Semiconductor physics I. The Crystal Structure of Solids

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Lecture 3 Semiconductor physics I The Crystal Structure of Solids 1

Semiconductor materials Types of solids Space lattices Atomic Bonding Imperfection and doping in SOLIDS 2

Semiconductor Semiconductors definition 3 A group of materials having conductivities between those of metals and insulators. Semiconductor classification --- Group IV elemental materials Si Ge --- compound materials of group III and group IV elements. GaAs common compound semiconductor for high-speed and optical divices. GaP InP --- three-element compound semiconductor Fig Periodic table.

l1 Intrinsic silicon Pure silicon crystal Si is in Column IV of the periodic table with atomic number 14. by far the most common semiconductor used in ICs. 4

幻灯片 4 l1 silicon is the most common semiconductor used in ICs. lixc, 2013-3-3

TYPES OF SOLIDS According to the size of an ordered region within the material, there are three types of solids: (a) amorphous (b) polycrystalline () (c) single crystal tl--- the best electrical l properties due to without grain boundaries. 5 Fig Schematics of three general types of crystals: (a) amorphous, (b) polycrystalline, (c) single crystal.

SPACE LATTICES Lattice of the single crystal --- the periodic arrangement of atoms in the crystal. Primitive cell/ unit cell --- the smallest unit cell that can be repeated to form the lattice. 6 Fig Two-dimensional representation of a single-crystal lattice showing various possible unit cells

a Fig A generalized primitive unit cell. lattice point --- to represent a particular atomic array by a dot. --- its location expressed using the vector r = pa+ qb+ sc Where p, q, and s are positive integers. 7

Basic Crystal Structures a: lattice constant Figure Three lattice types: (a) simple cubic. (b) body-centered cubic. (c) face-centered cubic. 8

Volume density of atoms 9 Volume density of atoms is determined dby --- the crystal structure of a material --- its lattice dimensions Example: Consider a single-crystal material that is a body-centered cubic with a lattice constant a = 5 A = 5 x 10-8 cm. Compute its volume density. Fig body-centered cubic Solution: A corner atom is shared by eight unit cells The eight corner atoms then contribute te an equivalent of one atom to the unit cell. + the body centered atom => each unit cell contains an equivalent of two atoms Density 2atoms = = 1.6 10 atoms / cm 8 3 (5 10 ) 22 3

Crystal Planes and Miller Indices 10 Why to describe crystal planes? ---The real crystals are not infinitely large, eventually terminating at a surface. ---The surface properties may influence the device characteristics. Fig A representative crystal Lattice plane. The intercepts of the plane correspond to p = 3, q = 2, and s = 1. The reciprocals of the intercepts 1 1 1,, 3 2 1 Multiply by the lowest common denominator Miller indices (2,3,6) * Parallel plates have the same miller indices.

Fig Three lattice planes: (a) (100) plane. (b) (110) plane. ( c )( 111) plane Example: Consider the body-centered cubic structure and the (110) plane. Compute the surface density. 11 Fig (a) The (110) plane in a body-centered cubic and (b) The atoms cut by the (110) plane in a body-centered cubic

Solution The atom at each corner is shared dby four similar il equivalent tlattice planes The four corner atoms then effectively contribute one atom to this lattice plane. The atom in the center is completely enclosed in the lattice plane The lattice plane contains two atoms The surface density = the number of lattice atoms divided by the surface area Surface Density 2atoms 2 = = 8 2 ( a1)( a1 2) (5 10 ) ( 2) = 5.66 10 atoms / cm 24 2 12 * Surface density of atoms depends on the plane and generally varies from one crystal plane to another.

Diamond Structure Silicon and Germanium, as a group IV elements and have a diamond crystal structure. Fig The diamond structure. Fig The tetrahedral structure of closest neighbors in the diamond lattice. Every atom in the tetrahedral structure has four nearest neighbors. 13

Homework The lattice constant of silicon is 5.43 A. Calculate the volume density of silicon atoms. Answer: Si atomic density : 5 10 22 cm -3 14

ATOMIC BONDING 15 Why one particular crystal structure is favored over another for a particular assembly of atoms. A fundamental law of nature -the total energy of a system in thermal equilibrium tends to reach a minimum value. The interaction that occurs between atoms to form a solid and to reach the minimum total energy depends on -the type of atom or atoms involved. The interaction of various atoms is considered by -valence: outermost, electrons of an atom.

Classification of atomic bonding Ionic bonding: The atoms at the two extremes of the periodic table tend to lose or gain valence electrons, thus forming ions to complete outer energy shells. -The elements in group I tend to lose their one electron and become positively charged. - the elements in group VII tend to gain an electron and become negatively charged. -These oppositely charged ions then experience a coulomb attraction and form a bond referred to as an ionic bond. Covalent bonding : The atoms at the middle of the periodic table tend to share valence electrons to complete outer energy shells. Metallic bonding :the positive metallic ions as being surrounded by a sea of negative electrons, the solid being held together by the electrostatic forces. Van der Waals bond : is the weakest of the chemical bonds. solids formed by the Van der Waals bonds have a relatively low melting temperature-in fact, most of these materials are in gaseous form at room temperature. 16

Covalent bonding in Si In intrinsic silicon, diamond lattice is formed by the four valence electrons associated with each silicon atom. These atoms are held in their positions by covalent bonds. 17 (a) (b) Fig Representation of (a) silicon valence and (b) covalent bonding in the silicon crystal Fig 2D Silicon lattice Each atom shares 8 electrons low energy situation At 0K temperature, there is no free electron, intrinsic silicon is an insulator.

At finite temperature Thermal generation Finite thermal energy lattice vibrations occurs- Some bonds are broken free electrons Mobile negative charge, -1.6 10-19 C free holes Mobile positive charge, +1.6 10-19 C 18

Covalent bonding broken: At high temperature, some of the bonds are broken by thermal ionization. So some electrons are freed and a positive charge is left with the parent atom. Electric current: An electron from the neighboring atom may fills up the hole that existed in the ionized atom but creates a new hole in the other atom. This hole, a positively charged carrier, can conduct electric current. In the following, electron means free electron Not concerned with bonding electrons or core electrons Define: n (free) electron concentration [cm -3 ] p (free) hole concentration [cm -3 ] 19

GENERATION=break-up of covalent bond to form electron and hole pairs Requires energy from thermal or optical sources (or external sources) 3 1 Generation rate: G Gth Gopt / cm = + s G th : thermal generation rate, which increases exponentially with temperature. G opt : optical generation occurs when a bond absorbs a photon to break it, which is independent of temperature. In general, atomic density >> n, p G f(n,p) 20

Recombination ---Thermal ionization results in free electrons and holes in equal number and hence equal concentrations. ---These free electrons and holes move randomly and some of them may be recombined. RECOMBINATION=formation of covalent bond by bringing together electron and hole Releases energy in thermal or optical form Recombination rate: R = [/cm 3 s 1 ] recombination event requires 1 electron + 1 hole R n p Generation and recombination most likely take place at surfaces where periodic crystalline structure is broken. 21

22 Thermal equilibrium the recombination rate = the thermal-generation rate. Generation rate in thermal equilibrium: Go = f(t) Recombination rate in thermal equilibrium: Ro n o p o In thermal equilibrium: Go (T) = Ro n o p o = k o G o (T) 2 Mass-action law n 0p 0 = n i ( T) The concentration of free electrons n, is equal to the concentration of holes p. n= p = n i n i denotes the concentration of free electrons or holes in intrinsic silicon at a given temperature.

2 3 EG / kt Intrinsic concentration ni = BT e 31 B is a material-dependent d tparameter = 54 5.4 10 for silicon. E G is a parameter know as the bandgap energy =1.12 electron volts (ev), representing the minimum energy required to break a covalent bond and thus generate an electron-hole pair. 5 k is Boltzmann s constant = 862 8.62 10 ev/k At room temperature T = 300 K n = 1.5 10 carriers/cm i 10 3 To place this number in perspective, we note that 22 3 the silicon crystal has about 5 10 atoms/cm 23

IMPERFECTIONS IN SOLIDS Atomic thermal vibration --- one type of imperfection that all crystals have in common --- lattice vibrates as atom energy is a function of temperature --- affects some electrical parameters Point defect Fig Two-dimensional representation of a single-crystal lattice showing (a) a vacancy defect and (b) an interstitial defect. Frenkel defect: the vacancy-interstitial defect 24 Line defect: missing the entire row of atoms

IMPURITIES IN SOLIDS Foreign atoms, or impurity atoms, may be present in a crystal lattice. --- Substitutional impurities: Impurity atoms may be located at normal lattice sites. --- Interstitial impurities:impurity atoms may also be located between normal sites Fig Two-dimensional representation of a single-crystal lattice ( a) a substitutional impurity and (b) an interstitial impurity. 25

Doping Doping --- adding controlled amounts of particular impurity atoms into pure semiconductor material. --- favorably altering the electrical characteristics of the material. Two general methods of doping: --- Impurity diffusion --- Ion implantation 26

Impurity diffusion --- a semiconductor crystal is placed in a high temperature gaseous atmosphere containing the desired impurity atom --- the process by which impurity yparticles move from a region of high concentration near the surface, to a region of lower concentration. Ion implantation --- A beam of impurity ions is accelerated to kinetic energies in the range of 50 kev or greater and then directed to the surface of the semiconductor. --- tk takes place at tlow temperature t than impurity it diffusion. i ---Advantage: controlled numbers of impurity atoms introduced into specific c regions of the crystal. --- Disadvantage: thermal annealing process is required to remove lattice displacement damage.

Doped semiconductors 28 Doped semiconductors are materials in which hcarriers of one kind (electrons or holes) predominate. Doped silicon in which the majority of charge carriers are the electrons is called n type, in which the majority of charge carriers are the holes is called p type. n-type silicon is formed by introducing impurity atoms of a pentavalent element such as phosphorus. This is because pentavalent element have five valence electrons, four of which form bonds with the neighboring silicon atoms while the fifth becomes a free electron. Thus each phosphorus atom donates a free electron to the silicon crystal, and the phosphorus impurity is called a donor.

Doping -Donors Doping = engineered introduction of foreign atoms to modify semiconductor electrical properties DONORS: Introduce electrons to semiconductors (but not holes) For Si, group V elements with 5 valence electrons (P As Sb) 29

4 electrons participate in bonding 5th electron easy to release at room temperature, each donor releases 1 electron that is available for conduction Donor site becomes positively charged (fixed charge) 30 Fig 2D Silicon lattice with As donors.

Define: N d donor concentration [cm -3 ] In thermal equilibrium the concentration of free electrons in the n-type silicon will be If N d << n i,doping is irrelevant Intrinsic semiconductor nn0 = pn = n 0 i If N d >> n i, doping controls carrier concentration Extrinsic semiconductor n n0 = N D 31 Where the additional subscript 0 denotes thermal equilibrium. 2 Besides, in thermal equilibrium, np = n 0 0 i Thus the concentration of the holes is p n0 = 2 n i N D (temperature-dependent p and donor-concentration-dependent)

Doping : Acceptors Introduce holes to semiconductors (but not electrons) Group III elements with 3 valence electrons (B Al Ga In) 32

3 electrons participate in bonding 1 bonding site unsatisfied making it easy to accept neighboring i bonding electron to complete all llbonds at room temperature, each acceptor releases 1 hole that is available for conduction Acceptor site becomes negatively charged (fixed charge) 33 Fig 2D Silicon lattice with Boron donors

The acceptor impurity concentration is N A. If N a >> n i, doping controls carrier concentration Extrinsic semiconductor Under thermal equilibrium, the concentration of the majority holes is p p0 = N A The concentration of the minority electrons, which are generated by thermal ionization, is n p0 2 ni = (temperature-dependent and N acceptor-concentration-dependent) A 34

Example: N = 10 cm p = 10 cm, n = 10 cm a 17 3 17 3 3 3 0 0 15 20 3 In general: N 10 10 cm a Holes = majority carriers Electrons = minority carriers 35

Donors and acceptors: compensation Silicon is often doped with both donors and acceptors. To find the equilibrium electron and hole concentrations, we introduce: Charge neutrality law q( p n + N N ) = 0 0 0 d The semiconductor remains charge neutral when it has been doped Overall charge neutrality must be satisfied. a 36

Charge Neutrality It should be mentioned that a piece of n-type or p-type silicon is electrically neutral:the majority free carriers are neutralized by bound charges associated with the impurity atoms. In general: ρ = q ( p n + N N ) 0 0 17 3 Let us examine this for d We solved dthis in an earlier example Hence: d a N = 10 cm, N = 0 n n N cm p cm 2 17 3 i 3 3 0 = d = 10, 0 = = 10 N d ρ 0!! What is wrong? a 37

Nothing wrong! We just made the approximation when we assumed that n 0 =Nd We should really solve the following system of equations(for Na=0): p0 n0 + N d = 0 2 np = n 0 0 i => n0 = N d + 2 n i n 0 Small enough to be neglected Error in most practical ca circumstances cu ces too small to matter! 38

Example 1 Find the thermal equilibrium electron and hole concentrations at room temperature for a bulk silicon region doped with donors at Solution: N d =10 14 cm -3 and with acceptors at N a =5 10 13 cm -3. The sample is n-type semiconductor since the donor concentration exceeds the acceptor concentration. =>the donor concentration 14 3 13 3 13 3 N N = 10 cm 5 10 cm = 5 10 cm >> n d a i 39 =>the electron concentration n 0 N d N a = 5 10 cm 13 3 According to the mass-action law, the hole concentration is n 2 i p 0 = = 2 10 cm n 0 6 3

Homework Now consider a bulk n-type silicon sample with N d =10 14 cm -3. We would like to add acceptors to make the hole concentration p 0 =10 13 cm -3. Question: What acceptor doping concentration N a is needed? What is the electron concentration? 40

Summary Why are IC s made of Silicon? SILICON IS A SEMICONDUCTOR a very special class of materials Two types of carriers (mobile charge particles): electrons and holes Carrier concentrations can be controlled over many orders of magnitude by addition dopants selected foreign atoms Important t Equations under Thermal Equilibrium i conditions Charge neutrality p0 n0 + N N = 0 Law of mass action d 2 0 0 = ni np a 41