Carrier Loss Analysis for Ultraviolet Light-Emitting Diodes

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Carrier Loss Analysis for Ultraviolet Light-Emitting Diodes Joachim Piprek, Thomas Katona, Stacia Keller, Steve DenBaars, and Shuji Nakamura Solid State Lighting and Display Center University of California at Santa Barbara

Outline 1. Introduction 2. Experimental Results 3. Model and Parameters 4. Simulation Results 2

Ultraviolet LED Applications white light sources biochemical detection water purification short-range communication etc. 3

LED Design MQW multi-quantum well active region 4

UV Emission Measurement E.L. Intensity (a.u.) 4000 3500 3000 2500 2000 1500 1000 20 ma 50 ma 75 ma 100 ma 500 0 300 320 340 360 380 400 λ (nm) λ peak = 338 nm FWHM = 8nm 5

Power Measurements Max Power = 0.135 mw at 100mA DC Max Quantum Efficiency = 0.033% 0.14 0.12 7 6 0.05 0.04 300 x 300 µm 400 x 400 µm 500 x 500 µm 100 80 Power (mw) 0.1 0.08 0.06 0.04 5 4 3 2 Voltage (V) Relative η ext (%) 0.03 0.02 60 40 Rseries (Ω) 0.02 0 0 0 20 40 60 80 100 Current (ma) 300 x 300 µm 400 x 400 µm 500 x 500 µm 1 0.01 20 0 0 0 20 40 60 80 100 J (A/cm 2 ) 6

Modeling APSYS by Crosslight Software 3D self-consistent and comprehensive treatment of device physics Drift-Diffusion model (incl. thermionic emission) for electrons n(x,y) and holes p(x,y) Spontaneous emission spectrum from wurtzite kp band structure of strained quantum wells Internal temperature T(x,y) from heat flux equation Ray tracing model for light extraction from every source point more details: www.crosslight.com 7

Material Parameters needed: more than 40 material parameters as function of layer composition mobility (n,p) µ(t,n,f) bandgap E g (T) SRH lifetime (n,p) τ electron affinity χ(t) spont. recomb. coeff. B electron effective mass m Auger coefficient (n,p) C hole effective mass par. A 1 -A 6 optical dielectric constant ε valence split energies 1-3 dc dielectric constant ε o deformation potentials a, D 1 -D 4 refractive index n(λ) elastic constants C 13, C 33 absorption coefficient α(λ) lattice constant a thermal conductivity κ dopant activation energy E a LO phonon energy E LO etc. most of these parameters are not exactly known for nitride compounds => main source of uncertainty in nitride laser simulations 8

Built-in Polarization interface charges due to spontaneous polarization strain induced polarization + quantum well effects longer emission wavelength less transition strength Fiorentini et al., APL 80, 1204 (2002): 9

MQW Band Diagram Al 0.3 Ga 0.7 N blocker layer: bandgap adjusted from 4.1 ev to 4.5 ev Electron Energy [ev] 8.0 7.5 4.5 E C E V n-cladding blocker layer p-cladding Polarization charges 4.0 0.20 0.25 0.30 0.35 Vertical Distance [µm] grey quantum wells blue no polarization charges 10

3D Simulation Results Internal Emission Rate Vertical Current Density current = 100 ma, bias= 6.5 V 11

Self-Heating Heat Source Temperature 75% Joule heat 24% recombination heat T max = 360.6 K T min = 360.4 K R th = 100 K/W 12

Emission Spectrum Electroluminescence Intensity (a.u.) 100 ma 75 ma 50 ma 320 330 340 350 360 370 Wavelength [nm] dots: measurement lines: simulation 10 nm disagreement non-ideal QW growth band gap to small polarization to strong thermal red-shift no peak shift measured 1 nm red-shift simulated heating slightly overestimated 13

Carrier Recombination Carrier Density Recombination Rate Carrier Density [10 18 cm -3 ] 10 1 0.1 0.01 electrons holes Recombination Rate [10 25 cm -3 s -1 ] 10.0 1.0 0.1 radiative non-radiative 0.20 0.25 0.30 0.35 Vertical Distance [µm] 0.20 0.25 0.30 0.35 Vertical Distance [µm] electron hole separation in QW strong non-radiative recombination non-radiative lifetime = 1 ns 14

Carrier Leakage from MQW 0 Vertical Current Density [A/cm 2 ] -50-100 -150 hole leakage electron injection electron leakage hole injection n-cladding p-cladding -200 0.20 0.25 0.30 0.35 Vertical Distance [µm] solid lines: E block = 4.5 ev, dashed lines: E block = 4.1 ev 15

LED Efficiency 0.25 Light vs. Current Quantum efficiency Detected Light Power [mw] 0.20 0.15 0.10 0.05 no polarization τ nr = 1 µs in QWs full simulation η det = η int η opt η cap detected eff. η det = 0.035 % internal eff. η int = 1.0 % optical eff. η opt = 4.5 % capture eff. η ext = 82 % original blocker band gap 0.00 0.00 0.02 0.04 0.06 0.08 0.10 Injection Current [A] triangles: measurement 16

Summary first comprehensive 3D simulation of GaN LEDs good agreement with measurements low output power mainly due to 1. electron leakage 2. built-in polarization 3. non-radiative recombination 4. poor light extraction 17

Further Details Optoelectronic Devices Advanced Simulation and Analysis (Springer, Nov. 04) 1. Gain and Absorption: Many-Body Effects by S. W. Koch, J. Hader, A. Thränhardt, and J. V. Moloney 2. Fabry-Perot Lasers: Temperature and Many-Body Effects by B. Grote, E. K. Heller, R. Scarmozzino, J. Hader, J. V. Moloney, and S. W. Koch 3. Fabry-Perot Lasers: Thermodynamics-Based Modeling by U. Bandelow, H. Gajewski, and R. Hünlich 4. Distributed Feedback Lasers: Quasi-3D Static and Dynamic Model by X. Li 5. Multisection Lasers: Longitudinal Modes and their Dynamics by M. Radziunas and H. J. Wünsche 6. Wavelength Tunable Lasers: Time Domain Model for SG-DBR Lasers by D. Gallagher 7. Monolithic Mode-Locked Semiconductor Lasers by E. Avrutin, V. Nikolaev, and D. Gallagher 8. Vertical-Cavity Surface-Emitting Lasers: Single-Mode Control and Self-heating Effects by M. Streiff, W. Fichtner, and A. Witzig 9. Vertical-Cavity Surface-Emitting Lasers: High-Speed Performance and Analysis by J. Gustavsson, J. Bengtsson, and A. Larsson 10. GaN-based Light- Emitting Diodes by J. Piprek and S. Li 11. Silicon Solar Cells by P. Altermatt 12. Charge-Coupled Devices by C. J. Wordelman and E. K. Banghart 13. Infrared HgCdTe Optical Detectors by G. R. Jones, R. J. Jones, and W. French 14. Monolithic Wavelength Converters: Many-Body Effects and Saturation Analysis by J. Piprek, S. Li, P. Mensz, and J. Hader 15. Active Photonic Integrated Circuits by A. Lowery 18