. Chemical detection based on adsorption-induced and photoinduced stresses in microelectromechanical systems devices. J.Vac.Sci.Technol.B 00, 9, 73-79. 0. Liu, E.; Zhu, B.; Luo, J. Semiconductor Physics, 6 th Edition, Publishing ouse of Electronics Industry: Beijing, 003; pp.33.. Bao,. Analysis and Design Principles of ES Devices, ELSEVIER: Amsterdam, 005; pp.46.

Sensors 007, 7 79. Sze, S.. Physics of Semiconductor Devices, nd Edition, John Wiley & Sons: New York, 98; pp.4-44. 007 by DPI (http://www.mdpi.org). Reproduction is permitted for noncommercial purposes.